&wops~choloykr.
Pergamon
Vol
32. No
12. pp. 1515-1522. 1994
Elsevm Saence Ltd
Punted in Great Brifam
002X-3932!94 $7.00+0 00
0028-3932(94)00092-l
PREVALENT
MOVEMENTS
LATERALEYE
DIRECTION
OF REFLECTIVE
TEST
AND EAR ASYMMETRIES
IN A DICHOTIC
OF MUSICAL CHORDS
P. SAN MARTINI,*
Dipartimento
di Psicologia,
L. DE GENNARO,
F. FILETTI,
and C. VIOLANI
C. LOMBARDOT
di Psicologia,
Universita di Roma “La Sapienza”, Roma, Italy; and tDipartimento
Universita di Palermo, Palermo, Italy zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQ
(Receioed 24 February 1994; accepted 2 July 1994)
Abstract-Subjects
who consistently move their gaze either to the right or to the left while reflecting
on visuo-spatial
or verbal questions are usually called “lateral eye movers”. This study evaluated
auditory asymmetries to a dichotic test of musical chords in 23 right-handed
females, selected through
test-retest as reliable lateral eye movers; 12 were “left movers” (LMs) and 11 were “right movers”
(RMs). During the assessment of the prevalent direction of gaze as well as during the dichotic test, the
oculomotor
activity was controlled through a video camera. The hypothesis was that the left ear
advantage usually found with dichotic chords is enhanced in LMs and reduced in RMs, and that this
effect is not due to the facilitating influence of lateral eye movements occurring during the task.
Results show that: (a) left movers exhibit a marked advantage of the left ear while right movers do not
exhibit any significant ear advantage; (b) despite the instruction to fix a central point, lateral movers
tend to show unwarranted
eye movements in their usual direction; (c) the effect of the prevalent
direction of gaze on the dichotic advantage is not due to eye movements made during the dichotic test.
These findings give further support to the hypothesis that the tendency to consistently shift the gaze to
one side is related to hemispheric asymmetries as measured by lateralized tests.
Key Words:
lateral eye movements;
dichotic
test; musical
chords;
hemispheric
asymmetry.
INTRODUCTION
It has been often reported that subjects, while reflecting on questions requiring visuo-spatial
or verbal processing, tend to shift their gaze rightward or leftward according to the cognitive
nature of the questions; further it has been hypothesised that these unintentional
“reflective
lateral eye movements”
(RLEMs)
might reflect a controlateral
cerebral hemispheric
activation (for reviews, see Refs [6,13, 181). Kinsbourne
[22] proposed a neuropsychological model in which the activation produced by a cognitive task within one hemisphere tends
to ‘overflow’ to the omolateral frontal eye fields (Brodman’s area 8), favouring RLEMs in the
direction opposite to the activated hemisphere.
It has been noticed, however, that about 25-35% of normal people show a reliable
tendency to look either to the right or to the left, independent
of the cognitive nature of the
questions [13]. These subjects are usually called “right movers” (RMs) or “left movers”
*Address for reprints: Pietro San Martini,
dei Marsi 78, 00185 Roma, Italy.
Dipartimento
1515
di Psicologia,
Universita
di Roma “La Sapienza”,
Via
1516 zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
P. SAN MARTINI (‘I d
(LMs). Bakan [2] has suggested that these individual differences in direction of gaze may
reflect “easier triggering of activities in the hemisphere controlateral
to the direction of eye
movements”. This hypothesis does not clearly distinguish whether individual differences in
usual direction of gaze are produced by a “preference” for cognitive strategies involving
differentially one hemisphere or to a basic asymmetry in hemispheric activation, which does
not necessarily
imply differences in preferred cognitive strategies. As regards the first
perspective, Bakan’s hypothesis has given rise in the last 20 years to many correlational
studies which tried to find associations between prevalent direction of RLEMs and a host of
cognitive and personality
variables thought to be related to hemispheric functioning
(for
reviews, see Refs [6, 12, 13, 181). The results of these studies are highly inconsistent,
most of
the findings are weak, mixed, or even opposite to the hypothesis; only few studies yielding
positive results have been successfully replicated [18]. Furthermore
none of the measures
used in these correlational
studies is a direct and valid index of functional
hemispheric
asymmetry as defined by Beaumont, Young and McManus [3].
Relevant to the second perspective are the studies which have assessed whether prevalent
direction of RLEMs is related to direct physiological
measures of hemispheric activity (i.e.
rCBF, PET, evoked potentials
or EEG) or culid behavioural
measures of hemispheric
asymmetries,
such as visual field and dichotic listening tasks.
As regards the physiological measures, there is substantial evidence in favour of differences
between right movers and left movers in resting hemispheric asymmetries as evaluated by
EEG 12, 26, 361, by visual evoked potentials 14: Exp. 1, 331 and by rCBF [ 161, although
some studies failed to find significant differences [4: Exp. 2, 5, 251.
As regards the behavioural measures, three studies have been published using respectively
a dichotic digit task 1271, a dichotic CV test [34] and a lateralized letter recognition visual
task [lo]. Both the first and the second studies found a greater right ear advantage in right
movers as compared to left movers; the last study showed only a trend in the hypothesised
direction
[t (37)= 1.14; P=O.13].
In the latter study the failure to find a significant
relationship
between prevalent
direction of gaze and visual field asymmetry
could be
partially accounted for by the strong effect of visual asymmetry in the letter recognition task
which might have left little variance for differentiating
right and left movers.
On the other hand, it is also possible that the positive result obtained by Nielsen and
Sorensen [27] and by Struthers, Charlton and Bakan 1341 were entirely or partially due to a
methodological
artefact, that is to unwarranted
oculomotor
activity of the subjects during
the task. In fact it has been shown that selective monitoring
of one ear in the dichotic task is
accompanied
by a consistent pattern of directional
eye movements
characterised
by big
saccades and long changes of eye fixation in the direction of the relevant ear [14] and that
oculomotor
activity can affect asymmetry of performance
for dichotic stimuli (e.g. 1191).
Nielsen and Sorensen [27] did not provide any control for the oculomotor
activity of their
subjects during the presentation
ofdichotic stimuli. Struthers, Charlton and Bakan [34], in a
CV dichotic test, manipulated
the direction of gaze, “by having subjects wear prismatic
glasses which forced their gaze either 20’ to the left or to the right”, and did not actually check
the ocular activity of their subjects; since prismatic glasses cause a ‘tonic’ lateral fixation, but
not necessarily prevent occasional lateral shifts of the gaze, it is possible that on occasions
lateral movers shifted the gaze in their usual direction.
Aim ofthe present study was to evaluate auditory asymmetries to a dichotic test in a group
of subjects selected as consistent lateral movers, providing a direct check of their oculomotor
activity during the task. For this purpose we decided to use a dichotic test of musical
LATERAL
EYE MOVEMENTS
AND EAR ASYMMETRIES IN A DICHOTIC TEST
1517
chords, as we were interested in extending the investigation
of the relation between lateral eye
movements and dichotic listening to a test not involving left hemisphere processing. More
precisely, our hypothesis was that the left ear advantage usually found with dichotic chords is
enhanced in LMs and reduced in RMs, and that this effect is not due to the facilitating
influence of lateral eye movements occurring during the task.
METHODS
Stage
1, Selection
of laterul
mouers
Subjects. One hundred and ten females, paid volunteers, participated
in a fake study on “brain waves and
cognition”, unaware that the actual focus of the study was on eye movements. All were right-handed
without familial
sinistrality as assessed by a handedness questionnaire
[29].
Materials.
Two parallel lists of questions were employed, each containing
24 verbal and 24 visuo-spatial
questions, randomly alternated.
The questions were drawn from a list used in a previous study on the effect of
question content on direction of lateral eye movements [9]; examples are: “What is the meaning of the word
affiliation?“, “What is the meaning of the proverb: strike while the iron is hot?“, “ In which direction would you fly to
go from Japan to Vietnam?“, “Imagine a person facing the rising sun; with respect to him where is South?”
Information
crucial for reflection was withheld until the end of each sentence.
Procedure. Each subject was seated in an experimental box (180 x 180 x 220 cm) with no asymmetrical stimuli on
the horizontal axis, and had two electrodes on her forehead connected to a polygraph so as to simulate an EEG
recording session.
A female experimenter,
sitting at a distance of 80 cm in front of the subject, asked the questions after getting into
eye contact with her.
During the entire session the eye movements were monitored by means of a video camera placed on a shelf high up
and in front of the subject’s head (at a distance of 120 cm). The camera was set in such a way as to pass unnoticed as
part of the normal laboratory
equipment.
The first lateral deviation of the gaze following the end of each question was considered as a reflective lateral eye
movement. The scoring was carried out on the video-recordings
by the same experimenter.
Subjects were classified as right movers (RMs) or left movers (LMs) if they showed an idiosyncratic
tendency to
shift their gazes respectively to the right or left side irrespective of the verbal or spatial content of the questions. More
specifically, the criteria used for selection were: (1) subjects had to show lateral shifts of the gaze in response to at
least 50% of the questions; (2) at least 70% of these lateral shifts had to be in the same direction.
Of the 36 subjects who satisfied these criteria, 33 came back for a retest session after a month and half. Out of these
33 subjects, 12 LMs and 11 RMs who showed RLEMs in the same direction in the retest session were recruited for
the second stage of the study. The 10 remaining subjects did not reach the cut off criterion of 70% of lateral gaze
shifts in the same direction and were not included in the second stage of the study; none of these subjects reached the
cut-off criterion in the opposite direction (see Fig. 1).
Stage 2. Dichotic
experiment
The mean age of the 23 subjects selected for the second stage of the study was the same in the two
subgroups (LMs = 22.4; RMs = 22.4). None of them complained of any auditory impairment (no audiometric test
was done), none was a professional or amateur musician. They received a small amount of money for participating
in
this second stage of the study.
Materials.
The dichotic chord test was a modified version of Gordon’s multiple choice test [15!, in which the
original dichotic pairs had been rearranged in a single choice format with directed attention. This rearrangement
was carried out in a previous study in order to reduce the memory and attentional
load of the test and allow the
detection of an ear advantage even in musically uneducated subjects [3&32]. The test consists of48 items separated
by a 5 set inter-item interval. Each item is made up of the following sequence: one monaural chord (1.5 set),
followed by a pause (1 set), followed by a dichotic pair of chords (1.5 set). Each chord consisted of the fundamental,
third (minor or major), fifth and octave. The difference in pitch between the fundamentals
of the dichotic chords
never exceeded two semitones. In the case of matching of the monaural and the dichotic stimuli, the matching chord
was always presented to the ear that had just received the monaural chord. Chords were generated and dichotically
aligned by a Macintosh IIvx personal computer on the basis of a complex tone made-up of the first eight harmonics
and yielding a flute-like sound without any vibrato or ornamentation.
An example of one item is depicted in Fig. 2.
In a study on 94 subjects 1301 the test had shown a significant left ear advantage of moderate size (r* =O.l 1) in
both “naive” subjects and amateur musicians (non-professionals
with at least 5 years of formal musical training).
Females exhibited a smaller ear advantage than males (r’=O.O6);
but the interaction between sex and ear of input
wasnonsignificant
(P=0.16).Thepercentageofsubjectsshowingleftearadvantagewas63.8%
(+9.7”/0; C=95%).
Subjects.
P. SAN MARTINI ef a/
1518 zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
lml-
8
Right movers
75.
00
0
0
0
SD25.
5
!z
0.
00
-25.
0
0
-500;
-7s.
Left Movers
00
&*
-lBB-
-100
-7s
-58
-25
0
25
50
75
I00
Test
Fig. 1. Scattergram
of test and retest reflective lateral eye movement (RLEM) scores of the subjects
selected as lateral movers in the first stage of the study. Scores for left movers are computed as:
(number of RLEMs towards the left/total numbers of RLEMs) x (- 100). Scores for right movers are
computed as: (number of RLEMs towards the right/total
number of RLEMs) x 100. zyxwvutsrqponmlkjihgf
PAUSE
F m a j.
F maj.
G maj
i@
Fig. 2. Diagrammatic
description of the dichotic test: first a monaural chord is presented to either the
left of the right ear; then a pair of different chords is presented simultaneously;
the subject has to judge
whether or not the monaural chord is contained in the dichotic pair.
LATERAL
EYE MOVEMENTS
AND EAR ASYMMETRIES
IN A DICHOTIC
TEST
zyxwvutsrqponmlkjihgfed
1519
Table 1. Summary of the analysis of variance Group x Ear on the
number of recognitions
and analysis of the simple effects
Source of variation
Group
Ear
Group
x Ear
d.f.
F
P
1, 21
1, 21
1, 21
1.oso
1.980
6.994
0.3171
0.1740
0.0152
Simple effects
Group
Group
Ear at
Ear at
The test-retest
r=0.703.
reliability
at left ear
at right ear
left movers
right movers
of the laterality
1, 21
1, 21
1,21
1,21
index, as assessed
2.707
0.147
8.581
0.734
after 1 month
0.115
0.008
on a sub-sample
of 36 subjects.
was
Procedure. Subjects, wearing a pair of headphones,
were comfortably seated at a table with their heads leaning on
a chinrest; they were required to fixate a point on a screen in front of them and were asked not to shift their gaze
during the test and to direct their attention to the ear which had just heard the monaural chord. They were informed
that the ear receiving the monaural chord would change after every sixth trial.
After eight practice items, subjects were presented with the dichotic test twice, the second time with the
headphones
rotated between the ears. The initial orientation
of the headphones
was counterbalanced
across
subjects. The tape was played to subjects on a Marantz P 1200 professional
cassette recorder which allowed
complete separation ofthe signals between the output channels. The level ofthe signal was calibrated to be identical
at both earphones (70 dB as measured by a phonometer).
Subjects had to judge whether the dichotic pair they had
just heard contained the preceding monaural chord by saying “yes” or “no”.
The dichotic test was administered by a different experimenter, blind to the group to which the subjects belonged.
During the entire session the experimenter,
sitting behind a screen and out of sight of the subject, monitored the
eye movements
of the subjects by means of the video camera and recorded direction and moment of any
unwarranted
gaze shift on a sheet of paper.
RESULTS
A 2 x 2 mixed design ANOVA [Group (LMs vs RMs) x Ear (R vs L)] was carried out on
the number of correct recognitions.
The analysis (see Table 1) yielded only a significant
interaction Group x Ear. The analysis of the simple effects showed that this interaction was
due to a left ear advantage in the left movers [F (1,21) = 8.58;
P = O.OOS], while in the right
movers there was no acoustic asymmetry (Fig. 3). The lack of a significant main effect of the
ear was not unexpected, given the small number of subjects compared to the small expected
size of the ear effect in females and given the moderating effect of the between group variable.
Although subjects were instructed to fix a central point during each item of the dichotic
test, they nevertheless made a few unwarranted
eye movements during the task. In order to
ascertain (a) whether during the dichotic task LMs had produced more leftward eye
movements
and RMs more rightward
movements,
and (b) whether these movements
contributed to the differences in ear advantage between the two groups, the number of lateral
eye movements of each subject was square root transformed
and submitted to a 2 x 2 x 2
mixed design ANOVA [Group (LMs vs RMs) x Responses (Correct vs Incorrect) x Direction of eye movements (Right vs Left)]. A significant interaction
Group x Direction of eye
movements
would suggest differences in the prevalent
direction
of unwarranted
eye
movements between the two groups. The interaction Group x Responses x Direction of eye
movements could shed light on the second question. The interaction
Group x Direction of
eye movements
[F(l, 21)=4.67;
P-cO.051was significant, indicating that our subjects
1520 zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
P. zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFE
SAN MARTINI
ef ul
36
35
34
33
32
----.--
Left Ear
u
Right Ear
31
Left M overs
Fig. 3. Mean number
Right M overs
of left and right ear recognitions
in right and left movers.
shifted their gaze in their usual direction even during the dichotic test. The interaction
Group x Correctness x Direction of eye movements
was not significant [F (1, 21) =0.26],
indicating that unwarranted
eye movements did not affect the ear advantage. Another datum
goes against the hypothesis of a lateral facilitation as a consequence of lateral eye movements
made during the test: the lack of correlation zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIH
(r=0.077) between the number
of correct
acoustic recognitions
and the number of eye movements towards the ear which the subject
paid attention to.
DISCUSSION
Our results show that, during a dichotic task requiring processing of musical material, left
movers exhibit a marked advantage of the left ear while right movers do not exhibit any
consistent ear advantage. This finding is in agreement with the results obtained by Nielsen
and Sorensen [27] on a dichotic digit recognition task and by Struthers, Charlton and Bakan
[34] on a dichotic syllable recognition task, giving further support to the hypothesis that the
tendency to consistently
shift the gaze to one side is related to hemispheric asymmetries as
measured by lateralized tests.
The overall picture outlined by the present study and by both the above-mentioned
studies
is that the idiosyncratic
direction of gaze affects dichotic laterality in the expected direction:
as compared to left movers, right movers show a greater left ear advantage for verbal and
numerical stimuli and a smaller right ear advantage for musical stimuli.
It could be that the relationship between lateral gaze and hemispheric asymmetry found in
this experiment may be extended to subjects showing less than 70% of lateral eye movements
in one direction. To our knowledge only two studies have evaluated the relation between
perceptual asymmetries
in lateralized tests and laterality of gaze in unselected samples of
right-handed
subjects [lo, 281. The former correlated an index of laterality of gaze with
performances
in a tachistoscopic
letter recognition
task, the latter correlated lateral gaze
with two dichotic (syllables and pitch contours) tests, neither of them finding significant
correlations.
Lack of a significant
linear correlation
between laterality
of gaze and
asymmetries in lateralized tests is not surprising as even dichotic listening and divided visual
field tests show low intercorrelations
(e.g. [7, 17, 20, 351).
Our data show that lateral movers tend to shift their gaze in their usual direction also
during a dichotic test and despite the instruction to fix a central point, i.e. in a condition that
LATERAL zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
EYE M OVEM ENTS AND EAR ASYM M ETRIES IN A DICHOTIC TEST
1521
differs substantially
from the condition in which their idiosyncratic
lateral eye movements
pattern was originally evaluated. In our experiment,
however, such a tendency did not
account, in any substantial
amount, for the difference between right and left movers in
auditory asymmetries, since there was no correlation between the number of correct acoustic
recognitions
and the number of congruent eye movements
and there was no interaction
Group x Correctness x Direction of eye movements.
It may be argued that even though our subjects were looking straight ahead and were
instructed to attend only to one ear, and even though their unwarranted
eye movements did
not affect dichotic performance, their tendency to watch to one side may still have yielded an
asymmetrical
covert allocation of attention toward the same side which may be responsible
for their different perceptual asymmetries. This hypothesis, however, seems unlikely, since
the same subjects participated in another study [S] in which they were given a test of covert
orienting of attention and showed no significant difference in attentional
costs and benefits
between the right and the left visual hemifield.
To date, the general pattern of results obtained testing lateral movers on valid lateralized
tests seems to outline a coherent picture of the relationship
between laterality of gaze and
perceptual asymmetries, although the problem of its interpretation
is far from being solved:
do some people tend to look rightward or leftward because there is an imbalance in the level
of hemispheric activation
favouring one hemisphere or the other, or is it the other way
round? Our data, being correlational
in nature, cannot give an answer to this question of
causation.
Our findings are relevant to a question recently raised by Kim and Levine [20,21]. Having
found in unselected subjects positive correlations between dichotic asymmetries for verbal,
numerical and musical tasks, they concluded that performance in dichotic tests is influenced
not only by the cognitive nature of the stimuli and by random error, but also by some stable
individual
trait, and pose the question of whether this trait is originated
by central or
peripheral processes. In the first case it could be attributed to differences in relative arousal
levels of the left and right hemisphere [24]; in the second case it could be explained in terms of
differences in pathways
dominance
(e.g. [ll, 231). The relationship
between dichotic
advantage for musical chords and laterality of gaze found in the present study gives further
support to the view that there is an individual laterality trait and appears to support the
central hypothesis, since lateral movers have been shown to differ in central activity indices
such as the rCBF [16] and the P90 component
of visual evoked potentials [33].
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