CE 101 MODULE 5 Geotechnical & Water Resources Eng'g
CE 101 MODULE 5 Geotechnical & Water Resources Eng'g
CE 101 MODULE 5 Geotechnical & Water Resources Eng'g
GEOTECHNICAL ENGINEERING
Subtopics
1 History
2 Soil mechanics
Soil properties
3 Geotechnical investigation
4 Structures
Foundations
Shallow
Footings
Slab
Deep
Lateral earth support structures
Gravity walls
Cantilever walls
Excavation shoring
Earthworks
Ground improvement
Slope stabilization
Slope stability analysis
Geosynthetics
engineering concerned with the engineering behavior of earth materials. It uses the principles and
construction occurring on the surface or within the ground, both onshore and offshore. The fields of
geotechnical engineering and engineering geology are closely related, and have large areas of
geology is a specialty of geology: they share the same principles of soil mechanics and rock
mechanics, but may differ in terms of objects, scale of application, and approaches.
The tasks of a geotechnical engineer comprise the investigation of subsurface conditions and
materials; the determination of the relevant physical, mechanical, and chemical properties of these
conditions, earthwork, and foundation construction; the evaluation of the stability of natural slopes and
man-made soil deposits; the assessment of the risks posed by site conditions; and the prediction,
HISTORY
Humans have historically used soil as a material for flood control, irrigation purposes, burial
sites, building foundations, and as construction material for buildings. First activities were linked to
irrigation and flood control, as demonstrated by traces of dykes, dams, and canals dating back to at
least 2000 BCE that were found in ancient Egypt, ancient Mesopotamia and the Fertile Crescent, as
constructed pad footings and strip-and-raft foundations. Until the 18th century, however, no theoretical
basis for soil design had been developed and the discipline was more of an art than a science, relying
on past experience.
prompted scientists to begin taking a more scientific-based approach to examining the subsurface. The
earliest advances occurred in the development of earth pressure theories for the construction
of retaining walls. Henri Gautier, a French Royal Engineer, recognized the "natural slope" of different
soils in 1717, an idea later known as the soil's angle of repose. A rudimentary soil classification system
was also developed based on a material's unit weight, which is no longer considered a good indication
of soil type.
the earth pressures against military ramparts. Coulomb observed that, at failure, a distinct slip plane
would form behind a sliding retaining wall and he suggested that the
consistency indices that are still used today for soil classification. Osborne Reynolds recognized in
1885 that shearing causes volumetric dilation of dense and contraction of loose granular materials.
Reynolds)
the rate of settlement of clay layers due to consolidation. In his 1948 book, Donald Taylor recognized
that interlocking and dilation of densely packed particles contributed to the peak strength of a soil. The
interrelationships between volume change behavior (dilation, contraction, and consolidation) and
shearing behavior were all connected via the theory of plasticity using critical state soil mechanics by
Roscoe, Schofield, and Wroth with the publication of "On the Yielding of Soils" in 1958. Critical state
soil mechanics is the basis for many contemporary advanced constitutive models describing the
behavior of soil.
problems. The use of a centrifuge enhances the similarity of the scale model tests involving soil
acceleration allows a researcher to obtain large (prototype-scale) stresses in small physical models.
SOIL MECHANICS
In geotechnical engineering, soils are considered a three-phase material composed of: rock
or mineral particles, water and air. The voids of a soil, the spaces in between mineral particles, contain
The engineering properties of soils are affected by four main factors: the predominant size of
the mineral particles, the type of mineral particles, the grain size distribution, and the relative quantities
of mineral, water and air present in the soil matrix. Fine particles (fines) are defined as particles less
A phase diagram of soil indicating the weights and volumes of air, soil, water, and voids.
SOIL PROPERTIES
site conditions and design earthworks, retaining structures, and foundations are:
Porosity
Ratio of the volume of voids (containing air, water, or other fluids) in a soil to the total volume
of the soil. Porosity is mathematically related to void ratio the by
e
n=
1+ e
, where e is void ratio and n is porosity
Void ratio
The ratio of the volume of voids to the volume of solid particles in a soil mass. Void ratio is
mathematically related to the porosity by
n
e=
1−n
Permeability
A measure of the ability of water to flow through the soil. It is expressed in units of darcies
(d). Permeability of 1 d allows the flow of 1 cm3 per second of fluid with 1 cP (centipoise)
viscosity through a cross-sectional area of 1 cm2 when a pressure gradient of 1 atm/cm is
applied.
Compressibility
The rate of change of volume with effective stress. If the pores are filled with water, then the
water must be squeezed out of the pores to allow volumetric compression of the soil; this
process is called consolidation.
Shear strength
The maximum shear stress that can be applied in a soil mass without causing shear failure.
Atterberg Limits
Liquid limit, Plastic limit, and Shrinkage limit. These indices are used for estimation of other
engineering properties and for soil classification.
GEOTECHNICAL INVESTIGATION
CE 101 – CIVIL ENGINEERING ORIENTATION | Instructor: Engr. Novel Keith T. Solis 6
Geotechnical engineers and engineering geologists perform geotechnical investigations to
obtain information on the physical properties of soil and rock underlying (and sometimes adjacent to) a
site to design earthworks and foundations for proposed structures, and for the repair of distress to
earthworks and structures caused by subsurface conditions. A geotechnical investigation will include
obtain data about sites. Subsurface exploration usually involves in-situ testing (two common examples
of in-situ tests are the standard penetration test and cone penetration test). In addition site
investigation will often include subsurface sampling and laboratory testing of the soil samples retrieved.
The digging of test pits and trenching (particularly for locating faults and slide planes) may also be
used to learn about soil conditions at depth. Large diameter borings are rarely used due to safety
concerns and expense but are sometimes used to allow a geologist or engineer to be lowered into the
borehole for direct visual and manual examination of the soil and rock stratigraphy.
The standard penetration test (SPT), which uses a thick-walled split spoon sampler, is the most
common way to collect disturbed samples. Piston samplers, employing a thin-walled tube, are most
commonly used for the collection of less disturbed samples. More advanced methods, such as the
Sherbrooke block sampler, are superior, but even more expensive. Coring frozen ground provides
high-quality undisturbed samples from any ground conditions, such as fill, sand, moraine and rock
fracture zones.
Atterberg limits tests, water content measurements, and grain size analysis, for example, may
be performed on disturbed samples obtained from thick-walled soil samplers. Properties such as shear
sample disturbance. To measure these properties in the laboratory, high-quality sampling is required.
Common tests to measure the strength and stiffness include the triaxial shear and unconfined
compression test.
or it can be as simple as an engineer walking around to observe the physical conditions at the site.
Geologic mapping and interpretation of geomorphology are typically completed in consultation with
a geologist or engineering geologist.
Geophysical exploration is also sometimes used. Geophysical techniques used for subsurface
wave methods and/or downhole methods, and electromagnetic surveys (magnetometer, resistivity,
and ground-penetrating radar).
STRUCTURES
1. FOUNDATIONS
A building's foundation transmits loads from buildings and other structures to the earth.
Geotechnical engineers design foundations based on the load characteristics of the structure and the
properties of the soils and/or bedrock at the site. In general, geotechnical engineers:
3. Determine necessary soil parameters through field and lab testing (e.g., consolidation
The primary considerations for foundation support are bearing capacity, settlement, and ground
movement beneath the foundations. Bearing capacity is the ability of the site soils to support the loads
imposed by buildings or structures. Settlement occurs under all foundations in all soil conditions,
though lightly loaded structures or rock sites may experience negligible settlements. For heavier
structures or softer sites, both overall settlement relative to unbuilt areas or neighboring buildings, and
differential settlement under a single structure can be concerns. Of particular concern is a settlement
CE 101 – CIVIL ENGINEERING ORIENTATION | Instructor: Engr. Novel Keith T. Solis 8
which occurs over time, as immediate settlement can usually be compensated for during construction.
Ground movement beneath a structure's foundations can occur due to shrinkage or swell of expansive
soils due to climatic changes, frost expansion of soil, melting of permafrost, slope instability, or other
causes. All these factors must be considered during the design of foundations.
Many building codes specify basic foundation design parameters for simple conditions, frequently
varying by jurisdiction, but such design techniques are normally limited to certain types of construction
In areas of shallow bedrock, most foundations may bear directly on bedrock; in other areas, the
soil may provide sufficient strength for the support of structures. In areas of deeper bedrock with soft
overlying soils, deep foundations are used to support structures directly on the bedrock; in areas where
bedrock is not economically available, stiff "bearing layers" are used to support deep foundations
instead.
A. SHALLOW
Shallow foundations are a type of foundation that transfers the building load to the very near the
surface, rather than to a subsurface layer. Shallow foundations typically have a depth to width ratio of
less than 1.
Footings
Footings (often called "spread footings" because they spread the load) are structural elements
which transfer structure loads to the ground by direct areal contact. Footings can be isolated footings
for point or column loads or strip footings for wall or another long (line) loads. Footings are normally
constructed from reinforced concrete cast directly onto the soil and are typically embedded into the
ground to penetrate through the zone of frost movement and/or to obtain additional bearing capacity.
Slab
underlying the entire area of the structure. Slabs must be thick enough to provide sufficient rigidity to
spread the bearing loads somewhat uniformly and to minimize differential settlement across the
foundation. In some cases, flexure is allowed and the building is constructed to tolerate small
movements of the foundation instead. For small structures, like single-family houses, the slab may be
less than 300 mm thick; for larger structures, the foundation slab may be several meters thick.
in buildings with basements. Slab-on-grade foundations must be designed to allow for potential ground
There are many types of deep foundations including piles, drilled shafts, caissons, piers, and
earth stabilized columns. Large buildings such as skyscrapers typically require deep foundations. For
example, the Jin Mao Tower in China uses tubular steel piles about 1m (3.3 feet) driven to a depth of
There are three ways to place piles for a deep foundation. They can be driven, drilled, or
installed by the use of an auger. Driven piles are extended to their necessary depths with the
application of external energy in the same way a nail is hammered. There are four typical hammers
used to drive such piles: drop hammers, diesel hammers, hydraulic hammers, and air hammers. Drop
hammers simply drop a heavy weight onto the pile to drive it, while diesel hammers use a single-
cylinder diesel engine to force piles through the Earth. Similarly, hydraulic and air hammers supply
energy to piles through hydraulic and air forces. The energy imparted from a hammerhead varies with
the type of hammer chosen and can be as high as a million-foot pounds for large scale diesel
hammers, a very common hammerhead used in practice. Piles are made of a variety of material
including steel, timber, and concrete. Drilled piles are created by first drilling a hole to the appropriate
due to a larger diameter pile. The auger method of pile installation is similar to drilled pile installation,
but concrete is pumped into the hole as the auger is being removed.
A retaining wall is a structure that holds back earth. Retaining walls stabilize soil and rock from
downslope movement or erosion and provide support for vertical or near-vertical grade changes.
Cofferdams and bulkheads, structures to hold back water, are sometimes also considered retaining
walls.
The primary geotechnical concern in design and installation of retaining walls is that the weight
of the retained material is creates lateral earth pressure behind the wall, which can cause the wall to
deform or fail. The lateral earth pressure depends on the height of the wall, the density of the soil, the
strength of the soil, and the amount of allowable movement of the wall. This pressure is smallest at the
top and increases toward the bottom in a manner similar to hydraulic pressure, and tends to push the
wall away from the backfill. Groundwater behind the wall that is not dissipated by a drainage system
a. Gravity walls
Gravity walls depend on the size and weight of the wall mass to resist pressures from behind.
Gravity walls will often have a slight setback, or batter, to improve wall stability. For short, landscaping
walls, gravity walls made from dry-stacked (mortarless) stone or segmental concrete units (masonry
masses of concrete or stone. Today, taller retaining walls are increasingly built as composite gravity
walls such as geosynthetic or steel-reinforced backfill soil with precast facing; gabions (stacked steel
wire baskets filled with rocks), crib walls (cells built up log cabin style from precast concrete or timber
and filled with soil or free-draining gravel) or soil-nailed walls (soil reinforced in place with steel and
concrete rods).
For reinforced-soil gravity walls, the soil reinforcement is placed in horizontal layers throughout
the height of the wall. Commonly, the soil reinforcement is geogrid, a high-strength polymer mesh, that
provides tensile strength to hold the soil together. The wall face is often of precast, segmental concrete
units that can tolerate some differential movement. The reinforced soil's mass, along with the facing,
becomes the gravity wall. The reinforced mass must be built large enough to retain the pressures from
the soil behind it. Gravity walls usually must be a minimum of 30 to 40 percent as deep (thick) as the
height of the wall and may have to be larger if there is a slope or surcharge on the wall.
b. Cantilever walls
Prior to the introduction of modern reinforced-soil gravity walls, cantilevered walls were the
most common type of taller retaining wall. Cantilevered walls are made from a relatively thin stem of
steel-reinforced, cast-in-place concrete or mortared masonry (often in the shape of an inverted T).
These walls cantilever loads (like a beam) to a large, structural footing; converting horizontal pressures
from behind the wall to vertical pressures on the ground below. Sometimes cantilevered walls are
buttressed on the front, or include a counterfort on the back, to improve their stability against high
loads. Buttresses are short wing walls at right angles to the main trend of the wall. These walls require
rigid concrete footings below seasonal frost depth. This type of wall uses much less material than a
Cantilever walls resist lateral pressures by friction at the base of the wall and/or passive earth
than on conventional walls because the basement wall is not free to move.
c. Excavation shoring
Shoring of temporary excavations frequently requires a wall design that does not extend
laterally beyond the wall, so shoring extends below the planned base of the excavation. Common
methods of shoring are the use of sheet piles or soldier beams and lagging. Sheet piles are a form of
driven piling using thin interlocking sheets of steel to obtain a continuous barrier in the ground and are
driven prior to excavation. Soldier beams are constructed of wide flange steel H sections spaced about
2–3 m apart, driven prior to excavation. As the excavation proceeds, horizontal timber or steel sheeting
The use of underground space requires excavation, which may cause large and dangerous
displacement of soil mass around the excavation. Since the space for slope excavation is limited in
urban areas, cutting is done vertically. Retaining walls are made to prevent unsafe soil displacements
around excavations. Diaphragm walls are a type of retaining walls that are very stiff and generally
watertight. The horizontal movements of diaphragm walls are usually prevented by lateral supports.
Diaphragm walls are expensive walls, but they save time and space and are also safe, so are widely
In some cases, the lateral support which can be provided by the shoring wall alone is
insufficient to resist the planned lateral loads; in this case, additional support is provided by walers or
tie-backs. Walers are structural elements that connect across the excavation so that the loads from the
soil on either side of the excavation are used to resist each other, or which transfer horizontal loads
from the shoring wall to the base of the excavation. Tie-backs are steel tendons drilled into the face of
the wall which extends beyond the soil which is applying pressure to the wall, to provide additional
Excavation is the process of training earth according to requirement by removing the soil from
the site.
Filling is the process of training earth according to requirement by placing the soil on the site.
Compaction is the process by which the density of soil is increased and permeability of soil is
decreased. Fill placement work often has specifications requiring a specific degree of compaction,
or alternatively, specific properties of the compacted soil. In-situ soils can be compacted by rolling,
a. Ground improvement
Ground Improvement is a technique that improves the engineering properties of the treated soil
mass. Usually, the properties modified are shear strength, stiffness, and permeability. Ground
improvement has developed into a sophisticated tool to support foundations for a wide variety of
structures. Properly applied, i.e. after giving due consideration to the nature of the ground being
improved and the type and sensitivity of the structures being built, ground improvement often reduces
Slope stability is the potential of soil covered slopes to withstand and undergo movement.
Stability is determined by the balance of shear stress and shear strength. A previously stable slope
may be initially affected by preparatory factors, making the slope conditionally unstable. Triggering
factors of a slope failure can be climatic events that can then make a slope actively unstable, leading to
mass movements. Mass movements can be caused by increases in shear stress, such as loading,
lateral pressure, and transient forces. Alternatively, shear strength may be decreased by weathering,
Several modes of failure for earth slopes include falls, topples, slides, and flows. In slopes with
coarse-grained soil or rocks, falls typically occur as the rapid descent of rocks and other loose slope
material. A slope topples when a large column of soil tilts over its vertical axis at failure. Typical slope
stability analysis considers sliding failures, categorized mainly as rotational slides or translational
slides. As implied by the name, rotational slides fail along a generally curved surface, while
translational slides fail along a more planar surface. A slope failing as flow would resemble a fluid
flowing downhill.
4. Geosynthetics
Geosynthetics are a type of plastic polymer products used in geotechnical engineering that
the products makes them suitable for use in the ground where high levels of durability are required;
containment. Geosynthetics are available in a wide range of forms and materials, each to suit a slightly
different end-use, although they are frequently used together. These products have a wide range of
applications and are currently used in many civil and geotechnical engineering applications including
roads, airfields, railroads, embankments, piled embankments, retaining structures, reservoirs, canals,
techniques that are used to manage and preserve life’s most plentiful resource. In addition to
assessing how and the best ways in which to control water as it pertains to water-related activities
– such as irrigation, waste disposal and canal development – water resource engineers are also
frequently involved in water management to ensure that it’s safe to drink both for humans, plants
and animal usage. As previously referenced, surface water makes up about 71% of the planet,
which is the equivalent of roughly 326 million cubic miles. At the same time, though, just 3% of the
Earth’s water is fresh, according to the Bureau of Reclamation. And of this total, 2.5% of it is out of
reach, contained in the soil, polar ice caps, the atmosphere and glaciers or too polluted to use
safely.
Water resource engineers may be tasked with the awesome responsibility of ensuring that
the planning and management of available water supply are adequately leveraged and remain
safe to use for as long as possible. They may also be involved in water treatment so that the
quality of water is improved upon for various end uses, whether that’s recreationally, commercially
or industrially.
Resources, by their very nature, are finite. There are only a small handful that are naturally
renewable – such as wind, solar, hydro and biomass. While water may be renewable in terms of
the many different ways it can be used and reused, it’s not as abundant as it once was, which
The Bureau of Reclamation provides some perspective as to just how limited this resource
is in terms of usability, despite its vastness. If the world’s water supply were roughly 26 gallons,
the amount of freshwater available for safe usage would be the equivalent to 0.003 liters. That’s
private or government entities that can preserve freshwater sources and find new ones. This may
require the assistance of civil engineers involved as well, designing water purification methods
through desalination or creating new equipment for contaminant transport when water is used for
irrigation purposes. Understanding what works and what doesn’t when it comes to water resource
management is often a combined effort and may involve a number of different analyses, including
hydrologic, which is the study of the water cycle and directions in which it flows, which may be
Water resources are origin of water that are essentially required by humans, and water is
basically used for agriculture, industry, domestic purposes, and environmental events.
water is frozen in glaciers and the polar ice caps, and the remainder is found as ground water, with
only a fraction available above the ground. Although fresh water is considered to be available as a
renewable resource, the supply of pure fresh water is gradually decreasing in the world. The rate of
increase in world population exceeds the rate at which the water supply is increasing so that there is
an acute shortage of water in many parts of the world. During the twentieth century, more than half of
Water Resource Engineers develop new equipment and systems for water resource
management facilities across the United States. The systems that Water Resource Engineers
create ensure that citizens are provided with a continuous supply of clean, uncontaminated water
for drinking, living, and recreational purposes. Water Resource Engineers not only design these
water management systems, but often oversee the construction and maintenance of these
systems as well. An increasing population and continuous need for more water stimulates this
fast-growing industry. A Bachelor's degree and official certification are required to pursue this
career, though many Water Resource Engineers also go on to pursue their Masters Degrees.
Water Resource Engineering is a specific kind of civil engineering that involves the design
of new systems and equipment that help manage human water resources. Some of the areas of
Water Resource Engineers touch on are water treatment facilities, underground wells, and natural
springs.
Water Resource Engineers must create new equipment and systems to increase the
effectiveness and efficiency of water treatment and aquatic resource management. A typical
facilities to enhance the cleansing effects of the water treatment system. A Water Resource
Engineer must take budgetary constraints, government regulations, and other factors into
consideration when designing these systems. A Water Resource Engineer may then oversee the
construction and implementation of these systems to ensure that they are properly assembled.
Water Resource Engineers spend most of their time in an office looking over data and
designing new water resource management systems. However, part of the work day may be spent
at construction sites, allowing the Engineer to oversee the construction of their designs. They may
also find themselves in more industrial environments when supervising maintenance on advanced
equipment. Some Water Resource Engineers choose to travel abroad to participate in large
engineering projects.
Most Water Resource Engineers work full-time, with many putting in more than 40 hours a
week. This extra time allows them to properly oversee projects and assure that everything is
running smoothly.
Water resources engineering generally deals with the provision of water for human use, and
the development of techniques for the prevention of destruction from floods. Water resources
engineering also includes the planning and management of facilities that are constructed for these
tasks like making canals for irrigation and sewers for drainage and to avoid waterlogging, and all other
out regarding the water available, the demand now and projected demand when the work will complete
and future considerations, and then the requisite infrastructure is designed, including the water
treatment plants and the pipes network, for the conveyance of water to the taps and waste water from
Career Options
engineering related jobs that require knowledge of hydrology, fluid mechanics or water transport.
education could qualify individuals for more advanced opportunities in government, industry or
academia. Experts in water resources engineering might also work as city planners. Engineers
Engineering Technician
Civil Engineer
Hydrology Engineer
Drainage Engineer
City Planner
REFERENCES:
https://en.wikipedia.org/wiki/Geotechnical_engineering
https://engineeringonline.ucr.edu/blog/what-is-water-resources-engineering/
https://www.brighthubengineering.com/hydraulics-civil-engineering/42737-basics-of-water-
resources-engineering/
https://www.environmentalscience.org/career/water-resource-engineer
https://study.com/directory/category/Engineering/Civil_Engineering/Water_Resources_Engineerin
g.html