Statutory Construction
Statutory Construction
Statutory Construction
STATUTORY CONSTRUCTION
(A Compendium from the books of Rodriguez, Martin and Agpalo)
Introduction
CONCEPTS AND GENERAL PRINCIPLES
I. Statutory Construction
- Statutory construction is the art or process of discovering and expounding the meaning and
intention of the authors of the law with respect to its application in a given case, where the
intention is rendered is doubtful by reason of the fact that the given case is not explicitly provided
for in the law (Caltex vs. Palomar 18 SCRA 247)
- It is the art of seeking the intention of the authors of the legislature in creating a statute and
applying it to given a state of facts.
- It is the art or process of ascertaining the intention of the law-making body to resolve ambiguity in
the law or its part.
Note: Only statutes with ambiguous or doubtful meaning may be the subject of Statutory Construction
Ambiguity
- Is the doubtfulness, doubleness, indistinctness, non-singularity or uncertainty of meaning of an
expression used in written instrument (Black’s Law Dictionary).
- Also refers to vagueness or obscurity of the true sense or meaning of an expression, text or
language used in a statute.
III. Exegesis
- The application of the principles and rules established by legal hermeneutics.
Formula:
Facts + Law = Decision
(F + L = D)
Chapter 1
STATUTE, LAWS, BILLS
Statute – is an Act of the legislature as an organized body; it is the Written will of the legislature,
Expressed according to the form necessary to constitute it a law of the state and Rendered authentic by
certain prescribed forms and solemnities. (AWER)
Law – a rule of conduct or order of sequence which any being will not, ought not or cannot deviate.
Elements: certain kinds of force, deviation and consequence.
Bill – is a proposed law; draft of a law submitted to the consideration of the legislative body for adoption.
Kinds of Bills
1. Appropriation Bill – the primary and specific purpose is to authorize the release of funds from the
public treasury.
2. Revenue Bill – one that levies taxes and raises funds for the government.
3. Tariff Bill – one that specifies the rates or duties to be impose on imported articles.
4. Bill Increasing Public Debt – one that authorizes the government to borrow money, either by
borrowing from external sources or offering bonds for public subscriptions.
5. Bill of Local Application – one which is local in character like the creation of new town, city or
province.
6. Private Bill – one that will not operate directly for the public good but calculate to serve good will
(e.g. bills granting honorary membership).
a. General
b. Special
5. Other Classification
a. A statute could either be prospective or retroactive
b. A statute could either be repealing act or an amendatory
c. A statute could either be reference statute or a declaratory statute
Functions of Law:
In general, it regulates human conduct; promotion of the common good
i. Defines the rights and duties of citizens
ii. Imposes taxes
iii. Appropriate funds
iv. Defines crimes and provides for their punishment
v. Creates and abolishes government offices; determines their jurisdiction and functions.
Parts of Law:
1. TITLE – gives a general statement of, and calls attention to the subject matter of an act so that
legislators and the public may be appraised of the subject matter of the legislation, and be put
upon inquiry regarding thereto.
2. PREAMBLE – is the part following the title preceding the enacting clause, which states the
reasons for or objective of the statute
Points to remember:
o A preamble does not create a right nor does it grant any right
o It is not a source of government power
o It is not an essential part of a statute
3. ENACTING CLAUSE – the part which indicates the authority which promulgated the enactment.
The enacting clause is not essential to the validity of the law but this clause cloth the statute with
certain dignity because the specific authority that promulgated the law is therein stated.
4. BODY – it contains the subject matter of the statute. The body of the statute should embrace only
one subject matter as required by the Constitution.
5. EXCEPTION AND PROVISIONS – the part which acts as a restraint upon or as a qualification of
the generality of the language which it follows.
6. INTERPRETATIVE CLAUSE – the part of the statute where the legislature defines its own
language and prescribes rules for its construction.
7. REPEALING CLAUSE – the part which announces the legislative intent to terminate, revoke or
repeal another statute/s.
8. SAVING CLAUSE – the part which restricts the repealing act and preserves existing powers,
rights pending proceeding from the effect of the repeal.
9. SEPARABILITY CLAUSE – it is a clause which states that for any reason, any section or
provisions of the statute is held to be unconstitutional or revoked, the other section or provision of
the law shall not be affected.
Points to remember:
10. DATE OF EFFECTIVITY – specifies the date and time when the law takes effect.
Sources of Laws:
- Constitution
- Statute enacted by Congress
1. EXECUTIVE
- Vested in the president; administer laws, carrying them into practical operation and enforcing
their due observance.
Separation of powers – principle that states
2. LEGISLATIVE
- Power to make, alter or repeal laws that the division of power shall be
- Vested in a bicameral Congress maintained which means that a function of
one shall not be a function of another,
3. JUDICIARY
- Power to interpret and apply the laws unless the people allow it.
- Vested in one Supreme Court and such lower courts as may be established by law
Principles:
Check and Balance (maintain equilibrium)
- Law making power of Congress subject to veto power of the president, which in turn may be
overridden (avoid hasty and improvident legislation, i.e. Hodgepodge and log-rolling
legislation)
- Congress may refuse to give concurrence to an amnesty granted or treaty entered into by the
president.
- Judicial review
Separation – the purpose is to prevent the concentration of authority in one person or group that
might lead to an irreversible error or abuse in its exercise. (Absolute power corrupts absolutely).
Justice Laurel:
“To secure action, to forestall over action, to prevent despotism (absolute power) and to
obtain efficiency.”
Constitution:
The three branches are entrusted with each of their powers are not permitted to encroach
upon the powers of confided to the others.
Non-delegation of Powers
CHAPTER 2
INTERPRETATION AND CONSTRUCTION
Rule: In determining the intention of the legislature, courts should resort first to interpretation
(intrinsic aids) before resorting to construction (extrinsic aids).
Reason: speech is the index of intention.
INTERPRETATION:
- Is the part of finding the true sense and meaning of word/s without going beyond the context
of the statute.
- It utilizes intrinsic aids (those present in the law itself), which are as follows:
a. Title – expresses the subject matter of the law
b. Preamble – states the reasons and objectives of the enactment
c. Punctuation – may be used as an additional argument for adopting the literal
meaning of the words thus punctuated but can never control against the intelligible
meaning of a written word.
d. Words, Phrases, Sentences and Context – the intention must primarily be
determined from the language of the statute as a whole and not from any single
part/portion or section or from isolated words, phrases and sentences used.
e. Headings and Marginal Notes – determines the scope of the provision and their
relation to other portions of the act, however, if the meaning of the statute or if its text
is clear, it will prevail as against the heading, if the latter has been prepared by
compilers and not the legislature.
f. Legislative Definition and Interpretation – definition of the legislature of the words
used in the stature and the construction to be placed thereon. The rules are as
follows:
If a law provides that in case of doubt, it should be construed and interpreted
in a certain manner that the courts should follow such instructions.
In case of conflict between the interpretation clauses and the legislative
meaning, as revealed by the statute when considered in its totality, the latter
shall prevail.
A term is used throughout the statute in the same sense it is first deemed.
Legislative definition in similar terms on the statute maybe resolved to,
except, where a particular law expressly declares that its definition therein is
limited in application to the statutes in which they appear.
EXTRINSIC AIDS
INTERPRETATION
Exegesis
P1 P2
Statutory Intrinsic Aids + LAW (Principle) = Conclusion Intention of the
Construction Construction Authors of the Law
Exegesis
P1 P2
Extrinsic Aids + LAW (Principle) = Conclusion
ATTY. NESTOR MONDOK
Professor, Statutory Construction
COLLEGE OF LAW
UNIVERSITY OF THE CORDILLERAS
7
CHAPTER 3
PRESUMPTIONS AND LATIN MAXIMS
Presumption of Validity
Every statute passed by the legislature is presumed to be valid because the legislature is
supposed to have considered the question of its validity before approving it. In cases of doubt, the court
resolves in favor of its validity.
Presumption of Constitutionality
The presumption is always in favor of constitutionality. However, if the statute is really
unconstitutional, the courts are not only authorized but must declare its unconstitutionality. The court must
see to it that the other departments have not exceeded their constitutional authority. (Essence of
Separation of Powers and System of Check and Balance)
Presumption of Jurisdiction
A statute will not be construed in such a manner as to oust or restrict the jurisdiction of the
superior courts or to vest a new jurisdiction in them, unless, there are express words or a necessary
implication to the effect.
Doctrine of Incorporation – holds that every state is, by reason of its membership in the family of
nations, bound by the generally accepted principles of international law.
Doctrine of Transformation – holds that an international agreement would be binding only upon a
state if that state enacts a law specifically making such international agreement part and parcel of
their laws.
Ejusdem Generis
Where the general term follows the designation of particular things or classes of persons
or subjects, the general term will be construed to include only those things or persons of the
same class, kind or nature as those specifically enumerated.
The purpose of the rule is to give effect to both the particular and the general words by
treating the particular words indicating the class and the general words as including all that is
embraced in the said class, although not specifically named by the particular words. This is
justified on the ground that if the legislature intended the general terms to be used in their
unrestricted sense, it would not have made an enumeration of the particular subjects but would
have also used only general terms.
The principle applies when specific words preceding the general expression are of the
same nature. Where if they are of different genre, the meaning of the general word remains
unaffected by its connection with them.
(READ: Mutuc vs. COMELEC, November 26, 1970, 36 SCRA 228)
Noscitur a Soclis
Under this rule, the meaning of particular terms in a statute may be ascertained by
reference to words associated with or related to them in a statute.
Where particular word or phrase in a statute is ambiguous in itself, or is simply
susceptible of various meanings, its true meaning may be made clear and specific by considering
the company of words in which it is found or which it is associated.
Where there are two or more words of ambiguous meaning together in a statute, they are
understood to be used in their cognate sense to express the same relations and give color and
expression to each word.
Where a law does not define a word therein, it will be construed as having a meaning
similar to that of words associated or accompanied by it.
(READ: Caltex vs. Palomar, September 29, 1966, 18 SCRA 247)
Casus Omisus
ATTY. NESTOR MONDOK
Professor, Statutory Construction
COLLEGE OF LAW
UNIVERSITY OF THE CORDILLERAS
10
Under this rule, the words or phrases may be supplied by the courts and inserted in a
statute where that is necessary to eliminate repugnancy and inconsistency in the statute and to
complete the sense thereof, and to give effect to the intention of the legislature manifested
therein. The rule is especially applicable where such application is necessary to prevent the law
from becoming a nullity. This rule is also used to supply omissions occasioned by clerical errors,
by accident or inadvertence.
Dura LexSedLex (The law may be harsh but that is the law)
The reason for the rule is that the legislature must be presumed to know the meaning of
the words, to have used the words advisedly and to have expressed its intent by the use of such
words as are found in the statute.
MensLegilatores
The courts look into the object to be accomplished, the evils and mischief to be remedied
or the purpose to be observed. The court should give the statute a reasonable or liberal
construction which will best effect its purpose rather than one which will defeat it even though
such construction is not within the strict literal interpretation of the statute.
The court should give the statute a reasonable or liberal construction which will best
effect its purpose rather than one which will defeat it.
Statutes must be construed to avoid injustice.
ExpressioUniusEstExclusioAlterius (InclusioUniusEstExclusioAlterius)
Mention of one thing implies the exclusion of another.
When a statute enumerates the subjects or things on which it is to operate, it is to be
construed as excluding from its effect all those no expressly mentioned.
The maxim is only auxiliary rule of statutory construction. It is not of universal application
neither is it conclusive. It should be applied only as a means of discovering the legislative intent
which is not otherwise manifest and should never be permitted to defeat the plainly indicative
purpose of the legislature.
The maxim does not apply when words are mentioned by way of example, or to remove
doubts. CASE: ESCRIBANO V. AVILA G.R. No. 30375, September 12, 1978, 85 SCRA 245
GeneraliaSpecialibus Non Derogant
A penal law does not nullify a specific law. Special provisions prevail over general
provisions. A special law must be intended to constitute an exception to the general law in the
absence of special circumstances forcing a contrary conclusion.
Optima StatuliInterpretatixEstIpsumStatutum
The best interpreter of a statute is the statute itself