For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Listed below are the last 12 months of the FINRA Weekly Update email, which includes notifications of regulatory information and updates, including new speeches, news releases, announcements and publications. FINRA offers email subscription lists for firms to receive information on a variety of issues. Learn more about these subscription options or to sign up. If you have questions regarding FINRA email subscriptions, please contact the FINRA Call Center at (301) 590-6500.