P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
LEARNING PROFESSIONALS: TOWARDS AN INTEGRATED MODEL
Abstract
In this chapter, we present a three-stage model of professional learning. It is
based on practical experiences with professionals in a master program on
the management of learning and development, consultancy practice, and
research. We are motivated by our desire to gain an insight into the
complexity and richness of learning of professionals. We expect that it will
broaden our views on both learning and professionalism, and will help
professionals and their organisations to accelerate their development.
First, we will define professionals and learning professionals. Next, we will
consider the three ways of learning one by one: elaboration, expansion, and
externalisation. We will then look briefly into the emotional motives behind
and the consequences of the forms of professional learning. Finally, we will
extend these ideas about individual learning towards collective forms of
learning. Our ideas on collective learning have been described more fully
elsewhere (Simons & Ruijters, 2001). At several places in the chapter, we
will present hypotheses about these ways of learning and their interrelations.
WHAT IS A LEARNING PROFESSIONAL?
First thoughts on professionalism
In order to give a definition of a learning professional, we should of course
also define what professionals are and what learning is. The definition of a
professional relates closely to professions and professional associations.
Professions are mostly defined as domains of work that have an explicit
body of knowledge described in handbooks and official (scientific) journals,
have standards of quality, and professional associations (Thijssen, 1987).
Professional associations bring these people together, define the standards
of quality, help to develop the body of knowledge, and certify the education
and training that will guarantee the quality of the learning outcomes.
Then, what is a professional? Are you a professional? Why or why not?
Perhaps it is easier to explain what a professional is not. A professional is
not a recognised member of a self-protective association of professionals
defining standards of professionalism in terms of levels and kinds of
education and training the person involved has completed. Thus, in our
opinion, the physician who has done his medical training and has been
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T.H.E. Editor(s) (ed.), Book title, 1—6.
© yyyy Kluwer Academic Publishers. Printed in the Netherlands.
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P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
accepted as a member of the professional association of physicians is not
yet a professional. We identify with the Dutch educationalist Lievegoed (cited
in Germans, 1990), who already in the nineteen forties defined a
professional in terms of vision, methodology, and tools and techniques. In
our view, a real professional should meet the following criteria:
Have an explicit vision about the profession and its contribution to
society
Have developed a unique methodology (way of working)
Be able to work with a set of tools and techniques that fulfil quality
criteria of the professional association mentioned before
Demonstrate alignment between the vision, methodology, and tools
and techniques.
A professional can now be defined as someone working in a professional
field having an aligned combination of an explicit vision, a unique
methodology, and a set of high quality tools and techniques. In our
experiences in working with professionals, we have discovered that many
“official” professionals do not meet these criteria. Few are even aware of
their total body of knowledge or their vision, and alignment is not very often a
criterion in the decision to embrace or reject specific tools or methodology.
Perhaps, the very existence of the professional bodies mentioned before
inhibit them from developing these ideas. They probably have the implicit
idea that their education has equipped them with a complete and aligned
package of professionalism. And perhaps this strong belief (we encounter
this too often) that learning and professionalism result from following training
courses, keep people from becoming professionals in the sense described
above.
From professional to learning professional
Bodies of knowledge as well as standards of quality are changing rapidly.
Training was not enough to become a professional in the past, and it will
certainly not be so in the future. In our view, the concept of a professional as
developed thus far is too static. Let us look into this a little more closely.
Increasingly, we realise that tacit knowledge and skills developed while
working cannot be trained easily, because they originate in the daily working
with clients. Tacit knowledge and skills are therefore being revalued. It has
become clear that knowledge and skills have a social life of their own (Brown
& Duguid, 2000): they originate in and can be distributed only in social
interactions. This leads to a new emphasis on the need for collective
learning.
Furthermore, we notice that the boundaries between the professions are
fading. New developments emerge at the boundaries of disciplines,
professions, and perspectives (Engeström, 1999). Multiperspective learning
is needed between communities of practice as much as within community
learning (Lehtinen, 2001). Finally, innovation is an important characteristic of
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
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present-day work. The question is how professionals can contribute to the
innovation of their professions. For all these reasons, we need a more
dynamic concept of the professional. We have called this the “learning
professional”.
It is again Lievegoed (1977) who shows us the way. Already a long time ago,
he wrote that there are three main activities to be performed: to be working
in practice, to be connected with or carrying out research, and to be teaching
others. (1) One can only be and remain a professional when working in
practice with clients. For a physician this means ‘working with patients’, for a
manager ‘working with employees’, and for a researcher being oneself
involved in experimentation. (2) A professional needs to be connected to the
research in the disciplines relevant to his work and (3) (s)he has an
important role in transmitting professional experience to others, and
contributing to the professional field of expertise.
In thinking about and working with these ideas of Lievegoed’s and
Germans’s, we have stretched and changed them a bit in order to make
them fit better into current theories. What we have mainly done is to add the
learning experiences to it. Take the first element; it is not only the working in
practice, but also the learning from it: experiential learning. This includes not
only learning from experience, but also making the outcomes of this learning
explicit. Secondly, it is not only the being connected with research or being
involved in research, but also the learning from research. Therefore, we
have redefined the second step into three ways of learning explicitly: critical
learning, inquiry learning, and theoretical learning (see below). Finally, it is
not only the teaching of others that is important, but it is more: helping the
profession develop, and by doing so learning oneself. This can be done
through teaching, but also through writing books and articles, coaching,
tutoring, lecturing at conferences, developing tools for others, being involved
in discussions with other professions, etc. This contribution to the outside
world can, in our view, also be at the team or organisational level:
contributing to team learning or to organisational learning.
A learning professional is thus (see Figure 1):
(1)
elaborating on his or her work-competencies by learning from and in
practice (elaboration)
(2)
expanding his theoretical knowledge and insights by learning
explicitly from and in research (expansion)
(3)
externalising his practical and theoretical insights, which means
contributing to the development of the profession (externalisation) and / or to
team and organisational learning.
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P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
expansion
elaboration
externalisation
Figure 1: professional learning of learning professionals
Then, what is learning?
These three ways of being a learning professional will be discussed in more
detail in the sections that follow. Let us first define learning (see Bolhuis &
Simons, (1999) for the argumentation)
Learning, in our view, refers to implicit or explicit mental and / or
overt activities and processes leading to changes in knowledge, skills or
attitudes or the ability to learn of individuals, groups, or organisations. These
can under certain conditions also lead to changes in work processes or work
outcomes of individuals, groups, or organisations.
A few remarks:
This definition starts with the acknowledgement that learning can be both
implicit and explicit. While explicit learning has for a long time been the focus
of attention, it becomes increasingly clear that a large part of learning is not
so conscious, let alone planned or directed. Professionals learn from and in
the context of their daily work. So, in talking about the learning professional,
the implicit learning processes are of great relevance.
Next, we argue that learning comprises both mental and overt activities and /
or processes, at the group, team, or organisational level. This distinction
between activities and processes comes from Willems (1987). He
convincingly argued that learning is sometimes organised (by persons
themselves or by outsiders), and sometimes not at all. Then, it is “just
happening as a side product of working, playing or problem solving”. From
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
5
the changes we notice, we can only afterwards conclude that these learning
processes must have taken place.
Sometimes, learning can lead to changes in work processes and outcomes.
Outcomes of learning can be knowledge, skills, or attitudes, but also the
ability to learn can be an important result of learning.
All of this can occur at three levels: individual, team, and organisation. We
want to emphasise the differences between these three levels. Team
learning (or collective learning) is not the same as effectively organised
learning processes of a group of individuals. Collective learning has its own
characteristics and value in the light of organisational change.
Distinguishing learning, development, and change
In talking about professionalisation, it is not only learning that is relevant, but
also development and change. So, for the sake of a transparent discussion,
we will define both of them.
When the focus is on long term learning processes (mostly implicit), we can
also call this learning “development”. When the focus is on changes in work
processes or work outcomes, the term “change” may be preferred. Because
we have defined learning at three levels, there can thus also be group
development and change, and organisational development and change. We
thus use the term learning in a broad sense encompassing development and
change. In a more restricted sense, learning focuses on changes in skills,
knowledge, attitudes, and learning abilities. Table 1 summarises these levels
of learning on the one hand, and differences of learning, development, and
change on the other. The same is pictured in figure 2.
Table 1 The various ways and levels of learning and their outcomes (within
the cells).
Levels of learning
individual
team
organisation
Skills, knowledge,
attitudes, learning
abilities of individual
Skills, knowledge,
attitudes, learning
abilities of group
Skills, knowledge,
attitudes, learning
abilities of
organisation
development
long term skills,
knowledge,
attitudes, learning
abilities of individual
long term skills,
knowledge,
attitudes, learning
abilities of group
long term skills,
knowledge,
attitudes, learning
abilities of
organisation
change
Work processes or
Work processes or
Work processes or
Ways of learning
(broad sense)
Learning (restricted
sense)
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P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
outcomes of
individual
outcomes of group
outcomes of
organisation
Learning (broad sense)
development
Learning
(restricted sense)
change
Figure 2: The various ways of learning and their interrelationships
Now that we have defined learning professionals, the three ways to learn
(elaboration, expansion and externalisation) will be discussed in more detail.
ELABORATION
In our view, one important characteristic of a professional is that (s)he is
working in practice, and is learning implicitly from and in that practice. We
believe however, that this is not enough, but that it is important for
professionals to become aware of the outcomes of their implicit learning.
Why is this so?
Mini-case: Anna, aged 44, scientific degree, H R-manager
Anna impresses people with her enormous body of knowledge.
There seems to be no book she hasn’t read, and no theory she
doesn’t know about. In being confronted with a problem or
assignment (in her line of work, as well as outside), almost
always the first step she takes is ‘researching’- what is the best
model to fit this problem and where can I find directions that will
lead me to a well-founded solution. In choosing her ‘right’solutions, she is very strict; no compromises, she follows the
idea to the end. So, although she is very concerned about the
usability of ideas (they may not be too scientific), at the same
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
7
time huge gaps between her knowledge-world and her real
working-environment can become apparent. Correction or
feedback by colleagues on these issues do not often occur,
because of her robust nature and self-confidence, and the
knowledge that she will always have convincing arguments as
to the reason to act this way.
This case shows that, although putting learning-effort into
expansion, there is still room for improvement. Anna mainly
focuses her energy on theoretical learning, and leaves her
critical learning untouched. Researching more into her values
and norms, she would come to realise that her desire to work
‘strictly’ within one model conflicts with her desire to stay
practical.
Why should professionals become aware of implicit learning?
Of late, it has (again) become increasingly clear that there are many implicit
ways of learning (Bolhuis & Simons, 1999; Doornbos & Krak, 2001; Eraut,
2000). Here, we call this experiential learning. Both the processes and the
outcomes of learning can be implicit or explicit to the learner (as well as to
outsiders), resulting in four possibilities of awareness of processes and
outcomes. Table 2 presents examples of all four. When learning processes
are implicit, people do not realise that the activities they are undertaking or
processes they are involved in, can or will lead to changes in knowledge,
skills, attitudes, and / or learning ability. Awareness of learning processes
(thus explicit learning processes) can arise before, during, or after the
activities and processes. Sometimes, this awareness does not arise at all.
When learning outcomes are implicit, people do not realise what they (have)
learn(ed) during activities such as working, playing, or problem solving.
Awareness of learning outcomes can also arise before, during, or after the
activities or processes mentioned. And again, sometimes it does not arise at
all. In that case, learning remains fully implicit.
Table 2: Examples of implicit and explicit learning processes and outcomes
Outcomes Implicit
Explicit
Processes
Implicit
II:
A person does not know how
s/he learned to recognise visual
expressions and (s)he is not
aware that (s)he can do it
IE:
a person knows that (s)he is
able to recognise emotions in a
face, but does not know how
(s)he has learned this
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Explicit
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
EI
A person tries to learn to ride a
bicycle, but does not know that
(s)he is already able to do it
EE:
A person intentionally learns to
drive a car, and knows that
(s)he can do it.
Research shows (see for example Eraut (1998), Doornbos & Krak (2001))
that many work-related learning processes as well as learning outcomes
remain implicit. This becomes clear when people try to talk about their jobrelated learning. When Doornbos and Krak (o.c.) interviewed police officers
about their work-related learning, they reported hardly any learning
outcomes or learning processes. They discovered, however, that just asking
them about learning was not the right approach. The word ‘learning’ puts
people into the wrong mode: they start looking for courses they attended,
books they read, coaching they received, and so on. Only when the word
‘learning’ was not used, and instead they were asked about changes in
competencies (see next paragraph), people started to realise that they had
learned a lot in and from their work. By focusing on concrete changes in
work processes or outcomes, they could become aware of their learning
processes. When realising what they had learned, they started to talk about
how they had learned. The study showed that police officers learned many
new competencies at work, ranging from new social competencies to
juridical, ethical, and self-regulatory competencies. Most of these were
acquired through implicit ways of learning. They were not aware of the
learning, and did not even call it learning. Most of their learning processes
were combinations of experiential learning, with some kind of support from
colleagues. These could hardly be called coaches, however, because they
were merely imitated, merely gave some feedback, or hints. Self-directed
learning and guided forms of learning were almost non-existent. Instead,
there was a lot of (implicit) learning with and from colleagues. Sometimes,
learning started implicitly and became somewhat more explicit after a while.
In other cases, learning started explicitly, but acquired a much more implicit
form after a period of time.
Experiences in these studies as well as in advisory work in organisations
show that there are good reasons for professionals (as well as other
workers) to develop a greater awareness of learning processes and
outcomes. First, when people realise what they have learned implicitly, they
will develop a sense of pride, and a shift in their mindset: from learning-isonly-for-the-IQ-smart to learning-can-take-place-every-moment-in-my-work
(Claxton, 1999). “Gee! I did not know that this job gives me so many
opportunities to learn” or “I thought I wasn’t such an egghead, but I have
learned quite a lot in such a short time, and not only by being lectured at or
by reading things”. In our experience, it is important to start by focussing on
what has been learned, not on what is lacking.
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
9
A second reason to create an awareness of learning processes and
outcomes lies in the fact that people can only share the outcomes of learning
when they realise them.
And third, how can people improve their ways of learning when they do not
know that, what, and how they are learning?
Hypothesis 1: Based on this, we have developed the following hypothesis:
Making implicit learning results more explicit
(1)
leads to job-related pride
(2)
makes outcomes of learning shareable
(3)
makes it possible to reflect on implicit ways of learning.
Another hypothesis that we are proposing relates to a willingness towards
more explicit forms of learning (learning in more conscious ways).
We believe that more explicit forms of learning presuppose a certain
awareness of previous learning processes and outcomes. When people
realise that they are learning all the time and how, they will also start to
realise, as demonstrated by our experiences, that certain things are not
learnt implicitly and automatically, and that certain outcomes will only be
realised when there is a more explicit (self-)regulation and direction.
Hypothesis 2:
Therefore our second hypothesis is:
Becoming aware of implicit learning outcomes, and the processes leading to
them, leads to an increased willingness towards more explicit forms of
learning.
In the next paragraph, we will first discuss ways to make implicit learning
outcomes and processes explicit. In addition, we will discuss some of its
potential dangers. Next, we will return to the more explicit forms of learning.
How can one become aware of one’s implicit learning outcomes and
processes?
Because such a huge percentage of our learning takes place implicitly
(Simons, van der Linden, & Duffy, 2000), we are intrigued by the idea of
improving implicit learning. In studying experiential learning and in our
consultancy practice, we have been exploring how to act on implicit learning
outcomes (and consequently on their learning processes).
We have found the following issues:
First, it is important to realise that it is neither possible nor desirable to make
all implicit learning outcomes and processes explicit. Moreover, sometimes it
is better not to make implicit learning explicit. As Nonaka and his colleagues
(Von Krogh, Ichijo, & Nonaka, 2000) have demonstrated, there can be an
implicit kind of exchange. And it is within informal activities and settings, and
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P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
without explicitness, that people develop a feeling of shared competencies
(Nonaka, Reinmoeller, & Senoo, 1998).
When one does want to make learning outcomes and processes explicit,
there are a couple of possibilities, and thus a couple of choices to make. The
first choice is between reflection-in-action and reflection-on-action. In action
our implicit competencies are, although not conscious to ourselves, of
course visible to others. By observing people in action, a trained observer
can infer these underlying competencies. By using pre- and post-action
interviews, for example, people can learn to reflect-in-action, become aware
of their implicit competencies, and reflect on their knowledge, skills, and
attitudes themselves. In our experience, reflective practicums such as
described by Schön (1987) can be a very powerful methodology. For this
purpose, Klarus (1998) devised and studied an effective method consisting
of a combination of pre- and post-action interviews with observations.
Reflection on action is probably less accurate, but yet very informative. For
this, you can either ask others to reflect on your learning, or do it yourself.
Clients or colleagues may often have a very good idea of the specific
competencies they encounter in interactions with the person they want to
help become aware of their implicit learning. One can just ask clients for
feedback: “What, in your experience, is my specific way of working?”
Besides this, three hundred and sixty degree feedback methods can be a
powerful tool. It is probably more feasible, however, to use reflective
methods (both individual and collective ones). Then we help people to reflect
on the outcomes of their learning. We will talk in greater detail about these
methods in the next paragraph. Let us first give a short recapitulation.
So, there are six ways of acting on implicit learning outcomes (see Figure 3):
Leaving them implicit
Leaving them implicit
Making them explicit
Making them explicit
Reflection in action
Reflection
action
Reflection
in on
action
By others
Reflection on action
By yourself
By others
By yourself
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
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Figure 3: six ways of acting on implicit learning outcomes
Self-reflection
There are different methods that can be used to make learning outcomes
explicit. Because they can add so much to professionalisation, and are not
yet widely known, we will here describe some of them.
The first technique for making learning outcomes explicit through individual
reflection came from Eraut (1998) and his colleagues. Instead of directly
asking for learning outcomes, they asked (semi-)professionals (in their
study: policemen and nurses) what had changed in their work. “In what ways
is your current work different from one, two or five years ago?”, “What does
this tell you about what you know now and are now able to do that you were
not able to then?” Another technique used is asking people to describe an
ideal professional or worker. For example: “How does an ideal train
conductor or an ideal human resource manager do his work?” In our
experience, people have quite concrete ideal models. The next question can
be “In what respect are you yourself already an ideal worker / professional?”
Almost automatically, this makes learning outcomes and differences
between ideal and practice explicit. And sometimes it leads to on the spot
discoveries of disconnections between current ways of working and ideals,
and thus to new learning opportunities. For example, we met a human
resource manager describing the ideal HR-manager as someone who is
constantly, informally, networking with all the line managers in the
organisation. On the spot, he discovered that he himself was not practicing
this at all. So, asking people to reflect on the differences between their
image of an ideal practitioner and their own explicit and implicit
competencies may help them become aware of learning outcomes reached
thus far and their needs for a more explicit manner of learning afterwards. A
third technique often used is the critical incidents method. People try to think
of practical situations that were critical. From there, they start thinking of the
underlying competencies. This technique resembles the ‘Pretty good
practices’ approach described by Marsick (2001), in which people talk about
examples of situations in which they performed pretty well. Marsick notes
that it is important not to ask for ‘best practices’, because we then put too
much pressure on people to excel. In our experience, we found that it is
even important to avoid talking about failures altogether, and focus
specifically on positive incidents. By positive critical incidents or pretty good
practices, there is a greater willingness, and there are less ‘defence
mechanisms’, to do some ‘research’ into details of the learning outcomes
and their processes. Also related to this is the ‘Story telling’-technique,
where people tell anecdotes and stories taken from their practices. The
difference here is in the ‘story telling mindset’, which triggers a certain
amount of detail in describing circumstances and events from a certain
distance (talking about yourself in the third person).
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P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
Yet another technique, described by Marsick (2001) is ‘Walking in the shoes
of the client’. People are asked to adopt the perspective of one of their
clients, and look at their own competencies through the eyes of the client. A
final example of a technique described by Marsick is the ‘Multiple
intelligences approach’. In this approach, people try to use pictures,
drawings, metaphors, movements, etc. to make clear to themselves what
they have learned implicitly.
Many other techniques could be thought of. To name a few more: teaching
others, looking into the future, working in heterogeneous groups, and
thinking of changes and improvements.
In these examples, we can easily recognise the connection to the other two
fields of professionalisation. Teaching others is, as we will see later on a way
to externalise, but in teaching others we do learn a lot about our implicit
learning outcomes, and in the thinking of changes and improvements, we
are quite often inspired by models and articles of well-known thinkers in our
fields. In these concepts and ideas lies the overlap with ‘expansion’.
A common underlying general feature of all of these methods is that they
start from concrete situations or experiences, and go from there to learning
outcomes and competencies.
Hypothesis 3:
So a third hypothesis is:
Professionals and other workers need to think of concrete situations and
experiences in order to become aware of their implicit learning outcomes.
Is it always good to make implicit learning explicit?
From the previous discussions, one might have gained the impression that
we want professionals to learn in more explicit ways, both with reference to
the outcomes, and to the processes of learning. We call this
‘educationalising’. This is, however, contrary to our intention.
Educationalising, meaning replacing implicit learning with explicit learning, is
often a mistake. It is trying to pre-plan and pre-organise learning where it
had better occur spontaneously in the context of work. In our view, it can be
a mistake for several reasons:
a large part of the existing work-related learning is (as we
mentioned before) implicit;
often, people enjoy finding new solutions, and like to start new
actions (and so learn implicitly) in their work, but resent learning
in more explicit ways.
educationalising may focus people’s attention too much on
learning instead of on working.
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
13
Moreover, the possibility of ruining people’s motivation is quite real. So,
before educationalising, we suggest to pose the following three questions:
(1)
What are the consequences of educationalising specific working
environments?
(2)
What is gained by replacing implicit learning with more explicit
learning?
(3)
Can we reorganise working environments to increase the chances of
implicit learning?
In many instances, we think it better to find ways to help people and their
managers to reorganise work in such a way that the opportunities for implicit
learning increase.
Increasing implicit learning without making it explicit
This brings us to the following questions: Is it possible to (re)organise
workplaces without making learning more explicit, and to improve the
opportunities for implicit learning? How can we do this? Based on the
studies of Onstenk (1997) and Kwakman (1999), we think it is possible by
focussing on six features of work processes and work environments, being:
(1)
variation
(2)
responsibilities
(3)
feedback
(4)
reflection
(5)
innovation / experimentation and
(6)
vision building.
These six can be organised by managers (giving time for reflection,
organising feedback, giving autonomy, planning innovation and
experimentation, and so on), but they can also be organised by the people
themselves. They can try to solicit feedback, reserve time for reflection, look
for variation, be open to innovation, etc. All of these features of working
environments can be organised individually as well as in collaboration with
others: with colleagues, coaches, managers, and clients. Each of these
categories of actors may introduce different perspectives and contributions
to implicit learning. Table 3 summarises the possibilities.
Concluding this section, we propose the following hypotheses:
Hypothesis 4a
Before trying to educationalise working situations, first try to reorganise them
in such a way that implicit learning is given better chances.
Hypothesis 4b
Implicit learning increases if working environments are organised in such a
way that instances of variation, responsibility, feedback, reflection, vision
building, and innovation increase. This should be done in collaboration with
the five categories of actors mentioned in Table 3.
Hypothesis 4c
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P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
Reorganising work from the perspective of implicit learning can improve
(implicit as well as explicit) learning results.
EXPANSION
Although so far we have been focussing on the advantages of implicit
learning processes, it seems clear that in some cases, implicit learning
(processes) will not be enough. For instance, when a coherent system of
new concepts has to be learned; when there are security risks involved;
when intensive and guided practice of skills is needed; or when people have
to look critically at their work or life. In those cases, more explicit learning
processes are needed. Sometimes, implicit learning is too inefficient or not
effective enough. For some kinds of learning, conscious attention to learning
itself may be needed. Sometimes, implicit learning is just too difficult or too
time-consuming. It is then more effective or more efficient to use explicit
learning. Parts of these will take place off the job, in training courses, or in
educational institutes with special responsibilities for learning. Other parts
can, it is our conviction, be organised on or near the job (on the job training,
coaching, mentoring, etc.). Moreover, people can also organise these more
explicit ways of learning on their own, both on and off the job: self-directed
learning.
Trying to improve learning on the job by making learning more explicit can
involve: formulating learning goals, planning learning activities and
strategies, testing learning results, monitoring learning, judging and
rewarding learning and / or placing learning processes and learning
outcomes at the centre of attention
This can be done by professionals, the workers themselves, or by others
(teachers, coaches, managers, books, computers).
Mini-case: Robert Martin, age 37, management consultant
Robert Martin strikes one as a creative person. He has been a
consultant ever since he left the university, and has published
three books and several articles. Behind his impressive résumé,
you would expect a man of wide reading. But quite the opposite
is true. He gazes at you whenever you mention a theory, name,
or title of related literature. He isn’t interested in someone else's
ideas, he rather elaborates on theories of his own. By reflecting
on his professional learning, he characterises his own learning
as trial and error, immediately putting ideas to practice, and
seeing what happens. Whatever he has read is only in order to
support his own thinking, and will take place during the writing
of a new book. His ambitions do not regard becoming a senior
consultant. He would rather become well known by his writings.
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
15
This case made us realise once more that learning could not be
cyclic. Whatever expansion Robert Martin uses always follows
his externalisations and is instrumental to it.
Explicit learning is not so obvious
The studies of learning on the job by Doornbos and Krak, and Eraut
mentioned above, all show that, compared to the occurrence of implicit
learning, only a few people tend to organise explicit learning themselves.
This probably has to do with the emotional states related to the occurrence
of explicit learning. One needs some confidence before getting into (implicit)
learning in the first place, and one needs some curiosity in order to be
motivated to get into explicit learning (even if it concerns on the job learning).
When learning explicitly, one’s confidence in one’s own, thus far implicit,
theories and competencies will increase. Moreover, learning explicitly can
even create increased curiosity: the more one knows, the more one wants to
know.
Three ways of learning explicitly
We tend to distinguish three ways of learning explicitly: Theoretical learning,
Inquiry learning, and Critical learning (Bolhuis, 1995). In theoretical learning,
the learner (or trainer) decides to learn new concepts and ideas, and to
connect pre-existing concepts and ideas to those of others or to existing
theories and research outcomes from the profession or discipline. This is a
way of learning to focus on concepts, ideas, research outcomes, theories as
developed by others, sometimes in scientific research, sometimes in thinking
based on experience. In essence, it is connecting ones’ own concepts,
ideas, theories, and research outcomes to those of others inside and outside
the profession. One does this, for instance, through reading books, attending
conferences, being involved in discussions, and by comparisons.
Inquiry learning is a form of (action) research: learners (and or trainers)
decide to find out whether hypotheses arising from experiential learning
remain valid under varying conditions, or can be tested (semi-)systematically
on the job, or in more scientific research. Hakkarainen et al. (2000) describe
a useful inquiry-learning model for educational situations, which can also be
used on the job.
In critical learning, people look critically at their norms and values. It
concerns questions such as “Are we walking the talk?”, “Don’t we have to
adjust our way of working or learning in a more fundamental way?”, “Is our
way of working still in line with our norms and values?”, etc. Although this
form of expansion is closely related to elaboration, for this purpose our
learning should already be explicit in order to be an element of research.
Besides this, the central question is always in part one of theoretical ideas
16
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
and concepts: are the ones we have chosen (have espoused) in harmony
with what we show (in our actions)?
Hypothesis 5:
The hypothesis underlying this section is the following:
Explicit individual learning will occur and will be needed when people want to
(1)
expand and test their action theories (inquiry learning),
(2)
compare these with other theories (theoretical learning) and
(3)
check whether they are walking the talk or are still working in line
with fundamental assumptions (critical learning)
EXTERNALISATION
The third part of our learning model, externalisation, refers to the need we
see for professionals to connect their learning to concrete and public
milestones. These milestones can be in the profession (publications,
lectures, workshops, teaching activities, etc) or in the workplace, both at the
team level (plan for group actions; contributions to team learning), and the
organisational level (contributions to company policies or to organisational
learning). Common in these milestones is that they are concrete, and related
to (learning-) activities of other people. Moreover, these milestones can be
made visible and connected to a date and a place. For instance, “I will write
an article in that journal before the end of this year”, “I will make a checklist
for my organisation before Christmas, and publish it on the company web” or
“I feel the need to reformulate our vision and collective ambitions (due to
new insights I want to share). Let’s plan a date shortly”. Concrete milestones
make the outcomes of explicit as well as implicit learning visible, and easy to
share and plan. Milestones can bring the necessary challenge that helps the
learner to keep up motivation to continue and to learn, and to put personal
learning outcomes in relation to the learning and working of other people.
Professional colleagues and team members can co-profit from one’s
learning, and the learner has something to look forward to. The milestone
can provide an extra form of reward when achieved. It is exciting to see
people use what you have learned and developed. It is rewarding to see that
one’s article is accepted for publication in a journal, etc. But most of all, it is
the learner who, in searching for the right words, or explicating ideas
necessary for teaching others or making concrete applications, again profits
from learning.
Mini-case: Bereta, age 35, university teacher
Bereta is a friendly and sociable type of person, committed to
both his work as a researcher-teacher and “his students”. He is
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
17
a quick learner. In order to become acquainted with for example
a new computer program, or a new way of teaching, he just sits
down and observes. You don’t even realise he is learning, until
the time he will come back to you and asks a detailed question.
The next thing you’ll notice is his striving for perfection. The
results show. His students like him, and reward his attempts to
be the ‘best teacher’. His perfectionism hides the fact that he
isn't really into expansion, until he changes profession, and
becomes an advisor for personnel and finance. Although this
was an old dream come true, he wasn't at all prepared, and
didn’t realise he didn’t have to sit back and wait for his
‘education’. The possibility of actively searching for information
on the net and in books, asking for coaching and so on, didn’t
cross his mind.
Bereta’s learning power lies clearly in elaboration. And although
his profession is teaching – this shouldn’t be confused with
externalisation. Teaching is his primary process, not a way to
externalise his thinking and insights on teaching. In his switch to
another job, it would be very helpful if he could apply his
learning power in expanding and becoming a professional on
his own strength.
Hypothesis 6:
The hypothesis we propose:
Determining externalised milestones helps people to intensify and sustain
their implicit and explicit learning on and near the job.
THE COMPLETE MODEL OF ELABORATION, EXPANSION AND
EXTERNALISATION
Figure 4 presents the full model in which all of the ways of learning are being
distinguished.
18
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
Theoretical learning
expansion
Inquiry learning
Critical learning
Actions
Making
implicit learning
outcomes explicit
Lectures
/workshops
elaboration
Publising
externalisation
Implicit
knowledge
Tool design
Implicit learning
Figure4: All forms of learning together in one view
THE ROLE OF EMOTION IN LEARNING AND PROFESSIONALISATION
Learning is not only about cognition, although most of the learning-models
and theories are. As learning becomes more complex, and more
challenging, more emotions come into play.
We believe that a feeling of safety is a necessary and fundamental emotion
involved in all kinds of learning. Therefore, we have placed this at the heart
of the model. It is not something static, but evolves from the ‘family of
emotions’ being interest / anxiety / excitement (Claxton, 1999). The interplay
between these basic components causes a readiness for learning, and a
‘resilience’ as Claxton calls it.
expansion
interest
safety
anxiety
elaboration
excitement
externalisation
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
19
Figure 5: the basic family of emotions related to learning
Elaborating on learning, as we do in our theory of the learning professional,
we detect more specific emotions linking the different stages: elaboration,
expansion, and externalisation.
In the previous paragraphs, we have already implicitly mentioned several
emotional states, such as pride, confidence, and curiosity, which we
considered to be important in themselves.
expansion
curiosity
interest
pride
safety
anxiety
excitement
elaboration
externalisation
confidence
Figure 6: the family of emotions related to elaboration, expansion, and
externalisation
In addition, we think that there are reciprocal relations between the
emotional states and learning, meaning that the pre-existence of the emotion
makes the kind of learning more probable, and that the emotional state
increases after learning has been successful. Take curiosity, for example.
This is needed for explicit learning, and by expanding on your knowledge,
insights, and skills, the level of curiosity may increase. Equally, having
confidence increases the willingness to make implicit learning explicit, and
having done this may increase one’s confidence.
Finally, each stage has its own emotional outcome. Elaboration leads to a
feeling of competence, expansion leads to a feeling of mastery, and
externalisation leads to a feeling of satisfaction.
20
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
Leads to a feeling of
mastery
expansion
curiosity
interest
pride
safety
anxiety
excitement
elaboration
confidence
Leads to a feeling of
competence
externalisation
Leads to a feeling of
satisfaction
Figure 7: the emotional outcomes related to the three stages
The two hypotheses underlying this section are:
Hypothesis 7: There are reciprocal relations between emotional states and
ways of learning:
(1)
elaboration, and confidence and curiosity
(2)
expansion, and curiosity and pride
(3)
externalisation, and pride and confidence
(4)
All three ways of learning, and feelings of safety.
Hypothesis 8:
Each stage has its own emotional outcome.
Elaboration leads to a feeling of competence, expansion leads to a feeling of
mastery, and externalisation leads to a feeling of satisfaction.
COLLECTIVE LEARNING
Thus far, we have treated learning as if occurring with individual
professionals only. But collective learning is gaining importance. The
accelerating developments within our society make it necessary, but not
enough, to have excellent professionals in a work force. More and more,
these professionals need to be able to work together in solving problems
and in innovating more accurately and quickly.
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
21
So, more and more professionals are working in teams, both interdisciplinary
or monodisciplinary. The consequence of this, namely that professionals
should also learn collectively, has so far not been much discussed . In our
view, future professional learning needs to be broadened to include
collective learning. Two forms of collective learning are to be distinguished:
organisation-related and profession-related collective leaning.
Organisation-related collective learning refers to processes and intended
outcomes of learning of a work team or an organisation. Teams of
professionals or teams including professionals decide to collaborate in
learning, focusing on common learning activities and processes, or on
common outcomes. ‘Communities of practice’ (Wenger, 1998), sharing a
common interest in the organisation, learn in and from their work and share
this. This kind of collective learning has been described more fully elsewhere
(Simons & Ruijters, 2001). There, we distinguished collective elaboration,
collective expansion, and collective externalisation, which lead to different
types of collective outcomes, for example: balanced primary processes,
collective quality standards, gained and shared new insights, and collective
visions, innovations, and action plans for the team and / or organisation.
Profession-related collective learning consists of professionals, working in
different organisations, but sharing the same profession, and deciding to
learn together from their different practices. They don’t have a common
interest in one organisation. They may even be competing for the same
clients. Their common interest is in learning. Therefore, we call these
‘communities of learners’ and not ‘communities of practice’. Collective
outcomes can be partly the same as those of communities of practice, but in
addition, collective professional outcomes relate to contributions to the
professional field publications, lectures, tools, etc..
Conclusion
Our new model of professional learning defines professionalism in a
dynamic way, as continuously working on vision, methodology, tools and
techniques, and the alignment between these three components by:
(1)
elaborating on his or her work-competences
(2)
expanding his or her theoretical knowledge and insights
(3)
externalising his or her practical and theoretical insights, which
means contributing to the development of the profession and / or to team
and organisational learning
We realise that this, including the various ways to learn at these three
stages, is in a sense a normative model of professionalism. It specifies that
professionals should be continuously involved in different kinds of learning,
and how they can organise this. We argue that every kind of learning, be it
by elaboration, expansion, or externalisation, has its own value for lifelong
learning of a professional.
22
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
We also argue that confidence, curiosity, and pride are emotions bridging
these three stages. For example, one needs to feel curious in order to
expand – and expansion leads at a certain point to pride, which forms the
basis of externalising, and so on. The different stages of learning add to the
feelings of competence, mastery, and satisfaction.
Finally we indicated that at present a model of professional learning cannot
be one of just individual learning. Collective learning needs to be a part of it.
We find the three-stage model of professional learning equally useful on a
collective level, but refrained from getting into this here, given the limited
length of the present article and our previously mentioned publication.
Although parts of the model are based on empirical research, the
hypotheses still await further empirical testing. We hope that researchers
and practitioners will take up the challenge to test them, and that we
ourselves will be able to do that research in the years to come.
P. ROBERT-JAN SIMONS & MANON C.P. RUIJTERS
23
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