Elements of Research
Elements of Research
Elements of Research
ELEMENTS OF RESEARCH
{Ist SEM (5 yrs) LL.B Course}
ELEMENTS OF RESEARCH
Instructions:
Q.No 1 to 8 carry 16 marks and Q.No 9 carries 20 marks.
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Q.NO.1
5x16= 80 M
Define “Law” and explain the various types of Laws in India.
Q.NO. 2
Write a brief note on hierarchy of civil courts in India and England.
Q.NO.3
Examine the Haydon’s rule of Interpretation of Statutes.
Q.NO.4
What is research? What are the various kinds of legal research?
Q. NO. 5
Explain the Observation method of research.
Q.NO. 6
Explain the following principles:
i) Obiter Dicta
ii) Ratio Decidendi.
Q.NO.7
Explain the Sampling method of research.
Q.NO.8
Define “Hypothesis” and explain the importance of hypothesis in doing legal
research.
Q.NO.9 SHORT NOTES: 2x10=20 M
a) Golden rule
b) Report writing
c) Use of library
d) Legal materials.
ELEMENTS OF RESEARCH
MODEL ANSWER PAPER
Q.NO.1
Define “Law” and explain the various types of Laws in India.
INTRODUCTION:
Law governs the society and its people. Law sets up a format where people can
live peacefully enjoy their rights and freedoms yet respect the rights and freedoms
of the others. Law is very important to maintain law and Order and peace in the
society.
Meaning of Law:
Law is a set of rules, regulations and standards enacted by the Legislature which
are binding on its people.
Definitions of law:
Classification of law:
LAW
International law municipal or national law
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Constitutional law
Administrative law
Criminal law
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Law of obligation
Law of obligation
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1. Substantive law
2. Procedural law.
• Temporary statutes
• Permanent statutes
Applicability:
• Public statutes
• Private statutes
Method:
• Mandatory statutes
• Directive or declaratory statutes
Object:
• Penal statutes
• Taxing statutes
• Remedial statutes
• Beneficent statutes
• Enabling statutes
• Disabling statutes
• Curative statutes.
CONCLUSION:
Therefore, these are some of the different ways on the basis of which laws in India
are classified.
Q.NO. 2
Write a brief note on hierarchy of civil courts in India and England.
INTRODUCTION:
NATIONAL LEVEL:
The Supreme Court of India is also called as the Apex Court of India. It is the
highest court of justice.
Supreme Court has the utmost jurisdiction in matters dealing with law. It has been
vested with Advisory, Original, Appellate, Writ jurisdiction. It is the Court of
Records and has the power to deal with Civil as well as Criminal matters. Under
Article 141 of the Constitution of India, the decisions laid down by the Hon’ble
Supreme Court are considered to be the LAW OF THE LAND.
STATE LEVEL:
At the State Level we have High Court set up in almost every States. High Courts
also have advisory, appellate, Original, Writ jurisdictions. They are also Court of
Records and have powers to deal with Civil and Criminal cases.
We have subordinate courts for civil and criminal cases. Civil Courts are
subordinate to the High Court administering civil justice. Civil justice is remedial
and is concerned with enforcement of rights. Proceedings in Civil Courts are
regulated by Civil Procedure Code. Criminal Justice is punitive and is concerned
with punishing the offenders. Proceedings in Criminal Courts are regulated by
Criminal Procedure Code.
IN CITIES
• First Grade
• Second Grade
• Third Grade
IN DISTRICTS
• First Grade
• Second Grade
Assistant District Judge or Senior Civil Judge
• Third Grade
IN CITIES:
• Sessions Court (Sessions Judge, Addl. Sessions Judges and Asst. Sessions
Judges)
•
• Chief Metropolitan Magistrate’s Court
•
• Metropolitan Magistrates’ Courts
IN DISTRICTS:
• Sessions Court (Sessions Judge, Addl. Sessions Judges and Asst. Sessions
Judges)
To the Crown Court, or to the Divisional Court of the Queen’s Bench Division
of the High Court of Justice by way of case stated on a point of law
HIGH COURT:
Contract or tort actions will be allocated to this court if they are unsuitable to
be commenced in the county court for one of the reasons dealt with above
CONCLUSION:
Therefore, these are the structure of Indian judiciary as well as the judiciary as
found in England.
Q.NO.3
Examine the Haydon’s rule of Interpretation of Statutes.
INTRODUCTION:
Meaning:
Mischief rule is also called as Heydon’s rule of interpretation. This is the third
primary rule of interpretation. This rule was laid down in Heydon’s case. This rule
is important in dealing with deeds and wills.
The rule was first set out in Heydon's Case [1584] 76 ER 637 3 CO REP 7a where
the court ruled that there were four points to be taken into consideration when
interpreting a statute:
For the sure and true interpretation of all statutes in general (be they penal or
beneficial, restrictive or enlarging of the common law), four things are to be
discerned and considered:
(1st). What was the common law before the making of the Act?
(2nd). What was the mischief and defect for which the common law did not
provide.
(3rd). What remedy the Parliament hath resolved and appointed to cure the
disease of the commonwealth. And,
Less than a year after the parcel had been leased to Heydon, Parliament
enacted the Act of Dissolution. The statute had the effect of dissolving many
religious colleges, including Ottery College, which lost its lands and rents to
Henry VIII. However, a provision the Act kept in force, for a term of life,
any grants made more than a year prior to the enactment of the statute.
The Court of Exchequer found that the grant to the Wares was protected by
the relevant provision of the Act of Dissolution, but that the lease to Heydon
was void.
The case is considered a landmark because it was the first case to use what
would come to be called the mischief rule for the interpretation of statutes.
The mischief rule is more flexible than the Golden or Literal rule, in that the
mischief rule requires judges to look over four tasks to ensure that gaps
within the law are covered.
In this case, the judges paid more attention to the ‘spirit’ of the law rather
than to the letter of Law.
Till now the rule laid down in Heydon’s case is applied in cases where the
Courts discover the true intention of the legislature or legislative intent of the
interpreting statute.
Mischief rule avoids unjust or absurd results and it carries out the intention
of the legislature in a more efficient manner.
Case laws:
The rule is intended to rectify ‘MISCHIEF’ in the statute and interpret the statute
justly. The mischief Rule uses common law to determine how the statute is
interpreted.
In Smith v Hughes (1960), the defendants were charged under the street offences
act (1959) with soliciting in a public place. The term which came for interpretation
was ‘street’ as per the said Act. The prostitutes were soliciting from windows,
technically not a public place. The Mischief Rule was applied to interpret that the
prostitutes were doing what the statute was trying to abolish so they were
convicted.
The Golden Rule was used to handle a dispute in the Royal College of Nursing
(RCN) v DHSS (1981) case. Here the RCN challenged the involvement of nurses
in abortions. Under the offences against the person (1861) it is an offence for
anyone to carry out an abortion. However, the abortion act (1967) claims an
absolute defence for medically registered practitioners to carry out abortions.
Hormonal abortions are commonly administered by nurses. The Mischief Rule
was used to interpret that the statute of 1861 was trying to combat backstreet
abortions and therefore nurses fall within the 1967 abortion Act.
CONCLUSION:
Therefore, mischief rule is very important in suppressing the mischief and
advancing the remedies of a given Act. This rule is used when the other two
primary rules of interpretation fail to achieve the desired results.
Q.NO.4
What is research? What are the various kinds of legal research?
INTRODUCTION:
The word ‘research’ is composed of two syllables: ‘re’ and ‘search’. ‘Re’ means
once again and ‘search’ means to find out.
Research means to find out or investigate into some field of knowledge or certain
established facts or principles. The person who carries out research is called
‘researcher’. When a research is carried out in the legal field it is called as ‘legal
research’.
Definition:
1. Application:
Based on application, two divisions can be made- pure research and applied
research.
2. Objective:
Based on objective, a research can be classified into Descriptive, Analytical,
Co relational, and Exploratory.
Descriptive: this is a fact finding investigation which attempts to
describe systematically a situation or a problem or behaviour at it
appears. There is no control of the researcher on the variables. The
researcher can report only what is happening or what has happened.
Analytical: analysing the critical evaluation of the existing state of
affairs is called as analytical research.
Clinical or Diagnostic or Co relational research: this research is
directed towards discovering or establishing the existence of a
relationship or interdependence between two or more aspects of a
situation like why/how/when/where it’s happening.
Exploratory research: also called feasibility research or a pilot
study. When researcher wants to explore new areas about which he
has little knowledge he takes up this kind of research.
3. Information:
From the point of information gathered, research may be classified as two-
qualitative research and quantitative research.
Qualitative research: involves generation of data which is built on
useful information gathered from authenticated sources. Here the
researcher tries to collect valid data, relevant information and genuine
piece of work.
Quantitative research: here the researcher focuses more on
voluminous material collection in order to make his research work a
bulk one.
4. Methods of Study:
According to this criteria research may be classified as – experimental
research and survey research.
Experimental research: in this method two identical variables are
taken together and are assessed. The two variables should have similar
characteristics.
Survey: this is fact-finding research which involves collection of data
directly from a population or from particular time. This research
involves imaginative planning, careful analysis and rational
interpretation of the findings.
CONCLUSION:
Therefore, these are some of the types of research which a researcher can adopt
when he is taking up research projects in any field.
Q. NO. 5
Explain the Observation method of research.
INTRODUCTION:
Observation method
Interview method
Mailed questionnaire method
Survey method
Case study method
Project technique method
Content analysis
Cause and effect analysis
Legal impact analysis.
OBSERVATION MEHTOD:
This method is adopted for testing hypothesis through naked eyes by the
researcher.
a) Uncontrolled
Controlled
b) Participant
Non-participant.
c) Simple
Structured
d) Intra-Subjective
Inter-subjective observation method.
CONCLUSION:
There are tools used in observation method like detailed field notes, photographs,
maps, schedules, socio-metric scales. Observation method is the most commonly
used method for conducting research. Apart from observation method the
researcher can use any of the above listed methods as tools of research.
Q.NO. 6
Explain the following principles:
i) Obiter Dicta
ii) Ratio Decidendi.
INTRODUCTION:
i) Obiter dictum (more usually used in the plural, obiter dicta) is Latin for a
word said "by the way", that is, a remark in a judgment that is "said in
passing". It is a concept derived from English common law. For the purposes
of precedent, ratio is binding, whereas obiter dicta are persuasive only.
A judicial statement can be Ratio Decidendi only if it refers to the crucial facts and
law of the case. Statements that are not crucial, or which refer to hypothetical facts
or to unrelated law issues, are obiter dicta. Obiter dicta (often simply dicta, orbiter)
are remarks or observations made by a judge that, although included in the body of
the court's opinion, do not form a necessary part of the court's decision.
Statements which are not part of the ratio Decidendi are distinguished
as obiter dicta and are not authoritative. An obiter dictum is ‘statement of law
which could not logically be a major premise on the selected facts of the decision’
The union judiciary Article 141 describes binding force of law declared by
Supreme Court that; “the law declared by the Supreme Court shall be binding on
all courts within the territory of India.” It means only the law declared by the
Supreme Court which was necessary for the determination of the case would be
binding in nature not the opinion of the court on the question which was not
necessary to decide the case.
ii) Ratio decidendi is a Latin phrase meaning "the reason" or "the rationale for
the decision". The ratio decidendi is "the point in a case that determines the
judgment" or "the principle that the case establishes".
In other words, ratio decidendi is a legal rule derived from, and consistent with,
those parts of legal reasoning within a judgment on which the outcome of the case
depends.
It is a legal phrase which refers to the legal, moral, political, and social principles
used by a court to compose the rationale of a particular judgment. Unlike obiter
dicta, the ratio decidendi is, as a general rule, binding on courts of lower and later
jurisdiction—through the doctrine of stare decisis.
Ex: The ratio decidendi is one of the most powerful tools available to a lawyer.
With a proper understanding of the ratio of a precedent, the advocate can in effect
force a lower court to come to a decision which that court may otherwise be
unwilling to make, considering the facts of the case. As an example, the ratio in
Donoghue v. Stevenson would be that a person owes a duty of care to those who he
can reasonably foresee will be affected by his actions.
Ratio decidendi also involves the holding of a particular case, thereby allowing
future cases to build upon such cases by citing precedent. However, not all
holdings are given equal merit; factors that can strengthen or weaken the strength
of the holding include:
The expression ratio decidendi is normally used to refer to some binding rule
found in decided cases, which a later court cannot generally question.
The rules for finding the ratio or principle may be summed up as follows:
(1) The principle of a case is not found in the reasons given in the opinion.
(2) The principle is not found in the rule of law set forth as the opinion.
(3) The principle is not necessarily found by a consideration of all the ascertainable
facts of the case, and the Judge's decision.
(5) In finding the principle it is also necessary to establish what facts were held to
be immaterial by the Judge, for the principle may depend as much on exclusion as
it does on inclusion.
CONCLUSION:
Therefore ration Decidendi and obiter dicta form the part of judge- made laws by
the Supreme Court and they have validity as precedents before the lower courts.
Q.NO.7
Explain the Sampling method of research.
INTRODUCTION:
• WHOLE AREA OF
POPULATION IS
CENSUS CONSIDERED AS
METHOD ONE UNIT AND
RESEARCHED.
• SMALL GROUP
OF PEOPLE ARE
SAMPLING SELECTED AS
METHOD REPRESENTATIV
ES OF LARGER
GROUP.
DEFINITION:
GOODE AND HATT DEFINED SAMPLE AS “A SMALLER
REPRESENTATION OF THE LARGE WHOLE”.
CHARACTERISITICS OF SAMPLING:-
With regard to the accuracy, the sample may not be completely matching
with the larger group.
TYPES OF SAMPLNG:-
PROBABILITY SAMPLING
NON- PROBABILITY SAMPLING
AREA SAMPLING
QUOTA SAMPLING
SAMPLING BY REGULAR INTERVALS.
PROBABILITY SAMPLING:
Types of probability sampling:
Random sampling
Systematic sampling
Stratified sampling
Cluster sampling
Random sampling:
Systematic sampling:
Stratified sampling:
Cluster sampling:
NON-PROBABILITY SAMPLING:
REPRESENTATIVE SAMPLING
JUDGEMENT SAMPLING
ACCIDENT SAMPLING
PURPOSIVE SAMPLING.
Representative sampling:-
This sampling technique is based on intuition and common sense but not on
probability.
This may not be criteria for unbiased sampling as in this type of sampling
method, the variables don’t represent the universe (larger group).
There is no way of applying statistical techniques to get good results of the
larger population.
Judgment sampling:-
In judgment sampling researcher relies on his or her own judgment when
choosing members of population to participate in the study.
Judgment sampling is a non-probability sampling method and it occurs when
“elements selected for the sample are chosen by the judgment of the
researcher.
Researchers often believe that they can obtain a representative sample by
using a sound judgment, which will result in saving time and money”.
Accident sampling:-
Purposive Sampling:-
Area Sampling:-
A method in which an area to be sampled is sub-divided into
smaller blocks that are then selected at random and then again sub-sampled
or fully surveyed.
This method is typically used when a complete frame of reference is not
available to be used.
An area probability sample is one in which geographic areas are sampled
with known probability.
Quota sampling:
CONCLUSION:
Q.NO.8
Define “Hypothesis” and explain the importance of hypothesis in doing legal
research.
INTRODUCTION:
The first job of a researcher is to formulate a research problem. Second most
important job of a researcher is to frame hypothesis. Based on the Hypothesis
framed the researcher starts his research work.
Meaning;
Types of hypothesis:
A few examples:-
• "Students who eat breakfast will perform better on a math exam than
students who do not eat breakfast."
• "Students who experience test anxiety prior to an English exam will get
higher scores than students who do not experience test anxiety."
• "Motorists who talk on the phone while driving will be more likely to make
errors on a driving course than those who do not talk on the phone."
CHARACTERISITICS OF HYPOTHESIS:
CONCLUSION:
Therefore, hypothesis plays a very important role in research work.
a) Golden rule
b) Report writing
c) Use of library
d) Legal materials.
INTRODUCTION:
Golden rule deals with grammatical interpretation of words which are uncertain,
ambiguous, and vague in their meanings. The golden rule tries to highlight the
grammatical meaning of the words/ phrases in question.
Meaning:
Ordinarily the Court must find out the intention of the legislature from the words
used in the statute by giving them their natural meaning but if this leads to
absurdity, repugnance, inconvenience, hardship, injustice or evasion, the Court
must modify the meaning to such an extent and no further as would prevent such a
consequence.
This rule solves the problem and hence it is known as Golden rule.
In this case driver stopped for a moment after causing an accident and then moved
away. When the driver was caught by the police for violating the law, he pleaded
that the duration for stop was not mentioned in the Act. The Act and the term
‘stop’ was brought into question before the court.
Held: the court applied the golden rule of interpretation and held that requirement
of the Section had not been followed by the driver as he had not stopped for a
reasonable period of time requiring the person to make necessary inquiries from
him about the accident.
The court further interpreted the word ‘stop’ stating that stop means to stop for a
reasonable period of time till the Officers come and do necessary formalities about
the accident.
Held: Interpreting the expression ‘lineal descendant’ in Section 109 of the Indian
Succession Act, 1925 the Punjab and Haryana High Court while applying the
golden rule stated that if the testator had any intention of disinheriting the widow
of his predeceased son he could easily have made another Will or could have
executed a Codicil to the existing Will. Thus, his intention was clear to the effect
that the widow should succeed to the legacy of his pre-deceased son.
CONCLUSION:
INTRODUCTION:
Report writing is also called as the research report writing. It is the most important
part of research work is report writing. Report writing brings an end to the legal
work taken up by the researcher.
Meaning:
Report writing is the report in a printed format prepared by the researcher which
shows the researchers area of work which he has undertaken to complete his
research work. Report writing is the medium of communication of the researcher to
the entire world. It portrays the efforts of the researcher in completing his research
work.
3. If the findings are of practical use, it can be incorporated into statutory law.
It is the initial/ basic introduction regarding the area of research topic. The basic
elements which are found commonly in all research projects like page numbering,
alignment, margins etc all form part of the preliminary matter.
2. The main text:- shall also contain the page numbers, table of contents, table of
cases referred this is the subject matter of the report which shall consists of the
introduction regarding subject matter, the research problem, survey related
literature, procedure taken up by the researcher in doing research, the collection of
data, presentation of data, conclusion.
Style of the main text has to be kept in mind when preparing report. The font of the
letters is Times Roman and size is 12 with 1.5 spacing. Margin should be left at a
distance of 1.5 left side of the page and 1 inch on the other three remaining sides of
the page.
The main text shall also have foot notes and head notes. Foot notes are the areas
from where the researcher has gathered the information. At the end of all these
inclusions, the report shall also have bibliography which shows the list of books,
journals, sites, places, articles which has been referred by the researcher at the time
of his research.
The main text is the heart of the report and it has to be clear and qualitative
from all aspects. The report must be prepared by the researcher very logically and
convincingly. The conclusion in the report should match the findings in the report.
Language used by the researcher should be simple, clear, appropriate and capable
of penetrating the mind of the reader. A good style of presentation is one which
combines simplicity with the use of technical language.
CONCLUSION:
Therefore, report writing is the most important step which puts an end to the study
of the researcher with regard to the project undertaken.
INTRODUCTION:
For a researcher his area of research starts from the library. Legal research
involves the use of books, pamphlets, periodicals and documentary materials in
libraries.
Meaning:
A card catalogue is an index which lists all the publications in the library collection
by the author, by subject and often by the title. This card catalogue will be
displayed on a shelf which is found at the entrance of the library. This will be
arranged in the alphabetical order, eg: a,b,c,d,e,……….
The information appearing on the face of the cards is the call number on the left-
top corner, name of the author, date of the author, title, place of publication,
publisher, date of publication, number of pages.
2. Call number:
Call number is the identification with which a book in the card catalogue can be
searched. The card catalogue supplies the information needed to locate the book.
5. Use of computer:
The researcher can access to the internet, connect to various sites and get
the information. ICT plays a very important role in research work. The
researcher can get all the national and international materials regarding
his research sitting at the comfort of his home.
In today’s highly technological advanced world, use of computer is very essential
to carry out true research. Computer is not only useful in scientific research,
medical research but I also very useful in legal research, especially searching new
case laws or new legislations. Computer also gives information of the things
happening around the society at the click of a button.
CONCLUSION:
Therefore the researcher should know how to use library. He should understand the
arrangements of books in the library. The things like subject classification, a card
catalogue and certain bibliographic and reference materials.
INTRODUCTION:
Legal materials consist of the materials related to law or which speak on law. Legal
research materials help us find out what the law is. They include secondary and
primary sources.
• Primary sources are the law. They include codes and cases.
• Secondary sources explain the law. They include legal dictionaries, legal
encyclopedias, legal periodicals, annotations, and treatises.
It is mandatory for us to follow primary authority from our jurisdiction. Authority
that is merely persuasive includes all secondary authority as well as primary
authority from other jurisdictions (and from courts that are lower than the one
we’re dealing with, in our own jurisdiction).
Many legal research materials have tables of contents and alphabetized topical
indexes to help us find the information we need.
Legal research materials are often updated with supplements. Some supplements
are placed inside the back cover and are called “pocket parts.” Some supplements
are separate additional or replacement volumes. Some legal research materials
come in a “loose-leaf” format and are updated by replacing outdated pages with
new pages.
a) Legal Dictionaries
Legal dictionaries give definitions of words related to law. The words are arranged
alphabetically. One common legal dictionary is Black’s Law Dictionary. Another
is Words and Phrases. Black’s Law Dictionary provides a basic definition for each
word, often from a single jurisdiction. Words and Phrases often provides many
definitions, from a variety of jurisdictions.
b) Legal Encyclopedias
There is an index for each encyclopedia set. The index helps us find encyclopedia
sections by subject.
(c) Acts, legislations, enactments
Acts are the first source for collecting legal information. Legislations enacted by
the parliament or State legislatures form the basis for legal materials.
Acts may be enacted by the Central Government or by the State Government. Acts
are the primary legal materials which can be used by the researcher in doing his
legal research.
(d) Precedents
Laws enacted by the Supreme Court of India have a binding effect on all the lower
courts in India. As per Article 141 of the Indian Constitution, Law laid down by
the Supreme Court is the law of the land.
The laws laid down by the Supreme Court in the form of judgments are called as
precedents. Precedents are called as judge-made laws. These laws have persuasive
value in the lower courts in India.
(e) Treatises
Treatises are a rich source of legal information on a wide variety of topics. They
are often written by highly respected authors. They can be located by author,
subject, title, keyword, etc., using a library catalog. Indexes and tables generally
accompany each book or set of books to help us locate the sections that cover
various subtopics. Many highly regarded treatises are found in our Reserve
Library.
All of the legal research materials, which have been discussed in this research
manual, can be found in very up-to-date computerized sources. Computerized
sources include fee-based search engines such as Westlaw.com, Lexis.com, SCC
online search, Manupatra online legal search and Versuslaw.com. Each of these
contains a table of contents that can lead to databases that can be searched by
keyword. Computerized sources also include the legal periodical
index, Infotrac (the online version of Current Law Index), which can be searched
by keyword, subject, etc. Computerized sources also include free sources on the
Internet.
CONCLUSION:
Therefore legal materials are very important for doing g legal research. These
materials can be found in library and can be used maximum by the researcher.
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