Petitioner Vs VS: en Banc
Petitioner Vs VS: en Banc
Petitioner Vs VS: en Banc
DECISION
PUNO , J : p
On the line in the cases at bar is the of ce of the President. Petitioner Joseph Ejercito
Estrada alleges that he is the President on leave while respondent Gloria Macapagal-
Arroyo claims she is the President. The warring personalities are important enough but
more transcendental are the constitutional issues embedded on the parties' dispute. While
the significant issues are many, the jugular issue involves the relationship between the ruler
and the ruled in a democracy, Philippine style.
First, we take a view of the panorama of events that precipitated the crisis in the of ce of
the President.
In the May 11, 1998 elections, petitioner Joseph Ejercito Estrada was elected President
while respondent Gloria Macapagal-Arroyo was elected Vice- President. Some ten (10)
million Filipinos voted for the petitioner believing he would rescue them from life's
adversity. Both petitioner and the respondent were to serve a six-year term commencing
on June 30, 1998.
From the beginning of his term, however, petitioner was plagued by a plethora of problems
that slowly but surely eroded his popularity. His sharp descent from power started on
October 4, 2000. Ilocos Sur Governor, Luis "Chavit" Singson, a longtime friend of the
petitioner, went on air and accused the petitioner, his family and friends of receiving
millions of pesos from jueteng lords. 1
The exposé immediately ignited reactions of rage. The next day, October 5, 2000, Senator
Teo sto Guingona, Jr., then the Senate Minority Leader, took the oor and delivered a ery
privilege speech entitled "I Accuse." He accused the petitioner of receiving some P220
million in jueteng money from Governor Singson from November 1998 to August 2000. He
also charged that the petitioner took from Governor Singson 70 million on excise tax on
cigarettes intended for Ilocos Sur. The privilege speech was referred by then Senate
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President Franklin Drilon, to the Blue Ribbon Committee (then headed by Senator Aquilino
Pimentel) and the Committee on Justice (then headed by Senator Renato Cayetano) for
joint investigation. 2
The House of Representatives did no less. The House Committee on Public Order and
Security, then headed by Representative Roilo Golez, decided to investigate the exposé of
Governor Singson. On the other hand, Representatives Heherson Alvarez, Ernesto Herrera
and Michael Defensor spearheaded the move to impeach the petitioner.
Calls for the resignation of the petitioner lled the air. On October 11, Archbishop Jaime
Cardinal Sin issued a pastoral statement in behalf of the Presbyteral Council of the
Archdiocese of Manila, asking petitioner to step down from the presidency as he had lost
the moral authority to govern. 3 Two days later or on October 13, the Catholic Bishops
Conference of the Philippines joined the cry for the resignation of the petitioner. 4 Four
days later, or on October 17, former President Corazon C. Aquino also demanded that the
petitioner take the "supreme self-sacri ce" of resignation. 5 Former President Fidel Ramos
also joined the chorus. Early on, or on October 12, respondent Arroyo resigned as
Secretary of the Department of Social Welfare and Services 6 and later asked for
petitioner's resignation. 7 However, petitioner strenuously held on to his of ce and refused
to resign.
The heat was on. On November 1, four (4) senior economic advisers, members of the
Council of Senior Economic Advisers, resigned. They were Jaime Augusto Zobel de Ayala,
former Prime Minister Cesar Virata, former Senator Vicente Paterno and Washington
Sycip. 8 On November 2, Secretary Mar Roxas II also resigned from the Department of
Trade and Industry. 9 On November 3, Senate President Franklin Drilon, and House Speaker
Manuel Villar, together with some 47 representatives defected from the ruling coalition,
Lapian ng Masang Pilipino. 1 0
The month of November ended with a big bang. In a tumultuous session on November 13,
House Speaker Villar transmitted the Articles of Impeachment 1 1 signed by 115
representatives, or more than 1/3 of all the members of the House of Representatives to
the Senate. This caused political convulsions in both houses of Congress. Senator Drilon
was replaced by Senator Pimentel as Senate President. Speaker Villar was unseated by
Representative Fuentebella. 1 2 On November 20, the Senate formally opened the
impeachment trial of the petitioner. Twenty-one (21) senators took their oath as judges
with Supreme Court Chief Justice Hilario G. Davide, Jr., presiding. 1 3
The political temperature rose despite the cold December. On December 7, the
impeachment trial started. 1 4 The battle royale was fought by some of the marquee names
in the legal profession. Standing as prosecutors were then House Minority Floor Leader
Feliciano Belmonte and Representatives Joker Arroyo, Wigberto Tañada, Sergio Apostol,
Raul Gonzales, Oscar Moreno, Salacnib Baterina, Roan Libarios, Oscar Rodriguez, Clavel
Martinez and Antonio Nachura. They were assisted by a battery of private prosecutors led
by now Secretary of Justice Hernando Perez and now Solicitor General Simeon Marcelo.
Serving as defense counsel were former Chief Justice Andres Narvasa, former Solicitor
General and Secretary of Justice Estelito P. Mendoza, former City Fiscal of Manila Jose
Flaminiano, former Deputy Speaker of the House Raul Daza, Atty. Siegfried Fortun and his
brother, Atty. Raymund Fortun. The day to day trial was covered by live TV and during its
course enjoyed the highest viewing rating. Its high and low points were the constant
conversational piece of the chattering classes. The dramatic point of the December
hearings was the testimony of Clarissa Ocampo, senior vice president of Equitable-PCI
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Bank. She testi ed that she was one foot away from petitioner Estrada when he af xed the
signature "Jose Velarde" on documents involving a P500 million investment agreement
with their bank on February 4, 2000. 1 5
After the testimony of Ocampo, the impeachment trial was adjourned in the spirit of
Christmas. When it resumed on January 2, 2001, more bombshells were exploded by the
prosecution. On January 11, Atty. Edgardo Espiritu who served as petitioner's Secretary of
Finance took the witness stand. He alleged that the petitioner jointly owned BW Resources
Corporation with Mr. Dante Tan who was facing charges of insider trading. 1 6 Then came
the fateful day of January 16, when by a vote of 11-10 1 7 the senator-judges ruled against
the opening of the second envelope which allegedly contained evidence showing that
petitioner held P3.3 billion in a secret bank account under the name "Jose Velarde." The
public and private prosecutors walked out in protest of the ruling. In disgust, Senator
Pimentel resigned as Senate President. 1 8 The ruling made at 10:00 p.m. was met by a
spontaneous outburst of anger that hit the streets of the metropolis. By midnight,
thousands had assembled at the EDSA Shrine and speeches full of sulphur were delivered
against the petitioner and the eleven (11) senators.
On January 17, the public prosecutors submitted a letter to Speaker Fuentebella tendering
their collective resignation. They also led their Manifestation of Withdrawal of
Appearance with the impeachment tribunal. 1 9 Senator Raul Roco quickly moved for the
inde nite postponement of the impeachment proceedings until the House of
Representatives shall have resolved the issue of resignation of the public prosecutors.
Chief Justice Davide granted the motion. 2 0
January 18 saw the high velocity intensi cation of the call for petitioner's resignation. A
10-kilometer line of people holding lighted candles formed a human chain from the Ninoy
Aquino Monument on Ayala Avenue in Makati City to the EDSA Shrine to symbolize the
people's solidarity in demanding petitioner's resignation. Students and teachers walked
out of their classes in Metro Manila to show their concordance. Speakers in the continuing
rallies at the EDSA Shrine, all masters of the physics of persuasion, attracted more and
more people. 2 1
On January 19, the fall from power of the petitioner appeared inevitable. At 1:20 p.m., the
petitioner informed Executive Secretary Edgardo Angara that General Angelo Reyes, Chief
of Staff of the Armed Forces of the Philippines, had defected. At 2:30 p.m., petitioner
agreed to the holding of a snap election for President where he would not be a candidate.
It did not diffuse the growing crisis. At 3:00 p.m., Secretary of National Defense Orlando
Mercado and General Reyes, together with the chiefs of all the armed services went to the
EDSA Shrine. 2 2 In the presence of former Presidents Aquino and Ramos and hundreds of
thousands of cheering demonstrators, General Reyes declared that "on behalf of your
Armed Forces, the 130,000 strong members of the Armed Forces, we wish to announce
that we are withdrawing our support to this government." 2 3 A little later, PNP Chief,
Director General Pan lo Lacson and the major service commanders gave a similar
stunning announcement. 2 4 Some Cabinet secretaries, undersecretaries, assistant
secretaries, and bureau chiefs quickly resigned from their posts. 2 5 Rallies for the
resignation of the petitioner exploded in various parts of the country. To stem the tide of
rage, petitioner announced he was ordering his lawyers to agree to the opening of the
highly controversial second envelope. 2 6 There was no turning back the tide. The tide had
become a tsunami.
At about 12:00 noon Chief Justice Davide administered the oath to respondent Arroyo as
President of the Philippines. 2 8 At 2:30 p.m., petitioner and his family hurriedly left
Malacañang Palace. 2 9 He issued the following press statement: 3 0
"20 January 2001
STATEMENT FROM
PRESIDENT JOSEPH EJERCITO ESTRADA
At twelve o'clock noon today, Vice President Gloria Macapagal-Arroyo took her
oath as President of the Republic of the Philippines. While along with many other
legal minds of our country, I have strong and serious doubts about the legality
and constitutionality of her proclamation as President, I do not wish to be a factor
that will prevent the restoration of unity and order in our civil society.
It is for this reason that I now leave Malacañang Palace, the seat of the
presidency of this country, for the sake of peace and in order to begin the healing
process of our nation. I leave the Palace of our people with gratitude for the
opportunities given to me for service to our people. I will not shirk from any future
challenges that may come ahead in the same service of our country.
It also appears that on the same day, January 20, 2001, he signed the following letter: 3 1
"Sir:
By virtue of the provisions of Section 11, Article VII of the Constitution, I am
hereby transmitting this declaration that I am unable to exercise the powers and
duties of my of ce. By operation of law and the Constitution, the Vice-President
shall be the Acting President.
A copy of the letter was sent to former Speaker Fuentebella at 8:30 a.m. on January 20.
3 2 Another copy was transmitted to Senate President Pimentel on the same day
although it was received only at 9:00 p.m. 3 3
On February 15, the consolidated cases were orally argued in a four-hour hearing. Before
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the hearing, Chief Justice Davide, Jr. 5 1 and Associate Justice Artemio Panganiban 5 2
recused themselves on motion of petitioner's counsel, former Senator Rene A. Saguisag.
They debunked the charge of counsel Saguisag that they have "compromised themselves
by indicating that they have thrown their weight on one side" but nonetheless inhibited
themselves. Thereafter, the parties were given the short period of ve (5) days to le their
memoranda and two (2) days to submit their simultaneous replies.
In a resolution dated February 20, acting on the urgent motion for copies of resolution and
press statement for "Gag Order" on respondent Ombudsman filed by counsel for petitioner
in G.R. No. 146738, the Court resolved:
"(1) to inform the parties that the Court did not issue a resolution on January
20, 2001 declaring the office of the President vacant and that neither did the Chief
Justice issue a press statement justifying the alleged resolution;
(2) to order the parties and especially their counsel who are of cers of the
Court under pain of being cited for contempt to refrain from making any comment
or discussing in public the merits of the cases at bar while they are still pending
decision by the Court, and
(3) to issue a 30-day status quo order effective immediately enjoining the
respondent Ombudsman from resolving or deciding the criminal cases pending
investigation in his of ce against petitioner Joseph E. Estrada and subject of the
cases at bar, it appearing from news reports that the respondent Ombudsman
may immediately resolve the cases against petitioner Joseph E. Estrada seven (7)
days after the hearing held on February 15, 2001, which action will make the
cases at bar moot and academic." 5 3
The parties led their replies on February 24. On this date, the cases at bar were deemed
submitted for decision.
The bedrock issues for resolution of this Court are:
I
Whether the petitions present a justiciable controversy.
II
III
Whether conviction in the impeachment proceedings is a condition precedent for
the criminal prosecution of petitioner Estrada. In the negative and on the
assumption that petitioner is still President, whether he is immune from criminal
prosecution.
IV
Whether the prosecution of petitioner Estrada should be enjoined on the ground of
prejudicial publicity.
In the Philippine setting, this Court has been continuously confronted with cases calling for
a rmer delineation of the inner and outer perimeters of a political question. 5 7 Our leading
case is Tañada v . Cuenco, 5 8 where this Court, through former Chief Justice Roberto
Concepcion, held that political questions refer "to those questions which, under the
Constitution, are to be decided by the people in their sovereign capacity, or in regard to
which full discretionary authority has been delegated to the legislative or executive branch
of the government. It is concerned with issues dependent upon the wisdom, not legality of
a particular measure." To a great degree, the 1987 Constitution has narrowed the reach of
the political question doctrine when it expanded the power of judicial review of this court
not only to settle actual controversies involving rights which are legally demandable and
enforceable but also to determine whether or not there has been a grave abuse of
discretion amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality of government. 5 9 Heretofore, the judiciary has focused on the "thou shalt
not's" of the Constitution directed against the exercise of its jurisdiction. 6 0 With the new
provision, however, courts are given a greater prerogative to determine what it can do to
prevent grave abuse of discretion amounting to lack or excess of jurisdiction on the part of
any branch or instrumentality of government. Clearly, the new provision did not just grant
the Court power of doing nothing. In sync and symmetry with this intent are other
provisions of the 1987 Constitution trimming the so called political thicket. Prominent of
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these provisions is section 18 of Article VII which empowers this Court in limpid language
to ". . . review, in an appropriate proceeding led by any citizen, the suf ciency of the
factual basis of the proclamation of martial law or the suspension of the privilege of the
writ (of habeas corpus) or the extension thereof . . .."
Respondents rely on the case of Lawyers League for a Better Philippines and/or Oliver A.
Lozano v. President Corazon C. Aquino, et al. 6 1 and related cases 6 2 to support their thesis
that since the cases at bar involve the legitimacy of the government of respondent Arroyo,
ergo, they present a political question. A more cerebral reading of the cited cases will
show that they are inapplicable. In the cited cases, we held that the government of former
President Aquino was the result of a successful revolution by the sovereign people, albeit a
peaceful one. No less than the Freedom Constitution 6 3 declared that the Aquino
government was installed through a direct exercise of the power of the Filipino people "in
de ance of the provisions of the 1973 Constitution, as amended ." It is familiar learning
that the legitimacy of a government sired by a successful revolution by people power is
beyond judicial scrutiny for that government automatically orbits out of the constitutional
loop. In checkered contrast, the government of respondent Arroyo is not revolutionary in
character. The oath that she took at the EDSA Shrine is the oath under the 1987
Constitution. 6 4 In her oath, she categorically swore to preserve and defend the 1987
Constitution. Indeed, she has stressed that she is discharging the powers of the
presidency under the authority of the 1987 Constitution.
In ne, the legal distinction between EDSA People Power I and EDSA People Power II is
clear. EDSA I involves the exercise of the people power of revolution which overthrew the
whole government. EDSA II is an exercise of people power of freedom of speech and
freedom of assembly to petition the government for redress of grievances which only
affected the of ce of the President . EDSA I is extra constitutional and the legitimacy of the
new government that resulted from it cannot be the subject of judicial review, but EDSA II
is intra constitutional and the resignation of the sitting President that it caused and the
succession of the Vice President as President are subject to judicial review. EDSA I
presented a political question; EDSA II involves legal questions. A brief discourse on
freedom of speech and of the freedom of assembly to petition the government for redress
of grievance which are the cutting edge of EDSA People Power II is not inappropriate.
Freedom of speech and the right of assembly are treasured by Filipinos. Denial of these
rights was one of the reasons of our 1898 revolution against Spain. Our national hero, Jose
P. Rizal, raised the clarion call for the recognition of freedom of the press of the Filipinos
and included it as among "the reforms sine quibus non." 6 5 The Malolos Constitution, which
is the work of the revolutionary Congress in 1898, provided in its Bill of Rights that
Filipinos shall not be deprived (1) of the right to freely express his ideas or opinions, orally
or in writing, through the use of the press or other similar means; (2) of the right of
association for purposes of human life and which are not contrary to public means; and (3)
of the right to send petitions to the authorities, individually or collectively." These
fundamental rights were preserved when the United States acquired jurisdiction over the
Philippines. In the Instruction to the Second Philippine Commission of April 7, 1900 issued
by President McKinley, it is speci cally provided "that no law shall be passed abridging the
freedom of speech or of the press or of the rights of the people to peaceably assemble
and petition the Government for redress of grievances." The guaranty was carried over in
the Philippine Bill, the Act of Congress of July 1, 1902 and the Jones Law, the Act of
Congress of August 29, 1966. 6 6
The issue then is whether the petitioner resigned as President or should be considered
resigned as of January 20, 2001 when respondent took her oath as the 14th President of
the Republic. Resignation is not a high level legal abstraction. It is a factual question and its
elements are beyond quibble: there must be an intent to resign and the intent must be
coupled by acts of relinquishment. 7 8 The validity of a resignation is not governed by any
formal requirement as to form. It can be oral. It can be written. It can be express. It can be
implied. As long as the resignation is clear, it must be given legal effect.
In the cases at bar, the facts show that petitioner did not write any formal letter of
resignation before he evacuated Malacañang Palace in the afternoon of January 20, 2001
after the oath-taking of respondent Arroyo. Consequently, whether or not petitioner
resigned has to be determined from his acts and omissions before, during and after
January 20, 2001 or by the totality of prior, contemporaneous and posterior facts and
circumstantial evidence bearing a material relevance on the issue.
Using this totality test, we hold that petitioner resigned as President.
To appreciate the public pressure that led to the resignation of the petitioner, it is
important to follow the succession of events after the exposé of Governor Singson. The
Senate Blue Ribbon Committee investigated. The more detailed revelations of petitioner's
alleged misgovernance in the Blue Ribbon investigation spiked the hate against him. The
Articles of Impeachment led in the House of Representatives which initially was given a
near cipher chance of succeeding snowballed. In express speed, it gained the signatures
of 115 representatives or more than 1/3 of the House of Representatives. Soon,
petitioner's powerful political allies began deserting him. Respondent Arroyo quit as
Secretary of Social Welfare. Senate President Drilon and former Speaker Villar defected
with 47 representatives in tow. Then, his respected senior economic advisers resigned
together with his Secretary of Trade and Industry.
As the political isolation of the petitioner worsened, the people's call for his resignation
intensi ed. The call reached a new crescendo when the eleven (11) members of the
impeachment tribunal refused to open the second envelope. It sent the people to
paroxysms of outrage. Before the night of January 16 was over, the EDSA Shrine was
swarming with people crying for redress of their grievance. Their number grew
exponentially. Rallies and demonstration quickly spread to the countryside like a brush fire.
As events approached January 20, we can have an authoritative window on the state of
mind of the petitioner. The window is provided in the "Final Days of Joseph Ejercito
Estrada," the diary of Executive Secretary Angara serialized in the Philippine Daily Inquirer.
7 9 The Angara Diary reveals that in the morning of January 19, petitioner's loyal advisers
were worried about the swelling of the crowd at EDSA, hence, they decided to create an ad
hoc committee to handle it. Their worry would worsen. At 1:20 p.m., petitioner pulled
Secretary Angara into his small of ce at the presidential residence and exclaimed: "Ed,
seryoso na ito. Kumalas na si Angelo (Reyes) (Ed, this is serious. Angelo has defected.)" 8 0
An hour later or at 2:30 p.m., the petitioner decided to call for a snap presidential election
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and stressed he would not be a candidate. The proposal for a snap election for president
in May where he would not be a candidate is an indicium that petitioner had intended to
give up the presidency even at that time. At 3:00 p.m., General Reyes joined the sea of
EDSA demonstrators demanding the resignation of the petitioner and dramatically
announced the AFP's withdrawal of support from the petitioner and their pledge of
support to respondent Arroyo. The seismic shift of support left petitioner weak as a
president. According to Secretary Angara, he asked Senator Pimentel to advise petitioner
to consider the option of "digni ed exit or resignation ." 8 1 Petitioner did not disagree but
listened intently. 8 2 The sky was falling fast on the petitioner. At 9:30 p.m., Senator
Pimentel repeated to the petitioner the urgency of making a graceful and digni ed exit. He
gave the proposal a sweetener by saying that petitioner would be allowed to go abroad
with enough funds to support him and his family. 8 3 Significantly, the petitioner expressed
no objection to the suggestion for a graceful and digni ed exit but said he would never
leave the country. 8 4 At 10:00 p.m., petitioner revealed to Secretary Angara, "Ed, Angie
(Reyes) guaranteed that I would have ve days to a week in the palace." 8 5 This is proof
that petitioner had reconciled himself to the reality that he had to resign. His mind was
already concerned with the ve-day grace period he could stay in the palace. It was a
matter of time.
The pressure continued piling up. By 11:00 p.m., former President Ramos called up
Secretary Angara and requested, "Ed, magtulungan tayo para magkaroon tayo ng (let's
cooperate to ensure a) peaceful and orderly transfer of power." 8 6 There was no de ance
to the request. Secretary Angara readily agreed. Again, we note that at this stage, the
problem was already about a peaceful and orderly transfer of power. The resignation of
the petitioner was implied.
The rst negotiation for a peaceful and orderly transfer of power immediately started at
12:20 a.m. of January 20, that fateful Saturday. The negotiation was limited to three (3)
points: (1) the transition period of ve days after the petitioner's resignation; (2) the
guarantee of the safety of the petitioner and his family, and (3) the agreement to open the
second envelope to vindicate the name of the petitioner. 8 7 Again, we note that the
resignation of petitioner was not a disputed point. The petitioner cannot feign ignorance of
this fact. According to Secretary Angara, at 2:30 a.m., he briefed the petitioner on the three
points and the following entry in the Angara Diary shows the reaction of the petitioner, viz:
7:30 a.m. — Rene arrives with Bert Romulo and (Ms. Macapagal's spokesperson)
Rene Corona. For this round, I am accompanied by Dondon Bagatsing and Macel.
Rene pulls out a document titled "Negotiating Points." It reads:
'1. The President shall sign a resignation document within the day, 20
January 2001, that will be effective on Wednesday, 24 January 2001, on which
day the Vice President will assume the Presidency of the Republic of the
Philippines.
Our deal
We bring out, too, our discussion draft which reads:
The undersigned parties, for and in behalf of their respective principals, agree and
undertake as follows:
'1. A transition will occur and take place on Wednesday, 24 January 2001, at
which time President Joseph Ejercito Estrada will turn over the presidency to Vice
President Gloria Macapagal-Arroyo.
2. In return, President Estrada and his families are guaranteed security and
safety of their person and property throughout their natural lifetimes. Likewise,
President Estrada and his families are guaranteed freedom from persecution or
retaliation from government and the private sector throughout their natural
lifetimes.
Both parties hereto agree that the AFP chief of staff and PNP director general
shall obtain all the necessary signatures as af xed to this agreement and insure
faithful implementation and observance thereof.
Vice President Gloria Macapagal-Arroyo shall issue a public statement in the form
and tenor provided for in 'Annex A' heretofore attached to this agreement."' 8 9
The second round of negotiation cements the reading that the petitioner has resigned. It
will be noted that during this second round of negotiation, the resignation of the petitioner
was again treated as a given fact. The only unsettled points at that time were the
measures to be undertaken by the parties during and after the transition period.
According to Secretary Angara, the draft agreement which was premised on the
resignation of the petitioner was further refined. It was then signed by their side and he
was ready to fax it to General Reyes and Senator Pimentel to await the signature of the
United Opposition. However, the signing by the party of the respondent Arroyo was
aborted by her oath-taking. The Angara Diary narrates the fateful events, viz: 9 0
"xxx xxx xxx
11:00 a.m. — Between General Reyes and myself, there is a rm agreement on the
ve points to effect a peaceful transition. I can hear the general clearing all these
points with a group he is with. I hear voices in the background
Agreement
The agreement starts: 1. The President-shall resign today, 20 January 2001,
which resignation shall be effective on 24 January 2001, on which day the Vice
President will assume the presidency of the Republic of the Philippines.
xxx xxx xxx
2. The transition process for the assumption of the new administration shall
commence on 20 January 2001, wherein persons designated by the Vice
President to various government positions shall start orientation activities with
incumbent officials.
3. The Armed Forces of the Philippines through its Chief of Staff, shall
guarantee the safety and security of the President and his families throughout
their natural lifetimes as approved by the national military and police authority —
Vice President. IaAScD
4. The AFP and the Philippine National Police ('PNP') shall function under the
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Vice President as national military and police authorities.
5. Both parties request the impeachment court to open the second envelope
in the impeachment trial, the contents of which shall be offered as proof that the
subject savings account does not belong to the President.
The Vice President shall issue a public statement in the form and tenor provided
for in Annex 'B' heretofore attached to this agreement.
And then it happens. General Reyes calls me to say that the Supreme Court has
decided that Gloria Macapagal-Arroyo is President and will be sworn in at 12
noon.
'Bakit hindi naman kayo nakahintay? Paano na ang agreement (Why couldn't you
wait? What about the agreement)?' I asked.
And General Reyes answers: 'Oo nga, i-delete na natin, sir (Yes, we're deleting that
part).'
Contrary to subsequent reports, I do not react and say that there was a double
cross.
But I immediately instruct Macel to delete the rst provision on resignation since
this matter is already moot and academic. Within moments, Macel erases the rst
provision and faxes the documents, which have been signed by myself, Dondon
and Macel, to Nene Pimentel and General Reyes.
I direct Demaree Ravel to rush the original document to General Reyes for the
signatures of the other side, as it is important that the provisions on security, at
least, should be respected.
I then advise the President that the Supreme Court has ruled that Chief Justice
Davide will administer the oath to Gloria at 12 noon.
12:20 p.m. — The PSG distributes firearms to some people inside the compound.
The President is having his nal meal at the Presidential Residence with the few
friends and Cabinet members who have gathered.
By this time, demonstrators have already broken down the rst line of defense at
Mendiola. Only the PSG is there to protect the Palace, since the police and military
have already withdrawn their support for the President.
1 p.m. — The President's personal staff is rushing to pack as many of the Estrada
family's personal possessions as they can.
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During lunch, Ronnie Puno mentions that the President needs to release a final
statement before leaving Malacañang.
The statement reads: At twelve o'clock noon today, Vice President Gloria
Macapagal-Arroyo took her oath as President of the Republic of the Philippines.
While along with many other legal minds of our country, I have strong and serious
doubts about the legality and constitutionality of her proclamation as President, I
do not wish to be a factor that will prevent the restoration of unity and order in our
civil society.
It is for this reason that I now leave Malacañang Palace, the seat of the
presidency of this county, for the sake of peace and in order to begin the healing
process of our nation. I leave the Palace of our people with gratitude for the
opportunities given to me for service to our people. I will not shirk from any future
challenges that may come ahead in the same service of our country.
I call on all my supporters and followers to join me in the promotion of a
constructive national spirit of reconciliation and solidarity.
May the Almighty bless our country and our beloved people. MABUHAY!"'
It is, however, urged that the petitioner did not resign but only took a temporary leave of
absence due to his inability to govern. In support of this thesis, the letter dated January 20,
2001 of the petitioner sent to Senate President Pimentel and Speaker Fuentebella is cited.
Again, we refer to the said letter, viz:
"Sir.
By virtue of the provisions of Section II, Article VII of the Constitution, I am hereby
transmitting this declaration that I am unable to exercise the powers and duties of
my of ce. By operation of law and the Constitution, the Vice President shall be
the Acting President.
(Sgd.) Joseph Ejercito Estrada"
A reading of the legislative history of RA No. 3019 will hardly provide any comfort to the
petitioner. RA No. 3019 originated from Senate Bill No. 293. The original draft of the bill,
when it was submitted to the Senate, did not contain a provision similar to section 12 of
the law as it now stands. However, in his sponsorship speech, Senator Arturo Tolentino,
the author of the bill, "reserved to propose during the period of amendments the inclusion
of a provision to the effect that no public of cial who is under prosecution for any act of
graft or corruption, or is under administrative investigation, shall be allowed to voluntarily
resign or retire." 9 2 During the period of amendments, the following provision was inserted
as section 15:
"SECTION 15. Termination of of ce — No public of cial shall be allowed to
resign or retire pending an investigation, criminal or administrative, or pending a
prosecution against him, for any offense under the Act or under the provisions of
the Revised Penal Code on bribery.
The separation or cessation of a public of cial from of ce shall not be a bar to
his prosecution under this Act for an offense committed during his incumbency."
93
The bill was vetoed by then President Carlos P. Garcia who questioned the legality of the
second paragraph of the provision and insisted that the President's immunity should
extend even after his tenure. ICHcaD
Senate Bill No. 571, which was substantially similar to Senate Bill No. 293, was thereafter
passed. Section 15 above became section 13 under the new bill, but the deliberations on
this particular provision mainly focused on the immunity of the President which was one of
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the reasons for the veto of the original bill. There was hardly any debate on the prohibition
against the resignation or retirement of a public of cial with pending criminal and
administrative cases against him. Be that as it may, the intent of the law ought to be
obvious. It is to prevent the act of resignation or retirement from being used by a public
of cial as a protective shield to stop the investigation of a pending criminal or
administrative case against him and to prevent his prosecution under the Anti-Graft Law or
prosecution for bribery under the Revised Penal Code. To be sure, no person can be
compelled to render service for that would be a violation of his constitutional right. 9 4 A
public of cial has the right not to serve if he really wants to retire or resign. Nevertheless, if
at the time he resigns or retires, a public of cial is facing administrative or criminal
investigation or prosecution, such resignation or retirement will not cause the dismissal of
the criminal or administrative proceedings against him. He cannot use his resignation or
retirement to avoid prosecution.
There is another reason why petitioner's contention should be rejected. In the cases at bar,
the records show that when petitioner resigned on January 20, 2001, the cases led
against him before the Ombudsman were OMB Case Nos. 0-00-1629, 0-00-1755, 0-00-
1756, 0-00-1757 and 0-00-1758. While these cases have been led, the respondent
Ombudsman refrained from conducting the preliminary investigation of the petitioner for
the reason that as the sitting President then, petitioner was immune from suit. Technically,
the said cases cannot be considered as pending for the Ombudsman lacked jurisdiction to
act on them. Section 12 of RA No. 3019 cannot therefore be invoked by the petitioner for it
contemplates of cases whose investigation or prosecution do not suffer from any
insuperable legal obstacle like the immunity from suit of a sitting President.
Petitioner contends that the impeachment proceeding is an administrative investigation
that, under section 12 of RA 3019, bars him from resigning. We hold otherwise. The exact
nature of an impeachment proceeding is debatable. But even assuming arguendo that it is
an administrative proceeding, it can not be considered pending at the time petitioner
resigned because the process already broke down when a majority of the senator-judges
voted against the opening of the second envelope, the public and private prosecutors
walked out, the public prosecutors led their Manifestation of Withdrawal of Appearance,
and the proceedings were postponed inde nitely. There was, in effect, no impeachment
case pending against petitioner when he resigned.
III
Whether or not the petitioner
is only temporarily unable to
act as President.
We shall now tackle the contention of the petitioner that he is merely temporarily
unable to perform the powers and duties of the presidency, and hence is a President on
leave. As aforestated, the inability claim is contained in the January 20, 2001 letter of
petitioner sent on the same day to Senate President Pimentel and Speaker Fuentebella.
Petitioner postulates that respondent Arroyo as Vice President has no power to adjudge
the inability of the petitioner to discharge the powers and duties of the presidency. His
signi cant submittal is that " Congress has the ultimate authority under the Constitution to
determine whether the President is incapable of performing his functions in the manner
provided for in section 11 of Article VII." 9 5 This contention is the centerpiece of
petitioner's stance that he is a President on leave and respondent Arroyo is only an Acting
President.
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An examination of section 11, Article VII is in order. It provides:
"SECTION 11. Whenever the President transmits to the President of the
Senate and the Speaker of the House of Representatives his written declaration
that he is unable to discharge the powers and duties of his of ce, and until he
transmits to them a written declaration to the contrary, such powers and duties
shall be discharged by the Vice-President as Acting President.
Whenever a majority of all the Members of the Cabinet transmit to the President
of the Senate and to the Speaker of the House of Representatives their written
declaration that the President is unable to discharge the powers and duties of his
of ce, the Vice-President shall immediately assume the powers and duties of the
office as Acting President.
Thereafter, when the President transmits to the President of the Senate and to the
Speaker of the House of Representatives his written declaration that no inability
exists, he shall reassume the powers and duties of his of ce. Meanwhile, should
a majority of all the Members of the Cabinet transmit within ve days to the
President of the Senate and to the Speaker of the House of Representatives their
written declaration that the President is unable to discharge the powers and
duties of his of ce, the Congress shall decide the issue. For that purpose, the
Congress shall convene, if it is not in session, within forty-eight hours, in
accordance with its rules and without need of call.
If the Congress, within ten days after receipt of the last written declaration, or, if
not in session, within twelve days after it is required to assemble, determines by a
two-thirds vote of both Houses, voting separately, that the President is unable to
discharge the powers and duties of his of ce, the Vice-President shall act as
President; otherwise, the President shall continue exercising the powers and
duties of his office."
(1) Petitioner, on January 20, 2001, sent the above letter claiming inability to the
Senate President and Speaker of the House;
(2) Unaware of the letter, respondent Arroyo took her oath of of ce as President on
January 20, 2001 at about 12:30 p.m.;
(3) Despite receipt of the letter, the House of Representatives passed on January 24,
2001 House Resolution No. 175 ; 9 6
On the same date, the House of the Representatives passed House Resolution No. 176 97
which states:
"RESOLUTION EXPRESSING THE SUPPORT OF THE HOUSE OF
REPRESENTATIVES TO THE ASSUMPTION INTO OFFICE BY VICE PRESIDENT
GLORIA MACAPAGAL-ARROYO AS PRESIDENT OF THE REPUBLIC OF THE
PHILIPPINES, EXTENDING ITS CONGRATULATIONS AND EXPRESSING ITS
SUPPORT FOR HER ADMINISTRATION AS A PARTNER IN THE ATTAINMENT OF
THE NATION'S GOALS UNDER THE CONSTITUTION
Secretary General"
On February 7, 2001, the House of the Representatives passed House Resolution No.
178 9 8 which states:
"RESOLUTION CONFIRMING PRESIDENT GLORIA MACAPAGAL-ARROYO'S
NOMINATION OF SENATOR TEOFISTO T. GUINGONA, JR. AS VICE PRESIDENT
OF THE REPUBLIC OF THE PHILIPPINES
WHEREAS, Senator Teo sto T. Guingona Jr., is a public servant endowed with
integrity, competence and courage; who has served the Filipino people with
dedicated responsibility and patriotism;
WHEREAS, Senator Teo sto T. Guingona, Jr. possesses sterling qualities of true
statesmanship, having served the government in various capacities, among
others, as Delegate to the Constitutional Convention, Chairman of the
Commission on Audit, Executive Secretary, Secretary of Justice, Senator of the
Philippines — qualities which merit his nomination. to the position of Vice
President of the Republic: Now, therefore, be it.
Secretary General"
(4) Also, despite receipt of petitioner's letter claiming inability, some twelve (12)
members of the Senate signed the following:
"RESOLUTION
WHEREAS, the Senate of the Philippines has been the forum for vital legislative
measures in unity despite diversities in perspectives;
WHEREFORE, we recognize and express support to the new government of
President Gloria Macapagal-Arroyo and resolve to discharge our duties to attain
desired changes and overcome the nation's challenges." 9 9
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On February 7 , the Senate also passed Senate Resolution No. 82 1 0 0 which states:
"RESOLUTION CONFIRMING PRESIDENT GLORIA MACAPAGAL-ARROYO'S
NOMINATION OF SEN. TEOFISTO T. GUINGONA, JR. AS VICE PRESIDENT OF THE
REPUBLIC OF THE PHILIPPINES
WHEREAS, there is a vacancy in the Of ce of the Vice-President due to the
assumption to the Presidency of Vice President Gloria Macapagal-Arroyo;
WHEREAS, pursuant to Section 9 Article VII of the Constitution, the President in
the event of such vacancy shall nominate a Vice President from among the
members of the Senate and the House of Representatives who shall assume
office upon confirmation by a majority vote of all members of both Houses voting
separately;
WHEREAS, Her Excellency, President Gloria Macapagal-Arroyo has nominated
Senate Minority Leader Teo sto T. Guingona, Jr. to the position of Vice President
of the Republic of the Philippines;
WHEREAS, Sen. Teo sto T. Guingona, Jr. is a public servant endowed with
integrity, competence, and courage; who has served the Filipino people with
dedicated responsibility and patriotism;
WHEREAS, Sen. Teo sto T. Guingona, Jr. possesses sterling qualities of true
statesmanship, having served the government in various capacities, among
others, as Delegate to the Constitutional Convention, Chairman of the
Commission on Audit, Executive Secretary, Secretary of Justice. Senator of the
land — which qualities merit his nomination to the position of Vice President of
the Republic: Now, therefore, be it.
Resolved, as it is hereby resolved, That the Senate con rm the nomination of Sen.
Teofisto T Guingona, Jr. as Vice President of the Republic of the Philippines.
Adopted,
(Sgd.) AQUILINO Q. PIMENTEL JR.
President of the Senate
On the same date, February 7, the Senate likewise passed Senate Resolution No. 83 101
which states:
"RESOLUTION RECOGNIZING THAT THE IMPEACHMENT COURT IS FUNCTUS
OFFICIO
Resolved, as it is hereby resolved. That the Senate recognize that the
Impeachment Court is functus officio and has been terminated.
Resolved, further, That the Journals of the Impeachment Court of Monday,
January 15, Tuesday, January 16 and Wednesday, January 17, 2001 be
considered approved.
Resolved, further, That the records of the Impeachment Court including the
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'second envelope' be transferred to the Archives of the Senate for proper
safekeeping and preservation in accordance with the Rules of the Senate.
Disposition and retrieval thereof shall be made only upon written approval of the
Senate President.
Resolved, nally . That all parties concerned be furnished copies of this
Resolution.
Adopted,
(Sgd.) AQUILINO Q. PIMENTEL, JR.
President of the Senate
(5) On February 8, the Senate also passed Resolution No. 84 "certifying to the
existence of a vacancy in the Senate and calling on the COMELEC to ll up such vacancy
through election to be held simultaneously with the regular election on May 14, 2001 and
the senatorial candidate garnering the thirteenth (13th) highest number of votes shall
serve only for the unexpired term of Senator Teofisto T. Guingona, Jr."
(6) Both houses of Congress started sending bills to be signed into law by respondent
Arroyo as President.
(7) Despite the lapse of time and still without any functioning Cabinet, without any
recognition from any sector of government, and without any support from the Armed
Forces of the Philippines and the Philippine National Police, the petitioner continues to
claim that his inability to govern is only momentary.
What leaps to the eye from these irrefutable facts is that both houses of Congress have
recognized respondent Arroyo as the President. Implicitly clear in that recognition is the
premise that the inability of petitioner Estrada is no longer temporary. Congress has
clearly rejected petitioner's claim of inability.
The question is whether this Court has jurisdiction to review the claim of temporary
inability of petitioner Estrada and thereafter revise the decision of both Houses of
Congress recognizing respondent Arroyo as President of the Philippines. Following
Tañada v. Cuenco , 1 0 2 we hold that this Court cannot "exercise its judicial power for this is
an issue "in regard to which full discretionary authority has been delegated to the
Legislative . . . branch of the government." Or to use the language in Baker vs. Carr, 1 0 3
there is a "textually demonstrable constitutional commitment of the issue to a coordinate
political department or a lack of judicially discoverable and manageable standards for
resolving it." Clearly, the Court cannot pass upon petitioner's claim of inability to discharge
the powers and duties of the presidency. The question is political in nature and addressed
solely to Congress by constitutional at . It is a political issue which cannot be decided by
this Court without transgressing the principle of separation of powers.
In ne, even if the petitioner can prove that he did not resign, still, he cannot successfully
claim that he is a President on leave on the ground that he is merely unable to govern
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temporarily. That claim has been laid to rest by Congress and the decision that respondent
Arroyo is the de jure President made by a co-equal branch of government cannot be
reviewed by this Court.
IV
Whether or not the petitioner enjoys immunity
from suit. Assuming he enjoys immunity, the
extent of the immunity
Petitioner Estrada makes two submissions: first, the cases led against him before the
respondent Ombudsman should be prohibited because he has not been convicted in the
impeachment proceedings against him; and second, he enjoys immunity from all kinds of
suit, whether criminal or civil.
Before resolving petitioner's contentions, a revisit of our legal history on executive
immunity will be most enlightening. The doctrine of executive immunity in this jurisdiction
emerged as a case law. In the 1910 case of Forbes, etc. vs. Chuoco Tiaco and Cross eld ,
1 0 4 the respondent Tiaco, a Chinese citizen, sued petitioner W. Cameron Forbes, Governor-
General of the Philippine Islands, J.E. Harding and C.R. Trowbridge, Chief of Police and
Chief of the Secret Service of the City of Manila, respectively, for damages for allegedly
conspiring to deport him to China. In granting a writ of prohibition, this Court, speaking
thru Mr. Justice Johnson, held:
"The principle of non-liability, as herein enunciated, does not mean that the
judiciary has no authority to touch the acts of the Governor-General; that he may,
under cover of his of ce, do what he will, unimpeded and unrestrained. Such a
construction would mean that tyranny, under the guise of the execution of the
law, could walk de antly abroad, destroying rights of person and of property,
wholly free from interference of courts or legislatures. This does not mean, either,
that a person injured by the executive authority by an act unjusti able under the
law has no remedy, but must submit in silence. On the contrary, it means, simply,
that the Governor-General, like the judges of the courts and the members of the
Legislature, may not be personally mulcted in civil damages for the consequences
of an act executed in the performance of his of cial duties. The judiciary has full
power to, and will, when the matter is properly presented to it and the occasion
justly warrants it, declare an act of the Governor-General illegal and void and
place as nearly as possible in status quo any person who has been deprived his
liberty or his property by such act. This remedy is assured to every person,
however humble or of whatever country, when his personal or property rights have
been invaded, even by the highest authority of the state. The thing which the
judiciary can not do is mulct the Governor-General personally in damages which
result from the performance of his official duty, any more than it can a member of
the Philippine Commission or the Philippine Assembly. Public policy forbids it.
Neither does this principle of non-liability mean that the chief executive may not
be personally sued at all in relation to acts which he claims to perform as such
of cial. On the contrary, it clearly appears from the discussion heretofore had,
particularly that portion which touched the liability of judges and drew an analogy
between such liability and that of the Governor-General, that the latter is liable
when he acts in a case so plainly outside of his power and authority that he can
not be said to have exercised discretion in determining whether or not he had the
right to act. What is held here is that he will be protected from personal liability for
damages not only when he acts within his authority, but also when he is without
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authority, provided he actually used discretion and judgment, that is, the judicial
faculty, in determining whether he had authority to act or not. In other words, he is
entitled to protection in determining the question of his authority . If he decide
wrongly, he is still protected provided the question of his authority was one over
which two men, reasonably quali ed for that position, might honestly differ; but
he is not protected if the lack of authority to act is so plain that two such men
could not honestly differ over its determination. In such case, he acts, not as
Governor-General but as a private individual, and, as such, must answer for the
consequences of his act."
Mr. Justice Johnson underscored the consequences if the Chief Executive was not
granted immunity from suit, viz: ". . . Action upon important matters of state delayed;
the time and substance of the chief executive spent in wrangling litigation; disrespect
engendered for the person of one of the highest of cials of the State and for the of ce
he occupies; a tendency to unrest and disorder; resulting in a way, in a distrust as to the
integrity of government itself." 1 0 5
Our 1935 Constitution took effect but it did not contain any speci c provision on executive
immunity. Then came the tumult of the martial law years under the late President
Ferdinand E. Marcos and the 1973 Constitution was born. In 1981, it was amended and
one of the amendments involved executive immunity. Section 17, Article VII stated: STHAaD
"The President shall be immune from suit during his tenure. Thereafter, no suit
whatsoever shall lie for of cial acts done by him or by others pursuant to his
specific orders during his tenure.
The immunities herein provided shall apply to the incumbent President referred to
in Article XVII of this Constitution."
The Opposition in the then Batasang Pambansa sought the repeal of this Marcosian
concept of executive immunity in the 1973 Constitution. The move was led by then
Member of Parliament, now Secretary of Finance, Alberto Romulo, who argued that the
after incumbency immunity granted to President Marcos violated the principle that a
public of ce is a public trust. He denounced the immunity as a return to the
anachronism "the king can do no wrong." 1 0 7 The effort failed.
The 1973 Constitution ceased to exist when President Marcos was ousted from of ce by
the People Power revolution in 1986. When the 1987 Constitution was crafted, its framers
did not reenact the executive immunity provision of the 1973 Constitution. The following
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explanation was given by delegate J. Bernas, viz.: 1 0 8
"Mr. Suarez. Thank you.
The last question is with reference to the Committee's omitting in the draft
proposal the immunity provision for the President. I agree with Commissioner
Nolledo that the Committee did very well in striking out this second sentence, at
the very least, of the original provision on immunity from suit under the 1973
Constitution. But would the Committee members not agree to a restoration of at
least the rst sentence that the President shall be immune from suit during his
tenure, considering that if we do not provide him that kind of an immunity, he
might be spending all his time facing litigations, as the President-in-exile in
Hawaii is now facing litigations almost daily?
Fr. Bernas. The reason for the omission is that we consider it understood in
present jurisprudence that during his tenure he is immune from suit.
We shall now rule on the contentions of petitioner in the light of this history. We reject his
argument that he cannot be prosecuted for the reason that he must rst be convicted in
the impeachment proceedings. The impeachment trial of petitioner Estrada was aborted
by the walkout of the prosecutors and by the events that led to his loss of the presidency.
Indeed, on February 7, 2001, the Senate passed Senate Resolution No. 83 "Recognizing
that the Impeachment Court is Functus Of cio ." 1 0 9 Since the Impeachment Court is now
functus of cio , it is untenable for petitioner to demand that he should rst be impeached
and then convicted before he can be prosecuted. The plea if granted, would put a perpetual
bar against his prosecution. Such a submission has nothing to commend itself for it will
place him in a better situation than a non-sitting President who has not been subjected to
impeachment proceedings and yet can be the object of a criminal prosecution. To be sure,
the debates in the Constitutional Commission make it clear that when impeachment
proceedings have become moot due to the resignation of the President, the proper
criminal and civil cases may already be filed against him, viz: 1 1 0
Mr. Romulo. If we decide the purpose of impeachment to remove one from of ce,
then his resignation would render the case moot and academic. However, as the
provision says, the criminal and civil aspects of it may continue in the ordinary
courts."
This is in accord with our ruling in In Re: Saturnino Bermudez 111 that "incumbent
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Presidents are immune from suit or from being brought to court during the period of their
incumbency and tenure" but not beyond. Considering the peculiar circumstance that the
impeachment process against the petitioner has been aborted and thereafter he lost the
presidency, petitioner Estrada cannot demand as a condition sine qua non to his criminal
prosecution before the Ombudsman that he be convicted in the impeachment
proceedings. His reliance on the case of Lecaroz vs. Sandiganbayan 1 1 2 and related cases
1 1 3 are inapropos for they have a different factual milieu.
We now come to the scope of immunity that can be claimed by petitioner as a non-sitting
President. The cases led against petitioner Estrada are criminal in character. They involve
plunder, bribery and graft and corruption . By no stretch of the imagination can these
crimes, especially plunder which carries the death penalty, be covered by the alleged
mantle of immunity of a non-sitting president. Petitioner cannot cite any decision of this
Court licensing the President to commit criminal acts and wrapping him with post-tenure
immunity from liability. It will be anomalous to hold that immunity is an inoculation from
liability for unlawful acts and omissions. The rule is that unlawful acts of public officials are
not acts of the State and the of cer who acts illegally is not acting as such but stands in
the same footing as any other trespasser. 1 1 4
Indeed, a critical reading of current literature on executive immunity will reveal a judicial
disinclination to expand the privilege especially when it impedes the search for truth or
impairs the vindication of a right. In the 1974 case of US v. Nixon , 1 1 5 US President Richard
Nixon, a sitting President, was subpoenaed to produce certain recordings and documents
relating to his conversations with aids and advisers. Seven advisers of President Nixon's
associates were facing charges of conspiracy to obstruct justice and other offenses
which were committed in a burglary of the Democratic National Headquarters in
Washington's Watergate Hotel during the 1972 presidential campaign. President Nixon
himself was named an unindicted co-conspirator. President Nixon moved to quash the
subpoena on the ground, among others, that the President was not subject to judicial
process and that he should rst be impeached and removed from of ce before he could
be made amenable to judicial proceedings. The claim was rejected by the US Supreme
Court. It concluded that "when the ground for asserting privilege as to subpoenaed
materials sought for use in a criminal trial is based only on the generalized interest in
con dentiality, it cannot prevail over the fundamental demands of due process of law in
the fair administration of criminal justice." In the 1982 case of Nixon v. Fitzgerald , 1 1 6 the
US Supreme Court further held that the immunity of the President from civil damages
covers only "of cial acts ." Recently, the US Supreme Court had the occasion to reiterate
this doctrine in the case of Clinton v. Jones 1 1 7 where it held that the US President's
immunity from suits for money damages arising out of their of cial acts is inapplicable to
unofficial conduct.
There are more reasons not to be sympathetic to appeals to stretch the scope of
executive immunity in our jurisdiction. One of the great themes of the 1987 Constitution is
that a public of ce is a public trust . 1 1 8 It declared as a state policy that "(t)he State shall
maintain honesty and integrity in the public service and take positive and effective
measures against graft and corruption." 1 1 9 It ordained that "(p)ublic of cers and
employees must at all times be accountable to the people, serve them with utmost
responsibility, integrity, loyalty, and ef ciency, act with patriotism and justice, and lead
modest lives." 1 2 0 It set the rule that "(t)he right of the State to recover properties
unlawfully acquired by public of cials or employees, from them or from their nominees or
transferees, shall not be barred by prescription, laches or estoppel." 1 2 1 It maintained the
Sandiganbayan as an anti-graft court. 1 2 2 It created the of ce of the Ombudsman and
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endowed it with enormous powers, among which is to "(i)nvestigate on its own, or on
complaint by any person, any act or omission of any public of cial, employee, of ce or
agency, when such act or omission appears to be illegal, unjust, improper, or inef cient."
1 2 3 The Of ce of the Ombudsman was also given scal autonomy. 1 2 4 These
constitutional policies will be devalued if we sustain petitioner's claim that a non-sitting
president enjoys immunity from suit for criminal acts committed during his incumbency.
V
Whether or not the prosecution of petitioner
Estrada should be enjoined due to prejudicial publicity
At best, appellant can only conjure possibility of prejudice on the part of the trial
judge due to the barrage of publicity that characterized the investigation and trial
of the case. In Martelino, et al. v. Alejandro, et al ., we rejected this standard of
possibility of prejudice and adopted the test of actual prejudice as we ruled that
to warrant a nding of prejudicial publicity, there must be allegation and proof
that the judges have been unduly in uenced, not simply that they might be, by the
barrage of publicity. In the case at bar, the records do not show that the trial judge
developed actual bias against appellant as a consequence of the extensive media
coverage of the pre-trial and trial of his case. The totality of circumstances of the
case does not prove that the trial judge acquired a fixed opinion as a result of
prejudicial publicity which is incapable of change even by evidence presented
during the trial. Appellant has the burden to prove this actual bias and he has not
discharged the burden."
We expounded further on this doctrine in the subsequent case of Webb vs. Hon. Raul de
Leon, etc. 1 3 0 and its companion cases, viz.:
"Again, petitioners raise the effect of prejudicial publicity on their right to due
process while undergoing preliminary investigation. We nd no procedural
impediment to its early invocation considering the substantial risk to their liberty
while undergoing a preliminary investigation.
xxx xxx xxx
Applying the above ruling, we hold that there is not enough evidence to warrant this
Court to enjoin the preliminary investigation of the petitioner by the respondent
Ombudsman. Petitioner needs to offer more than hostile headlines to discharge his
burden of proof. 1 3 1 He needs to show more weighty social science evidence to
successfully prove the impaired capacity of a judge to render a bias free decision. Well
to note, the cases against the petitioner are still undergoing preliminary investigation by
a special panel of prosecutors in the of ce of the respondent Ombudsman. No
allegation whatsoever has been made by the petitioner that the minds of the members
of this special panel have already been infected by bias because of the pervasive
prejudicial publicity against him. Indeed, the special panel has yet to come out with its
ndings and the Court cannot second guess whether its recommendation will be
unfavorable to the petitioner.
The records show that petitioner has instead charged respondent Ombudsman himself
with bias. To quote petitioner's submission, the respondent Ombudsman "has been
in uenced by the barrage of slanted news reports, and he has buckled to the threats and
pressures directed at him by the mobs." 1 3 2 News reports have also been quoted to
establish that the respondent Ombudsman has already prejudged the cases of the
petitioner 1 3 3 and it is postulated that the prosecutors investigating the petitioner will be
influenced by this bias of their superior.
Again, we hold that the evidence proffered by the petitioner is insubstantial. The accuracy
of the news reports referred to by the petitioner cannot be the subject of judicial notice by
this Court especially in light of the denials of the respondent Ombudsman as to his alleged
prejudice and the presumption of good faith and regularity in the performance of of cial
duty to which he is entitled. Nor can we adopt the theory of derivative prejudice of
petitioner, i.e., that the prejudice of respondent Ombudsman ows to his subordinates . In
truth, our Revised Rules of Criminal Procedure, give investigating prosecutors the
independence to make their own ndings and recommendations albeit they are reviewable
by their superiors. 1 3 4 They can be reversed but they can not be compelled to change their
recommendations nor can they be compelled to prosecute cases which they believe
deserve dismissal. In other words, investigating prosecutors should not be treated like
unthinking slot machines. Moreover, if the respondent Ombudsman resolves to le the
cases against the petitioner and the latter believes that the nding of probable cause
against him is the result of bias, he still has the remedy of assailing it before the proper
court. ATICcS
VI
Epilogue
A word of caution to the "hooting throng." The cases against the petitioner will now acquire
a different dimension and then move to a new stage — the Of ce of the Ombudsman.
Predictably, the call from the majority for instant justice will hit a higher decibel while the
gnashing of teeth of the minority will be more threatening. It is the sacred duty of the
respondent Ombudsman to balance the right of the State to prosecute the guilty and the
right of an accused to a fair investigation and trial which has been categorized as the
"most fundamental of all freedoms." 1 3 5 To be sure, the duty of a prosecutor is more to do
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justice and less to prosecute. His is the obligation to insure that the preliminary
investigation of the petitioner shall have a circus-free atmosphere. He has to provide the
restraint against what Lord Bryce calls "the impatient vehemence of the majority." Rights in
a democracy are not decided by the mob whose judgment is dictated by rage and not by
reason. Nor are rights necessarily resolved by the power of number for in a democracy, the
dogmatism of the majority is not and should never be the de nition of the rule of law. If
democracy has proved to be the best form of government, it is because it has respected
the right of the minority to convince the majority that it is wrong. Tolerance of multiformity
of thoughts, however offensive they may be, is the key to man's progress from the cave to
civilization. Let us not throw away that key just to pander to some people's prejudice.
IN VIEW WHEREOF, the petitions of Joseph Ejercito Estrada challenging the respondent
Gloria Macapagal-Arroyo as the de jure 14th President of the Republic are DISMISSED.
SO ORDERED.
Bellosillo, Melo, Quisumbing, Gonzaga-Reyes and De Leon, Jr., JJ., concur.
Buena, J., concurs in the result.
Davide, Jr., C.J., took no part in view of reasons given in open court and in the Extended
Explanation.
Kapunan, J., I concur in the result. I reserve the filing of a separate opinions.
Panganiban, J., took no part per Letter of Inhibition dated Feb. 15, 2001 mentioned in
footnote 51 of ponencia.
Pardo, J., concurs in the result. I believe that petitioner was constrained to resign. Reserve
my vote in immunity from suit.
Ynares-Santiago, J., I concur in the result. I reserve the filing of separate opinion.
Sandoval-Gutierrez, J ., I concur in the result and reserve the right to write a separate
opinion.
Separate Opinions
VITUG , J ., concurring :
This nation has a great and rich history authored by its people. The EDSA Revolution of
2001 could have been one innocuous phenomenon buried in the pages of our history but
for its critical dimensions. Now, EDSA 2 would be far from being just another event in our
annals. To this day, it is asked — Is Mr. Joseph Ejercito Estrada still the President of the
Republic of the Philippines?
To retort, one is to trace the events that led to the denouement of the incumbency of Mr.
Joseph Ejercito Estrada. Mr. Estrada, herein petitioner, was elected to of ce by not less
than 10 million Filipinos in the elections of May 1998, served for well over two years until
20 January 2001. Formally impeached by the Lower House of Representatives for cases of
Graft and Corruption, Bribery, Betrayal of Public Trust and Culpable Violation of the
Constitution, he was tried by the Senate. The Impeachment Tribunal was tasked to decide
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on the fate of Mr. Estrada — if convicted, he would be removed from of ce and face
prosecution with the regular courts or, if acquitted, he would remain in of ce. An evidence,
however, presented by the prosecution tagged as the "second envelope" would have it
differently. The denial by the impeachment court of the pleas to have the dreaded envelop
opened promptly put the trial into a halt. Within hours after the controversial Senate
decision, an angered people trooped once again to the site of the previous uprising in
1986 that toppled the 20 year rule of former President Ferdinand E. Marcos — EDSA.
Arriving in trickles, the motley gathering swelled to an estimated million on the fourth day,
with several hundreds more nearing Mendiola reportedly poised to storm Malacañang. HTDcCE
In the morning of 20 January 2001, the people waited for Erap to step down and to heed
the call for him to resign. At this time, Estrada was a picture of a man, elected into the
Presidency, but beleaguered by solitude-empty of the support by the military and the
police, abandoned by most of his cabinet members, and with hardly any rm succor from
constituents. And despite the alleged popularity that brought him to power, mass
sentiment now appeared to be for his immediate ouster.
With this capsule, the constitutional successor of Estrada in the person of Gloria
Macapagal-Arroyo, then incumbent Vice-President, took the cue and requested the Chief
Justice to administer her oath-taking. In a letter, sent through "fax" at about half past
eleven o'clock in the morning of 20 January 2001, read:
"The undersigned respectfully informs this Honorable Court that Joseph Ejercito
Estrada is permanently incapable of performing the duties of his of ce resulting
in his permanent disability to govern and serve his unexpired term. Almost all of
his cabinet members have resigned and the Philippine National Police have
withdrawn their support for Joseph Ejercito Estrada. Civil Society has likewise
refused to recognize him as President.
"In view of this, I am assuming the position of the President of the Republic of the
Philippines. Accordingly, I would like to take my oath as President of the Republic
before the Honorable Chief Justice Hilario G. Davide. Jr., today, 20 January 200,
12:00 noon at Edsa Shrine, Quezon City, Metro Manila.
"May I have the honor to invite the members of the Honorable Court to attend the
oath-taking."
The tribunal, aware of the grave national crisis which had the marks of yet intensifying into
possible catastrophic proportions, agreed to honor the request. Theretofore, the Court,
cognizant that it had to keep its doors open, had to help assure that the judicial process
was seen to be functioning. As the hours passed, however, the extremely volatile situation
was getting more precarious by the minute, and the combustible ingredients were all but
ready to ignite. The country was faced with a phenomenon the phenomenon of a people,
who, in the exercise of a sovereignty perhaps too limitless to be explicitly contained and
constrained by the limited words and phrases of the Constitution, directly sought to
remove their president from of ce. On that morning of the 20th of January, the high
tribunal was confronted with a dilemma — should it choose a literal and narrow view of the
constitution, invoke the rule of strict law, and exercise its characteristic reticence? Or was
it propitious for it to itself take a hand? The rst was fraught with danger and evidently too
risky to accept. The second could very well help avert imminent bloodshed. Given the
realities, the Court was left hardly with choice. Paradoxically, the rst option would almost
certainly imperil the Constitution, the second could save it. The con rmatory resolution
was issued following the en banc session of the Court on 22 January 2001; it read:
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"A.M. No. 01-1-05-SC — In re: Request of Vice-President Gloria Macapagal-Arroyo
to take her Oath of Of ce as President of the Philippines before the Chief Justice
— Acting on the urgent request of vice President Gloria Macapagal-Arroyo to be
sworn in as President of the Republic of the Philippines, addressed to the Chief
Justice and con rmed letter to the Court, dated January 20, 2001, which request
was treated as an administrative matter, the Court resolved unanimously to
CONFIRM the authority given by the twelve (12) members of the Court then
present to the Chief justice on January 20, 2001 to administer the oath of of ce
to Vice President Gloria Macapagal-Arroyo as President of the Philippines, at
noon of January 20, 2001.
"This resolution is without prejudice to the disposition of any justiciable case
which may be filed by a proper party."
At high noon on the 20th of January 2001, Gloria Macapagal-Arroyo was sworn in as the
14th President of the Republic of the Philippines. EDSA, once again, had its momentous
role in yet another "bloodless revolution." The Court could not have remained placid amidst
the worsening situation at the time. It could not in conscience allow the high-strung
emotions and passions of EDSA to reach the gates of Malacañang. The military and police
defections created stigma that could not be left unguarded by a vacuum in the Presidency.
The danger was simply overwhelming. The extra-ordinariness of the reality called for an
extra-ordinary solution. The Court has chosen to prevent rather than cure an enigma
incapable of being recoiled.
The alarming social unrest ceased as the emergence of a new leadership so unfolded. The
promise of healing the battered nation engulfed the spirit but it was not to last. Questions
were raised on the legitimacy of Mme. Macapagal-Arroyo's assumption to of ce. Mr.
Estrada would insist that he was still President and that Mme. Macapagal-Arroyo took
over only in an acting capacity.
So it is argued, Mr. Estrada remains to be the President because under the 1987
Constitution, the Vice President may assume the Presidency only in its explicitly
prescribed instances; to wit, firstly, in case of death, permanent disability, removal from
of ce, or resignation of the President, 1 secondly, when the President transmits to the
President of the Senate and the Speaker of the House of Representatives his written
declaration that he is unable to discharge the powers and of ce, 2 and thirdly, when a
majority of all the Members of the Cabinet transmit to the President and to the Speaker of
the House of Representatives their written declaration that the President is unable to
discharge the powers and duties of his of ce, 3 the latter two grounds being culled as the
"disability clauses."
Mr. Estrada believes that he cannot be considered to have relinquished his of ce for none
of the above situations have occurred. The conditions for constitutional succession have
not been met. He states that he has merely been "temporarily incapacitated" to discharge
his duties, and he invokes his letters to both Chambers of the Congress consistent with
Section 11 of Article VII of the 1987 Constitution. The twin letters, dated 20 January 2001,
to the two houses read:
"By virtue of the provisions of Section 11, Article VII of the Constitution, I am
hereby transmitting this declaration that I am unable to exercise the powers and
duties of my of ce. By operation of law and the Constitution, the Vice-President
shall be acting President."
Truly, the grounds raised in the petition are as dubitable as the petitioner's real motive in
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filing the case.
The pressing issue must now catapult to its end. ETAICc
"By virtue of the provisions of Section 11, Article VII, of the Constitution, I am
hereby transmitting this declaration that I am unable to exercise the powers and
duties of my of ce. By operation of law and the Constitution, the vice-president
shall be the acting president."
Receipt of the letter by the Speaker of the lower house was placed at around eight
o'clock in the morning but the Senate President was said to have received a copy only
on the evening of that day. Nor this Court turn a blind eye to the paralyzing events which
left petitioner to helplessness and inutility in of ce — not so much by the con uence of
events that forced him to step down from the seat of power in a poignant and teary
farewell as the recognition of the will of the governed to whom he owed allegiance. In
his "valedictory message," he wrote:
"At twelve o' clock noon today, Vice-President Gloria Macapagal-Arroyo took her
oath as President of the Republic of the Philippines. While along with many other
legal minds of our country, I have strong and serious doubts about the legality
and constitutionality of her proclamation as President, I do not wish to be a factor
that will prevent the restoration of unity and order in our civil society.
"It is for this reason that I now leave Malacañang Palace, the seat of the
presidency of this country, for the sake of peace and in order to begin the healing
process of our nation. I leave the palace of our people with gratitude for the
opportunities given to me for service to our people. I will not shirk from any future
challenges that may come ahead in the same service of our country.
"I call on all my supporters and followers to join me in the promotion of a
constructive national spirit of reconciliation and solidarity.
"May the Almighty bless our country and our beloved people.
"MABUHAY!
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Abandonment of of ce is a species of resignation, 5 and it connotes the giving up of the
of ce although not attended by the formalities normally observed in resignation.
Abandonment may be effected by a positive act or can be the result of an omission,
whether deliberate or not. 6
Mr. Joseph Estrada invokes "temporary incapacity" under Section 11, Article VII of the
Constitution. This assertion is dif cult to sustain since the temporary incapacity
contemplated clearly envisions those that are personal, either by physical or mental in
nature, 7 and innate to the individual. If it were otherwise, when then would the disability
last? Would it be when the con uent causes which have brought about that disability are
completely set in reverse? Surely, the idea fails to register well to the simple mind.
Neither can it be implied that the takeover has installed a revolutionary government. A
revolutionary government is one which has taken the seat of power by force or in de ance
of the legal processes. Within the political context, a revolution is a complete overthrow of
the established government. 8 In its delimited concept, it is characterized often, 9 albeit not
always, 1 0 by violence as a means and speci able range of goals as ends. In contrast,
EDSA 2 did not envision radical changes. The government structure has remained intact.
Succession to the Presidency has been by the duly-elected Vice-President of the Republic.
The military and the police, down the line, have felt to be so acting in obedience to their
mandate as the protector of the people.
Any revolution, whether it is violent or not, involves a radical change. Huntington sees
revolution as being "a rapid, fundamental and violent domestic change in the dominant
values and myths of society in its political institution, social structure, leadership,
government activity and policies." 1 1 The distinguished A.J. Milne makes a differentiation
between constitutional political action and a revolutionary political action. A constitutional
political action, according to him, is a political action within a legal framework and rests
upon a moral commitment to uphold the authority of law. A revolutionary political action,
on the other hand, acknowledges no such moral commitment. The latter is directed
towards overthrowing the existing legal order and replacing it with something else. 1 2 And
what, one might ask, is the "legal order" referred to? It is an authoritative code of a polity
comprising enacted rules, along with those in the Constitution 1 3 and concerns itself with
structures rather than personalities in the establishment. Accordingly, structure would
refer to the different branches of the government and personalities would be the power-
holders. If determination would be made whether a speci c legal order is intact or not,
what can be vital is not the change in the personalities but a change in the structure.
The ascension of Mme. Macapagal-Arroyo to the presidency has resulted neither in the
rupture nor in the abrogation of the legal order. The constitutionally-established
government structures, embracing various of ces under the executive branch, of the
judiciary, of the legislature, of the constitutional commissions and still other entities,
including the Armed Forces of the Philippines and the Philippine National Police and local
governments as well, have all remained intact and functioning.
An insistence that the events in January 2001 transgressed the letter of the Constitution is
to ignore the basic tenet of constitutionalism and to ctionalize the clearly preponderant
facts.
More than just an eloquent piece of frozen document, the Constitution should be deemed
to be a living testament and memorial of the sovereign will of the people from whom all
government authority emanates. Certainly, this fundamental statement is not without
meaning. Nourished by time, it grows and copes with the changing milieu. The framers of
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the Constitution could not have anticipated all conditions that might arise in the aftermath
of events. A constitution does not deal in details, but enunciates the general tenets that are
intended to apply to all facts that may come about but which can be brought within its
directions. 1 4 Behind its conciseness is its inclusiveness and its apertures overridingly lie,
not fragmented but integrated and encompassing, its spirit and its intent. The Constitution
cannot be permitted to deteriorate into just a petri ed code of legal maxims and hand-tied
to its restrictive letters and wording, rather than be the pulsating law that it is. Designed to
be an enduring instrument, its interpretation is not to be con ned to the conditions and
outlook which prevail at the time of its adoption; 1 5 instead, it must be given exibility to
bring it in accord with the vicissitudes of changing and advancing affairs of men. 1 6
Technicalities and play of words cannot frustrate the inevitable because there is an
immense difference between legalism and justice. If only to secure our democracy and to
keep the social order — technicalities must give way. It has been said that the real essence
of justice does not emanate from quibblings over patchwork legal technicality but
proceeds from the spirits gut consciousness of the dynamic role as a brick in the ultimate
development of social edi ce. 1 7 Anything else defeats the spirit and intent of the
Constitution for which it is formulated and reduces its mandate to irrelevance and
obscurity.
All told, the installation of Mme. Macapagal-Arroyo perhaps came close to, but not quite,
the revolutionary government that we know. The new government, now undoubtedly in
effective control of the entire country, domestically and internationally recognized to be
legitimate, acknowledging a previous pronouncement of the court, 1 8 is a de jure
government both in fact and in law. The basic structures, the principles, the directions, the
intent and the spirit of the 1987 Constitution have been saved and preserved. Inevitably,
Mme. Gloria Macapagal-Arroyo is the President, not merely an Acting President, of the
Republic of the Philippines.
A reminder of an elder to the youth. After two non-violent civilian uprising within just a
short span of years between them, it might be said that popular mass action is fast
becoming an institutionalized enterprise. Should the streets now be the venue for the
exercise of popular democracy? Where does one draw the line between the rule of law and
the rule of the mob, or between "People Power" and "Anarchy?" If, as the sole justi cation
for its being, the basis of the Arroyo presidency lies alone on those who were at EDSA, then
it does rest on loose and shifting sands and might tragically open a Pandora's box more
potent than the malaise it seeks to address. Conventional wisdom dictates the
indispensable need for great sobriety and extreme circumspection on our part. In this kind
of arena, let us be assured that we are not overcome by senseless adventurism and
opportunism. The country must not grow oblivious to the innate perils of people power for
no bond can be stretched far too much to its breaking point. To abuse is to destroy that
which we may hold dear.
MENDOZA, J ., concurring :
But the Aquino government was a revolutionary government which was established
following the overthrow of the 1973 Constitution. The legitimacy of a revolutionary
government cannot be the subject of judicial review. If a court decides the question at all
qua court, it must necessarily af rm the existence and authority of such government under
which it is exercising judicial power. 4 As Melville Weston long ago put it, "the men who
were judges under the old regime and the men who are called to be judges under the new
have each to decide as individuals what they are to do; and it may be that they choose at
grave peril with the factional outcome still uncertain. 5 This is what the Court did in
Javellana v. Executive Secretary 6 when it held that the question of validity of the 1973
Constitution was political and af rmed that it was itself part of the new government. As
the Court said in Occena v. COMELEC 7 and Mitra v. COMELEC, 8 "[P]etitioners have come
to the wrong forum. We sit as a Court duty-bound to uphold and apply that Constitution. . . .
It is much too late in the day to deny the force and applicability of the 1973 Constitution."
In contrast, these cases do not involve the legitimacy of a government. They only involve
the legitimacy of the presidency of respondent Gloria Macapagal-Arroyo, and the claim of
respondents is precisely that Macapagal-Arroyo's ascension to the presidency was in
accordance with the Constitution. 9
Indeed, if the government of respondent Gloria Macapagal-Arroyo is a revolutionary one, all
talk about the fact that it was brought about by succession due to resignation or
permanent disability of petitioner Joseph Ejercito Estrada is useless. All that respondents
have to show is that in the contest for power Macapagal-Arroyo's government is the
successful one and is now accepted by the people and recognized by the community of
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nations.
But that is not the case here. There was no revolution such as that which took place in
February 1986. There was no overthrow of the existing legal order and its replacement by
a new one, no nullification of the Constitution.
What is involved in these cases is similar to what happened in 1949 in Avelino v. Cuenco. 1 0
In that case, in order to prevent Senator Lorenzo M. Tañada from airing charges against
Senate President Jose Avelino, the latter refused to recognize him, as a result of which
tumult broke out in the Senate gallery, as if by pre-arrangement, as the Court noted, and
Avelino suddenly adjourned the session and, followed by six senators, walked out of the
session hall. The remaining senators then declared the position of President of the Senate
vacant and elected Senator Mariano Jesus Cuenco acting president. The question was
whether respondent Cuenco had been validly elected acting president of the Senate,
considering that there were only 12 senators (out of 24) present, one senator (Sen.
Confesor) being abroad while another one (Sen. Sotto) was ill in the hospital.
Although in the beginning this Court refused to take cognizance of a petition for quo
warranto brought to determine the rightful president of the Senate, among other things, in
view of the political nature of the controversy, involving as it did an internal affair of a
coequal branch of the government, in the end this Court decided to intervene because of
the national crisis which developed as a result of the unresolved question of presidency of
the Senate. The situation justifying judicial intervention was described, thus:
We can take judicial notice that legislative work has been at a standstill; the
normal and ordinary functioning of the Senate has been hampered by the non-
attendance to sessions of about one-half of the members; warrants of arrest have
been issued, openly de ed, and remained unexecuted like mere scraps of paper,
notwithstanding the fact that the persons to be arrested are prominent persons
with well-known addresses and residences and have been in daily contact with
news reporters and photographers. Farce and mockery have been interspersed
with actions and movements provoking conflicts which invite bloodshed.
In voting to assume jurisdiction, Chief Justice Paras wrote: "[T]his Court has no other
alternative but to meet the challenge of the situation which demands the utmost of judicial
temper and judicial statesmanship. As herein before stated, the present crisis in the
Senate is one that imperatively calls for the intervention of this Court." 1 2 Questions raised
concerning respondent Gloria Macapagal-Arroyo's presidency similarly justify, in my view,
judicial intervention in these cases.
Nor is our power to fashion appropriate remedies in these cases in doubt. Respondents
contend that there is nothing else that can be done about the assumption into of ce of
respondent Gloria Macapagal-Arroyo. What has been done cannot be undone. It is like
toothpaste, we are, told, which, once squeezed out of the tube, cannot be put back.
Both literally and guratively, the argument is untenable. The toothpaste can be put back
into the tube. Literally, it can be put back by opening the bottom of the tube — that is how
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toothpaste is put in tubes at manufacture in the rst place. Metaphorically, the toothpaste
can also be put back. In G.R. No. 146738, a writ can be issued ordering respondent Gloria
Macapagal-Arroyo to vacate the Of ce of the President so that petitioner Joseph E.
Estrada can be reinstated should the judgment in these cases be in his favor. Whether
such writ will be obeyed will be a test of our commitment to the rule of law. In election
cases, people accept the decisions of courts even if they be against the results as
proclaimed. Recognition given by foreign governments to the presidency poses no
problem. So, as far as the political question argument of respondents is anchored on the
dif culty or impossibility of devising effective judicial remedies, this defense should not
bar inquiry into the legitimacy of the Macapagal-Arroyo administration. EcDSTI
The events that led to the departure of petitioner Joseph E. Estrada from of ce are well
known and need not be recounted in great detail here. They began in October 2000 when
allegations of wrongdoings involving bribe-taking, illegal gambling (jueteng), and other
forms of corruption were made against petitioner before the Blue Ribbon Committee of
the Senate. On November 13, 2000, petitioner was impeached by the House of
Representatives and, on December 7, impeachment proceedings were begun in the Senate
during which more serious allegations of graft and corruption against petitioner were
made and were only stopped on January 16, 2001 when 11 senators, sympathetic to
petitioner, succeeded in suppressing damaging evidence against petitioner. As a result,
the impeachment trial was thrown into an uproar as the entire prosecution panel walked
out and Senate President Aquilino Pimentel resigned after casting his vote against
petitioner.
The events, as seen through the eyes of foreign correspondents, are vividly recounted in
the following excerpts from the Far Eastern Economic Review and Time Magazine quoted
in the Memorandum of petitioner in G.R. Nos. 146710-15, thus:
11. The decision immediately sent hundreds of Filipinos out into the streets,
triggering rallies that swelled into a massive four-day demonstration. But
while anger was apparent among the middle classes, Estrada, a master of
the common touch, still retained largely passive support among the
poorest Filipinos. Citing that mandate and exploiting the letter of the
Constitution, which stipulates that a written resignation be presented, he
refused to step down even after all of the armed forces, the police and
most of his cabinet withdrew their support for him. [FAR EASTERN
ECONOMIC REVIEW, "More Power to The Powerful", id., at p. 18].
To recall these events is to note the moral framework in which petitioner's fall from power
took place. Petitioner's counsel claimed petitioner was forced out of Malacañang Palace,
seat of the Presidency, because petitioner was "threatened with mayhem." 1 4 What, the
President of the Philippines, who under the Constitution is the commander-in-chief of all
the armed forces, threatened with mayhem? This can only happen because he had lost his
moral authority as the elected President.
Indeed, the people power movement did not just happen at the call of some ambitious
politicians, military men, businessmen and/or prelates. It came about because the people,
rightly or wrongly, believed the allegations of graft and corruption made by Luis "Chavit"
Singson, Emma Lim, Edgardo Espiritu, and other witnesses against petitioner. Their
testimonies during the impeachment trial were all televised and heard by millions of
people throughout the length and breadth of this archipelago. As a result, petitioner found
himself on January 19, 2001 deserted as most of his cabinet members resigned, members
of the Armed Forces of the Philippines and the Philippine National Police withdrew their
support of the President, while civil society announced its loss of trust and con dence in
him. Public of ce is a public trust. Petitioner lost the public's trust and as a consequence
remained President only in name. Having lost the command of the armed forces and the
national police, he found himself vulnerable to threats of mayhem.
This is the confession of one who is beaten. After all, the permanent disability referred to in
the Constitution can be physical, mental, or moral, rendering the President unable to
exercise the powers and functions of his of ce. As his close adviser wrote in his diary of
the final hours of petitioner's presidency:
The President says: "Pagod na pagod na ako. Ayoko na masyado nang masakit.
Pagod na ako sa red tape, bureaucracy, intriga. (I am very tired. I don't want any
more of this — it's too painful. I'm tired of the red tape, the bureaucracy, the
intrigue.) 1 5
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Angara himself shared this view of petitioner's inability. He wrote in his diary:
"Let us be realistic," I counter. "The President does not have the capability to
organize a counter-attack. He does not have the AFP or the Philippine National
Police on his side. He is not only in a corner — he is also down." 1 6
This is the clearest proof that petitioner was totally and permanently disabled at least as
of 11 P.M. of Friday, January 19, 2001. Hence the negotiations for the transfer of power to
the respondent Vice-President Gloria Macapagal-Arroyo. It belies petitioner's claim that he
was not permanently disabled but only temporarily unable to discharge the powers and
duties of his of ce and therefore can only be temporarily replaced by respondent Gloria
Macapagal-Arroyo under Art. VII, §11.
From this judgment that petitioner became permanently disabled because he had lost the
public's trust, I except extravagant claims of the right of the people to change their
government. While Art. II, §1 of the Constitution says that "sovereignty resides in the
people and all government authority emanates from them," it also says that "the
Philippines is a democratic and republican state." This means that ours is a representative
democracy — as distinguished from a direct democracy — in which the sovereign will of
the people is expressed through the ballot, whether in an election, referendum, initiative,
recall (in the case of local of cials) or plebiscite. Any exercise of the powers of
sovereignty in any other way is unconstitutional.
Indeed, the right to revolt cannot be recognized as a constitutional principle. A constitution
to provide for the right of the people to revolt will carry with it the seeds of its own
destruction. Rather, the right to revolt is af rmed as a natural right. Even then, it must be
exercised only for weighty and serious reasons. As the Declaration of Independence of
July 4, 1776 of the American Congress states:
We hold these Truths to be self-evident, that all Men are created equal, that they
are endowed by their Creator with certain unalienable Rights, that among these
are Life, Liberty, and the Pursuit of Happiness — That to secure these Rights,
Governments are instituted among Men, deriving their just Powers from the
Consent of the Governed, that whenever any Form of Government becomes
destructive of these Ends, it is the Right of the People to alter or to abolish it, and
to institute new Government, laying its Foundation on such Principles, and
organizing its Powers in such Form, as to them shall seem most likely to effect
their Safety and Happiness. Prudence, indeed, will dictate that Governments long
established should not be changed for light and transient Causes; and
accordingly all Experience hath shewn, that Mankind are more disposed to suffer,
while Evils are sufferable, than to right themselves by abolishing the Forms to
which they are accustomed. But when a long Train of Abuses and Usurpations,
pursuing invariably the same Object, evinces a Design to reduce them under
absolute Despotism, it is their Right, it is their Duty, to throw off such Government,
and to provide new Guards for their future Security. 1 7
Here, as I have already indicated, what took place at EDSA from January 16 to 20, 2001
was not a revolution but the peaceful expression of popular will. The operative fact which
enabled Vice-President Gloria Macapagal-Arroyo to assume the presidency was the fact
that there was a crisis, nay a vacuum, in the executive leadership which made the
government rife for seizure by lawless elements. The presidency was up for grabs, and it
was imperative that the rule of succession in the Constitution be enforced.
But who is to declare the President's permanent disability, petitioner asks? The answer
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was given by petitioner himself when he said that he was already tired and wanted no more
of popular demonstrations and rallies against him; when he and his advisers negotiated
with respondent Gloria Macapagal-Arroyo's advisers for a transition of powers from him
to her; when petitioner's own Executive Secretary declared that petitioner was not only in a
corner but was down.
Nor is it correct for petitioner to say that the present situation is similar to our situation
during the period (from 1941 to 1943) of our occupation by the Japanese, when we had
two presidents, namely, Manuel L. Quezon and Jose P. Laurel. This is turning somersault
with history. The Philippines had two presidents at that time for the simple reason that
there were then two governments — the de facto government established by Japan as
belligerent occupant, of which Laurel was president, and the de jure Commonwealth
Government in exile of President Manuel L. Quezon. That a belligerent occupant has a right
to establish a government in enemy territory is a recognized principle of international law.
1 8 But today we have only one government, and it is the one set up in the 1987
Constitution. Hence, there can only be one President.
Having reached the conclusion that petitioner Joseph E. Estrada is no longer President of
the Philippines, I nd no need to discuss his claim of immunity from suit. I believe in the
canon of adjudication that the Court should not formulate a rule of constitutional law
broader than is required by the precise facts to which it is applied.
The only question left for resolution is whether there was massive prejudicial publicity
attending the investigation by the Ombudsman of the criminal charges against petitioner.
The test in this jurisdiction is whether there has been "actual, not merely possible,
prejudice" 1 9 caused to petitioner as a result of publicity. There has been no proof of this,
and so I think this claim should simply be dismissed.
For the foregoing reasons, I vote to dismiss the petitions in these cases.
BELLOSILLO , J ., concurring :
I FULLY CONCUR with the opinion written for the majority by Mr. Justice Puno in the usual
penetrating and scholarly ourish of his pen, characteristically his. Allow me nonetheless
to express my views on whether a vacancy occurred in the Of ce of the President to justify
and validate Mme. Gloria Macapagal-Arroyo's ascendancy to the Presidency, if only to
emphasize and reinforce what he advocates in his ponencia. I shall con ne myself to this
issue upon which the legitimacy of the present dispensation hinges and to which all others
moor their bearings.
Section 8, Art. VII, of the Constitution which deals with vacancies occurring in the Of ce of
the President is limited to four (4) speci ed situations, to wit: (a) death of the incumbent,
(b) his permanent disability, (c) removal, or (d) resignation from office 1 thus —
SECTION 8. In case of death, permanent disability, removal from of ce , or
resignation of the President, the Vice-President shall become the President to
serve the unexpired term. In case of death, permanent disability, removal from
of ce, or resignation of both the President and Vice-President, the President of the
Senate or, in case of his inability, the Speaker of the House of Representatives,
shall then act as President until the President or Vice-President shall have been
elected and qualified.
The Congress shall, by law, provide who shall serve as President in case of death,
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permanent disability, or resignation of the Acting President. He shall serve until
the President or the Vice-President shall have been elected and quali ed, and be
subject to the same restrictions of powers and disquali cations as the Acting
President (emphasis supplied). ADHcTE
First. His Press Statement released shortly before leaving Malacañang Palace on 20
January 2001, which sounded more like a mournful farewell, did not intimate any
contingency or condition, nor make any allusion, nary a hint, that he was holding on to the
office, or that he intended to reclaim the Presidency at some determinable future time —
At twelve o'clock noon today, Vice President Gloria Macapagal-Arroyo took her
oath as President of the Republic of the Philippines. While along with many other
legal minds of our country, I have strong and serious doubts about the legality
and constitutionality of her Proclamation as President, I do not wish to be a factor
that will prevent the restoration of unity and order in our civil society.
It is for this reason that I now leave Malacañang Palace, the seat of the
presidency of this country, for the sake of peace and in order to begin the healing
process of our nation. I leave the palace of our people with gratitude for the
opportunities given to me for service to our people. I will not shirk from any future
challenges that may come ahead in the same service of our country.
I call on all my supporters and followers to join me in the promotion of a
constructive national spirit of reconciliation and solidarity.
May the Almighty bless our country and our beloved people.
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MABUHAY!
This was con rmed by counsel for the petitioner during the oral arguments on 15 February
2001 the pertinent portions of the proceedings, textually quoted in part, follow:
SENIOR ASSOCIATE JUSTICE BELLOSILLO:
Mr. Counsel, after the petitioner stepped down from Malacañang could he
have continued to perform his functions as president if he wanted to?
DEAN AGABIN:
No. Your Honor, in the light of the circumstances, it was not possible for him
to perform his functions as President
Now, in that press statement explaining why he left Malacañang, can you
see from there any reservation that he was going to reclaim this position
afterwards?
DEAN AGABIN:
I do not see any reservation, your Honor, and in fact as we stated in our
petition, the petitioner will have to consider several important factors
before he ever mulls such a proposition because the petitioner has always
considered the national interest, the avoidance of bloodshed, the need for
unity among our fractious people and other political factors before he
would ever think of doing that. 5
Plainly, the foregoing dialogue that transpired in the session of the Court unmistakably
evinced the intention of petitioner to vacate his of ce for good, as he did, without any
reservation to return thereto.
Second. In the same Press Statement petitioner stated a fact: Vice President Gloria
Macapagal-Arroyo took her oath as President of the Republic of the Philippines, thus
belying his subsequent disclaimer that respondent merely assumed the of ce in an acting
capacity.
Moreover, no less than counsel for the petitioner admitted this fact, as shown by this
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exchange —
SENIOR ASSOCIATE JUSTICE BELLOSILLO:
No, but what did she say, was she taking her oath as Acting President or as
President of the Philippines in that oath that she took?
cSIADa
ATTY. SAGUISAG:
My recollection is only as President without quali er; I could be mistaken on
this, but that is my recollection at the moment, Your Honor. 6
Petitioner's admissions in his Press Statement, which were made instinctively at the
denouement of the political drama, indubitably show that he recognized the vacancy and
the legitimate ascent of Mme. Gloria Macapagal-Arroyo to the Presidency.
Third. There were serious efforts at negotiation on the eve of petitioner's ouster between
his few remaining allies headed by Executive Secretary Edgardo J. Angara and certain
emissaries from the camp of Mme. Gloria Macapagal-Arroyo concerning the peaceful
transition of power — a spectacle reminiscent of a vanquished general suing for peace and
relinquishing his fort to the victor. Unfortunately, petitioner's terms of capitulation were not
met with approval by respondent's camp as time was already of the essence to avert a
serious confrontation between the agitated pro-Erap hold-outs and the sizzling anti-Erap
radicals.
Fourth. Petitioner's appeal to the nation for sobriety amidst the deafening clamor for his
resignation as well as his ill-advised call for a snap election where he assured all and
sundry that he would not run for re election, further betrayed serious doubts on his
mandate as President — obviously nothing more than a clever ruse to retard the inevitable,
not to say, legally damned as it was devoid of constitutional anchor.
Fifth. Petitioner was quoted as saying, "Pagod na pagod na ako. Ayoko na — masyado
nang masakit," a sigh of submission no doubt. He repeatedly announced his lack of
interest in reclaiming the Presidency. These are hardly the utterances and deportment of a
president in control of his constituents and the affairs of the state, thus af rming my
conviction that petitioner's permanent disability, facto et lege, created a constitutional
vacancy in the Presidency. IAETSC
A nal word. In every critical undertaking by the state the most powerful agent for success
or failure is the Constitution, for from this, as from a fountainhead, all conceptions and
plans of action not only emanate but also attain their consummation. It is the Constitution,
as the repository of the sovereign will, that charts the future of our edging Republic. The
measure of our adherence thereto is the ultimate gauge of our insignificance or greatness.
As I observed with keen interest and grave concern the events as they unfolded in EDSA,
the rumblings of a forthcoming tempest crossed my mind, only to realize in the end that
my fears were completely unfounded. The Filipinos once again have displayed political
maturity and grace in the midst of a historic crisis, and despite strong temptations of the
moment to effect change extra-legally, they have reaf rmed their commitment to the
majesty of the Constitution and the rule of law.
I vote to dismiss the petitions.
KAPUNAN , J .:
When the people overwhelmingly rati ed the Constitution on February 2, 1987, 9 they
committed themselves to abide by its provisions. In effect, the Filipino people agreed to
express their sovereignty within the parameters de ned by the Constitution. As an
American professor on legal philosophy put it: "By ratifying the constitution that included
an explicit amendment process, the sovereign people committed themselves to following
the rule of law, even when they wished to make changes in the basic system of
government." 1 0 This is the essence of constitutionalism: IaEScC
Adherence to the Constitution at all times is the cornerstone of a free and democratic
society. In Ex Parte Milligan, 1 2 it was succinctly said:
The Constitution . . . is a law for rulers and people, equally in war and peace, and
covers with the shield of its protection all classes of men, at all times, and under
all circumstances. No doctrine involving more pernicious consequences was ever
invented by the wit of man than that any of its provisions can be suspended
during any of the great exigencies of government. 13
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Thus, when the people, acting in their sovereign capacity, desire to effect fundamental
changes in government, such must be done through the legitimate modes which they
previously agreed upon, meaning within the framework of the Constitution. To sanction any
deviation from the modes prescribed by the Constitution to remove the President from
of ce, albeit seemingly the public clamor, is to court instability and anarchy. In the words
of Cooley:
. . . Although by their constitutions the people have delegated the exercise of
sovereign powers to the several departments, they have not thereby divested
themselves of the sovereignty. They retain in their own hands, so far as they have
thought it needful to do so, a power to control the governments they create, and
the three departments are responsible to and subject to be ordered, directed,
changed or abolished by them. But this control and direction must be exercised in
the legitimate mode previously agreed upon. The voice of the people, acting in
their sovereign capacity, can be of legal force only when expressed at the times
and under the conditions which they themselves have prescribed and pointed out
by the Constitution, or which, consistently with the Constitution, have been
prescribed and pointed out for them by statute; and if by any portion of the
people, however large, an attempt should be made to interfere with the regular
working of the agencies of government at any other time or in any other mode
than as allowed by existing law, either constitutional or statutory, it would be
revolutionary in character, and must be resisted and repressed by the of cers
who, for the time being, represent legitimate government. 14
For the same reason, the withdrawal of support by the military and police forces cannot
legitimately set the stage for the removal of the head of state. The fundamental law
expressly mandates the supremacy of civilian authority over the military at all times, 1 5 and
installs the President, the highest-ranking civilian government of cial, as commander-in-
chief of the Armed Forces of the Philippines. 1 6 The designation by the Constitution of the
armed forces as protector of the people and of the State requires it to staunchly uphold
the rule of law. Such role does not authorize the armed forces to determine, by itself, when
it should cease to recognize the authority of the commander-in-chief simply because it
believes that the latter no longer has the full support of the people. IcSEAH
Reliance on the Angara Diary to establish the "intent" or "state of mind" of petitioner is
improper since the contents thereof have not been duly established as facts and are
therefore hearsay. In any case, the circumstances under which petitioner allegedly
manifested his intention to resign were, at best, equivocal.
The "circumstances" mentioned in the diary refer to, among others, the incidents when
petitioner allegedly expressed his worry about the swelling crowd at EDSA; when he
proposed a snap election where he would not be a candidate; when he made no objection
to the suggestion for a graceful and digni ed exit, but would have a 5-day grace period to
stay in the palace; when he entered into negotiations for a peaceful and orderly transfer of
power and to guarantee the safety of petitioner and his family; and when he uttered the
following: "Pagod na pagod na ako. Ayoko na, masyado nang masakit. Pagod na ako sa
red tape, bureaucracy, intriga (I am very tired. I don't want any more of this — it's too
painful. I'm tired of the red tape, the bureaucracy, the intrigue.) I want to clear my name,
then I will go." The negotiations were, however, aborted, according to the Angara diary, by
respondent Arroyo's oath-taking.
The incidents described in the Angara diary tell a story of desperation, duress and
helplessness surrounding petitioner, arguing eloquently against the idea of intent and
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voluntariness on his part to leave the Presidency. In any event, since the conditions
proposed for his resignation were not met, the act did not come to reality.
The hasty departure of petitioner from Malacañang Palace and the issuance of the subject
press statement cannot likewise conclusively establish the "intent to relinquish" the
Presidency. Indeed, it can be argued just as persuasively that petitioner merely left the
Palace to avert violence but that he did not intend to give up his of ce. He said that he was
leaving Malacañang, the seat of the presidency. He did not say he was resigning. Note that
in his press statement, petitioner expressed "strong and serious doubts about the legality
and constitutionality" of Ms. Arroyo's proclamation as President. There are other factual
considerations that negate petitioner's "intent to relinquish" permanently, particularly,
petitioner's letters, both dated 20 January 2001, to the Senate President 1 7 and the
Speaker of the House of Representatives 1 8 informing them that he was unable to exercise
the powers and duties of his office and recognizing Ms. Arroyo as the Acting President.
There is no doubt that the crimes imputed to petitioner are egregiously wrongful. But he
was not afforded the opportunity to present his side either in the hearings before the
Senate Blue Ribbon Committee or before the Impeachment Court. What were extant were
the massive and relentless mass actions portraying his "guilt," whipping up passions into
unimaginable frenzy. The senators sitting as judges in the impeachment court were
elected by the Filipino people because of the latter's trust and con dence in them to
discharge their constitutional duties They ought to have continued with the trial until its
conclusion, in delity to the Constitutional processes, thus preserving the quietude,
stability and order of society.
However, I share my colleagues' opinion that respondent Arroyo is now the recognized
legitimate President. It is an irreversible fact. She has taken her oath as President before
the Chief Justice on 20 January 2001. Since then Ms. Arroyo has continuously discharged
the functions of the President. Her assumption into power and subsequent exercise of the
powers and performance of the duties attaching to the said position have been
acquiesced in by the Legislative Branch of government. 19
The Senate President and the Speaker of the House of Representatives executed a Joint
Statement of Support and Recognition of respondent Arroyo as petitioner's constitutional
successor. 2 0 The Senate 2 1 and the House of Representatives 2 2 passed their respective
Resolutions expressing support to the Arroyo administration. Congress con rmed the
nomination of Senator Teo sto Guingona, Jr. as the new Vice-President, thus
acknowledging respondent Arroyo's assumption to the presidency in a permanent
capacity. 2 3 The Impeachment Court has resolved that its existence has ceased by
becoming functus officio in view of petitioner's relinquishment of the presidency. 24
As President, Ms. Arroyo has gained control over all the executive departments, bureaus
and of cers and is the acknowledged Commander-in-Chief of all the armed forces of the
Philippines. 2 5 Her administration has, likewise, been recognized by numerous members of
the international community of nations, including Japan, Australia, Canada, Spain, the
United States, the ASEAN countries, as well as 90 major political parties in Europe, North
America, Asia and Africa. 2 6 More importantly, a substantial number of Filipinos have
already acquiesced in her leadership. 2 7 The Court can do no less.ACETSa
PARDO, J .:
To be sure, the Court likewise decided to dismiss the petition. It is settled jurisprudence
that prohibition or injunction, preliminary or nal, generally will not lie to restrain or enjoin a
criminal prosecution, with well-de ned exceptions, such as a sham preliminary
investigation hastily conducted. 9 This Court consistently has refrained from interfering
with the exercise of the powers of the Ombudsman and respects the independence
inherent in the Ombudsman who, beholden to no one, acts as the champion of the people
and the preserver of the integrity of the public service. 10
The Court ruled that "there is not enough evidence to warrant this Court to enjoin the
preliminary investigation of the petitioner by the respondent Ombudsman. Petitioner
needs to offer more than hostile headlines to discharge his burden of proof." 1 1 Let me,
however, emphasize the warning given so beautifully written by the ponente in his epilogue,
thus: aEAcHI
"A word of caution to the "hooting throng." The cases against the petitioner will
now acquire a different dimension and then move to a new stage — the Of ce of
the Ombudsman. Predictably, the call from the majority for instant justice will hit
a higher decibel while the gnashing of teeth of the minority will be more
threatening. It is the sacred duty of the respondent Ombudsman to balance the
right of the State to prosecute the guilty and the right of an accused to a fair
investigation and trial which has been categorized as the "most fundamental of
all freedoms." To be sure, the duty of a prosecutor is more to do justice and less
to prosecute. His is the obligation to insure that the preliminary investigation of
the petitioner shall have a circus-free atmosphere. He has to provide the restraint
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against what Lord Bryce calls "the impatient vehemence of the majority." Rights in
a democracy are not decided by the mob whose judgment is dictated by rage and
not by reason. Nor are rights necessarily resolved by the power of number for in a
democracy, the dogmatism of the majority is not and should never be the
de nition of the rule of law. If democracy has proved to the best form of
government, it is because it has respected the right of the minority to convince the
majority that it is wrong. Tolerance of multiformity of thoughts, however
offensive they may be, is the key to man's progress from the cave to civilization.
Let us not throw away that key just to pander to some people's prejudice." 12
Finally, I must expressly state that the Court's ruling dismissing the petitions shall not be
construed as foreclosing the issue of immunity and other presidential prerogatives as may
be raised at the proper time, in a proper justiciable controversy. In short, petitioner still
"has the remedy" of assailing any adverse rulings of the Ombudsman "before the proper
court" with the facts and the evidence adduced before it.
I also join Justice Vicente V. Mendoza in his separate concurring opinion.
YNARES-SANTIAGO , J .:
In the resolution of these consolidated petitions, the majority opinion de ned the issues,
foremost among which is whether there exists a justiciable controversy warranting the
exercise by this Court of its power of judicial review.
I concur with the majority that the present petitions do not pose a political question.
Indeed, the resolution of the more substantive issues therein merely entail an
interpretation of the constitutional principles of freedom of speech and the right to
assemble. Moreover, the cases call for the application of the provision that:
The Philippines is a democratic and republican State. Sovereignty resides in the
people and all government authority emanates from them. 1
I wish to emphasize that nothing that has been said in these proceedings can be construed
as a declaration that people power may validly interrupt and lawfully abort on-going
impeachment proceedings. There is nothing in the Constitution to legitimize the ouster of
an incumbent President through means that are unconstitutional or extra-constitutional.
The constitutional principle that sovereignty resides in the people refers to the exercise of
sovereign power within the bounds of that same Constitution, not outside or against it.
The term "people power" is an amorphous and inde nable concept. At what stage do
people assembled en masse become a mob? And when do the actions of a mob, albeit
unarmed or well behaved, become people power? The group gathered at EDSA may be
called a crowd, a multitude, an assembly or a mob, but the Court has no means of knowing
to the point of judicial certainty 2 that the throng gathered at EDSA was truly representative
of the sovereign people. There are 75 million Filipinos. Even assuming that there were
2,000,000 people gathered at EDSA, a generous estimate considering the area of the site,
that makes up for only two and two-thirds percent (2.67%) of the population.
Revolution, or the threat of revolution, may be an effective way to bring about a change of
government, but it is certainly neither legal nor constitutional. To avoid a resort to
revolution the Constitution has provisions for the orderly transfer of power from one
administration to the other. 3 People Power is not one of them. Its exercise is outside of
the Constitution.
Neither can the Court judicially determine that the throng massed at EDSA can be called
the "people." When the Constitution uses the term "people" to de ne whom the
Government may serve or protect, 4 or who may enjoy the blessings of democracy, 5 or
people's rights which the military must respect, it refers to everybody living in the
Philippines, citizens and aliens alike, regardless of age or status. When it refers to "people"
vested with sovereignty, 6 or those who may be called upon to render service, 7 or those
imploring the aid of Divine Providence, 8 or who may initiate amendments to the
Constitution, 9 honor the flag, 1 0 or ratify a change in the country's name, anthem, or seal, 1 1
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the reference is to citizens or, more particularly, enfranchised citizens.
The writing of this opinion is also impelled in part as my personal reaction to intemperate
and rash demands that we should discuss the issues raised to us without the bene t of
careful deliberation and to decide them with only one certain and guaranteed result. ACaEcH
Media comments that it should take only ten minutes for a rational human brain to decide
the constitutional legitimacy of the Arroyo presidency; that the Court should not persist -in
stalling or hobbling, otherwise hordes of angry demonstrators will descend on it; that the
Court should not digest the crap fed by an honest lawyer gone wrong; and that if the
Justices do not behave they will get lynched; 1 2 may all be dismissed as evanescent and
eeting exercises of journalistic license which turn to something else the following day.
However, if these are repeated and paraphrased on television, print, and radio to a largely
uncomprehending but receptive public, 1 3 or even insinuated by otherwise responsible
of cials in moments of political passion, comments of this nature sow contempt for the
constitutional system. They are destructive of the rule of law and the democratic principles
upon which the stability of government depends.
The Philippines adheres to the rule of law. The Constitution xes the parameters for the
assumption to the highest of ce of President and the exercise of its powers. A healthy
respect for constitutionalism calls for the interpretation of constitutional provisions
according to their established and rational connotations. The situation should conform to
the Constitution. The Constitution should not be adjusted and made to conform to the
situation.
While I am against the resort to mob rule as a means of introducing change in government,
the peculiar circumstances in the case at bar compel me to agree that respondent Arroyo
rightfully assumed the presidency as the constitutionally annointed successor to the of ce
vacated by petitioner. There was at that time an urgent need for the immediate exercise of
presidential functions, powers and prerogatives. The vacancy in the highest of ce was
created when petitioner, succumbing to the overwhelming tumult in the streets as well as
the rapidly successive desertions and defections of his cabinet secretaries and military
of cers, left Malacañang Palace "for the sake of peace and in order to begin the healing
process of our nation." 14
Accordingly, I concur in the result of the majority ruling that both petitions should be
DISMISSED.
SANDOVAL-GUTIERREZ , J .:
PANGANIBAN , J .:
In response to the Petition to Recuse led by petitioner on February 14, 2001, I announced
immediately, prior to the Oral Argument, my voluntary inhibition from these consolidated
cases. In my February 15, 2001 letter addressed to the Court en banc, I explained that
although petitioner had not proven any legal ground for his request, I was nonetheless
voluntarily inhibiting myself for two reasons: (1) to "hold myself above petitioner's
reproach and suspicion" and (2) to deprive "him or anyone else [of] any excuse to cast any
doubt on the integrity of these proceedings and of the decision that this court may render
in these cases of transcendental importance to the nation." I quote that letter in part, as
follows: EcDSHT
"By his request for my recusation, petitioner — I take it — is of the opinion that I
should no longer participate further in the oral argument today and in the
deliberation and voting that will follow, because I may have prejudged his cause.
As I understand it, he believes that he may not be able to convince me to alter my
position and vote in his favor or in any other manner that would deviate from my
earlier concurrence in the Chief Justice's action.
Though I am ready to hear his arguments and rmly believe that I have an open
mind to consider his plea according to my best light and to vote according to my
conscience, I nonetheless deem it of highest importance that as a jurist, I must
hold myself above petitioner's 'reproach and suspicion.'
In spite of the foregoing disquisition, my action has been questioned by many people,
including several well-meaning friends. Some have even berated me for allegedly shirking
from my sworn duty to decide cases without fear or favor. I have therefore decided to
write this extended explanation of my inhibition.
Section 1 of Rule 137 of the Rules of Court governs the disquali cation and the
inhibition of judicial of cials, including members of the Supreme Court. It provides as
follows:
"SECTION 1. Disqualification of judges. — No judge or judicial of cer shall sit
in any case in which he, or his wife or child, is pecuniarily interested as heir,
legatee, creditor or otherwise, or in which he is related to either party within the
sixth degree of consanguinity or af nity, or to counsel within the fourth degree,
computed according to the rules of the civil law, or in which he has been executor,
administrator, guardian, trustee or counsel, or in which he has presided in any
inferior court when his ruling or decision is the subject of review, without the
written consent of all parties in interest, signed by them and entered upon the
record.
"A judge may, in the exercise of his sound discretion, disqualify himself from
sitting in a case, for just or valid reasons other than those mentioned above."
The rst paragraph of the above-quoted Section governs the legal grounds for compulsory
disquali cation. To disqualify is "to bar a judge from hearing, a witness from testifying, a
juror from sitting, or a lawyer from appearing in a case because of legal objection to the
qualifications of the particular individual." 1
The Code of Judicial Conduct further elaborates the above rule in this manner:
"Rule 3.12. A judge should take no part in a proceeding where the judge's
impartiality might reasonably be questioned. These cases include proceedings
where:
(a) The judge has personal bias or prejudice concerning a party, or personal
knowledge of disputed evidentiary facts concerning the proceeding;
(b) The judge served as executor, administrator, guardian, trustee or lawyer in
the case or matters in controversy, or a former associate of the judge served as
counsel during their association, or the judge or lawyer was a material witness
therein;
(c) The judge's ruling in a lower court is the subject of review;
(d) The judge is related by consanguinity or af nity to a party litigant within
the sixth degree or to counsel within the fourth degree;
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(e) The judge knows that the judge's spouse or child has a nancial interest,
as heir, legatee, creditor, duciary, or otherwise, in the subject matter in
controversy or in a party to the proceeding, or any other interest that could be
substantially affected by the outcome of the proceeding."
A closer look at the construction of the aforequoted provisions reveals their mandatory or
compulsory nature. They clearly mandate that "a judge should take no part in a
proceeding," in which any of the circumstances enumerated therein is present. Indeed, the
Court explicitly stated in Garcia v. Dela Peña 2 the rst paragraph of Section 1, Rule 137 of
the Rules of Court, was compulsory.
The extent of sitting or taking part in a case was explained in Re: Inhibition of Judge Rojas,
3 as follows:
". . . According to Black's Law Dictionary , to 'sit' in a case means 'to hold court; to
do any act of a judicial nature. To hold a session, as of a court, grand jury,
legislative body, etc. To be formally organized and proceeding with the
transaction of business.' The prohibition is thus not limited to cases in which a
judge hears the evidence of the parties, but includes as well cases where he acts
by resolving motions, issuing orders and the like . . .. The purpose of the rule is to
prevent not only a con ict of interest but also the appearance of impropriety on
the part of the judge. A judge should take no part in a proceeding where his
impartiality might reasonably be questioned. He should administer justice
impartially and without delay."
The rationale for the rule on the compulsory disquali cation of a judge or judicial of cer is
predicated on the long-standing precept that no judge should preside in a case in which he
or she is not wholly independent, disinterested or impartial. Judges should not handle
cases in which they might be perceived, rightly or wrongly, to be susceptible to bias and
partiality. The rule is aimed at preserving at all times the people's faith and con dence in
our courts, which are essential to the effective administration of justice. 4
Inhibition
While the disquali cation of judges based on the speci c grounds provided by the Rules of
Court and the Code of Judicial Conduct is compulsory, inhibition partakes of voluntariness
on their part. It arises from just or valid reasons tending to cast doubt on their proper and
impartial disposition of a case. The rule on inhibition is set forth in the second paragraph
of Rule 137 of the Rules of Court, which provides:
'A judge may, in the exercise of his sound discretion, disqualify himself from
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sitting in a case, for just or valid reasons other than those mentioned above.'
Whether judges should inhibit themselves from a case rests on their own "sound
discretion." In Rosello v. Court of Appeals, 5 how such discretion should be exercised was
explained by the Supreme Court in these words:
"As to the issue of disqualification 6 [based on the second paragraph of Section 1,
Rule 137 of the Rules of Court], this Court has ruled that to disqualify or not to
disqualify is a matter of conscience and is addressed primarily to the sense of
fairness and justice of the judge concerned. Thus, the mere ling of an
administrative case against respondent [j]udge is not a ground for disqualifying
him from hearing the case, for if on every occasion the party apparently aggrieved
would be allowed to either stop the proceedings in order to await the nal
decision on the desired disquali cation, or demand the immediate inhibition of
the [j]udge on the basis alone of his being so charged, many cases would have to
be kept pending or perhaps there would not be enough judges to handle all the
cases pending in all the courts. This Court has to be shown acts or conduct of the
judge clearly indicative of arbitrariness or prejudice before the latter can be
branded the stigma of being biased or partial." 7
Alleged in CIR v. CA 8 were the grounds for the disquali cation of an associate justice of
the Supreme Court from participating in the case. These alleged grounds were his having
served under private respondent's counsel when the latter was the solicitor general, and
their having had business relations in connection with the operation of a small restaurant.
Even if true, these were not regarded as compulsory bases for his disquali cation. Instead,
the Court ruled: "It is for him [the jurist] alone, therefore, to determine his quali cation." 9
On whether to disqualify him from participating in the case or not, the Court took note of
the old doctrine that when a justice of the Court of Appeals or the Supreme Court is
challenged, "the magistrate sits with the court and the question is decided by it as a body."
10
Earlier on, the Court had the occasion to lay down the appropriate guidelines in a situation
where the judge's capacity to try and decide a case fairly and judiciously would come to
the fore by way of a challenge from any one of the parties. It ruled as follows: 11
'A judge may not be legally prohibited from sitting in a litigation. But when
suggestion is made of record that he might be induced to act in favor of one party
or with bias or prejudice against a litigant arising out of circumstances
reasonably capable of inciting such a state of mind, he should conduct a careful
self-examination. He should exercise his discretion in a way that the people's faith
in the courts of justice is not impaired. A salutary norm is that he re ect on the
probability that a losing party might nurture at the back of his mind the thought
that the judge had unmeritoriously tilted the scales of justice against him. That
passion on the part of a judge may be generated because of serious charges of
misconduct against him by a suitor or his counsel, is not altogether remote. He is
a man, subject to the frailties of other men. He should, therefore, exercise great
care and caution before making up his mind to act or withdraw from a suit where
that party or counsel is involved. He could in good grace inhibit himself where
that case could be heard by another judge and where no appreciable prejudice
would be occasioned to others involved therein. On the result of his decisions to
sit or not to sit may depend to a great extent the all-important con dence in the
impartiality of the judiciary. If after re ection he should resolve to voluntarily
desist from sitting in a case where his motives or fairness might be seriously
impugned, his action is to be interpreted as giving meaning and substance to the
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second paragraph of Section 1 Rule 137. He serves the cause of the law who
forestalls miscarriage of justice."
In a string of cases, the Supreme Court has said that bias and prejudice, to be considered
valid reasons for the voluntary inhibition of judges, must be proved with clear and
convincing evidence. Bare allegations of partiality and prejudgment will not suf ce. These
cannot be presumed, especially if weighed against the sacred obligation of judges whose
oaths of of ce require them to administer justice without respect to person and to do
equal right to the poor and the rich. 12
The Court has also said that, to warrant the judge's inhibition from the case, bias or
prejudice must be shown to have stemmed from an extrajudicial source, and that it would
result in a disposition on the merits on some basis other than what the judge learned from
participating in the case. As long as opinions formed in the course of judicial proceedings
are based on the evidence presented and the conduct observed by the judge, they will not
prove personal bias or prejudice, even if found later on as erroneous. In addition to
palpable error that may be inferred from the decision or the order itself, extrinsic evidence
is required to establish bias, bad faith, malice or corrupt purpose. 13
Hence, the Court exhorted in Go v. Court of Appeals 1 4 that the rule should "not be used
cavalierly to suit a litigant's personal designs or to defeat the ends of justice." It deemed
as intolerable acts of litigants who, for any conceivable reason, would seek to disqualify a
judge for their own purposes under a plea of bias, hostility, or prejudgment. It further held
that it did not approve of some litigants' tactic of ling baseless motions for
disquali cation as a means of delaying the case or of forum-shopping for a more friendly
judge. 15
Moreover, in Aparicio v. Andal 1 6 the Court said:
"Efforts to attain fair, just and impartial trial and decision, have a natural and
alluring appeal. But, we are not licensed to indulge in unjusti ed assumptions, or
make a speculative approval [of] this ideal. It ill-behooves this Court to tar and
feather a judge as biased or prejudiced, simply because counsel for a party-
litigant happens to complain against him. As applied here, respondent judge has
not as yet crossed the line that divides partiality and impartiality. He has not thus
far stepped to one side of the fulcrum. No act or conduct of his would show
arbitrariness or prejudice. Therefore, we are not to assume what respondent judge,
not otherwise legally disquali ed, will do in a case before him. We have had
occasion to rule in a criminal case that a charge made before trial that a party
'will not be given a fair, impartial and just hearing' is 'premature.' Prejudice is not
to be presumed. Especially if weighed against a judge's legal obligation under his
oath to administer justice without respect to person and to equal right to the poor
and the rich.' To disqualify or not to disqualify himself then, as far as respondent
judge is concerned, is a matter of conscience." ADHcTE
There is, however, a caveat in the grant of motions to disqualify or inhibit, even if founded
on a compulsory ground. In Araneta v. Dinglasan, 1 7 the Motion to disqualify Justice Sabino
Padilla from participating in the case was grounded on the fact that as justice secretary he
had advised the President on the question of emergency powers. In denying the Motion,
which was led only after a Decision had been promulgated, the Court ruled that "a litigant .
. . cannot be permitted to speculate upon the action of the court and raise an objection of
this sort after a decision has been rendered." 18
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In Limpin Jr. v. IAC, 1 9 led after the Decision had already become nal and executory was
a Motion for Inhibition of justices who had been associated with the law rm which had
acted as counsel to a party. In that case, the Court reiterated that a motion for
disquali cation must be denied, if led after a member of the Court had already given an
opinion on the merits of the case.
Recusation/Recusal
Recusation or recusal is the process in which, "because of self interest, bias or prejudice,"
on the objection of either of the parties, disquali ed from hearing a lawsuit; or one in which
they disqualify themselves therefrom. 2 0 "In the civil law, [it is] a species of exception or
plea to the jurisdiction, to the effect that the particular judge is disquali ed from hearing
the cause by reason of interest or prejudice." 21
From the de nition of recusation or recusal, it can be easily discerned that the term is
hardly any different from disquali cation, except that it refers more speci cally to judges.
Thus, Melinkoff makes this simple distinction: "Unlike the multiple targets of a motion to
disqualify, a motion to recuse is usually restricted to judges; it is sometimes used against
a lawyer in an of cial position, e.g., a district attorney charged with con ict of interest, but
not against lawyers generally." 22
CONCLUSION
In sum, while disquali cation and recusal are sourced from legal grounds provided in the
Rules of Court and the Code of Judicial Conduct, inhibition is based on the exercise of
sound judicial discretion depending on the circumstances of each case. Because all these,
however, are rules of procedure, the Court has the nal say. As the constitutional authority
in such matters, it may in fact compel disquali cation or reject offers of inhibition, on such
grounds and under such circumstances as it may deem appropriate.
Thus, in Veterans Federation Party v. Comelec 2 3 (the party-list cases), the Supreme Court
rejected my offer to inhibit myself in a Resolution announced during the Oral Argument on
July 1, 1999. It did so for the following reasons: (1) I was merely a voluntary non-
compensated of cer of the nonpro t Philippine Chamber of Commerce and Industry
(PCCI); (2) the case and its antecedents were not extant during my incumbency at PCCI;
and (3) important constitutional questions were involved, and the Court believed that all
justices should as much as possible participate and vote. 24
The foregoing discussion shows the following:
(1) My non-participation in these consolidated cases did not arise from any legal
ground showing partiality or bias in favor of or against petitioner.
(2) I voluntarily resorted to non-participation in order "to hold myself above petitioner's
reproach, and to deprive "him or anyone else [of] any excuse to cast doubt on the integrity
of these proceedings and of the decision that this Court may render in these cases of
transcendental importance to the nation."
(3) My non-participation applies only to the instant consolidated cases, pro hac vice,
and not necessarily to all other future cases involving any of the herein parties.
Footnotes
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1. Philippine Daily Inquirer (PDI), October 5, 2000, pp. A1 and A17.
2. PDI, October 6, 2000, pp. A1 and A18.
3. Ibid., October 12, 2000, pp. A1 and A17.
4. Ibid., October 14, 2000, p. A1.
5. Ibid., October 18, 2000, p. A1.
6. Ibid., October 13, 2000, pp. A1 and A21.
7. Ibid., October 26, 2000, p. A1.
8. Ibid., November 2, 2000, p. A1.
9. Ibid., November 3, 2000, p. A1.
10. Ibid., November 4, 2000, p. A1.
11. The complaint for impeachment was based on the following grounds: bribery, graft and
corruption, betrayal of public trust, and culpable violation of the Constitution.
12. Ibid., November 14, 2000, p. A1.
13. Ibid., November 21, 2000, p. A1.
14. Ibid., December 8, 2000, p. A1.
15. Ibid., December 23, 2000, pp. A1 and A19.
16. Ibid., January 12, 2001, p. A1.
17. Those who voted "yes" to open the envelope were: Senators Pimentel, Guingona, Drilon,
Cayetano, Roco, Legarda, Magsaysay, Flavier, Biazon, Osmeña III. Those who vote "no"
were Senators Ople, Defensor-Santiago, John Osmeña, Aquino-Oreta, Coseteng, Enrile,
Honasan, Jaworski, Revilla, Sotto III and Tatad.
18. Philippine Star, January 17, 2001, p. 1.
19. Ibid., January 18, 2001, p. 4.
20. Ibid., p. 1.
21. Ibid., January 19, 2001, pp. 1 and 8.
22. "Erap's Final Hours Told" by Edgardo Angara, (hereinafter referred to as "Angara Diary"),
PDI, February 4, 2001, p. A16.
23. Philippine Star, January 20, 2001, p. 4.
52. See Letter of inhibition of Associate Justice Panganiban; Rollo, GR No. 146738, pp.
120-125.
53. Rollo, G.R. No. 146738, p. 134.
54. Leonard de Vera and Dennis Funa; see their Memorandum, pp. 16-27; Rollo, GR Nos.
146710-15, Vol. III, pp. 809-820.
55. Gunther and Sullivan, Constitutional Law, 13th ed., pp. 45-46.
56. 369 US 186, 82 S. Ct. 691, 7 L. ed 2d 663, 686 (1962).
57. See e.g., Integrated Bar of the Philippines v. Hon. Zamora, et al ., GR No. 141284, 15
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August 2000; Miranda v. Aguirre, 314 SCRA 603 (1999); Santiago v. Guingona, 298 SCRA
756 (1998); Tatad v. Secretary of the Department of Energy , 281 SCRA 330 (1997);
Marcos v. Manglapus , 177 SCRA 668 (1989); Gonzales v. COMELEC , 129 Phil. 7 (1967);
Mabanag v. Lopez Vito , 78 Phil 1 (1947); Avelino v. Cuenco 83 Phil. 17 (1949); Vera v.
Avelino, 77 Phil 192 (1946); Alejandrino v. Quezon, 46 Phil 83 (1942).
58. 103 Phil 1051, 1068 (1957).
So help me God.
(Annex 1, Comment of the Ombudsman; Rollo, GR Nos. 146710-15, Vol. II, p. 332)
65. See "Filipinas Despues de Cien Años" (The Philippines a Century Hence), p. 62.
66. The guaranty was taken from Amendment I of the US Constitution which provides:
"Congress shall make no law respecting an establishment of religion or prohibiting the
free exercise thereof or abridging the freedom of speech, or of the press; or the right of
the people peaceably to assemble, and to petition the Government for a redress of
grievance."
67. See section 8, Article IV.
92. Congressional Record, 4th Congress, 2nd Session, March 4, 1959, pp. 603-604.
93. Id., May 9, 1959, p. 1988.
94. Section 18 (2), Article III of the 1987 Constitution provides: "No involuntary servitude in
any form shall exist except as a punishment for a crime whereof the party shall have
been duly convicted."
95. Reply Memorandum, p. 3; Rollo, GR Nos. 146710-15, Vol. IV.
96. House Resolution No. 175, 11th Congress, 3rd Session (2001), reads:
"RESOLUTION EXPRESSING THE FULL SUPPORT OF THE HOUSE OF
REPRESENTATIVES TO THE ADMINISTRATION OF HER EXCELLENCY, GLORIA
MACAPAGAL-ARROYO, PRESIDENT OF THE PHILIPPINES
WHEREAS, on January 20, 2001, Vice President Gloria Macapagal-Arroyo was sworn
in as the 14th President of the Philippines;
WHEREAS, her ascension to the highest of ce of the land under the dictum, "the voice
of the people is the voice of God" establishes the basis of her mandate on integrity and
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morality in government;
WHEREAS, the House of Representatives joins the church, youth, labor and business
sectors in fully supporting the President's strong determination to succeed;
WHEREAS, the House of Representatives is likewise one with the people in supporting
President Gloria Macapagal-Arroyo's call to start the healing and cleansing process for a
divided nation in order to 'build an edi ce of peace, progress and economic stability' for
the country: Now, therefore, be it
Resolved by the House of Representatives, To express its full support to the
administration of Her Excellency, Gloria Macapagal-Arroyo, 14th President of the
Philippines.
Adopted,
(Sgd.) FELICIANO BELMONTE JR.
Speaker
This Resolution was adopted by the House of Representatives on January 24, 2001.
105. The logical basis for executive immunity from suit was originally founded upon the
idea that the "King can do no wrong." [R.J. Gray, Private Wrongs of Public Servants, 47
CAL. L. REV.. 303 (1959)]. The concept thrived at the time of absolute monarchies in
medieval England when it was generally accepted that the seat of sovereignty and
governmental power resides in the throne. During that historical juncture, it was believed
that allowing the King to be sued in his courts was a contradiction to the sovereignty of
the King.
With the development of democratic thoughts and institutions, this kind of
rationalization eventually lost its moral force. In the United States, for example, the
common law maxim regarding the King's infallibility had limited reception among the
framers of the Constitution. [J. Long, How to Sue the President: A Proposal for
Legislation Establishing the Extent of Presidential Immunity, 30 VAL. U. L. REV. 283
(1995)]. Still, the doctrine of presidential immunity found its way of surviving in modern
political times, retaining both its relevance and vitality. The privilege, however, is now
justi ed for different reasons. First, the doctrine is rooted in the constitutional tradition
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of separation of powers and supported by history. [ Nixon v. Fitzgerald , 451 U. S. 731
(1982)]. The separation of powers principle is viewed as demanding the executive's
independence from the judiciary, so that the President should not be subject to the
judiciary's whim. Second, by reason of public convenience, the grant is to assure the
exercise of presidential duties and functions free from any hindrance or distraction,
considering that the Chief Executive is a job that, aside from requiring all of the of ce-
holder's time, also demands undivided attention. [ Soliven v. Makasiar , 167 SCRA 393
(1988)]. Otherwise, the time and substance of the chief executive will be spent on
wrangling litigation, disrespect upon this person will be generated, and distrust in the
government will soon follow. [ Forbes v. Chouco Tiaco , 16 Phil. 534 (1910)]. Third, on
grounds of public policy, it was recognized that the gains from discouraging of cial
excesses might be more than offset by the losses from diminished zeal [Agabin, op. cit.,
at 121.]. Without immunity, the president would be disinclined to exercise decision-
making functions in a manner that might detrimentally affect an individual or group of
individuals. [See H. Schechter, Immunity of Presidential Aides from Criminal Prosecution,
57 Geo. Wash. L Rev. 779 ( 1989)].
106. 62 Phil. L. J. 113 (1987).
107. See Bulletin Today, August 16, 1984, p. 1; December 18, 1984, p. 7.
108. Records of the Constitutional Commission of 1986, Vol. II, Records, p. 423, July 29,
1986.
109. Supra at 47.
110. Records of Constitutional Commission, Vol. II, July 28, 1986, p. 355.
111. 145 SCRA 160 (1986).
6. Cruz, Carlos L., The Law on Public Officers, p. 174, 1997 Edition.
7. "Mr. SUAREZ. ...
"May we now go to Section 11, page 5. This refers to the Presidents written
declaration of inability to discharge the powers and duties of the Of ce of the President.
Can this written declaration to be done for and in behalf of the President if, for example,
the President is in no position to sign his name, like he suffers an accident and both his
arms get to be amputated?
"Mr. REGALADO. We have not had a situation like that even in the jurisdiction
from which we borrowed this provision, but we feel that in the remote situation that the
Commissioner has cited in that the President cannot make a written declaration, I
suppose an alternative would be considered wherein he can so expressly manifest in an
authentic manner what should be contained in a written declaration. . . .
"Mr. SUAREZ. . . . I am thinking in terms of what happened to President Wilson.
Really, the physical disability of the gentleman was never made clear to the historians.
But suppose a situation will happen in our country where the President may suffer coma
and gets to be unconscious, which is practically a total inability to discharge the powers
and duties of his of ce, how can he submit a written declaration of inability to perform
the duties and functions of his office?
18. Lawyers' League for a Better Philippines vs. President Corazon C. Aquino, et al., G.R. No.
73748, May 22, 1986.
MENDOZA, J., concurring:
1. Joint Memorandum of the Secretary of Justice and Solicitor General, p. 15.
2. Lawyers League for a Better Philippines v. President Corazon C. Aquino , G.R. No 73746,
May 22, 1986.
3. Letter of Associate Justice Reynato S. Puno, 210 SCRA 589, 597 (1992).
4. Luther v. Borden, 7 How. 1 (1848).
5. Political Questions, 38 HARV. L REV. 296, 305 (1925).
6. 50 SCRA 30 (1973).
7. 104 SCRA 1 (1981).
8. 104 SCRA 59 (1981).
9. Joint Memorandum of the Secretary of Justice and Solicitor General, p. 2.
18. Co Kim Cham v. Valdez , 75 Phil. 113 (1945); Peralta v. Director of Prisons , 75 Phil. 285
(1945); Laurel v. Misa, 77 Phil. 856 (1947).
19. See Martelino v. Alejandro, 32 SCRA 106 (1970).
BELLOSILLO, J., concurring:
4. F. MECHEM, A TREATISE ON THE LAW OF PUBLIC OFFICES AND OFFICERS, Sec. 411,
pp. 262-263 (1890).
5. T.M. COOLEY, III CONSTITUTIONAL LIMITATIONS (1868). Also cited in BERNAS, THE
1987 CONSTITUTION OF THE REPUBLIC OF THE PHILIPPINES: A COMMENTARY
(1996), pp. xxxiv-xxxv.
6. II RECORD OF THE CONSTITUTIONAL COMMISSION 316.
FR. BERNAS. While I agree with the lofty objectives of the amendment proposed, I am
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afraid that the effect of the proposed amendment is, in fact, to weaken the provisions on
impeachment. The amendment speaks of massive election frauds. We have a very
general principle in the Constitution which says that sovereignty resides in the people
and all government authority emanates from them. And the sovereignty of the people is
principally expressed in the election process and in the referendum plebiscite processes.
(Emphasis mine)
7. See BERNAS, Note 5, at 1163.
8. Id., at 1162-1163.
9. De Leon vs. Esguerra, 153 SCRA 602 (1987).
10. A. ALTMAN, ARGUING ABOUT LAW (2001), p. 94.
11. Id. citing J. AGRESTO, THE SUPREME COURT AND CONSTITUTIONAL DEMOCRACY
(1984).
12. 4 Wall. 2, 18 L. Ed. 281 [1866].
13. Id., cited in the Dissenting opinion of Gutierrez, J. in Marcos vs. Manglapus, 177 SCRA
668, 702 (1989).
14. T.M. COOLEY, II CONSTITUTIONAL LIMITATIONS, 8TH ED. (1927), p. 1349.
15. Article II, Section 3, CONSTITUTION.
16. Article VII, Section 18, CONSTITUTION.
17. Annex "A," Petition, G.R.. Nos. 146710-15.
8. CONSTITUTION, Preamble.
9. CONSTITUTION, Article XVII, Section 2.
10. CONSTITUTION, Article XVI, Section 1.
11. CONSTITUTION, Article XVI, Section 2.
12. Philippine Star. "Here's The Score," February 26, 2001, p. 9.
13. People's Tonight, headline story, February 28, 2001.
14. Joint Comment, Annex "A".
SANDOVAL-GUTIERREZ, J.:
1. Gonzales vs. Hernandez, 112 Phil. 165 (1961).
PANGANIBAN, J.:
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1. D. Melinkoff, Melinkoff's Dictionary Of American Legal Usage, p. 174, 1992 ed.
2. 229 SCRA 766, February 9, 1994.
3. 298 SCRA 306, 310, October 30, 1998, per Mendoza, J. (citations omitted).
4. Perez v. Suller, 249 SCRA 665, November 6, 1995; Urbanes Jr. v CA, 236 SCRA 72, August
30, 1994; Go v. Court of Appeals, 221 SCRA 397, April 7, 1993.
5. 168 SCRA 459, 470, December 14, 1988, per Fernan CJ. See also Aparicio v. Andal , 175
SCRA 569, July 25, 1989.
6. More aptly, "inhibition."