A Definition of Peace: Royce Anderson
A Definition of Peace: Royce Anderson
A Definition of Peace: Royce Anderson
A Definition of Peace
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
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Royce Anderson
International Center of Worcester
Requests for reprints should be sent to Royce Anderson, Executive Director, International Center of
Worcester, 138 Woodland Street, Worcester, MA 01610. E-mail: randerson@clarku.edu
102 ANDERSON
guidelines and suggestions presented here are specific enough to lead to data
sources and to the development of survey instruments.
ings of peace differ across languages and cultures. Virtually all Western language
definitions emphasize the absence of war and other forms of overt violence as a key
component of peace. For example, the Oxford English Dictionary gives its first def-
inition of the word peace as “freedom from, or cessation of, war or hostilities; that
condition of a nation or community in which it is not at war with another” (1989, p.
383). All the definitions that follow in the Oxford English Dictionary include the
notion of “freedom from” civil commotion, individual perturbation, dissention be-
tween individuals, mental or spiritual disturbance, noise, movement, or activity.
The English word peace derives from the Latin word pax, which has a some-
what more legalistic meaning. The Oxford Latin Dictionary gives the first defini-
tion of pax as “a pact (to end or avert hostilities), settlement, peace” (1977, p.
1314). It goes on to point out that it “applies to relations between individuals”
(1977, p. 1314). Other definitions parallel the English definitions. The emphasis,
however, is on peace flowing from a civil or divine source that keeps the peace
through contractual relations. Peace is seen as a relationship among people based
on a common agreement or understanding.
The concept of peace takes on additional nuances when drawn from non-West-
ern languages and cultures. For example, the Hebrew and Arabic words for peace,
shalom and salaam, respectively, derive from the root shalev, meaning “whole” or
“undivided.” This is also the root for the word Islam. Hindi and Sanscrit have sev-
eral words for peace. Avirodha stems from the word virodha, which means “war,”
and is consistent with Western definitions of peace as the absence of war. How-
ever, other Sanscrit words for peace, shanti and chaina, reflect, respectively, a
spiritual or inner peace and a mental peace or calmness. In Chinese, peace is writ-
ten as a combination of two characters, one meaning harmony and the other mean-
ing equality or balance. Taken together, the symbols mean harmony in balance. In
Chinese there is no word for peace as the absence of war. The Japanese term for
peace, linguistically derived from Chinese but reflecting a distinct culture, is also a
combination of two characters indicating harmony, simplicity, and quietness.
Whereas most Western definitions of peace tend to emphasize the absence of
violence, Eastern definitions tend to be positive in the sense that peace means the
presence of certain characteristics rather than the absence of negative characteris-
tics. A truly global understanding of peace should include both the absence of fac-
tors such as violence and the presence of factors such as balance, harmony, and
unbrokenness.
A DEFINITION OF PEACE 103
These definitions give validity to the definition proposed in this article. Al-
though a thorough literature review is beyond the scope of this essay, I have made
an effort to reflect the issues arising from that literature, giving special attention to
measurement issues. The goal is to clarify and stimulate further discussion of the
definition of peace and the nature of peaceful cultures.
It is important to distinguish, however, between cultures “of” peace and cul-
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tures “at” peace. Certainly it is possible for a culture of peace to be, sometimes, at
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war—such as occupied Denmark during World War II. Likewise, a warlike culture
can certainly have times when it is at peace. A society’s adherence to peace as a
cultural value and behavioral norm is different from whether it, at a given point in
time, exhibits a peaceful condition. This difference can be expressed as peace as a
“trait” as opposed to peace as a “state.” Peace, as defined in this article, is state
peace. A peaceful culture, on the other hand, is one where peace is a cultural trait.
Without a clear definition of state peace, a conceptually clear discussion of peace-
ful cultures is severely handicapped.
DEFINITION OF PEACE
This definition reflects several essential characteristics that are discussed in this ar-
ticle. These characteristics are linked to the key words in the definition.
The definition indicates that peace is a condition, which, therefore, exhibits charac-
teristics that can be measured by what are traditionally referred to as “objective”
measures: statistics, including archival data, that measure levels of violence and in-
cidents of mutually harmonious relationships.
The view of peace as a state does not necessarily imply that it is a static concept.
In a simple sense, peace as a “process” simply acknowledges that states can evolve
over time. Peace can describe the state of a system that can fluctuate across various
levels of peacefulness. Measures can be taken, therefore, at various points in time
to show changes over time.
104 ANDERSON
Peace Is Experienced
The definition indicates that peace is experienced by people and can therefore be
measured by subjective evaluations. Though peace can be partially measured by
objective measures, comprehensive measures of peace should also include subjec-
tive indicators that reflect people’s personal evaluations and experience of peace.
Subjective measures present a greater challenge to data gathering and scale de-
velopment. They require the development of attitudinal surveys designed for this
purpose with individuals as the unit of measurement. Though theoretically possi-
ble, it may be difficult to find archival data or existing studies that provide subjec-
tive data in the appropriate form. Issues in developing such measures are discussed
in the following section.
any single research study would probably have a more limited scope, focusing on
one or a few contexts. Researchers should define the scope of any particular study
by making explicit which context or contexts are its focus.
The definition of peace indicates two dimensions. The first dimension is a “vio-
lence” dimension, consistent with the notion of “negative peace” in the literature
(see, e.g., Galtung, 1969; Groff, 2001b). The violence dimension is measured along
a continuum from low to high levels of violence, with lower levels of violence re-
flecting higher levels of peace.
Although this begs the question of how to define violence, it is not a problem for
the definition of peace proposed here: In whatever way violence is defined, peace
is defined as low levels of it. No one would disagree that war and killing are exam-
ples of violence. The debate is over where to draw the line between violence and
other forms of behavior. For example, is telling a child “no” an example of vio-
106 ANDERSON
the intentional use of physical force or power, threatened or actual, against oneself,
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another person, or against a group or community, that either results in or has a high
likelihood of resulting in injury, death, psychological harm, maldevelopment or de-
privation. (Krug et al., 2002)
The WHO considers violent death as a major health problem and identifies vio-
lence as the leading cause of death worldwide for people 15 to 44 years old. It col-
lects data on violent deaths from more than 100 countries around the world. These
data reflect the WHO’s conceptual definition of violence given here.
Galtung (1969) favored an even more extended concept of violence: “Violence
is present when human beings are being influenced so that their actual somatic and
mental realizations are below their potential realizations” (p. 168). He admitted
(and I concur) that “this statement may lead to more problems than it solves” (p.
168). For example, the problems around measuring “potential realizations” are
probably insurmountable. But his main point was to reject a narrow concept of vio-
lence as including only physical violence. He agreed that other, better definitions
of violence and peace are possible and should be explored.
By itself, however, the violence dimension does not provide an adequate defini-
tion of peace. The peace literature, colloquial definitions, and basic intuition agree
that the mere reduction of violence does not constitute peace. Cease-fires, cold
wars, and “Texas standoffs” do not describe genuinely peaceful conditions. The
term cold peace has recently entered journalism, describing the situation in which
violence is reduced but there is no genuine peace. Reduction of violence is a neces-
sary, but not sufficient, condition for peace. Other “positive” conditions must be
present before a situation can be considered genuinely peaceful.
The second dimension of peace indicated by our definition is a “harmony” di-
mension, which refers to the degree that individuals, families, groups, communities,
or nations are engaged in mutually harmonious relationships. This implies that those
in a peaceful relationship exhibit positive relationships. It is consistent with the no-
tion of “positive peace” in the literature. It is measured along a spectrum from lesser
to greater engagement in harmonious relationships. Galtung (1969) identified a pos-
itive dimension of peace with “cooperation,” “integration,” and “social justice,”
with higher levels of these factors indicating higher levels of peace.
An interesting metaphorical parallel to this two-dimensional concept of peace
is the two-dimensional definition of health given by the WHO constitution of
1948: “A state of complete physical, social and mental well-being, and not merely
A DEFINITION OF PEACE 107
the absence of disease or infirmity.” The WHO and the Centers for Disease Con-
trol gather data on quality of life as an indicator of this positive dimension of
health. Just as health is defined as more than the absence of disease, peace has a
positive dimension that reflects more than the mere absence of violence. The core
concept in this positive dimension of peace points to the quality of the relation-
ships among those individuals or groups in a peaceful relationship.
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The literature on peace (see, e.g., Galtung, 1969; Groff, 2001a) speaks of the
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Pc = f(–V, H)
V = f(VO,VS)
H = f(HO,HS)
Combining these functions (considering only one context, c) yields the following
measurement model:
Pc = f(–f[VO,VS], f[HO,HS])
The first step is to specify the context in which peace is being measured. The
column in Figure 2, labeled “Extended Contexts,” shows the contexts of peace
given in Figure 1.
In an effort to simplify this typology, the column labeled “Reduced Contexts”
shows three general contexts of peace: global, cultural, and personal. These con-
texts also reflect the level of specificity at which measurements are taken. For ex-
ample, personal peace is measured at the individual level of measurement. In
contrast, measures of cultural peace, even if gathered from individual question-
naires, are averaged across individuals and analyzed at the group or cultural level.
Many studies of peace focus on the peacefulness of nations. For purposes of il-
lustration here, I have used national peace as an example of how to develop mea-
sures of peace. In accordance with my measurement model, the first step is to
specify the context. Following the reduced contexts of peace in Figure 2, do I mean
cultural peace or global peace? That is, do I mean peace within the country or be-
tween countries? Domestic peace and peace with other nations represent two dis-
tinct contexts that should be analyzed separately.
Recognizing the distinction between these two contexts, the next step is to find in-
dicators for the four basic components of the measurement model discussed above:
TABLE 1
Indicators of Peace
Violence Harmony
country rather than merely the number of deaths suffered by a country. For exam-
ple, to measure the global peacefulness of the United States, it would be an unbal-
anced measure to count only the number of American casualties. It is also
important to measure the number of deaths suffered by other countries caused by
American military activity.
How broadly researchers define violence is key to determining the number
and range of peace indicators. But there is also a measurement issue: Do addi-
tional indicators add information to the understanding of peace? If, for example,
researchers wish to rank various nations in order of how violent they are, they
could begin by using statistics on violent deaths. This would give a ranking.
Now, if the researchers were to include more indicators, such as nonfatal injuries
due to violence, would this provide a different and more valid rank-ordering of
nations (and thus explain more variance)? In other words, could there be nations
that, even though they have relatively fewer violent deaths, should be classified
as more violent because they have relatively higher levels of intentional injuries
or other types of violence? The WHO (Krug et al., 2002) indicates that mortality
does not give a complete picture of violence and advocates gathering data on in-
jury and other factors (see the aforementioned WHO definition of violence). The
best combination of indicators for violence can be determined only by gathering
and testing actual data.
location, and various attitudinal measures. For example, would more educated
Americans give higher or lower estimates of the probability of violence than
would less educated Americans?
various aspects of harmony such as social integration, freedom of travel, and wide-
spread communication. Similar measures could also be developed for the global
context.
Bogardus’s (1925) Social Distance Scale has been used to measure subjectively
the relative integration versus alienation among social groups. It is usually applied in
studies of perceptions and relations among racial groups. It is a self-administered
multiple-item scale asking people to rate their willingness to engage in various lev-
els of interactions with other groups of people, ranging from shaking hands to mar-
riage. This scale may have potential applications in peace research as well. It is not
usually valid to apply scales outside of the context in which they were developed.
But it may be possible to develop a similar scale in the context of cultural and global
peace that would include behaviors such as intergovernmental agreements, commu-
nity ties, businesses relationships, NGO programs, academic and professional ex-
changes, business travel, tourism, phone communications, mail, and
e-mail–Internet communications. Such scales would measure individuals’ comfort
with or willingness to have themselves or their country engage in these behaviors.
Subjective indicators of harmony are, perhaps, the greatest challenge to de-
velop, judging from the indicators suggested by the current literature. The adapta-
tion of the Social Distance Scale to contexts of peace requires further
investigation.
ships between the conflicting groups. The usual difficulties of analyzing archival
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data would apply here: reliability of data and equivalence of measures with dif-
ferent ranges and dispersions. Such measures may violate the assumptions of
statistical analyses such as multiple regression or other linear analyses:
independence of measure, equal variances, etc. Data need to be normalized or
analyses with looser assumptions need to be applied to overcome these statisti-
cal issues.
The task of developing subjective measures of violence and harmony (VS, HS)
would follow the usual process of scale development. A typical first stage would
be to apply subjective techniques such as focus groups, depth interview, or
ethnographic techniques representing all conflicting groups in the study. Ques-
tionnaire scale items could then be generated and compiled into violence and har-
mony scales to be validated on the relevant populations.
Individual studies, such as one on interethnic conflict, can generate some in-
sights into that particular situation. But more relevant insights can emerge from
comparisons across situations. For example, a single study can indicate a level of
peace. But is that level relatively high or low? Comparisons between settings gen-
erally regarded as high and low in peacefulness would establish some baselines for
comparisons. In these cases, the issue of equivalence of measures is a lingering
one. Are objective measures reflective of equivalent levels of underlying peaceful-
ness? Are subjective measures equivalent across cultures and languages?
These are some of the issues that face researchers as they begin to develop reli-
able and valid measures of peace. They are not insurmountable and they offer the
prospect of many interesting and productive studies. It is hoped that the method-
ological recommendations offered here will facilitate the efforts to study, measure,
understand, and promote peace.
NEXT STEPS
The goal of this article has been to arrive at a conceptually clear, simple, and man-
ageable definition of peace that will provide structured guidance toward a workable
set of indicators of peace. The literature contains a plethora of suggested indicators
for peace and cultures of peace. UNESCO’s (UN, 1999) discussion of cultures of
peace proposed concepts such as education, sustainable economic and social devel-
opment, respect for human rights, equality between women and men, democratic
A DEFINITION OF PEACE 115
ACKNOWLEDGMENTS
I would like to thank Joseph deRivera and a group of graduate students in the Peace
Studies Program at Clark University who, in an ongoing colloquium extending
over 1½ years following the Conference on Assessing Cultures of Peace, examined
the issues around defining peace. The colloquium included international students
from a variety of Eastern and Western nations who brought their cultural perspec-
tives to the discussion. These discussions contributed significantly to the definition
of peace given in this article.
BIOGRAPHICAL NOTE
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