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Fifth Circuit Oct. 22, 2020 Belen Gonzales Ruling

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Case: 19-40776 Document: 00515612823 Page: 1 Date Filed: 10/22/2020

United States Court of Appeals


for the Fifth Circuit United States Court of Appeals
Fifth Circuit

FILED
October 22, 2020
No. 19-40776
Lyle W. Cayce
Clerk
Belen Gonzales, individually; Pedro Gonzales, Jr.,
individually; C.G., by and through his parents and legal guardians; D.G.,

Plaintiffs—Appellees,

versus

Mathis Independent School District,

Defendant—Appellant.

Appeal from the United States District Court


for the Southern District of Texas
USDC No. 2:18-CV-43

Before Owen, Chief Judge, and Higginbotham and Willett, Circuit


Judges.
Patrick E. Higginbotham, Circuit Judge:
Two brothers and their parents sought injunctive relief under the
Texas Religious Freedom Restoration Act to prevent Mathis Independent
School District from excluding them from extracurricular activities based on
their religiously motivated hairstyles. The district court granted preliminary
injunctions to both brothers, and the school district appealed. We uphold the
grant of injunction to one brother and vacate as to the other.
Case: 19-40776 Document: 00515612823 Page: 2 Date Filed: 10/22/2020

No. 19-40776

I.
C.G. and D.G. are public school students enrolled in Mathis
Independent School District (“MISD”). The brothers, along with their
parents Pedro and Belen Gonzales, are Roman Catholics of Hispanic descent.
When C.G. was an infant and Belen was pregnant with D.G., the Gonzaleses
learned that C.G. had contracted bacterial meningitis, a potentially life-
threatening infection. Seeking God’s protection in both the pregnancy and
C.G.’s illness, Pedro and Belen made a promesa (promise) that they would
leave a lock of both brothers’ hair uncut. The promesa or manda, an
established practice among American Catholics of Hispanic descent,
involves petitioning God with a specific request, often related to a difficult
medical condition, with a vow to fulfill certain stipulations in return. That the
Gonzaleses’ religious belief, including the promesa, is sincerely held is not
challenged here.
Pedro and Belen observed the promesa until the brothers reached sixth
grade, leaving a lock of hair on the backs of their heads uncut and braided. 1 In
sixth grade, the brothers were given the choice to cut their braids or to adopt
the promesa as their own. Both chose the latter, and they continue to observe
the promesa to this day, describing it as an important part of their faith. 2
MISD’s dress code prohibits male students’ hair from “extend[ing]
beyond the top of the collar of a standard shirt in back.” The district’s
Extracurricular Handbook makes participation in extracurricular activities
contingent on compliance with this grooming policy. From the time the
brothers entered kindergarten until 2017, when they were in middle school,

1
Although not twins, the brothers are in the same grade.
2
The brothers wear their braids tucked into the backs of their shirts, making them
“hardly noticeable” at school.

2
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No. 19-40776

MISD granted religious exemptions that allowed them to attend school and
participate in extracurricular activities without restriction. Then, in August
2017, an MISD coach told C.G. that he could not play football unless he cut
his hair. The Gonzaleses challenged the hair restriction later that month, with
their attorney filing a grievance by fax with the school district and notifying
the superintendent by letter that the Gonzaleses were “formal[ly]
protest[ing]” the “decision to deny [C.G.] a religious exception to the school
policy governing student’s hair length and athletic participation.” MISD
denied the Gonzaleses’ administrative petition on September 19 and then
denied their appeal on November 7.
On December 1, 2017, while attending an after-school meeting of the
science team, D.G. was called to the front office and handed a letter
informing him and his parents that he would “not be allowed to participate
in UIL [University Interscholastic League] extracurricular activities due to
the fact of not following MISD Extracurricular handbook grooming and dress
standards.” 3 Later that month, the family was informed that C.G. was
likewise barred from “participat[ing] in any activities outside of school
hours.” As a result, C.G. was unable to play in the fall band concert and
initially received a failing grade.
II.
C.G. and his parents filed suit in state court on January 9, 2018,
asserting claims under the Texas Religious Freedom Restoration Act
(“TRFRA”) and the First and Fourteenth Amendments to the federal
Constitution. MISD removed the case to federal court, invoking the district
court’s federal question jurisdiction over the constitutional claims and its

3
MISD’s Student Handbook describes UIL as “a statewide association overseeing
inter-district competition” in all academic, athletic, and musical activities.

3
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No. 19-40776

supplemental jurisdiction over the TRFRA claim. MISD then moved to


dismiss the case for failure to state a claim. In March 2018, the Gonzaleses
filed an amended complaint adding D.G. as a plaintiff. The school district
argued in its motion to dismiss that the Gonzaleses had failed to plead that
they satisfied TRFRA’s pre-suit notice requirements, but the district court
rejected this contention, finding that the Gonzaleses had complied with the
statute and denied the motion to dismiss.
Following discovery, MISD moved for summary judgment in August
2018. The district court granted summary judgment for MISD on the
plaintiffs’ First Amendment claims but denied the motion as to the TRFRA
and Fourteenth Amendment claims. Then, at the start of the 2019–2020
school year, the Gonzaleses sought preliminary injunctive relief under
TRFRA “enjoining MISD from prohibiting the boys’ participation in
extracurricular activities.” MISD moved to strike the motion, arguing that
the Gonzaleses had not complied with the statute’s pre-suit notice
requirements and the school district was therefore “immune from Plaintiffs’
TRFRA cause of action.” The district court rejected MISD’s argument and
granted a preliminary injunction for each of the brothers. MISD appealed.
Because MISD appeals the denial of its immunity defense, we have
jurisdiction. 4
III.
To obtain a preliminary injunction, a litigant must demonstrate four
elements: “(1) a substantial likelihood of success on the merits; (2) a
substantial threat of irreparable harm if the injunction does not issue; (3) that

4
Morgan v. Plano Indep. Sch. Dist., 724 F.3d 579, 582 (5th Cir. 2013).

4
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the threatened injury outweighs any harm that will result if the injunction is
granted; and (4) that the grant of an injunction is in the public interest.” 5
Here, MISD has waived its arguments as to the merits of the Gonzaleses’
preliminary injunction motion. 6 It challenges only whether the district court
had jurisdiction, a question we review de novo. 7
IV.
MISD contends that the district court lacked jurisdiction to hear this
case because it enjoys governmental immunity under Texas law. Although
playing no major role here, it signifies that “[i]n Texas, governmental
immunity has two components: immunity from liability, which bars
enforcement of a judgment against a governmental entity, and immunity
from suit, which bars suit against the entity altogether.” 8 Both forms of
immunity are waivable, and we apply Texas law to assess whether a waiver
has occurred. 9

5
Moore v. Brown, 868 F.3d 398, 402–03 (5th Cir. 2017) (citing Byrum v. Landreth,
566 F.3d 442, 445 (5th Cir. 2009)).
6
MISD does not mention three of the four preliminary injunction elements. It does
contend, without authority, that the brothers’ exclusion from extracurricular activities
would not result in a substantial threat of irreparable injury. However, MISD waived this
argument by failing to properly raise it below. In its motion to strike the Gonzaleses’
preliminary injunction request, MISD asserted that “the only irreparable injury that has
arisen between the time of filing and today is new counsel has joined Plaintiffs’ team.” This
conclusory barb is not enough to preserve the issue for appellate review. See City of Hearne
v. Johnson, 929 F.3d 298, 300 n.1 (5th Cir. 2019) (internal alterations and quotation marks
omitted) (“Plaintiffs waive an argument when they fail to argue or brief it to the district
court and instead only make general reference to it.”).
7
See Harvey v. Grey Wolf Drilling Co., 542 F.3d 1077, 1079 (5th Cir. 2008).
8
Tooke v. City of Mexia, 197 S.W.3d 325, 332 (Tex. 2006).
9
Morgan, 724 F.3d at 582.

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In TRFRA, the Texas Legislature stated its intention to waive both


“immunity to suit and from liability” subject to the following condition: “[a]
person may not bring an action to assert a claim under this chapter unless, 60
days before bringing the action, the person gives written notice to the
government agency by certified mail, return receipt requested.” 10 We dealt
with the scope and effect of this pre-suit notice provision under similar
circumstances in Morgan v. Plano Independent School District. 11 There, parents
of public school students brought TRFRA claims against the school district
without having complied with the precise demands of the pre-suit notice
provision. On appeal, the parents argued that the pre-suit notice provision
governed only the waiver of sovereign, not governmental, immunity and that
the provision, even if applicable, is not jurisdictional. 12 We rejected both
contentions. Although TRFRA speaks only of sovereign immunity, we
concluded that the pre-suit notice provision also applies to governmental
immunity. 13 We further held that TRFRA’s notice requirement “is
jurisdictional under Texas law,” and thus the waiver of governmental
immunity is conditioned on plaintiffs’ strict compliance with the notice
provision. 14
It is undisputed that neither C.G. nor D.G. strictly complied with
TRFRA’s pre-suit notice provision. 15 Thus, in MISD’s view, Morgan

10
Tex. Civ. Prac. & Rem. Code §§ 110.006(a), 110.008(a).
11
724 F.3d 579.
12
Id. at 586–87.
13
Id. at 587.
14
Id. at 581, 585.
15
C.G. did not comply with the notice requirement because his August 2017
grievance was submitted by fax rather than certified mail. D.G. did not give separate pre-
suit notice to MISD.

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requires us to find that the school district did not waive immunity, and the
district court lacked supplemental jurisdiction over the TRFRA claims.
While Morgan’s holding regarding the jurisdictional force of the notice
requirement controls here, that does not end our inquiry. We also must
address the district court’s holding that the Gonzaleses’ claims fall within a
statutory exception to pre-suit notice because the school’s imminent action
burdening the boys’ religious rights left the Gonzaleses without time to give
pre-suit notice. The applicability of this exception controls the outcome of
this appeal, and we address the exception’s applicability to the two
injunctions separately, turning first to C.G.’s.
A.
TRFRA permits plaintiffs to file suit without pre-suit notice where
(1) the exercise of governmental authority that threatens to
substantially burden the person’s free exercise of religion is
imminent; and
(2) the person was not informed and did not otherwise have
knowledge of the exercise of the governmental authority in
time to reasonably provide the notice. 16
The imminence requirement is satisfied by MISD’s stated intention to
immediately and indefinitely bar C.G. from extracurricular activities. As to
the second prong of the pre-suit notice exception, the decisive question is
when the Gonzaleses were informed of MISD’s exercise of governmental
authority. The district court found that prior to December 2017, when the
family was notified that both brothers were barred from all extracurricular
activities, the Gonzaleses reasonably believed that MISD was only concerned
with C.G.’s participation in football, not activities like band and science club

16
Tex. Civ. Prac. & Rem. Code § 110.006(b).

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that have academic consequences. 17 Thus, they did not have time to provide
60 days’ notice before filing suit. 18
MISD now argues that the district court ignored contrary evidence in
the record indicating that C.G. did have time to give 60 days’ notice, namely
the following portion of Belen Gonzales’s re-cross testimony at the
preliminary injunction hearing:
[Gonzales]: The things that occurred with C.G. happened in
the beginning of the school year, and with D.G., that’s when it
happened in the December month. So after, you know, getting
with our attorney and the holidays and stuff getting out of the
way, that’s when everything was addressed.
[MISD counsel]: Okay. And so you knew at the time when you
filed this grievance that both your children were going to be
denied extracurricular activities, right?
[Gonzales]: Yes.
[MISD counsel]: And this grievance was filed more than 60
days prior to the time that you filed your suit, correct?

17
The facts concerning the Gonzaleses’ notice of MISD’s actions distinguish this
case from our imminence analysis in Morgan. There, the parents had notice of the policy
underlying their TRFRA claims in December 2003, when the school prevented a student
from distributing candy canes with a religious message at a holiday party. Morgan, 724 F.3d
at 581. Yet, the parents waited until December 2004, days prior to that year’s holiday party,
to file suit. Id.
18
The district court also found that Eleventh Amendment Immunity is waived
when a state defendant removes a case from state to federal court. While true in the
abstract, it has no purchase here. MISD does not possess Eleventh Amendment sovereign
immunity; rather, as described above, school districts are protected by the distinct concept
of governmental immunity. See Harris County v. Sykes, 136 S.W.3d 635, 638 (Tex. 2004)
(“Governmental immunity operates like sovereign immunity to afford similar protection
to subdivisions of the State, including counties, cities, and school districts.”).

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[Gonzales]: I believe so.


In MISD’s view, this testimony bars C.G. from claiming he did not have time
to provide pre-suit notice.
We must uphold the district court’s factual findings so long as they
“are plausible in light of the record as a whole.” 19 As to C.G., the district
court’s conclusion that there was not “time to reasonably provide 60-day []
notice” is plausible in light of the record as a whole. Belen’s answers to
counsel’s examination are not dispositive because it is unclear whether she
understood counsel’s question as referring to August or December.
Moreover, there was other evidence in the record supporting the
Gonzaleses’ position. For example, their attorney’s letter to MISD and their
grievance were specific to C.G.’s participation in athletics, and Belen
testified that they first learned C.G. was barred from all other extracurricular
activities in December 2017. And, up until that point, both brothers were
participating in non-athletic extracurriculars. In light of this evidence, the
district court’s factual finding was plausible, and with the deference due its
factfinding, we agree with its conclusion that C.G. satisfied the statutory
exception to TRFRA’s pre-suit notice requirement. Because C.G. comes
within the exception, MISD’s governmental immunity is waived, and there
is no jurisdictional defect in C.G.’s TRFRA claim. 20
B.
In its reply brief, MISD argues that regardless of whether C.G.’s suit
was proper, the district court lacked jurisdiction over D.G.’s TRFRA claim

19
Moore, 868 F.3d at 403.
20
See Tex. Civ. Prac. & Rem. Code § 110.008(a) (West) (“Subject to
Section 110.006, sovereign immunity to suit and from liability is waived and abolished . . .
.”).

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No. 19-40776

because he was added to the suit in March 2018, two months after the case
was filed. Thus, in MISD’s view, even if D.G. was unaware of his exclusion
from extracurriculars until December 2017, he “certainly had sixty days to
send proper pre-suit notice” before joining the suit. The district court did
not consider how D.G.’s late addition to the suit affected his ability to comply
with the pre-suit notice requirement. 21
D.G.’s noncompliance with TRFRA’s pre-suit notice requirement
requires that we vacate the district court’s preliminary injunction as to him.
This disposition may prove to be of little practical consequence; both
brothers are constrained by MISD’s hair policy and should the district court
ultimately conclude that the policy is invalid under TRFRA, D.G. may enjoy
the benefits from that ruling and the strong protections afforded students by
TRFRA going forward, matters not now before this Court. However, our
case law requiring strict compliance with TRFRA’s prerequisites to suit here
control. 22
V.
We affirm the district court’s preliminary injunction as to C.G. and
vacate the preliminary injunction as to D.G.

21
D.G. was added as a plaintiff in an amended complaint filed by the Gonzaleses in
March 2018 without leave of court. MISD argued in its motion to dismiss that D.G. was
not properly before the court because no leave to amend had been sought. The district court
did not address the argument.
22
See Morgan, 724 F.3d at 585.

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