۠ٷۢۦ۩ۣЂڷ۠ٷۣۣۗۛ۠ۙٷۜۗۦۆڷۙۛۘۦۖۡٷӨ
ЂۆۛҖӨۦۣۘۛۙғۦۖۡٷۗ۠ۧғٷۢۦ۩ۣ۞ҖҖۃۤۨۨۜ
̀ẬẸậẽẴắẲẰΝẽẮẳẬẰẺặẺẲẴẮẬặΝẺỀẽẹẬặڷۦۣۚڷ۪ۧۙۗۦۙۧڷ۠ٷۣۢۨۘۘۆ
ۙۦۙۜڷ۟ۗ۠Өڷۃۧۨۦۙ۠ٷڷ۠ٷۡٮ
ۙۦۙۜڷ۟ۗ۠Өڷۃۣۧۢۨۤۦۗۧۖ۩ۑ
ۙۦۙۜڷ۟ۗ۠Өڷۃۧۨۢۦۤۙۦڷ۠ٷۗۦۣۙۡۡӨ
ۙۦۙۜڷ۟ۗ۠Өڷۃڷۙۧ۩ڷۣۚڷۧۡۦۙے
ۘۢٷڷۧۙۗۨۗٷۦێڷ۠ٷۣۣۗۨ۠ۤҒۣۗۑڷۃۧۙۦۨۧ۩ۘۢٲڷۨۢۙۡٷۢۦۍڷڱۧۘٷۣېڷ۟۠ۑڷۙۡۨۦٷی
ٷۙۑڷٷۢۜӨڷۜۨ۩ۣۑڷۙۜۨڷۢڷۧۦۙۚۧۢٷۦےڷ۠ٷۦ۩ۨ۠۩Ө
ٷۢ۠۠ۙψڷۙۗۢéۦψé
ۀۀڿڷҒڷҢۀڿڷۤۤڷۃۀڽڼھڷۦۣۙۖۨۗۍڷҖڷڿڼڷۙ۩ۧۧٲڷҖڷۀھڷۙۡ۩ۣ۠۔ڷҖڷ۠ٷۢۦ۩ۣЂڷ۠ٷۣۣۗۛ۠ۙٷۜۗۦۆڷۙۛۘۦۖۡٷӨ
ۀڽڼھڷۦ۪ۣۙۖۡۙІڷڿڼڷۃۣۙۢ۠ۢڷۘۙۜۧ۠ۖ۩ێڷۃۀۀҢڼڼڼۀڽڿۀۀۀۂҢۂڼۑҖۀڽڼڽғڼڽڷۃٲۍө
ۀۀҢڼڼڼۀڽڿۀۀۀۂҢۂڼۑٵۨۗٷۦۨۧۖٷۛҖۦۣۘۛۙғۦۖۡٷۗ۠ۧғٷۢۦ۩ۣ۞ҖҖۃۤۨۨۜڷۃۙ۠ۗۨۦٷڷۧۜۨڷۣۨڷ۟ۢۋ
ۃۙ۠ۗۨۦٷڷۧۜۨڷۙۨۗڷۣۨڷۣ۫ٱ
ۜۨ۩ۣۑڷۙۜۨڷۢڷۧۦۙۚۧۢٷۦےڷ۠ٷۦ۩ۨ۠۩Өڷۘۢٷڷۧۙۗۨۗٷۦێڷ۠ٷۣۣۗۨ۠ۤҒۣۗۑڷۃۧۙۦۨۧ۩ۘۢٲڷۨۢۙۡٷۢۦۍڷڱۧۘٷۣېڷ۟۠ۑڷۙۡۨۦٷیڷғۀۀڽڼھڿڷٷۢ۠۠ۙψڷۙۗۢéۦψé
ۀۀҢڼڼڼۀڽڿۀۀۀۂҢۂڼۑҖۀڽڼڽғڼڽۃۣۘڷۀۀڿҢҒۀڿڷۤۤڷۃۀھڷۃ۠ٷۢۦ۩ۣЂڷ۠ٷۣۣۗۛ۠ۙٷۜۗۦۆڷۙۛۘۦۖۡٷӨڷғٷۙۑڷٷۢۜӨ
ۙۦۙۜڷ۟ۗ۠Өڷۃڷۣۧۢۧۧۡۦۙێڷۨۧۙ۩ۥۙې
ۀڽڼھڷ۪ۣІڷۀڼڷۣۢڷۀہғۀۀғھۀھғھہڷۃۧۧۙۦۘۘٷڷێٲڷۃЂۆۛҖӨۦۣۘۛۙғۦۖۡٷۗ۠ۧғٷۢۦ۩ۣ۞ҖҖۃۤۨۨۜڷۣۡۦۚڷۘۙۘٷۣۣ۠ۢ۫ө
Maritime Silk Roads’ Ornament Industries: Socio-political
Practices and Cultural Transfers in the South China Sea
Bérénice Bellina
The interlocking of the maritime basin network that took place with the development of the
Maritime Silk Roads by the late first millennium bc led to major cultural transfers. This
research investigates Southeast Asia’s cultural integration and takes into consideration
what I call a South China Sea network culture, a result of long-established and extensive
connectivity of its populations. The assumption is that this cultural matrix also laid the
ground for socio-political practices hypothesized to be at the core of identity building and
cultural transfers. These issues are investigated through the technological analysis of hybrid
ornament industries in a recently excavated early city-port of the South China Sea which
developed with the Maritime Silk Roads that thrived from the fourth to the first centuries
bc. This enclosed cosmopolitan settlement hosting populations from various Asian horizons
was structured by socio-professional quarters. This node concentrated various craft centres
where artisans of different origins made culturally hybrid products with what were then
the most advanced technologies. The chronological sequence allows characterization of the
evolution of these industries along with the socio-political strategies which they may have
served and how otherness was handled in the construction of social identity.
During the last three decades, most disciplines in the
humanities have experienced a profusion of globalization studies focusing on large-scale processes of
social, economic and cultural integration.1 Two positions prevail. The first searched from prehistory to the
modern era for processual continuities that could explain contemporary globalization. These researchers
posit that globalization is the product of processes that
took place outside Europe and which began well before the Middle Ages2 (Beaujard 2005; 2012a, b; Beaujard et al. 2009). The second position holds that humanity has experienced several earlier socio-cultural
processes crossing nations’ boundaries. Through commercial transregional networks, societies have been
interconnected since the remote past and the world
has been ‘globalized’ for a very long time (Assayag
1998, 216). Societies have never been isolated and cultures are intrinsically hybrid (Amselle 2000). This position emphasizes the need to replace them not only
in long temporal and chronological perspectives, but
also in spatial and relational perspectives (Assayag
1998). All of these positions grant a leading role to exchange networks, to nodes like port-cities and to the
cosmopolitan societies that allowed a concentration
and transfer of skills and innovations. Port-cities that
developed with the Maritime Silk Roads are regarded
as active agents of what is now considered previous
globalization.
In this article, I want to highlight some sociopolitical processes at the core of one of these previous
globalizations when, during the mid-first millennium
bc, Southeast Asia integrated the Maritime Silk Roads,
i.e. when Indian Ocean and the South China Sea networks interlocked. I shall do this through the technological analysis of ornament craft-industries that
developed in the earliest port-city (known so far) of
Khao Sam Kaeo (hereafter KSK) which emerged along
the eastern coast of the Thai-Malay peninsula. Excavations from 2005 to 2009 have demonstrated its
cosmopolitan configuration, a trait not only reflected
C 2014 McDonald Institute for Archaeological Research
Cambridge Archaeological Journal 24:3, 345–377
doi:10.1017/S0959774314000547
Bérénice Bellina
in its urbanism (Bellina in press) but also in its industries. This polity appeared to be the earliest cosmopolitan enclosed urban settlement of the South
China Sea area that thrived from the fourth to the
first century bc (Bellina in press; Bellina et al. 2012;
forthcoming; Bellina-Pryce 2008). It developed at a
time when circumnavigation around the peninsula
was not taking place and trans-isthmian routes were
used, passing through series of river valleys, linking
the Bay of Bengal and the South China Sea. At the exit
of trans-peninsular routes, this node hosted foreign
communities staying within quarters or compounds
materialized by embankments, received commodities
and cultural elements and produced hybrid cultural
products that were redistributed from one basin to the
other, thus contributing to the cultural process (Bellina
2011; in press). Its organization was based on socioprofessional quarters. The southern part of the settlement, the oldest core of the settlement, was occupied
by local populations displaying South China Sea network cultural traits and by a few South Asian craftsmen producing what appear to be products made to
order to suit their specific demand. The northern part
of the site hosted groups coming from various Asian
horizons: South Asian, Continental and insular Southeast Asian and Han Chinese; there were also working
foreign craftsmen (Bellina et al. forthcoming). Possibly like the contemporary Sa-Huynh coastal prehistoric communities of Vietnam, those from KSK prefigured the pre-modern Indonesian ‘pasisir’-type of
societies and their entrepôts such as, to cite just a few,
the Malays in Srivijaya and in Melaka, the Acehenese
in Aceh in Sumatra, the Makassarese and Makasar
in Sulawesi and the Sulu Sultanate of the Philippines
(Bellina 2009; Glover 2009). ‘Pasisir’-types of societies
shared a trading orientation, were ethnically heterogeneous, outward-looking, dynamic, prompt to change
and used lingua franca Austronesian languages such
as Malay (Geertz 1963). For the first time, excavations
have explored port-city workshops at KSK; those were
of various industries (glass, stone, metal) and attested
to the introduction of skilled exogenous technologies in Southeast Asia. This multi-ethnic settlement
hosted hybrid industries associating artisans, technologies and styles of various Asian horizons producing products feeding different networks and serving
different socio-political strategies of its actors. Some
of the social groups, along with the specific products sought by them, can not yet be distinguished.
Other specific products and their associated network,
it is argued here, correspond to a trans-ethnic South
China Sea network culture shared by communities
located along the fringe of the South China Sea. Intensive as well as extensive connectivity within the
South China Sea, probably from the Neolithic (Bulbeck 2008; Gillis 2012; Hung et al. in press), led to
the elaboration of a shared cultural matrix. It is argued here that it was driven by shared common sociopolitical practices that lasted even when, evolving in
time, it adapted foreign vocabulary. It is this maritime network cultural matrix and its interplay with
new foreign elements brought in with the Maritime
Silk Roads that this article proposes to explore in the
light of ornament industries that were made for its
actors.
To do so, the article will begin with a very brief
overview of the abundant historiography on the cultural exchange between South and Southeast Asia followed by a summary of the current view on the prehistoric Maritime Southeast Asia cultural matrix prior
to and during its integration into Trans-Asiatic networks. I shall follow with a rationale for exploring
technological systems to characterize socio-political
and cultural configurations and their evolution in the
context of broad trans-regional exchanges. This contextual preamble of this study will be followed by the
technological analysis. The latter resulted in distinguishing four distinct technological groups (or technological traditions) whose on-site and regional spatial distribution allows interpretation in terms of social
destination. Bringing together data from excavation,
technological reconstruction and the sparse historical
accounts relating to crafts and artisans, I will interpret the characteristics of the technological system evidenced at KSK to extrapolate what may have been its
socio-political and economic context. Finally, I shall
interpret what this industry tells us about the interplay between social identity construction and cultural
transfers in the frame of the development of the maritime silk roads.
Cultural exchange between South and Southeast
Asia
The KSK site and its hybrid industries bring new elements to the discussion of this long-debated cultural
process, with its extensive bibliography (for example, to cite only a very few, Bertrand 2007; Cœdès
1968; De Casparis 1983; Kulke 1990; Mabbett 1977;
1997; Manguin et al. 2011; Ray 1994; Smith 1999; Vickery 1998; Wheatley 1983; Wisseman Christie 1984/5;
1990; 1995; Wolters 1999). Summarizing more than a
century of scholarship, with the concept of Southeast Asia’s ‘Indianization’ born during the colonial
period, an externalist view that emphasized South
Asian external influences with the diffusion in concentric circles of a set of religious thoughts and practices has prevailed. In reaction to this approach an
346
Maritime Silk Roads’ Ornament Industries
Figure 1. Regional map showing places referred to in the text.
‘internalist’ or ‘autonomist’ paradigm emerged
(Benda 1962; Smail 1962) which, in turn, emphasized
endogenous factors of cultural, social and political
change in Southeast Asia. The region was no longer
conceived of as a passive recipient, but rather as
a politically autonomous centre able to generate its
own specific social, religious and political organization, which survived through adjustments to later external impositions. The 1980s opened the avenue to
more mixed paradigms, between the ‘externalist’ and
the ‘internalist’ historical trends, emphasizing innova-
tions resulting from the local adoption and adaptation
of Indian models: the ‘localization’ of Wolters (1982) or
the ‘vernacularization’ of Pollock (2000; 2006). However this position sometimes seems to experience difficulties in remaining balanced, as illustrated in the
case of the formation of the maritime state of Funan
at Oc Eo in the Mekong delta (Fig. 1) and a trend to
disconnect, chronologically, this emergence from the
cultural exchange process with South Asia in order
to avoid echoing old diffusionist ‘Indianization’ positions (Bourdonneau 2010).
347
Bérénice Bellina
In Southeast Asia, the emergence of complex
polities involved in long-distance exchange, whether
called states or city-states, concomitant with or following the establishment of the Maritime Silk Roads
from the last centuries bc has often been analysed
as a by-product the ‘Indianization’ of Southeast Asia
(Bronson 1977; Cœdès 1968; Glover 2000; Hall 1982;
1985; Manguin 2000; 2004; Wisseman Christie 1984/5;
1990; 1995). Understanding of these early polities has
been greatly improved over recent decades through
excavations of settlements (Fig. 1), including Oc Eo
and Angkor Borei in the Mekong delta part of the Funanese polity (Manguin 2004; Manguin & Khai 2000;
Stark 1998; 2006; Stark & Souath 2001; Stark et al. 1999),
Go Cam, a site of the polity of Linyi, Tra Kieu the ancient capital of Champa in central Vietnam (Yamagata
1997; 2007; Yamagata & Glover 1994), Tarumanagara
and Batujaya in West Java (Manguin & Agustinjanto
2006; 2011), and KSK and Phu Khao Thong in the
Thai-Malay Peninsula (Bellina in press; Bellina et al.
forthcoming; Bellina-Pryce 2008; Bellina-Pryce & Silapanth 2008). However, the extent to which they also
built upon earlier established socio-political patterns
is of major concern. Indeed, in Maritime Southeast
Asia, a sense of historical continuity prevails amongst
historians even if this continuity was hypothesized
at a time when little was known about the late prehistoric communities (Andaya 2008; Manguin 2000;
Wisseman Christie 1995). Prehistoric coastal communities in the Malacca Straits and along the southern
shores of the Java Sea (Malayo-Polynesian-speaking
populations), who witnessed the emergence of early
states, had previously been tied into several overlapping prehistoric maritime trade networks and had
come to share a number of cultural traits, in particular basic political concepts brought in during the
Neolithic period. The region owed most of its economic development to demands from the South Asian
or Chinese whilst its political development resulted
mainly from the desire to control this trade (Wisseman Christie 1995). Inspired by later historical situations, peer-polity interaction between the late prehistoric competing polities has been hypothesized
as one likely driving force for the transmission and
elaboration of political models later found in historical states of the region (Wisseman Christie 1995,
250).
In this context, it appears clearly that in order to
understand the cultural interactions between the Indian Ocean and the South China Sea, one must thus
take into consideration this earlier prehistoric regional
network and, to the degree that they can be reconstructed, the socio-political practices of its populations
from the dawn of the first millennium bc.
Prehistoric cultural matrix and exchange within the
Maritime Southeast Asia
The early periods of connectivity across the South
China Sea have long been known through tenuous
archaeological evidence and biological and linguistic reconstructions (Bellwood 2011). The last decade
has witnessed increasing interest in late prehistoric
and early historic exchange documented through industries such as siliceous stone, (Bellina 2001; 2003;
2007; Theunissen 2007; Theunissen et al. 2000) and,
with ever-increasing use of physico-chemical analysis, glass (Dussubieux 2001; Dussubieux and Gratuze
2010), metal (Bennett 2008; Bennett & Glover 1992;
Hendrickson et al. in press; Murillo-Barroso et al. 2010;
Pryce et al. 2011), and nephrite (Hung & Bellwood
2010; Hung et al. 2007). They have unravelled major insights on patterns of long-distance distribution
as early as the last centuries bc and addressed the
means by which complex technologies were transmitted. Each of these specific studies provided hard evidence for a pre-existing prehistoric exchange network
in the South China Sea. From peninsular Thailand
to coastal Vietnam and the Philippines, several populations came to adopt a similar set of exotic valuables some of which showed specific technological
and stylistic similarities. This included nephrite lingling’o, ‘interrupted rings’ (a type of ornament whose
basic form is a ring with a slit in one side to fit the
pierced earlobe), doubled-headed ornaments, some
specific types of carnelian and agate beads, some glass
ornaments and some metallic vessels (Bellina 2001;
2007; Hung & Bellwood 2010; Hung et al. in press)
(Fig. 2). This late prehistoric South China Sea network, attested from the mid-first millennium bc, overlaps some of the connections observed earlier mainly
through what W. Solheim had labelled the ‘Sa HuynhKalanay pottery complex’, a network he subsequently
called the ‘Nusantao Maritime Trading and Communication Network’ (NMTCM) (Solheim 2000; 2006).
These similarities may be interpreted as manifestations of a shared cultural idiom, the result of sustained
interactions between diverse populations situated on
the fringe of the South China Sea that started from
the Neolithic (Bulbeck 2008) and which ended over
time producing cultural similarities and Malay as a
lingua franca (Bellina in press; Hung & Bellwood 2010;
Solheim 2006).
Stylistic and formal similarities across a region
have long been perceived as resulting from a network
of interaction (Stark 1998; Wobst 1977). When this
common distribution concerns highly similar prestige goods across extensive regions, a phenomenon
observed in various chiefdoms in Central America,
348
Maritime Silk Roads’ Ornament Industries
Figure 2. Several populations came to adopt similar sets of exotic valuables some of which showed specific technological
and stylistic similarities such as the nephrite lingling’o, doubled-headed ornaments, some specific types of carnelian and
agate beads, some glass ornaments and some metallic vessels.
in Hawaii (Earle 1990; Hantman & Plog 1982) and in
the Philippines (Bacus 2003; Junker 1990; 1993; 1999),
studies put forward the concept of a set of inter-polity
symbolic system expressing elite group alliances and
shared identity.
for the first time. Other comparable sites had long been
known to have hosted industries feeding various networks. As an illustration, Oc Eo in the Mekong Delta
furnished evidence for the working of several industries such as metal ornaments and vessels, stone and
glass ornament production amongst other (Malleret
1959; 1960; 1962; 1963). In other cases, well-known
industries have long been recognized without being
associated with an identified polity, such as in the
case of Khlong Thom (Khuan Lukpad, province of
Krabi) bead production in peninsular Thailand (Bronson 1990; Veraprasert 1992). Most of these industries
used imported raw material and involved complex
exogenous technologies. However, whether some of
the goods found there were partly imported and/or
made locally and the social groups for which they
Cultural exchange through analysis of
technological systems
To tackle these issues in the absence of textual evidence, it is argued here that one of the best means to
explore the cultural matrix and its reactivity to foreign elements is a technological study of industrial
production systems that emerged in regional nodes in
tune with the Maritime Silk Roads and their evolution
through time. This is what KSK investigation tackles
349
Bérénice Bellina
were made remained largely unknown until only recently. Studies looked at these products as indicators
of exchange, and focused on the consumption and not
the production system (the producers included). The
existence of these by-products of trade was justified
by their use as political currencies to direct inter-polity
exchange (Junker 1999) and to cement networks of
loyalties between similarly complex and developed
socio-political systems (Wolters 1999) or between less
complex inland groups providing the raw materials and goods needed for long-distance trade (Bronson 1977; Wisseman Christie 1990). The groups’ specific values and beliefs expressed by the technological
choices (Costin 2001; Lemonnier 1993) made during
the manufacture and use of the ornaments was not
addressed, nor was the extent to which artisans contributed to producing social and cultural forms. The
social life of these objects, their potential change of
meaning in a pluri-ethnic context (Appadurai 1986),
has not been considered nor have the different stages
of their life from production to successive distribution networks (Bromberger & Chelvallier 1998) from
production to consumption. By only considering the
end of the production line, reconstructions in South
and Southeast Asian archaeology have mainly considered ornaments as economic commodities and given
little consideration to the socio-political and cultural
dimensions that this craft encapsulates.
ishing providing the lustre) or different techniques
can be combined according to the morphology and
the quality sought.4 Some fashioning and polishing
techniques require more skill (and hence duration of
apprenticeship) and are more time-consuming than
others. As an illustration, use of the indirect percussion knapping technique to fashion rough-outs associated with rotary grinding-stone polishing techniques
implies skilled craftsmen (in India, knapping and polishing stages are operated by different specialists) and
more time dedicated to the production of the artefact.
In contrast, use of leather bags (within which several
beads are placed together along with abrasive powder and shaken for several hours) at each stage of the
chaı̂ne opératoire, i.e. from shaping the beads, instead
of knapping, and for polishing and final polishing, is
less time-consuming, requires no skill and the resulting final product is less symmetric (and thus never
facetted), with impacts on the surface and lower quality. Several techniques can be used at each stage, possibly leaving diagnostic traces, and several techniques
can be combined according to the shape (facetted or
not) and the quality sought. Besides the fashioning
and the polishing techniques, the quality of the final
product and hence the skill involved, are also evaluated by the perforation techniques, the mastering of
the heating of the raw material and finally by the quality of the raw material. It is the combination of all these
technological criteria that allows us to characterize the
type of production.
Ethno-archaeological research (Roux 2000) has
provided the frame of reference for the techniques
and corresponding skill. The rotary grinding-stone
technique, as practised in late twentieth century in
Cambay (Fig. 3, image 1), produces regular parallel
grooves of different depth depending on the polishing
stage (Fig. 1, images 2 to 4): abrasion (Fig. 1, image 2),
polishing (Fig. 1, image 3) and final polishing (Fig. 1,
image 4). The methodology consists of comparing archaeological bead-surface traces with traces from the
frame of reference. As an illustration, the identification
of groups of linear polishing grooves on the surface
of an archaeological bead from KSK (Fig. 1, images
5 and 6) leads me suggest the use of a rotary grinding stone for different stages of polishing. Similar but
more discrete traces can be observed on the surfaces of
a facetted flat lozenge-shaped bead from KSK (Fig. 1,
images 7 and 8) and of a spherical bead (Fig. 1, images
9 and 10); in the latter case, due to the roundness of the
bead, the pressure of the rotary grinding stone against
it generates small polishing-facets.
In contrast, the use of leather bag produces impacts corresponding to deep conchoidal pits and lines
of fractures more or less pronounced according to the
Study of the technological system
Data and methods
The body of data considered here consists of 435 samples from excavations (174), survey (21) and local collections (240). As far as possible, the latter were semicontextualized a posteriori by recording the location
with local villagers using a GPS unit. The level of
certainty of their context was ranked and taken into
consideration in subsequent spatial analysis (Malakie
LaClair & Bevan forthcoming).
Each specimen has been recorded describing its
raw material, its manufacturing technologies including the perforating and polishing technologies and
style, characterized by the morphometry, i.e. the relationship between morphologies and their dimensions.3 The polishing technologies were characterized
based both on the microscopic traces on the surface
left by the tools used and also scores attributed to the
ways in which they were finished and executed. Three
types of polishing technique have been used: bead
polisher (often a stone with several aligned grooves),
rotary polisher and in a container (possibly a leather
bag). A single technique can be used for every stage
of the polishing (abrasion, polishing and final pol350
Maritime Silk Roads’ Ornament Industries
Figure 3. Some examples of the polishing marks, associated with the different techniques, groups of morphologies
(spherical beads are not polished necessarily with the same tools as the facetted ones) and the qualities obtained. First are
images from ethno-archaeological research (Roux 2000) showing the technologies used at different stages of the production
line and the resulting surface. These photos are followed by photos of the surface of a bead from KSK which exhibits similar
or different types of traces, and a macroscopic photo of the specimen. The first photos show the use of the time-consuming
rotary grinding stone technique at each stage for facetted beads in Cambay. The following photos present the surface of
beads displaying comparable traces, therefore leading me to interpret the use of similar techniques. A second example is
that of spherical bead being polished and finally polished with a rotary grinding stone, generating small polishing facets, as
well as the surface of a bead finally polished in a leather bag. In comparison is given the photo of the surface of an
unfinished spherical bead from Hill 4 at KSK (of the Group 4, see text), polished in a leather bag and characterized by deep
fracture lines. The latest photograph is taken from this bead. Finally, the last photos are micrographs taken of an
unpolished block, a polished piece and a finally polished object in nephrite. The macroscopic photos show the corresponding
archaeological piece.
351
Bérénice Bellina
the surface is not easy due to the absence of ethnoarchaeological experiments. I have observed some deterioration that I attributed to post-deposition, such
as whitening of the surface. I was inclined to suggest
post-depositional deterioration because, in comparison to the rest of the corpus’ different context and
noting the presence or absence of fractures, the latter
might instead suggest a heating accident.
Khao Sam Kaeo has yielded evidence for each
stage of the production sequence: unheated and
heated raw material, rough-outs, preforms, unperforated and unpolished ornaments, wasters and a few
pieces interpreted as evidence of apprenticeship. Both
the excavated and looted assemblages comprise evidence of production and finished ornaments. For the
statistics, a distinction was made between ‘definite’
and ‘possible’ evidence; ‘possible evidence’ consists
of fragments of ornaments likely broken during the
manufacturing process but for which certainty cannot
be ascribed.
To sum up, three groups of criteria were used to
characterize the beads:
1. technological criteria, allowing reconstruction of
the production line (raw material, skill, polishing
techniques) and evaluation of the quality,
2. stylistic criteria, morphometry (combination of
morphology and dimension), and
3. location.
Of the 435 pieces studied, 124 provide definite
evidence of production (81 from excavation), 42 possible evidence (24 from excavation), 14 indeterminate
(six from excavation) and 253 finished artefacts (56
from excavation). In total, almost half of the identified
material (excluding the indeterminate category) represents evidence of production, therefore confirming
the importance of the hard stone ornaments manufacturing industry on the site.
Table 1. Table of scores used in the assessment of the quality of shaping
and abrasion of carnelian.
Carnelian
quality
Symmetry
Surface
Lustre
Not applicable
0
0
0
0
Good
1
1
1
1
Average
2
2
2
2
Mediocre
3
3
3
3
Scores
stages the bead went through (Fig. 1, image 11). As an
illustration, the surface of a waste product of production, a spherical bead from hill 4 at KSK (Fig. 1, image
13, belonging to Group 4, see below in the text), shows
deep fracture lines indicating that it had been polished
and finely polished in a leather bag (Fig. 1, image 13).
In order to evaluate the quality of the product,
besides considering the technologies implemented (as
opposed to aesthetic criteria), I use scores. I assess
the quality of the finish according to the state of the
beads’ surface. This varies depending on angularity
and shine. The different finishing operations should
make the angularities resulting from shaping disappear and give a brilliant aspect to the bead. The quality
of the shine comes from the polishing process. Finishing quality was estimated according to the quality of
the shaping, the abrasion, and the polishing. In order
to assess the quality of shaping and abrasion, cutting
residues (hollows and angularities have been quantified by giving a mark of 1, 2 or 3); the deeper and
more numerous the angularities the more the shaping
and abrasion quality is considered mediocre and the
higher the mark. Consequently, the closer the average
is to 1, the better the quality of shaping and abrasion.
In order to assess the quality of shine — or brilliance —
a mark of one to three has been attributed; if the surface is dull the mark is 3. Consequently, the closer
the average to 1, the better the shine. Obviously only
the beads which have been polished (finely polished,
i.e. finished) are taken into account. Quality of execution was assessed by the piece’s symmetry. It allows
the assessment of shaping and abrasion quality. The
quality of execution has been quantified with a mark.
A mark of 1 indicates that the piece is symmetric, a
mark of 2 that it is asymmetric, and a mark of 3, very
asymmetric.
One of the challenges consists of distinguishing traces made during the manufacturing process
from those produced by their use in the past or postdepositional process. In the first case, there is some
characteristic evidence such as deteriorated surfaces
surrounding the perforation whole, a deterioration
produced by the shock impact between beads when
worn on a string. Post-depositional deterioration of
Results: The four technological groups
The characterization of the hard stone assemblage,
according to the criteria described above, resulted in
identifying four groups (Fig. 5). These display different technological and stylistic characteristics. I interpret these groups as distinct types of production answering specific demands from distinct social groups
or similar groups whose ideational world evolved
through time. The different production and distribution network which they represent can be interpreted
in socio-political and cultural terms.
Group 1: The South China Sea siliceous type of production
This type of production combines traditional Indian
high-quality raw material and highly skilled Indian
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Figure 4. Production evidence from raw materials, bead polishing and production wastes.
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Figure 5. The four technological groups identified at Khao Sam Kaeo.
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Maritime Silk Roads’ Ornament Industries
technologies with South China Sea-related style and
is located in the southern part of the site. The assemblage consists of 128 beads, including 37 with definite
evidence of production and 17 more with possible
evidence.
Raw materials: The raw materials involve traditional South Asian good-quality carnelian, agate,
jasper and amethyst, more rarely garnet and potentially rock crystal (this raw material is widely available
in Southeast Asia). Carnelian is the most frequently
used raw material. More than 80% of these artefacts
are carnelian, with 15 or fewer pieces of each of the
other materials represented (agate 15; amethyst 1; possible amber 2; carnelian 104; rock crystal: 4; undetermined stone 1).
Techniques: Techniques correspond to highly
skilled South Asian technologies evidenced at every
stage of the production line. The perforation diameter
of Group 1 is very small with a hole of mean diameter
1 mm (range: 0.60 to 1.50 mm). Regarding manufacturing techniques, ornaments are almost exclusively
made using a rotary grinding stone at every stage of
the production line, i.e. for abrasion (118 against 5
undetermined and 5 ‘leather’ bags) and the polishing
and final polishing (106 against 11 ‘leather’ bags and
11 undetermined). These finishing techniques are the
most time-consuming.
Quality: Artefacts belonging to Group 1 have
high-quality scores. As shown in Table 2 and represented in the cumulative graphs (Diagram 1), more
than half the specimens are ranked as very good in
terms of symmetry, surface, lustre and carnelian quality. Specimens not ranked (or ranked 0) are production
waste.
Style: The range of shapes is small, 17 in total (Fig. 6), characterized by complex types based
on a double pyramid morphology (with a square,
heptagonal, hexagonal, or octagonal section) with
flat hexagonal-shaped beads dominating. It also includes other complex types such as octahedra and
dodecahedra. Amongst the ellipsoid morphologies,
proportionally less frequent, the ellipse with central
knobs is noticeable. Another peculiar specimen is a
carnelian ‘lingling’o’. One fragment of each of a pendent and a double pyramid are counted but are not
represented in the Table 2.
Location: The location of this group is well delimited. Manufacturing evidence for this type of production has been found at the bottom of Hill 2 (TP1,
7, 29, 41, 129, 130 and 132). Derived from excavated
evidence of production I suggest that, based on the
concentration of evidence across the built structures
interpreted as workshops, the scale of production was
that of a household. The size of these structures is
Table 2. Qualitative scores attributed to ornaments belonging to
each Group.
Group 1
Quality Symmetry Surface Lustre
Carnelian
quality
Total
0
28
13
13
20
74
1
64
80
64
53
261
2
24
24
25
30
103
3
12
11
26
2
51
Total
128
128
128
105
489
Carnelian
quality
Total
Group 2
Quality Symmetry Surface Lustre
0
22
20
20
0
62
1
4
4
1
0
9
2
1
2
5
0
8
3
0
1
1
0
2
Total
27
27
27
0
81
Carnelian
quality
Total
Group 3
Quality Symmetry Surface Lustre
0
15
5
8
20
48
1
106
96
36
21
259
2
45
60
66
11
182
3
3
8
59
3
73
Total
169
169
169
55
562
Carnelian
quality
Total
Group 4
Quality Symmetry Surface Lustre
0
1
1
4
0
6
1
3
3
3
0
9
2
4
3
1
0
8
3
0
1
0
0
1
Total
8
8
8
0
24
similar to those used for habitation. Some of the evidence may suggest the presence of an apprentice:
production waste concentrated in the western area of
two levels corresponds to built floors. The waste represents the various mistakes that occurred at different
stages of the production. The usual waste associated
with stone bead production such as flakes and some
finished beads was found below and above these layers. The amount of waste recovered (c. 20 specimens)
suggests production or apprenticeship at only individual household scale.
The on-site distribution of Group 1 seems to be
concentrated in the southern part of the settlement,
on Hills 1 and 2 (Fig. 8). The distribution of Group 1
artefacts across the site differs significantly from what
would be expected to occur by chance at p = 0.05. The
distribution was tested against that of all hard stone
artefacts (p = 5.29), all artefacts (p = 7.05), and the
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Figure 6. Group 1 morphologies.
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Maritime Silk Roads’ Ornament Industries
Figure 7. Graphs showing the observed and expected presence of each group on the site.
proxy measure for intensity of investigation (number
of ‘locations’; p = 7.93). The southern half of the site
was found to contain significantly more production
type I artefacts than expected in all cases.
materials used during the Neolithic in China, North
Vietnam and East Asia (Taiwan, the Philippines).
Several samples from Khao Sam Kaeo were sent to
Yoshiyuki Iizuka at the Institute of Earth Sciences,
Academia Sinica in Taiwan for compositional analysis
using electron probe micro-analysis. Yoshiyuki Iizuka
and Hsiao-Chun Hung (Department of Archaeology
and Natural History, Australian National University, Canberra) have been working on the geological
sourcing of jade (nephrite) pieces found on Southeast
Asian Iron Age sites and more especially the lingling’o
and bicephalous ornaments (Hung et al. 2007). Their
analysis of the material from KSK indicated that part
of the assemblage seemed to originate from the East
Taiwanese source of Fengtian; other nephrite and mica
material are from as yet unknown sources. This research has revealed that the green nephrite from the
Fengtian source was used to make two very specific
forms of ear pendant distributed through the network
Group 2: The South China Sea jadeite type of production
Group 2 comprises South China Sea-related raw material such as nephrite and mica, and their associated techniques and style. The assemblage is very
small, consisting of only six ornaments (two lingling’o
and two double-headed ornaments), two bracelets
and 19 pieces of evidence linked to production (three
fragments and 16 fragments of worked raw material). For this reason nephrite and mica raw material and production fragments were included in this
group despite not having been included in any of the
others.
Raw materials: The raw materials used are
nephrite (jade) and mica, which are traditional raw
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Bérénice Bellina
that extended from the Philippines to peninsular Thailand via East Malaysia, South Vietnam and eastern
Cambodia (Hung et al. 2007). The assemblage comprises four pieces made of mica and 23 of nephrite.
Techniques: It is not possible to determine the average for the diameter of the perforation hole. Finishing techniques are East Asian and involve sawing, a
technique especially adapted to this kind of fibrous
stone. In the absence of an ethnoarchaeological data
base of manufacturing techniques, we cannot compare
and interpret further the traces left on the surface of
the nephrite materials from Khao Sam Kaeo.
Quality: The quality criteria (stone quality, symmetry, surface smoothness and lustre) are not significant due to the fibrous nature of the raw material
and the fact that polishing does not result in smoothness and lustre as it does in the case of carnelian. In
addition there are no ethnographically-based frames
of reference to help evaluate the quality of production, and no finished artefacts. The material we have is
semi-finished at best, without final polishing. Table 2
should therefore be viewed cautiously since only four
specimens were taken into account to evaluate symmetry and surface and only one specimen for lustre.
Other specimens correspond to raw material or production waste and could not be integrated in order to
rank the quality.
Style: Excluding raw material and fragments,
there is only a small range of shapes (Table 2): three,
comprising the lingling’o, the bicephalous ornament
(Nguyen et al. 1995; Reinecke & Luyen 2009) and
bracelets, a range even narrower at Khao Sam Kaeo
due the fact that the assemblage consists mainly of
production waste and partially worked raw material.
Given the small number of pieces, no average dimension can be provided.
Location: The location of this type of production
is quite well delineated (Fig. 8). The manufacturing
evidence comes both from unprovenanced (though I
was shown where the looting pits were on top of Hill
3) and excavated contexts. A bicephalous ornament
preform and an unfinished one, maybe a waster, were
found on the top of Hill 3. W. Southworth reported another unfinished example found at Dai Lanh in Quang
Nam Province, whilst a preparatory nephrite block
had been unearthed at Giong Ca Vo (Southworth 2004,
212). Some specimens were unearthed from the same
levels as where evidence of siliceous stone ornament
production was found on the eastern plateau of Hill
3, thus raising the question as to whether the same artisans might have been working both siliceous stone
and jadeite.
The on-site distribution of this type of production
is mainly found on Hills 3 and 4. The assemblage is
too small for us to be able to assess significance with
any confidence. Only the test against all artefacts was
significant at p = 0.05, but all scenarios showed more
of this type in Valley 1 and/or Hill 3 than expected
and less on Hill 1 (Fig. 7).
So far, it is impossible to determine whether
these traditional East Asian technologies were practised by local, East Asian or South Asian craftsmen.
One difficulty stems from the absence of proper technological study of nephrite technologies, a fact which
greatly limits any attempt to evaluate the required
skills, the ease and length of the transmission (apprenticeship) of this technology. A further difficulty
stems from the fact that these artefacts are out of context, not discovered through controlled excavations
at KSK.
Group 3: The South Asian-related siliceous ornaments
This type associates Indian raw material and highly
skilled technologies with a style that includes religious
or auspicious symbols. The assemblage comprises 151
beads, two earrings, one intaglio, four pendants (two
fragments), nine rings, and 24 seals. Of these 170 artefacts, 17 show definite evidence of production and 14
possible evidence thereof.
Raw materials: This production involves traditional South Asian good-quality raw materials: carnelian, agate, jasper, rock crystal, amethyst and more
rarely garnet. Agate and carnelian are the most abundant materials represented in this group; almost half
of the artefacts are agate and about one third is carnelian (77 agate, 6 amethyst, 55 carnelian, 12 rock crystal, 5 garnet, 5 jasper, 1 mica, 1 nephrite, 5 stone). There
is more variety in stone material used than there is in
Group 1.
Techniques: The mean perforation hole diameter
is 1.1 mm (range: 0.70 to 1.90 mm). The rotary grinding stone predominates with significant use of leather
bags for final polishing.
Quality: The overall quality is excellent. However, the lustre is medium (score 2).
Style: Whilst some morphology can be securely
attributed to South Asia, such as South Asian-related
auspicious and religious symbols, others are more
ubiquitous. Some (not represented in Fig. 8) include
ring and seals bearing or prepared for inscriptions (apparently exclusively in Brahmi). It is worth mentioning that most material belonging to this group lacks
well-defined contexts; in fact they are often looted and
interviews with villagers yielded, a posteriori, a fair
number of these looted objects.
The material includes South Asian-related auspicious and religious symbols as exemplified by the
‘mina-yugala’ (double fish), swastika and a symbol
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Maritime Silk Roads’ Ornament Industries
Figure 8. Distribution map of the four technological traditions of hard stone ornaments in Khao Sam Kaeo. (Drawing: J.
Malakie.)
sometimes mislabelled ‘triratna’ or ‘srivatsa’ given
that, as P. Skilling (pers. comm.) insists, these names
and their meaning are later attributions. Some figurines, including animals such as lions or tigers, tortoises, frogs, fish, etc., cannot be related specifically
to Indian imagery. Others, e.g. peacock, the ‘hamsa’
and the ‘makara’, more securely relate to Indian representations. The symbol which, for the sake of convenience, we refer to as ‘triratna’ is attested, a symbol
which was adopted by the followers of the Buddha
for veneration and worship at an unknown date. In
later periods, for Buddhists, it represents the Triad of
Buddhism: ‘Buddha, Dharma and Sangha’.
Definite evidence for the manufacturing of this
group has not been found. As this and the first type
of production share the same raw materials and techniques (i.e. involving Indian skilled technologies) and
the first stages of the production sequence (raw material, rough-outs and preforms), the only evidence
distinguishing between them would correspond to
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Bérénice Bellina
Quality: Based on the very restricted sample examined, the quality appears to be only mediocre
(Table 2).
Style: The group comprises very few shapes and
pendants (Fig. 10) and the limited amount of this type
of production precludes any attempt to define it comprehensively. The style is difficult to define due to
the limited amount of material available for study. It
appears to include ubiquitous morphologies such as
large spherical and ellipsoid beads as well as some
flat agate pendants such as those found on prehistoric
sites in central (Bellina 2007) and eastern Thailand
such as in Noen U-Loke (Theunissen 2007). Notwithstanding the limited number of specimens taken into
account, Figure 3 shows that Group 4 provides the
largest ornaments produced on the site.
Location: Manufacturing evidence almost exclusively comes from looting in the northern zone of the
plateau of Hill 4 in 2007 and 2008 and was collected on
the surface or shown to us by villagers. It is difficult to
determine its distribution due to its imprecise stylistic and technological definition. The graph in Figure 7
shows that more than expected specimens were observed in the very northern part of the site, on Hill 4
and Valley 4.
unpolished or unperforated ornaments. However, the
eastern plateau of Hill 3, where most of the specimens
of this group come from, yielded evidence for the
presence of workshops, most remains of which have
quickly been looted. One of our test-pits included part
of a workshop looted only a few days before our arrival (TP41).
Mean length is 11.27 mm (range: 2.68 to 36.78
mm); mean diameter is 7.617 mm (range: 2.81 to
31.82 mm) and mean thickness is 5.359 mm (range:
1.78 to 25.50 mm). Group 3 is represented by small
ornaments.
Location: The location for this type of production
is well defined. Production evidence and the location
of finished ornaments’ are similar and cluster on Hill
2, in the area that seems to coincide with the cemetery (the extent of which could not be determined
due to the fact that it was impossible to excavate in
this zone), and on Hill 3 (Fig. 7). The distribution was
tested against that of all hard stone artefacts (p = 5.61),
and the proxy measure for intensity of investigation (p
= 2.17). The distribution across the site is significant at
p = 0.05, with fewer artefacts than expected located on
Hill 1 and Valley 1 and more than expected in Valley 2
and on Hill 3 in all cases. Worthy of note is a concentration of figurines found higher in the cemetery area
on the southwestern side of Hill 2.
Comparing and interpreting the four technological
traditions
In order to characterize the four technological groups,
we shall first compare them. Then, comparison within
a regional context will enable us to look at their modes
of production and distribution.
Group 4: A later Southeast Asian type of production
The extensive and rapid looting that took place on
Hill 4 in 2007 and the speed with which material was
sent to feed collectors’ networks did not give us much
opportunity to observe many of the ornaments and
much of the production evidence which had been reported to us. The very small amount of ornaments
available makes it difficult to define with any certainty
the type(s) available on this Hill. The material appears
to be characterized by lower-quality mass-production
techniques and mainly common morphologies. Production type 4 assemblage comprised three beads and
five pendants, three of which show definite evidence
of production
Raw materials: This type of production involves
siliceous medium-quality stone (heterogeneous and
opaque), almost exclusively agate but also some
garnet.
Techniques: The perforation hole of the rare, perforated, specimens shown to us is large. The finishing
techniques used can be qualified as mass-production
techniques that do not require much skill, e.g. the
leather bag finishing techniques mentioned above. Evidence of overheating problems is often encountered.
Comparison of the four technological traditions identified
at Khao Sam Kaeo
Among the four groups, Group 1 is characterized by
the smallest average and maximum perforation diameter with a perforation hole of mean diameter of 1
mm (range: 0.60–1.50 mm) (Fig. 11). This group also
almost exclusively uses rotary grinders, corresponding to the most highly skilled and time-consuming
polishing techniques observed.
In terms of quality, of the four groups, Group
1 scores highest in terms of every qualitative criterion. The morphometry of the beads of Group 1 can
clearly be distinguished from those of other groups:
they are smallest (Fig. 11). Their dimensions are of
smallest average and maximum value (mean length:
9.194 mm, ranging from 1.16 to 21.73 mm; mean diameter: 6.68 mm, ranging from 2.90 to 18.99 m; and mean
thickness: 3.40 mm, ranging from 1.16 to 6.00 mm).
Morphologies are mainly dominated by double
pyramid-based types.
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Maritime Silk Roads’ Ornament Industries
Figure 9. Continued.
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Bérénice Bellina
Figure 9. Group 3 morphologies (seal, rings and fragments not included). (Drawing: B. Bellina and V. Bernard.)
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Maritime Silk Roads’ Ornament Industries
Figure 10. Group 4 morphologies.
Group 3, like Group 1, is characterized by skilled
Indian techniques. However, in contrast to Group 1,
the use of ‘leather’ bags is slightly more frequent. The
perforation diameter in this group is also significantly
larger than it is for Group 1 (Fig. 11). Although Group
3 is of a good quality, it is of slightly lower quality than
Group 1 (Diagram 1). It is a result of highly skilled production, as for Group 1. Regarding the dimensions,
the average and maximum values for all of these variables are consistently higher than those for Group 1
(Fig. 11). Group 3 is represented by small ornaments.
However they are significantly larger than those of
Group 1 but smaller than Group 4. There is greater
variety in stone material used than there is in Group
1. It is this Group which displays the greatest morphological diversity, with 31 styles recorded in this study
as opposed to just 16 for Group 1. The set includes
several figurines and symbols pertaining to Indian
representations.
As for the smaller Group 4, it is technologically
characterized by polishing techniques that do not require any particular skill. The use of a grinder dominates and contrasts with Groups 1 and 3 in implementing mainly a rotary grinding stone. The perforation hole seen in these rare specimens is large. Based
on the small number of artefacts, it appears that, in
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Bérénice Bellina
Figure 11. Whisker plot displaying the various dimensions and perforation holes of Groups 1, 3 and 4. Left box represents
Group 1, the middle one Group 3, and the box on the right Group 4. (Drawing: J. Malakie.)
Comparisons with other corpuses: interpreting the
destination of the four technological groups
Group 1 is characterized by very skilfully made goodquality ornaments whose style is shared by maritime
communities of the Late Prehistoric period in central and peninsular Thailand, at the Sa Huynh sites
in coastal Vietnam and the Tabon Caves on Palawan
Island. The flat lozenge-shaped beads (double bitroncated pyramid with a flat hexagonal section), or
2pyrbhexplat in my data base and more globally
the double-pyramid family (which includes the flat
lozenge bead) are abundant. The carnelian lingling’o
from KSK compares well with that from Giong Ca
Vo (Nguyen Kim Dung pers. comm. - 4 September
2006). The style probably entailed an artisan’s efforts
contrast to Groups 1 and 3, agate dominates with carnelian not being absent from this small sample. The
group comprises only six types which are clearly distinct from those found in Groups 1 and 3.
The whisker plot (Fig. 11) illustrates that compared to Groups 3 and 4, Group 1 includes the smallest
specimens in terms of length, diameter and thickness;
the diameter of the perforation is also the smallest
with an exceptionally small mean size of 1.03 mm.
Comparison of the four technological groups clearly
shows how distinctive they are, suggesting different
artisans and different destinations. What destination
were these groups intended for? I shall try to answer
this question by comparing these groups with other
data.
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Maritime Silk Roads’ Ornament Industries
Diagram 1. Cumulative graphs comparing the scored qualitative criteria of the four groups.
abundant at KSK and imported (Bellina et al. forthcoming), shows a similar regional distribution to that
of Group 1: from the fourth century bc it is found in
central Thailand, on Sa Huynh sites in south Vietnam
and in the Tabon Caves on Palawan Island. Some gold
ornaments, especially those with central knobs, show
the same distribution pattern.
The southern part of the site also yielded a type of
local ware, decorated with shell incisions, that shares
to adapt technologies to very small and thin (often flat)
beads, especially for perforation. The regional distribution of this group was already known and is further
corroborated by other more recently analysed materials. For instance, at KSK, Group 1 was found to be associated with glass bracelet- and lapidary glass beadworking evidence which also involve Indian techniques (knapping and polishing). The glass used to
make these bracelets and lapidary glass beads, very
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Bérénice Bellina
similarities with the so-called ‘Sa Huynh-Kalanay’
complex (Bellina et al. forthcoming); the geographic
extension of this complex partly overlaps that of the
ornaments mentioned above (Bellina et al. forthcoming; Solheim 2006). I interpret this early local type of
ceramic production (KSK-T1) and other sets of shared
artefacts as elements of the South China Sea-oriented
network culture. All assemblages found exclusively in
the southern part of the site, whether ceramic, stone,
glass or metal, correspond to rare products of advanced technology (Bellina et al. forthcoming).
These glass and stone ornament industries involving South Asian traditional complex knowledge
and a South China Sea style represent our earliest evidence of the interconnecting relationship between the
South China Sea network and Maritime Silk Roads
(Bellina 2003; 2007). As early as the fourth to third centuries bc in Southeast Asia, ornaments were characterized by this distinct South China Sea network style
associated with the most skilled and refined South
Asian technologies. The discovery of production evidence for this hybrid at KSK suggests that South Asian
craftpersons settled there, in a regional industrial centre that responded to specific socio-political regional
requirements (Bellina 2001; 2003; 2007).
Like Group 1, Group 2 is characterized by a type
of ornament shared by South China Sea maritime communities but perhaps extending further north. The regional distribution of this style partly overlaps Group
1 distribution but extends (or has been identified) further northeast to include areas stretching from Taiwan
(Lan-yu Island southeast of Taiwan), the Philippines
(Tabon Caves on Palawan Island), East Malaysia (Niah
West Mouth, Sarawak), central and southern Vietnam,
and eastern Cambodia, to central (in Ban Don Ta Phet
and U Thong) and peninsular Thailand (KSK) (Hung
et al. 2007; Solheim 1984). However it is plausible that
the extension of Group 2 appears broader than that
of Group 1 because of state-of-the-art bead studies: I
have not yet studied any collection from Borneo or
Taiwan.
Group 2 only includes a small range of shapes:
three lingling’o comparable to those from Sa Huynh
sites in Vietnam such as Giong Ca Vo and Lai Nghi
and sites in the Philippines, the bicephalous ornament (Nguyen et al. 1995; Reinecke & Luyen 2009)
and bracelets (excluding fragments and raw material), a range reduced still further at KSK where most
evidence consists only of production evidence and
partially worked raw material (see Hung et al. 2007).
However, though not recorded in this data base, this
group should also include ‘interrupted rings’, some
examples of which were recovered at KSK but could
not be studied.
Specimens of this group are very rare in the
southern part of the settlement and are mainly found
along with production waste on Hills 3 and 4, associated with Group 3 specimens. The association of the
production evidence for Group 2 and Group 3 suggests the possibility that both were made by the same
artisans or that artisans from East and South Asia were
working side by side. This area also yielded imported
South Asian ceramics and, potentially, a small number
of jars that seem to be associated with particular South
China Sea groups identified at Hoa Diem and in the
Philippines (Bouvet 2012). This production was made
for groups belonging to the South China Sea cultural
sphere, a group whose origin cannot be determined at
this stage. Locally-produced nephrite ornaments also
existed on the site, next to the Indian-related materials on Hills 3 and 4. Group 2 is attested slightly earlier
than Group 3. Thus I would tend to interpret Group
2 as illustrating symbols of beliefs which survived in
parallel to the Indian-related type (Group 3), whose
symbols are in the process of being adopted.
Group 3, the Indian-inspired South China Sea
type of production, associates Indian-inspired morphologies with highly skilled Indian technologies. The
group comprises common morphologies alongside a
wide variety of figurines, some clearly associated with
Brahmanistic or Buddhist or Jain imagery.
In South Asia, many of the sites yield the ‘triratna’ amulets reported in major centres of Buddhism.
The chronological range for this type of amulet seems
to be confined to approximately the fifth to third centuries ad. The first-ever discovered ‘triratna’ amulets
are made of carnelian and come from Bhir Mound,
Taxila and were dated to the fifth to fourth centuries
bc. Another symbol is the ‘Mina Yugala’ which is
one of the ‘astamangala’ (a set of 11 to 13 auspicious
symbols) whose antiquity, although still uncertain, is
thought to be attributable to the Shunga period (third
to second centuries bc). This set of symbols has been
used by followers of Jainism, Brahmanism and Buddhism. The ‘Mina Yugala’ appears as a decorative motif: garlands hanging on pegs and at the neck of Yaksi
at Bharhut (‘Batan Mara’ pillar) from the third century
bc (Cunningham 1879, pl. XXI); doors of the Buddhist
monument of Sanci, stone architectural elements at
Taxila (Marshall 1951, vol. III, pl. 140, no. 17) and on
‘punch-marked coins’ at Bhir Mound (Marshall 1951,
vol. III, pl. 231, nos. 36, 38, 39, 48, 51). As an ornament, this symbol is not often reported in India. It first
appeared in copper at Taxila during the Saka-Parthe
period, i.e. the first century bc–ad (Marshall 1951, vol.
III, 581, pl. 172h, no. 191).
In South Asia, as in Mahasthan (Bangladesh),
these auspicious symbols frequently appear to be
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Maritime Silk Roads’ Ornament Industries
stamped onto the shoulders of early centuries ad ceramics and have been interpreted as being associated
with Buddhist rituals (Gill et al. 2003). Other figurines
found at KSK are also seldom found as amulets in India. This is the case of ‘makara’, a fantastical crocodilelike animal, the vehicle of ‘Varuna’, the river goddess Ganga or various ‘Yaksa’. Often depicted on pottery, on decorative motifs in architecture they are only
rarely reported as amulets and there are even fewer
in hard stone: one of agate was discovered at Rajghat
(Dikshit 1954) and another unstratified stone specimen at Kausambi. In the iconography, they appear
from the second century bc at sites such as Hastinapura, Hastinapura and Kausambi (Jyotsna 2000).
The horse amulet is also very rare in South Asia
where only two specimens in stone have been reported, one from Kausambi and the other from Indorkhera in Uttar Pradesh (Jyotsna 2000). Similarly,
the monkey is an animal hardly ever represented in
South Asia. To my knowledge, only one amulet has
been recovered, from the Dharmarajika stupa in Taxila dated to about the first century bc (Beck 1941). A
similar situation occurs for the well-known swastika
symbol. Although frequently represented on bowls
and on architectural decorative motifs, it is not often
reported as amulets in South Asia and even less so
in stone. Taxila, Bodhgaya, Maski, Rajghat and Kondapur have provided the very few known specimens
which date from the Mauryan (fourth to second centuries bc) and Satavahana periods (third century bc to
third century ad) (Jyotsna 2000).
Other images not recorded in the data base but
seen at KSK (in private collections which we could
look at but not analyse in detail) include the squirrel, for which no historical comparison was found in
South Asia and the scorpion with a possible correlate in Taxilav (Marshall 1951) and possibly two at
Kausambi (Jyotsna 2000).
Other amulets belonging to South Asian imagery
such as the stupa were identified at KSK. Two were
observed in the Suthi Rattana collection, one in rock
crystal and the other in gold, but are not included in
the data base. In South Asia, two reported specimens
were found at Bhokardan, made out of ivory (first
century bc to third century ad) and of terracotta (third
century ad) (Jyotsna 2000).
In summary, Group 3 is characterized by products of high technological quality and by a wide range
of morphologies inspired by the South Asian imagery
but developed to an extent not seen elsewhere in South
Asia.
Group 3 is found amidst other Indian or Indianinspired materials: Indian imported Fine Wares which
include ‘rouletted ware’ and ‘knobbed ware’ to men-
tion just a few and locally made Indian-related ware
(KSK-ECR 1, KSK-ECR 2, KSK-Black ware and the
KSK-Black and Red ware) (Bouvet 2012). This Indianrelated material was found amidst what is currently
the most important Western Han Chinese collection
beyond north Vietnam, a well-dated set dating from
the mid-third century bc at earliest (see Bellina et al.
forthcoming; Peronnet & Srikanlanya forthcoming).
This part of the site also yielded technical ceramics
associated with a South Asian-type of high-tin bronze
production (Murillo-Barroso et al. 2010). It is possible
that KSK imported the copper metal lacking in the
Thai-Malay Peninsula and exploited the rich tin ores
of the Peninsula in order to produce high-tin bronze
ingots for bowl manufacture or exchange (MurilloBarroso et al. 2010; Pryce et al. 2008).
Given the expertise implemented in producing
Group 3, I hypothesize that it was probably made
by South Asian artisans or local artisans trained by
South Asians. This group was also likely produced at
a slightly later stage than Group 1. This assumption
is based on evidence from, first the site’s evolution
through time (Bellina et al. forthcoming), second the
associated materials, all of a slightly later period than
Group 1, and third regional comparisons. In fact, the
style of Group 3, including animals such as lions or
tigers, tortoises, frogs, fish, etc. which are not specific
to the Indian imagery suddenly appear and spread
across South and Southeast Asia during the late centuries bc and early centuries ad. The Southeast Asian
sites also display other Indian-related materials. The
symbolic repertoire displayed by Group 3 is found on
late prehistoric/protohistoric sites such as Tha Chana
in Surat Thani province, Ban Kruay Nok and Phu
Khao Thong in Ranong province (pers. observ.) and
in the Mekong Delta region (Bellina 2007).
Group 3 was probably aimed at the South China
Sea network adapting Indian-inspired imagery or cultural traits at Khao Sam Kaeo and in other Southeast
Asian sites like in Ban Don Ta Phet in central Thailand.
At KSK, several specimens have been unearthed from
the cemetery area in the southwestern part of Hill 2,
a cemetery that might have been mainly dedicated to
local populations. This ‘Indianized South China Sea
repertoire’ differs in many respects to what is found
in contemporary South Asia. Indeed, as noted above,
Group 3 associates a vast range of morphologies,
some of them very rare or absent in South Asia itself,
with production of a high quality which is also infrequent in South Asia. It is possible that the widely distributed high-tin bronze bowls also belonged to this
Indian-inspired South China Sea repertoire. Such an
explanation could account for the absence of exactly
comparable material in South Asia. All of these
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Bérénice Bellina
later Indian-inspired productions, whose distribution
quickly expanded within Southeast Asian sites of
the late prehistoric/protohistoric period, would have
mainly been aimed at the South China Sea network
in the process of adapting Indian cultural features
(Glover & Bellina 2011).
Group 4 suffers from the small number of specimens and from a lack of secured context. It is difficult
to say whether this type of production results from the
transfer of Indian mass-production techniques or if it
was inherited from a local tradition exemplified by
polished axes occurring frequently in the region. The
latter option sounds less plausible as the few beads
which I have encountered in the region were made of
soft stone or shell. Made on Hill 4 and found amongst
Han material, this lower-quality type of production
did not require great skill. It is also the latest group
produced on the site since the Han material dates it at
best from the late third century ad.
Some of the morphological types, especially the
agate pendants, are commonly found on the slightly
later late prehistoric sites of central (sites in Lopburi region) and eastern Thailand (Noen U-Loke) (Theunissen 2007) and in protohistoric sites in the Mekong
delta region (Nen Chua) (Bellina 2007). No specimen
of this group has been identified anywhere on the
site other than on Hill 4. I suspect this type of production was probably for export for another later,
as yet unidentified, late prehistoric Southeast Asian
network.
common in the making of Group 1 stone ornaments
as well as lapidary glass beads in workshops at the
bottom of Hill 2. As far as I am aware, in South Asia,
guilds working hard stone are socially and geographically distinct from those working glass. However, because both are siliceous material, mechanical properties of glass and chalcedony (conchoidal fracture)
are the same. Within the framework of an experiment
carried out by Brill and Roux (Bril et al. 2005), artisans from Khambat workshops were asked to knap
blocks of glass rather than their familiar chalcedony
into unusual shapes. The aim of this experiment was
to test whether the ability of the experts to transfer
their knapping knowledge could indicate their level
of dexterity. The investigation concluded that in order
to be successful, such transfer required a high degree
of expertise in the ‘technique’ if artisans were to adapt
it.5 Even if not commonly practised, this adaptation
appears possible and only emphasizes even more the
degree of expertise of the South Asian artisans present
at KSK when constrained by ‘atypical’ demands. Diversity is also expressed by the range of raw material
and associated technological traditions. As an illustration, siliceous hard stone and jadeite ornaments seem
to have been worked within the same production zone
on Hill 3, and very likely within the same workshop
(as in TP41, partly disturbed by looting activities). The
diversity of production systems and the variety of the
manufactured products paints a picture of the extensive and complex social network that intersects at KSK
but also its evolution through time.
The hybrid configuration of this production
system is interpreted as reflecting artisan adaptation to specific demands. What could be the
politico-economic environment for the fruition/
development/rise of such industry? Can such a hybrid industry be created purely by the agency of the
consumers in a free ‘market’ system with independent specialists moving freely and being ‘rational actors exploiting economic opportunity as in the case of
the East African Swahili context’ (Wynne-Jones & Mapunda 2008, 14)? Or should it be seen as the produce
of an elite-attached production?
Brumfield and Earle (1987) remind us that concentration of independent specialists at large regional
centres does not always relate to political factors
(such as urbanization) or elite strategies but to opportunities which these large regional centres offered
by concentrating networks. Independent specialists
would move freely from one centre to another according to demand (Brumfield & Earle 1987). An ethnoarchaeological study led by Wynne-Jones and Mapunda (2008) has shown the existence of free artisans
of different ethnic origin migrating to the producing
Discussion: production system socio-political
environment and identities
After discussing characteristics of the production system, I will draw on the sparse historical and ethnographic accounts available concerning craftsmanship
in order to infer the nature of the interplay between
socio-political context and this industry and the role
which production systems may have played in the
construction of cultural identities.
The production system at KSK is at the small
household scale, as suggested by the relatively ‘low’
concentration of production evidence found within
diminuitive domestic structures (Bellina in press;
Bellina-Pryce & Silapanth 2008). Such reconstruction
coincides well with historical sources that tell us that
this scale was the norm throughout Southeast Asia
(Reid 1988).
It is also characterized by its diversity and hybrid
configurations. This diversity can be verified within
and between workshops, and applies to the types produced and the technologies implemented. As an illustration, several stages of the chaı̂ne opératoire were
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Maritime Silk Roads’ Ornament Industries
region on Mafia Island in order to manufacture pots
for trans-ethnic networks of communities structured
by enduring social practices in the Swahili cosmopolitan context. In this latter case, artisans consciously
produce material culture purchased by a network of
communities sharing social practices. However, these
artisans’ political environment may have been quite
different from KSK. Historical sources tell us that in
the Southeast Asian context, independent craft specialists seem only to be reported in former capitals
where the ruler’s power had declined or had disappeared; in such cases artisans were moving from one
centre to another (Reid 1988, 101).
Should we instead consider attached specialists
at Khao Sam Kaeo? Brumfield and Earle (1987) explain
that attached specialization involves the manufacture
of restricted goods mostly aimed at elite patron consumption and redistribution through gifts; craftsmen
subsistence is supported partially or wholly by the
sponsor. They argue that this kind of specialization develops in complex societies and results from the elite’s
desire to control both the production and distribution
of political currency used for legitimization, allianceconstruction strategies and stabilization of authority.
Because of the elite control and the dependence of the
attached specialists, their workshops were expected
to be found in the vicinity of the elite habitation such
as in a major regional centre.
Extrapolating from later sources, KSK industries with restricted ornaments made to order seem
to better match this second description. Indeed, the
site shows a complex spatial configuration with its
socio-professional compartmentalization emphasized
by walls (Malakie LaClair & Bevan forthcoming). So
far, no production has been recovered outside those
boundaries, the function of which is interpreted to
have been symbolic as well as practical (soil retention
in a monsoon climate) (Bellina in press). Craft specialists are not dispersed in the region but are concentrated within well-delineated parts of the settlement.
Historical accounts show that large cities of the fifteenth and seventeenth centuries ad displayed socioprofessional quarters, each dedicated to a specific specialization. This concentration can be explained by
the high demand in a big urban centre context, on
the one hand because they were nodes concentrating both local and international trading routes and
on the other because the wealthiest consumers, the
royal courts and the merchants, were there. Urban
production centres continued to display this organization into the nineteenth century in some places, such
as at Surabaya, where artisans as well as communities
of foreign traders continued to live in their specialist quarters or ‘kampung’ (hence ‘compound’) (Reid
1988, 101–3). Except perhaps in the case of Group
4, whose destination could not be determined, ornaments seem to satisfy specific well-defined demands
for very fine-quality materials and highly skilled
craftsmanship whose style is specific to a South China
Sea network. Was this demand exclusively for ‘royal’
courts and merchant-aristocrats and, if so, were they
exerting some sort of control? It is difficult to answer
this question with the data available.
Firstly, the socio-political structure of early
polities in the Southeast Asia during the late prehistoric period is not yet very well defined but is often
hypothesized to be of competing chiefdoms (Higham
2002, 168–298; Higham & Thosarat 2004; Kim et al.
2010). At KSK, mortuary and settlement hierarchy
evidence for social stratification and political centralization does not exist. This is due to the dearth of
archaeological investigation in the region, as well as
the near complete destruction of the site due to looting
activities leaving only very few places for excavation.
Secondly, the socio-political environment of craft
systems and their evolution in relation to trade6 are
under-investigated topics in archaeological research
in Southeast Asia, the only exception being the
systematic study carried out concerning the historic
chiefdoms of the Philippines by L.L. Junker (1999).
Even for major historical maritime-trading polities
such as Srivijaya, Champa or Malacca, archaeological
data are lacking. Allusions to the socio-economic and
political context of craft specialists can be found in
much later textual sources or in even more recent
ethnographic descriptions. The latter mostly relates
to attached specialists. Ethnohistorical sources and
archaeological research on the political economy of
Philippines chiefdoms show that ‘political currency’
was generated through alliance-structured as well as
sponsorship of luxury good artisans (Junker 1999).
Historical accounts relate how, in the case of
other high-value industries (silversmith and goldsmith), shops were not stocked with ready-made
wares. William Dampier (1651–1715), observed that
the reason artisans’ reluctance to accumulate a large
stock was explained by the dual risks of burglary and
using expensive raw materials without a secure commission (Reid 1988, 101–3). It is likely that this situation applies to other precious materials such as exotic
hard stone ornaments. At KSK, no stock (of finished
products) was recovered or reported in or near the
workshops, or anywhere on the site. Finished products were found isolated, not as a group.
How to interpret this commissioned work in
socio-political terms? Several European accounts have
described the system of temporary patronage. They
emphasized the security which the commissioned
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Bérénice Bellina
work created with the buyer. Some of the observers
also found the status of artisans comparable to that
of slaves or bondsmen. Reid underlines the haziness of the distinction between the status of bought
slaves and commissioned craftsmen (Reid 1988, 102).
In royal capitals the court and the wealthy merchantaristocrats provided much of the demand for the products made there. Artisans were treated with consideration by their patrons but their work was considered
as a tribute to the king or to merchant official. Finally,
artisans were maintained with patronage rather than
being paid for specific works. The Frenchman P. Poivre
at the Court of Siam describes the ‘corvée’ system that
dominated artisans: they had to work for free all their
life in the service of the prince (Reid 1988, 103).
Labour control is a core component of sociopolitical practice and characterizes many Southeast
Asian societies based on a patriarchal system. Prestige was based on a capacity to control labour, whether
for mundane tasks such as edifice construction, warfare and, I argue, perhaps, for the production of social
markers by craft specialists. The vertical obligation,
with the personal binds of loyalty between leader and
a network of clients, provided security and protection in an otherwise turbulent political and natural
environment. In this social system, the leader imposed himself on others by means of his charisma
and ability to weave a network of clients. This pyramid of supporters includes populations of various
socio-political organizations and environments. They
comprise socially complex cosmopolitan populations
from the coast and of socially less complex populations further upstream, the ‘Orang-Asli’ providing
forest and mineral resources needed to make ports appealing for merchants. This network also comprised
other socially less complex populations, such as the
sea-nomads or ‘Orang Laut’, who never ceased to interact closely with coastal polities, even forging kinship links through marriage and adoption (Andaya
2008). Leaders of coastal-trading polities entertained
valuable but volatile relationships with ‘Orang Laut’,
crucial to the success of any entrepôt. Subjects and allies of the rulers of those trading-polities, they maintained security in the sea lanes and guided foreign
merchants to frequent their ruler’s port. Their reputation as pirates owes much to their control of the
sea including through harassment and destruction of
their ruler’s competitors. This standing also comes
from raids on passing shipping and coastal settlements for merchandise, including slaves. These activities were often commanded by the coastal-polity
lord. Finally, they also gathered marine products like
seaweed and mother-of-pearl for the Chinese market
(Andaya 2008).
Leaders of trading polities also competed as
peers. They thus had to weave their network of
volatile allies and dependents in order to build their
power and prestige as well as to ensure the wealth of
their trading polity. They attributed prestige goods,
such as ornaments and bestowed honorific titles to
garner support from some of the volatile allies that
could not be constrained by coercion. In this scenario,
artisans were producing the political currency to build
this pyramidal network.
However, artisans may have played another crucial role in the frame of this peer-polity interaction
between the late prehistoric polities. In the fifteenth–
sixteenth century, the increasing inter-polity competition to control foreign prestige-goods trade between
Philippine chiefdoms resulted in intensification of
prestige-goods exchange, of inter-polity raiding and
warfare, and of the organization of more sophisticated
‘feasts of merit’ (Junker 1999, 18). Prowess might have
been increased by mobilizing labour but also in controlling special skilled labour in the realm of arts, techniques or knowledge (religious, magical, etc). Controlling highly skilled production systems with associated artisans, whether foreign or not but with different technological abilities, probably participated in the
prestige apparatus of the elite. In the few references of
which I am aware, the associated specialists appear to
have contributed to the prestige of the leaders in historical sultanates. Beaulieu reports that at Aceh, the
Sultan Iskandar Muda was said to have 300 artisans
in his service and that he managed to lure another
French one away from Admiral Beaulieu (Beaulieu
1666, 90, 100).
Finally, it is possible that artisans also produced
a means of internal stabilization. According to chronicles and ethnographic accounts, the social structure
within the cosmopolitan trading port-city proved difficult to maintain due to extremely challenging internal competition. In modern Malay city-states called
‘negeri’, A. Reid tells us that it ‘was held together less
by states than by elaborate kin and patronage networks. The Malay negeri . . . were essentially built by
merchants and their monarchs ruled either in conciliar fashion which incorporated a diversity of interests,
or they ruled rather briefly.’ He goes on to add that
‘Foreign reports on Melaka show the ruler presiding
over a range of powerful merchant-aristocrats of foreign origin, many controlling thousands of “slaves”
or retainers. Pasai, the oldest of the Malayo-Muslim
city-states, appears to have become notorious for the
frequency with which its kings were discarded’ (Reid
2000, 422).
To sum up, it is argued here that the production system probably contributed to the political
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Maritime Silk Roads’ Ornament Industries
legitimization of the trading elite, whether a ruler or a
leading class. At KSK and also most likely other portcities yet to be excavated, industrial systems probably
participated in stabilizing the political position in relation to three different types of rivalry.
The first was probably internal and generated
by the diverse communities or clans of local and foreign traders, specialists or religious men staying more
or less temporarily in port-cities. These groups were
probably well aware of the novelties available in other
port-cities and may have put more pressure on the
port-city elite to remain up-to-date.
The second resulted from the need to maintain good relationships with other more volatile societies of different socio-political organization, be they
sea populations or raw material collectors from the
forested interior linked to the port-city; populations
with whom they developed inter-dependant relationships. They had to stay in the pyramidal social construction as they were vital for the attractiveness of
the trading polity and thus the power of its leader.
The third challenge was probably exerted by
other societies of similar rank such as in other coastal
trading polities with whom they were competing. This
third one is, I believe, some sort of ‘joust of prestige’ between competing elites that took place in the
context of competing trading polities. To what extent did those competitions encourage excellence by
pushing the limits of expertise (technologies)? This
rivalry through possible prestige contest-like interactions might also have contributed to dissemination
of technologies, complex knowledge and beyond, advances amidst coastal urban elites. Such process could
have played a significant role in the transfer of exogenous cultural traits.
An important result of the investigation of KSK
is that it has revealed a sequence of cultural exchanges
between distant populations. If technological Group 1
displayed the most sophisticated Indian technologies
(applied to regional style), Group 3 attests to the transmission of South Asian ideational traits amongst local
and regional populations. I cannot think of any other
reason for these symbols to be produced in Southeast Asia if not for local and/or regional consumption. Of course some of these ornaments could have
been acquired by South Asian merchants, artisans or
other religious persons staying temporarily in Southeast Asia; however it would have been easier for them
to bring the objects directly from South Asia. Besides,
as explained before, I do not consider this style to be
‘Indian’. This regional style was not merely copied
or imported from South Asia but exaggerated several
of its traits. Groups 1 and 3 not only implemented
highly skilled techniques, sometimes pushing them
to their technical limits (especially the minute perforations), but they also amplified Indian imagery. Unless this situation results from archaeological bias and
does not reflect reality, I am unaware of any assemblages in India showing such a concentration of a large
range of symbols or even the development of new
types. As an illustration, I have never come across pendants whose multiple facets display different auspicious symbols or etched beads bearing a multitude of
minute swastikas such as those from KSK. There, the
repertoire of figurines seems to be more diversified,
with a wide range of animal (real or fantastical) and
types unknown in India. These later ‘South China Sea
Indianized’ products, motifs and techniques, the distribution of which quickly expanded within the Southeast Asian sites of the late prehistoric period, would
have been produced mainly for Southeast Asian populations either in the process of ‘Indianization’, probably the coastal trading elites or those wanting the same
symbolic items as those acquired by the former, at KSK
and/or elsewhere as for instance at the contemporary
site of Ban Don Ta Phet (Glover & Bellina 2011). What
shows through here is that, at this period and with the
groups concerned here (competing elites from early
trading polities), this transformation took the shape
of over-emphasizing the attributes of otherness, attributes of what were deemed to be sophisticated and
modern. Paralleling Greek models exaggerated in the
Roman world, the ‘more Indian than Indian’ cultural
trait produced goes with excellence. The social identity built by the South China Sea populations rests on
the sublimation of what are no longer South Asian
cultural traits. Such characteristics in the cultural exchange process have also been attested in later historical periods in the realm of Khmer architecture (Dagens
2005; 2009), and in urbanism at Oc eo (Bourdonneau
2010) and may thus represent a recurrent behaviour.
Conclusion
In accordance with some historians’ positions, this
study of early trade-oriented industries suggests a
continuity of socio-political practices. The evolution
of these industries and the strategies they may have
served show how the ‘otherness’ was handled in the
construction of social identity. A core characteristic of
this South China Sea network culture was its capacity
to adopt and exaggerate any foreign innovations that
were deemed useful for socio-political strategies.
The nature of interactions between lowland
maritime-oriented polities and inland populations
and strategies at play are questions that are now being tackled by the current focus of the Franco-Thai archaeological mission. What types of ornaments were
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Bérénice Bellina
distributed amongst the upland populations? Did
they acquire specific types of production with a specific style and quality that were made for them, thus
impacting production in coastal port-cities? Or, on the
other hand, were elites from the interior seeking to
obtain types similar to those acquired by the coastal
elite, an imitation that would have led to uniformity in
taste and production? Given that being located on the
possible transpeninsular routes made possible the circulation of goods and people from one maritime basin
to another, would ornaments inform us about these
populations’ reactions to their involvement in longdistance exchange? Being in contact with foreigners passing through or possibly sojourning for some
time on the Peninsula, did these populations experience and maybe also contribute to cultural change?
It is high time those populations, marginalized from
broad historical reconstructions, are integrated and
evaluated not only for how they were impacted but
also how they may themselves have impacted others.
These studies of industries should eventually allow
us to address how a much earlier ‘globalization’ may
have contributed significantly to the creation of cultural identities in Southeast Asia.
2.
3.
Acknowledgements
4.
The author wishes to acknowledge Valentine Roux, Oliver
Pryce and Roger Blench for their comments on an earlier version of this article. The Franco-Thai archaeological Mission
in the upper Thai-Malay peninsula was created in 2005. Its
directors are B. Bellina (CNRS) and P. Silapanth (Silpakorn
University, Bangkok) and from 2012 C. Thongcharoenchaikit (National Science Museum). I express my deep gratitude to the Commission des Fouilles of the French Ministry
of Foreign Affairs, to the CNRS and in particular its Direction des Relations Européennes et Internationales who
have funded this research project. I also acknowledge the
support of the Ecole française d’Extrême-Orient, the French
Embassy in Thailand, the UMR CNRS 7528 ‘Mondes iranien
et indien’, the UMR CNRS 7055 ‘Préhistoire et Technologie’,
the National Research Council of Thailand and the Fine Arts
Department, Dr Bunchar of the Suthi Rattana foundation. I
wish to thank Praon Silapanth and each member of the team
and contributors: J. Allen, V. Bernard, P. Bouvet, L. Biggs, C.
Castillo, A. Favereau, J. Malakie, M. Murcillo-Barosso, T.O.
Pryce, S. Peronnet, L. Dussubieux, Hsiao-chun Hung and
Yoshiyuki Iizuka, Nattha Chuenwattana and Jean-Pierre
Gaston-Aubert. Finally, a special acknowledgement to Julie
Malakie Laclair who has conducted the GIS study of artefacts in Khao Sam Khao and produced the distribution maps
displayed in this article.
5.
6.
Bérénice Bellina
CNRS–Mondes iranien et indien
27 rue Paul Bert
Ivry-sur-Seine 94204 France
Email: berenice.bellina@cnrs.fr
Notes
1.
cultural interactions ‘bring about a division of labour
between and among interacting societies or when
they facilitate commercial, biological, or cultural exchanges between and among these socially and economically integrated maritime spaces interacting societies on a regular and systematic basis’ (Bentley 1999,
218).
Traditionally, three stages for globalization are considered. The first took place at the end of the Middle Ages
and at the beginning of the Renaissance, and corresponds to the emergence of capitalist world-economies
(see Braudel 1966), with big discoveries and the constitution of networks of trade cities. The second globalization takes place during the industrial revolutions
of the nineteenth century, when states create industrial
societies and exchanges intensify. The third begins in
the 1980s.
The study is based on a frame of reference elaborated after an ethnoarchaeological study carried out in
the Cambay workshops (Roux 2000) which made possible the analysis of manufacturing techniques. This
study allowed the characterization of every stage of
the chaı̂ne opératoire, from the extraction, heating and
knapping (Pelegrin 2000) to the operation of final polishing (d’Errico et al. 2000). The current work follows
in-depth doctoral research carried out on late prehistoric and early historic hard stone industries in South
and Southeast Asia (Bellina 2003; 2007).
The different tools and ethnographic cases showing
the different combinations and results obtained are described in detail in Roux (2000).
The expert ‘knows better what to look for and how to
turn the information perceived into action and movement: this capacity is directly associated to a high degree of control of the technique’. A highly skilled expert will be able to constrain mutuality relations between himself and his environment (i.e. the stone at
different points in the knapping process) in such a
way as to perceive the affordances (Gibson 1977; 1986;
Stoffregen 2000), that is the properties of the system
(stone/hammer/organism) that lead to the characteristics of the next flake, and consequently the next strike.
In other words, the high-level expert knows better what
to look for and how to turn the information perceived
into action and movement: this capacity is directly associated to a high degree of control of the technique
(Bril et al. 2005, 70).
Khuan Lukpad or Khlong Thom has been excavated on
several occasions but never extensively, a situation that
may be had to do with the discouraging and desolating spectacle which a heavily looted site has to offer
(Bronson 1990; Veraprasert 1992).
I follow Bentley’s minimal characterizing criterion
which is that integration takes place when cross-
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Maritime Silk Roads’ Ornament Industries
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Author biography
Dr Bérénice Bellina’s research focus is the trade and cultural
exchange process in the Indian Ocean and more especially
between South and Southeast Asia. She uses the technological analysis of industries as a means to comprehend social
and political processes in order to reconstruct the impact of
trade on ethnicity and identity construction. Since 2005, she
has been the co-director of the Thai-French Archaeological
Mission in Upper Thai-Malay Peninsula that investigates
the co-evolution of the different populations and ecosystems in relation to long-distance trade from the prehistoric
period to the late first millennium ad.
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