Phung Duc Long (2011) Piled Raft
Phung Duc Long (2011) Piled Raft
Phung Duc Long (2011) Piled Raft
Keywords: Pile foundation, piled raft, soil-structure interaction, FEM, field model test, case history, simplified
design method.
ABSTRACT: Recently it is recognized that the use of piles only to reduce the foundation settlement and
differential settlement, not to carry the whole load from the superstructure can lead to considerable savings. Only a
limited number of piles, called settlement-reducers, may improve the ultimate load capacity, the settlement
performance, as well as the required thickness of the raft. This design philosophy has also been increasingly
applied for high-rise buildings. In this paper the result from the Author’s experimental study, which strongly
supports the concept of settlement-reducers are reviewed. The experimental results are surprisingly in good
agreement with case histories many years later. Applications of FEM in design of piled-raft foundations for high-
rises are also discussed.
et al., 1985; Katzenbach et al., 2003). There are also requirements. The measured settlements of different
applications in non-cohesive soil, like the Berlin sand case histories of piled rafts in comparison with
(El-Mossallamy et al., 2006). Recently, super high-rises traditional raft, as well as piled foundation are shown in
in the Gulf have often been constructed upon piled Figure 1, in which factor αL is a load factor representing
rafts. The load of the buildings is shared between the the load taken by the piles relative to the total structural
piles in shaft friction and the raft in direct bearing, with load. This figure was originally made by El-
the pile system typically carrying about 80% of the total Mossallamy (2008) and modified by the Author by
load directly into the deeper strata (Davids et al., 2008). adding the cases in Table 1. Among the 20 cases shown
For piled footings in non-cohesive soil, a systematic in Figure 1, four cases were on raft foundation, four on
experimental study of the behavior of the piled footings pile foundations, and the remaining on piled raft
with the cap being in contact with the soil surface, has foundation.
been carried out by the Author, Phung (1993). The From Table 1 and Figure 1, a clear connection can be
study shows the footing, or pile cap, in contact with the seen between the settlement and the percentage of load
soil influences considerably over the bearing capacity carried by piles: the larger the load taken by piles, the
of piles and the load-settlement behavior of a piled smaller the settlement occurs. In fact the settlement
footing. The mechanism of load transfer in a piled (maximum value, differential settlement and its pattern)
footing involves a highly complex overall interaction can be control by changing the number of piles, their
between piles, pile cap and surrounding soil, which is length as well as their layout.
considerably changed due to pile installation and to the It can be also noted that some foundations were
contact pressure at the cap-soil interface. designed as a pile foundation, but they acted as a
combined piled-raft-foundation, i.e. the raft can take
2. CASE HISTORIES OF PILE AND PILED- some part of building load. Petronas Tower in Kuala
RAFT FOUNDATIONS Lampur is a good example. The foundation was
designed according to the conventional pile method.
During the last two decades, the quick growth of cities However, a certain part of the total load was still taken
all over the world led to a rapid increase in the number by the raft. According to the measurement, 15% of the
and height of high-rise and super high-rise buildings, dead load when the structure reached the height of 34
even in unfavourable subsoil conditions. Piled raft stories, or 40% of the total tower height. This
foundation concept has been successfully applied for percentage would have been smaller once the tower
many projects, some of which are summarised in Table reached its full height. Low percentage of load carried
1. by the raft seems to be due mainly to the presence of
Systematic monitoring the load transfer mechanism the soft soil near the ground surface. ICC Tower in
in piled raft foundations were performed to verify the Hong Kong is another example. The foundation was
design concept and to prove the serviceability designed as a conventional pile foundation; however the
requirements. The piled raft foundation has been widely Author’s analysis indicated that a major part, up to 30%
applied as suitable foundation technique for high-rise of the total load, could be carried by the raft, Phung
buildings in Frankfurt to achieve economic solutions (2002).
that fulfill both the stability and the serviceability
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3. EXPERIMENTAL STUDY
Figure 2. Field large-model tests set up: a) Test on a
In order to clarify the overall cap-soil-pile interaction free-standing pile group; b) Test on a piled footing
and the load-settlement behaviour of a piled footing in with the cap in contact with soil.
non-cohesive soil, three extensive series of large-scale
field model tests were performed by the Author (Phung, Table 2. Summary of the large-scale field model tests
1993). Through the study, the Author has tried to create Test Pile Group and Cap Separate tests in one test
a better understanding of the load-transfer mechanism Series Geometry and Soil series
and of the load-settlement behaviour of a piled footing square group of 5 piles T1C, footing
in non-cohesive soil, as well as the overall interaction T1 pile spacing s= 4b T1S, single pile
between the piles, the cap and soil, especially the cap: 46cmx46cmx30cm T1G, pile group
settlement-reducing effect of the piles. sand ID = 38% T1F, piled footing
Three different series of large-scale model tests square group of 5 piles T2C, footing
(denoted as T1 T2 and T3) were performed. Each test T2 pile spacing s= 6b T2S, single pile
series consisted of four separate tests on a shallow cap: 63cmx63cmx35cm T2G, pile group
sand ID = 67% T2F, piled footing
footing/cap (denoted as C), a single pile (S), a free-
square group of 5 piles T3C, footing
standing pile group (G), and a piled footing (F) under
T3 pile spacing s= 8b T3S, single pile
equal soil conditions and with equal geometry, see cap: 80cmx80cmx60cm T3G, pile group
Table 2. As an example, T2G can be understood as the sand ID = 62% T3F, piled footing
test on a free-standing pile group in Test series T2, and
TG as the tests on a free-standing pile group in all the
The results from all the three test series, which were
three series. All the three test pile groups were square,
performed for different pile group and cap geometries
and consisted of five piles: one central and four corner
in soil with different relative densities, showed the same
piles. In these tests, the following measurements were
tendency. For illustration, only the comparison of the
made: individual pile loads, total applied load, lateral
results obtained from the separate tests in Test Series
earth pressure against the pile shaft and displacement of
T2 is shown in this paper, see Figures 3. Detailed test
the footing. Axial pile loads were measured by means
results for all three test series can be found elsewhere,
of load cells at the base and the top of each pile. A load
Phung (1993).
cell was also placed in the middle of a corner pile, to
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In the figure, we can see that the load taken by cap in • The load carried by the piles in a piled footings is
the piled footing test, the curve T2F-Cap, is very close much larger than that the load carried by a free-
to the load taken by cap in the test on footing alone, standing pile group, Fig. 3.
T2C-Cap. While the load taken by piles in the piled
footing, T2F-Piles, is much larger than the load taken 3.1 Bearing capacity
by piles in the free-standing pile groups, T2G-Piles.
From the test results, the Author suggested that the
Loads taken by the cap and the average load per pile
bearing capacity of a piled footing in non-cohesive soil
are shown against the total applied load in Figure 4.
Pft can be estimated as follows:
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level, i.e. at the same load per pile, or at the same that of the footing without piles under the same load.
applied load on footings. From these conclusions, a simplified design procedure
for piled footing in sand can be carried out with the
steps below:
Table 4. Definitions of settlement ratio factors 1) To estimate the load taken by the cap/raft without
causing excessive settlement. This load is equal to
Factor Definition Comparison that can be taken in the cap in the piled footing Pcap;
ξ1 sgr /ss TG and TS 2) To estimate the load taken by the piles:
ξ3 sf /ss TF and TS
Ppiles = Ptotal − Pcap (2)
ξ5 sf /sgr TF and TG
ξ7 sf /sc TF and TC where, Ptotal is the total applied load;
3) To determine the number of piles: As the piles are
In Table 4, ss is the settlement of a single pile, and very close to failure state, the number of piles can be
sgr, sc, and sf are the average settlement of a free- calculated as:
standing pile group, a shallow footing and a piled n = Ppiles / Ps (3)
footing under equal conditions. The ratios ξ1 and ξ3,
estimated by comparing the settlement of a pile group where, Ps is ultimate capacity of a single pile.
or a piled footing with that of a single pile, are similar In Step 1, any method for estimating settlement for
to the conventional settlement ratio ξ. These ratios have shallow footings can be used. As an example, the
little practical meaning in estimating settlement of piled following equation for square footings can be used :
footings, and are not discussed here.
Comparison of settlement of a piled footing with that 0.815 ⋅ q ⋅ B ⋅ (1 − ν 2 ) 0.815 ⋅ P ⋅ (1 − ν 2 )
s= = (4)
of a free-standing pile group leads to the ratio ξ5. The Ei Ei ⋅ B
test results show that this ratio at the same applied load
is always much less than unity. This means the fact that where, B is the width of the footing; Ei is the soil initial
due to the contribution of the cap, the increase in Young's modulus; ν is the soil Poisson's ratio; q is the
stiffness of the piles footing, as compared with the applied uniformly distributed load; and P is the total
corresponding free-standing pile groups, is concentrated load P= q·B2.
considerable. This conclusion is contrary to that drawn As a result, with a chosen (allowable) settlement s,
in most of the theoretical studies basing on the theory of the load taken by the footing can be estimated as:
elasticity (Butterfield & Banerjee, 1971; Poulos &
s ⋅ Ei ⋅ B
Davis, 1980; and Randolph, 1983). P= (5)
The ratioξ7, which is defined by comparing the 0.815 ⋅ (1 − ν 2 )
settlement of a piled footing and that of a corresponding
In Step 2, the remaining load will be taken by the
shallow footing at the same applied load, seems to be
piles. In Step 3, if we do not know about the pile-soil-
the most useful settlement ratio. This ratio means the
pile interaction factor η1 and the pile-cap interaction
reduction in settlement of a piled footing as compared
with that of a shallow footing under equal conditions. In factor η4, both the factors can be taken as unity. And
other words, this ratio shows the settlement-reducing the number of piles can be estimated by dividing the
effect due to the presence of the piles. As expected, the load taken by pile to the failure or creep load, of a
single pile. This is on the safe side because under the
ξ7-value, obtained from the tests is always lower than
cap-soil contact pressures the pile shaft resistance
unity. The ratio is smaller in looser sand than in dense
increase considerably.
sand. This ratio will be further discussed in Section 3.4.
The proposed method was exemplified for all the
three test series, and the estimated settlements were
3.3 Simplified design method
quite comparative with the measured results, (Phung,
From the test results we see that when the load is 1993). Poulos & Makarchian (1996) also used this
applied on a piled footing, the piles first take a major method to estimate the settlement of the model footing
portion of the load, and only after pile failure, the load in their study and found a fair agreement with the test
is considerably transferred to the cap. This means that results.
the piles are close to failure (with a safety factor close
to unity). We can also see that the load taken by cap in Example: To determine the number of piles to
the piled footing is very close to the load taken by cap control the settlement for a square raft footing with a
alone. This means that the load-settlement relationship width B= 40m, in a soil condition with Ei = 30MPa, ν =
of the footing in a piled footing can then be estimated as 0.3 under an uniformly distributed load q = 50kPa, i.e.
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Geotec Hanoi 2011 October ISBN 978-604-82-000-8
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