United States Court of Appeals, First Circuit
United States Court of Appeals, First Circuit
United States Court of Appeals, First Circuit
2d 902
The appellants, Michael DeLutis, George Eunis and wife, Shirley Eunis, were
convicted in the United States District Court for the District of Rhode Island,
after a jury trial, of conspiracy to distribute and to possess with intent to
distribute cocaine (Count 1), in violation of 21 U.S.C. 846. Also, appellants
George and Shirley Eunis were convicted on two counts each charging
possession with intent to distribute cocaine, in violation of 21 U.S.C. 841(a)(1),
and they were convicted on two and one counts respectively charging use of a
telephone to facilitate the distribution of cocaine, in violation of 21 U.S.C.
843(b). In addition, George Eunis was convicted of distributing cocaine, in
violation of 21 U.S.C. 841(a)(1). Appellant DeLutis was sentenced to 18
months' imprisonment. Appellant George Eunis was sentenced to a total of
eight years' imprisonment and three years' special parole. He was sentenced to
five years' imprisonment on the conspiracy count and to concurrent terms of
three years' imprisonment on each of the substantive counts, to be followed by
three years' special parole. The conspiracy sentence was ordered to run
consecutively to the substantive sentences. Shirley Eunis was sentenced to
concurrent terms of two years' imprisonment on each count, to be followed by
three years' special parole.
The evidence shows that George and Shirley Eunis were cocaine distributors
operating out of Johnston, Rhode Island. They purchased the cocaine from time
to time from Donald Taglianetti and his cousin, Raymond Cardullo, in Ft.
Lauderdale, Florida.1 Their practice was to obtain the cocaine, divide it, and
then sell it to several local distributors, including one Alfred Smith who
consumed some of it and sold the rest for a profit. Beginning on December 21,
1981, Smith made several trips to Ft. Lauderdale with George Eunis to get a
supply of cocaine, which was then transported to Rhode Island in Smith's
suitcase and upon arrival Smith would hand over the cocaine to Eunis for
disposition. Eunis would then give some of the cocaine plus some cash to
Smith for arranging and participating in the trips. Shirley Eunis accompanied
Smith and George on some of the trips and participated in the cocaine
transactions. These trips and cocaine distributions and sales continued from
October 1981, to mid-March 1982.
Smith became an informant for the FBI and the Rhode Island state police in
early February 1982. Thereafter, the FBI used surveillance and tape recordings
to monitor Smith's cocaine dealings with the Eunises and their associates.
Smith and the Eunises made a fourth trip to Florida to purchase cocaine on
February 13, 1982. The main purpose of the trip was to familiarize Shirley with
the business so that she could take charge of it when George left on February
16, 1982, to serve a prison sentence for an offense not related to the instant
case. Cocaine was purchased on this trip from Taglianetti by George who gave
The final trip to Florida was made by Smith and Shirley on March 13, 1982. On
that trip, they purchased cocaine from Taglianetti, which was paid for in cash
by Shirley. She gave the cocaine to Smith, who transported it to Rhode Island.
Shirley was met at the airport on Sunday, March 15, 1982, by a friend, Denise
Marsalla, who took her home. Smith followed in a separate car. Upon arriving
at Shirley's house, Smith opened his suitcase and delivered the cocaine to
Shirley who paid Smith in cash. Smith then left the house and signalled to
waiting officers, who entered the house with a search warrant and arrested
Shirley. The officers then searched the house and found the bag of cocaine in
the kitchen closet, $2,500 in cash on the table, a scale, Shirley's airline tickets
and baggage stubs for the Florida trip, and various narcotic paraphernalia.
While the search was being conducted, the telephone rang and agent William
Shay answered, and a man asked for Shirley. Shay answered that Shirley was
busy. The caller then asked Shay to have Shirley call "Mike," and he left a
phone number. He told Shay that it was important and that he was waiting
around. Then he asked Shay, "is the stuff in?" Shay replied that it was. About
an hour later Shay telephoned Mike and told him that Shirley said for him to
come on over. Mike then said, "is the stuff ready?" and Shay told him that it
was. About twenty minutes later, appellant DeLutis came to the Eunises' home
and identified himself as "Mike." Shay recognized DeLutis' voice as that of the
telephone caller and placed DeLutis under arrest. Shay seized nearly $5,000 in
cash from DeLutis' person. After DeLutis was given Miranda warnings, he
stated that he had come to pay a gambling debt.
This court recently held in United States v. Flaherty, 668 F.2d 566, 580 (1st
Cir.1981) that in a conspiracy case the government must prove beyond a
reasonable doubt that the defendant had the specific intent to violate the
substantive statute. The court held further that two types of intent must be
proved: intent to agree and intent to commit the substantive offense. The
agreement may be proved by circumstantial evidence.
10
11
If it can be inferred from the evidence that DeLutis went to Shirley Eunis'
house for the purpose of buying cocaine from her, the fact remains that he did
not purchase any of the narcotic nor even offer to do so. But even if he had
bought some cocaine on that occasion, his single purchase, without more,
would not be sufficient to infer that he had knowledge of the conspiracy nor an
intent to participate in it. We held in United States v. Izzi, 613 F.2d 1205 (1st
Cir.1980) that a single sale of drugs without more does not establish a
conspiracy. In that case, Judge Bownes in speaking for the court said:
12single sale of drugs without more does not establish a conspiracy. United States v.
A
Mancillas, 580 F.2d 1301, 1307 (7th Cir.), cert. denied, 439 U.S. 958, 99 S.Ct. 361,
58 L.Ed.2d 351 (1978); United States v. Varelli, 407 F.2d 735, 748 (7th Cir.1969),
cert. denied sub nom. Saletko v. United States, 405 U.S. 1040, 92 S.Ct. 1311, 31
L.Ed.2d 581 (1972). There must be an agreement by the parties, not merely a getting
together to consummate the transaction. "It has been long and consistently
recognized by the Court that the commission of the substantive offense and a
conspiracy to commit it are separate and distinct offenses." Pinkerton v. United
States, 328 U.S. 640, 643, 66 S.Ct. 1180, 1182, 90 L.Ed. 1489 (1946). 613 F.2d at
1210
13
A similar decision was handed down by the court in United States v. Koch, 113
F.2d 982 (2nd Cir.1940). In that case the appellant had not only made a single
purchase of cocaine, but had also sold some of it. The court held that this was
not enough to prove a conspiracy. The court said:
14 purchase of the cocaine from Mauro was not enough to prove a conspiracy in
The
which Mauro and the appellant participated. They had no agreement to advance any
joint interest. The appellant bought at a stated price and was under no obligation to
Mauro except to pay him that price. The purchase alone was insufficient to prove the
appellant a conspirator with Mauro and those who were his co-conspirators.
Dickerson v. United States, 8 Cir., 18 F.2d 887. It was necessary to the government's
case to show that the appellant was in some way knowingly associated in the
unlawful common enterprise to import the drugs and dispose of them unlawfully.
United States v. Peoni, 2 Cir., 100 F.2d 401; Muyres v. United States, 9 Cir., 89 F.2d
784. 113 F.2d at 983
15
In United States v. Varelli, 407 F.2d 735 (7th Cir.1969) the court held that in
the absence of a prior understanding, a purchase does not prove a conspiracy
even if both parties know the goods are illegal. The buyer's purpose is to buy
and the seller's purpose is to sell. There is no joint objective. Similarly, the
Second Circuit Court of Appeals held in United States v. Borelli, 336 F.2d 376
(2nd Cir.1964), speaking through Judge Friendly, that the gist of the offense of
conspiracy is the agreement between the parties and it is necessary to determine
what kind of agreement existed between them. This may be proved by
inferences from acts, but a sale or a purchase scarcely constitutes a sufficient
basis for inferring an agreement to cooperate, unless there is other evidence of
an agreement that accompanies or supplements the sale.
16
In United States v. Aviles, 274 F.2d 179 (2nd Cir.1960) the court held that a
single purchase alone was not enough to prove that a defendant was a
participant in a conspiracy, and that it was necessary for the government to
prove that the defendant knew of the conspiracy and associated himself with it.
The court indicated that if the defendant had knowledge of the conspiracy and
had a transaction with one of its members, it would be reasonable to infer intent
on the part of the defendant to participate in it. However, proof of knowledge of
the conspiracy on the part of DeLutis is lacking in the instant case.
17
The Supreme Court made it clear in Direct Sales Co. v. United States, 319 U.S.
703, 63 S.Ct. 1265, 87 L.Ed. 1674 (1943) that charges of conspiracy cannot be
made out by piling inference upon inference. The court said:
18
Without the knowledge, the intent cannot exist. United States v. Falcone, 311
U.S. 205, 85 L.Ed. 128, 61 S.Ct. 204, supra. Furthermore, to establish the intent
the evidence of knowledge must be clear, not equivocal. Ibid. This, because
charges of conspiracy are not to be made out by piling inference upon inference,
thus fashioning what, in that case, was called a dragnet to draw in all
substantive crimes. 319 U.S. at 711, 63 S.Ct. at 1269, 87 L.Ed. at 1681
(Emphasis supplied)
19
Also see United States v. Aguiar, 610 F.2d 1296 (5th Cir.) where the court held
that the requisite fact of intentional agreement or participation in a conspiracy
cannot be established by piling inference on inference, citing Ingram v. United
States, 360 U.S. 672, 680, 79 S.Ct. 1314, 1320, 3 L.Ed.2d 1503 (1959), and
Direct Sales Co. v. United States, supra. In that case, the court also held that
such fact cannot be made out by "suspicion and inuendo," citing United States
v. Palacios, 556 F.2d 1359, 1365 (5th Cir.1977).
20
speculation); and that DeLutis was not a mere purchaser, but was one link in
the middle of a distribution chain (more speculation).
21
The piling of these unfounded and unsupported inferences on top of each other
by the government is clearly contrary to the court decisions in Direct Sales Co.
v. United States, supra; Ingram v. United States, supra; and United States v.
Aguiar, supra. These inferences can only be based on suspicion, surmise and
speculation, which is impermissible.
22
It should be pointed out that although Smith was intimately associated with the
Eunises and their co-conspirators for many months in their purchase and
distribution of cocaine, first as a co-conspirator himself and later as a
government informer whose business it was to find out who was involved in the
conspiracy, etc., he did not know DeLutis, had never met or seen him and had
never heard his name mentioned until the day DeLutis was arrested at Shirley's
house. We consider this as exculpatory evidence of considerable probative force
that indicates that DeLutis was not a part of the conspiracy. While it is true that
in some cases each conspirator may not be acquainted with all of the
conspirators in a conspiracy, in most cases they know who is involved. This is
especially true in this case where it is obvious that Smith was made an
informant with surveillance and tape recordings by the officers to find out who
was involved in the cocaine traffic, their sources and customers. DeLutis was
totally unknown to him.
23
We hold that the evidence, evaluated in the light most favorable to the
government, was not sufficient to permit the jury to decide that each element of
the offense was proven beyond a reasonable doubt. United States v. Mora, 598
F.2d 682 (1st Cir.1979). Accordingly, the conviction of appellant Michael
DeLutis is reversed.4
24
Appellant Shirley Eunis filed a motion to suppress evidence seized at her home
by the officers while executing a search warrant, alleging that they entered her
home without knocking on the door or identifying themselves as officers and
without announcing their purpose, all in violation of 18 U.S.C. Sec. 3109.5 She
called her friend Denise Marsalla, who had met her at the airport when she
returned from Florida with Smith and accompanied her to her home, as a
defense witness who testified at the hearing on the motion that she was sitting
near the door when the officers arrived and that she did not hear a knock on the
door, nor a doorbell ring, nor any announcement by the officers prior to the
time they broke the door open and entered the house. This evidence was sharply
contradicted by FBI Special Agent Frederick Ghio, who testified that he
knocked on the door, identified himself as an FBI agent, and announced that he
had a search warrant, and asked to be admitted into the house. He waited about
20 seconds without any response from the occupants of the house, whereupon
he broke the door open and entered the house with other officers. Upon entry,
they found the cocaine that Smith had delivered to Shirley on the kitchen table
with bundles of money. The district judge chose to believe the testimony of
Agent Ghio instead of that of Marsalla, and at the conclusion of the hearing
found the facts as related by Ghio and concluded that he had complied with the
requirements of Section 3109 and that he was justified in breaking the door
open and in entering the kitchen after waiting 20 seconds for a response from
those inside. He found further that 20 seconds was sufficient time to wait for a
response under the existing circumstances where the cocaine could have been
quickly disposed of in the kitchen sink or stove. The motion to suppress, which
was overruled by the court, was not joined in by George Eunis, although on
appeal he complains, along with Shirley, of the action of the trial court. There
is serious doubt under these circumstances whether George has standing to raise
this issue on appeal. Furthermore, he was not residing in the house at the time
of the entry by the officers, but was serving time in prison for an unrelated
offense. The Supreme Court held in Sabbath v. U.S., 391 U.S. 585, 88 S.Ct.
1755, 20 L.Ed.2d 828 (1968) that Section 3109 has two purposes, namely (1) to
protect the individual's right of privacy in his house, and (2) to safeguard
officers, who might be mistaken for unlawful intruders into a home. George,
who was an absentee owner at the time, hardly comes within the purposes of
the statute.
25
In any event, the admission of the fruits of the entry and search into evidence
was harmless as to George, because he was not charged with any offense
arising out of this final cocaine transaction, and his convictions do not rest on
the evidence discovered in the house by the officers on the occasion in
question.
26
The Eunises contend that even if the officers knocked on the door and
identified themselves as officers and announced their purpose, they violated
Section 3109 because they did not wait long enough (more than 20 seconds)
before breaking the door open. The Government points out in its brief that
Section 3109 allows an officer to break open any door to execute a search
warrant "if, after notice of his authority and purpose, he is refused admittance *
* *." Generally, a wait of 20 seconds is deemed adequate before the officers
may force entry. See Jackson v. United States, 354 F.2d 980, 982 (1st
Cir.1965) (10 seconds); United States v. Davis, 617 F.2d 677, 695
(D.C.Cir.1979), cert. denied, 445 U.S. 967, 100 S.Ct. 1659, 64 L.Ed.2d 244
(1980) (15-30 seconds); United States v. Phelps, 490 F.2d 644 (9th Cir.), cert.
denied, 419 U.S. 836, 95 S.Ct. 64, 42 L.Ed.2d 63 (1974) (10-20 seconds);
United States v. Allende, 486 F.2d 1351, 1353 (9th Cir.1973), cert. denied, 416
U.S. 958, 94 S.Ct. 1973, 40 L.Ed.2d 308 (1974) (10 seconds). As this Court
observed in Jackson, "10 seconds of silence * * * could mean that the occupant
had not even started and hence was not going to."
27
We find no error in the action of the district court in overruling the motion to
suppress.
28
The Eunises contend that they should be awarded a new trial because of the
fact that Juror Barry Levin did not reveal voluntarily that he had previously
applied for a job with the FBI but had failed the examination. After the trial, he
phoned Agent Ghio and asked his advice whether he should take the
examination again. He did not ask for help from Agent Ghio. However, Ghio
informed the court and defense counsel of the conversation with Levin.
Whereupon defense counsel moved for a mistrial. The court conducted a
hearing, during which Levin testified that his FBI application had nothing to do
with his verdict in this case and that he was not biased on account of it. The
motion for a new trial was denied by the district judge. He found that Levin
was not biased and that he did not use his guilty verdict to curry favor with a
prospective employer. This finding cannot be disturbed on appeal unless clearly
erroneous. See Carpintero v. United States, 398 F.2d 488 (1st Cir.1968). The
appellants argue that bias should be presumed. The Supreme Court held
otherwise in Smith v. Phillips, 455 U.S. 209, 102 S.Ct. 940, 71 L.Ed.2d 78
(1982). That case was similar to the instant case. There a juror applied for a job
with the district attorney during a trial. The Supreme Court refused to infer bias
from the application. The court said the defendant must prove actual bias at the
hearing. This has long been the rule. Remmer v. United States, 347 U.S. 227,
230, 74 S.Ct. 450, 451, 98 L.Ed. 654 (1954); and Dennis v. United States, 339
U.S. 162, 167, 70 S.Ct. 519, 521, 94 L.Ed. 734 (1950). The appellants failed to
discharge this burden in the case before us. The denial of the motion for a new
trial by the district court was proper.
29
Appellants also contend that Agent Shay violated their Fourth Amendment
rights by twice answering their telephone while in their house executing a
search warrant. One of the calls was from co-defendant Lawrence Moosey,
who was granted a severance and is not involved in this appeal. The other was
from appellant DeLutis. The appellants did not move to suppress these calls
prior to the trial as required by Rule 12(b)(3) of the Federal Rules of Criminal
Procedure. Neither did appellants object to Agent Shay's testimony about the
phone calls. Since appellants did not raise the issue in the trial court, they
cannot successfully litigate it on appeal.
30
Furthermore, appellants have not cited us to any law or decided case that bars a
police officer who is lawfully on the premises executing a search warrant from
answering a telephone. The cases point the other way. See United States v.
Vadino, 680 F.2d 1329, 1335 (11th Cir.1982), cert. denied, --- U.S. ----, 103
S.Ct. 1771, 76 L.Ed.2d 344 (1983); United States v. Gallo, 659 F.2d 110, 113115 (9th Cir.1981); United States v. Campagnuolo, 592 F.2d 852, 861-863 (5th
Cir.1979); United States v. Fuller, 441 F.2d 755, 760 (4th Cir.), cert. denied,
404 U.S. 830, 92 S.Ct. 73, 30 L.Ed.2d 59 (1971).
31
In any event, the convictions of the Eunises did not depend on the two phone
calls in question as the evidence against each of them was overwhelming
without the calls. Consequently, if there was any error, it was harmless.
32
Finally, appellant George Eunis argues that he should be given a new trial
because the district attorney in his rebuttal argument to the jury referred to the
finding of cocaine in the house of George and his wife by the officers at a time
when George was in prison. The strategy of defense counsel at the trial was to
discredit informant Smith who was a part of the drug conspiracy until he turned
informant for the FBI. He was the only witness against George as to George's
trip to Florida to purchase cocaine, and, except for the officers, he was the only
witness against Shirley and the other co-defendants. Defense counsel sought to
not only discredit him, but also to show that his testimony had not been
corroborated. While arguing lack of corroboration to the jury, he told the jury
that no cocaine had been found on the person of George or in his car. In
rebuttal, in an effort to rehabilitate Smith and to show his credibility and to
demonstrate corroboration of his testimony, the prosecutor reminded the jury
that cocaine had been found in the house of George and Shirley Eunis where
Smith told the officers it would be found. The district judge ruled that this was
not evidence but was legitimate rebuttal argument in answer to defense
counsel's statement to the jury. The court so instructed the jury. It is unlikely
that the jury was misled by the prosecutor's argument. The parties had
stipulated that George was outside of the State of Rhode Island at the time the
officers seized the cocaine at his house. Also, George was not charged with
possession of cocaine at that time, and therefore the jury did not have to decide
that question. Furthermore, it should be pointed out that Smith's testimony was
corroborated not only by the seizure of the cocaine, but by other evidence as
well. For instance, there was a recording of a February 4, 1982, telephone call
between George and Smith in which the sale of cocaine was arranged, and the
cocaine delivered to Smith in response to the call was introduced into evidence.
Also, George's trip to Florida on February 14, 1982, to purchase cocaine was
proved by Smith's testimony and by the surveilling officers. Airline ticket
records corroborated Smith's testimony regarding the trip by him and George to
Florida on December 21, 1981. Thus, it appears that the evidence against
George was overwhelming, and if there was any error in the prosecutor's
argument to the jury, it was harmless, and could not have affected the verdict.
George is not entitled to a new trial because of the rebuttal argument of the
prosecutor.
33
34
Donald Taglianetti and Raymond Cardullo were also convicted in this case, but
they have not perfected an appeal
Various telephone calls were made between the Eunises and Smith in
connection with the Florida trips and the purchase and sale of the cocaine
described herein. These calls formed the basis of the convictions of the Eunises
for violating 21 U.S.C. Sec. 843(b)