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Roxas Vs Court of Appeals Case Digest LEGAL ETHICS

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Roxas vs.

Court of Appeals
G.R. No. 139337
August 15, 2001

Facts: Petitioner Ma. Carminia Roxas filed an action for declaration of nullity of marriage
against her husband, private respondent Jose Antonio Roxas, with an application for
support pendente lite for their children. The petitioner, soon thereafter, filed a notice to
dismiss the complaint, without prejudice, pursuant to the provision of Section 1, Rule 17,
of the 1997 Rules of Civil Procedure, considering that summons has not yet been served
and no responsive pleading has yet been filed. The same complaint was re-filed and
raffled in due course to Branch 260. In due course, the trial court found private respondent
liable to pay support pendente lite and subsequently cited him in contempt of court after
failing to tender the required amount pendente lite. Thus, private respondent filed a
petition for certiorari before the Court of Appeals, which rendered a decision in favor of
private respondent and declared null and void all the proceedings taken by the trial court.
Petitioner elevated the case before the Supreme Court when her motion for
reconsideration was denied by the appeal court.

Issue: Whether or not petitioner is guilty of forum shopping.

Held: No. Forum shopping exists where the elements of litis pendencia are present, and
where a final judgment in one case will amount to res judicata in the other. In the case at
bar, the Court found that the dismissal of the complaint did not amount to litis pendencia
nor to res judicata. There was no litis pendencia since the first case was dismissed or
withdrawn by the petitioner, without prejudice, upon her filing of a notice of dismissal.
Neither was there res judicata for the reason that the order of dismissal was not a decision
on the merits but a dismissal "without prejudice." Thus, the Court held that an omission
in the certificate of non-forum shopping about any event that would not constitute res
judicata and litis pendencia as in the case at bar, was not fatal as to merit the dismissal
and nullification of the entire proceedings considering that the evils sought to be
prevented by the said certificate were not present. Moreover, the Court held that the
petition for certiorari on the ground of alleged forum shopping in the trial court was
premature. Accordingly, the Court reversed the decision and resolution of the Court of
Appeals.

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