Quaternary International 610 (2022) 1–19
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Quaternary International
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Neanderthal settlement of the Central Balkans during MIS 5: Evidence from
Pešturina Cave, Serbia
Dušan Mihailović a, *, Stefan Milošević a, Bonnie A.B. Blackwell b, c, 1, Norbert Mercier d,
Susan M. Mentzer e, Christopher E. Miller e, f, g, Mike W. Morley h, Katarina Bogićević i,
Dragana Đurić j, Jelena Marković k, Bojana Mihailović k, Sofija Dragosavac a, Senka Plavšić a,
Anne R. Skinner b, c, Iffath I.C. Chaity c, Yiwen E.W. Huang c, Seimi Chu c, Draženko Nenadić i,
Predrag Radović a, l, Joshua Lindal m, Mirjana Roksandic m, n
a
Department of Archaeology, Faculty of Philosophy, University of Belgrade, 18-20 Čika Ljubina, 11000, Belgrade, Serbia
Department of Chemistry, Williams College, Williamstown, MA, 01267-2692, USA
c
RFK Science Research Institute, Glenwood Landing, NY, 11547-0866, USA
d
Institut de Recherche sur les Archéomatériaux, UMR 5060 CNRS - Université Bordeaux Montaigne, Centre de Recherche en Physique Appliquée à l’Archéologie
(CRP2A), Maison de l’archéologie, 33607, PESSAC Cedex, France
e
Senckenberg Centre for Human Evolution and Palaeoenvironment, University of Tübingen, 72070, Tübingen, Germany
f
Institute for Archaeological Sciences, University of Tübingen, 72070, Tübingen, Germany
g
SFF Centre for Early Sapiens Behaviour (SapienCE), University of Bergen, 5007, Bergen, Norway
h
College of Humanities, Arts & Social Sciences, Flinders University, GPO Box 2100, Adelaide, Australia
i
Department of Palaeontology, Faculty of Mining and Geology, University of Belgrade, Kamenička 6, P.O. Box 227, 11 000, Belgrade, Serbia
j
Natural History Museum, 51 Njegoševa, 11000, Belgrade, Serbia
k
National Museum of Belgrade, 1a Republic Square, 11000, Belgrade, Serbia
l
National Museum Kraljevo, 2 Trg Svetog Save, 36000, Kraljevo, Serbia
m
Department of Anthropology, University of Manitoba, 432 Fletcher Argue Building, 15 Chancellor Circle, Winnipeg, Manitoba, R3T 2N2, Canada
n
Department of Anthropology, University of Winnipeg, 515 Portage Avenue, Winnipeg, Manitoba, R3B 2E9, Canada
b
A R T I C L E I N F O
A B S T R A C T
Keywords:
Central Balkans
Middle Paleolithic
Charentian
MIS 5
Neanderthal behavior
Recent research in the southern Central Balkans has resulted in the discovery of the first Middle Paleolithic sites
in this region. Systematic excavations of Velika and Mala Balanica, and Pešturina (southern Serbia) revealed
assemblages of Middle Paleolithic artifacts associated with hominin fossils and animal bones. This paper focuses
on Pešturina Layer 4, radiometrically and biostratigraphically dated to Marine Isotope Stage (MIS) 5, which
yielded traces of temporary hunting camps. The remains of large ungulate prey are associated with predominantly Quina-type artifacts made of quartz. Artifacts from Pešturina Cave have no parallels at Mousterian sites in
the Balkans but are rather similar to the Central European Charentian, which demonstrates that this cultural unit
was widespread during MIS 5, not only in the southern Pannonian Basin but also in the Central Balkans. The
position of the site – on the outskirts of the known spread of the Quina model of techno-economic behavior
during MIS 5 – raises several questions related to population movements, residential mobility, and technological
variability in the early Middle Paleolithic of Central and Southeast Europe.
1. Introduction
5e and the somewhat cooler periods of MIS 5d-5a. Several rich open-air
sites, caves, and rockshelters in the region suggest that during MIS 5
Neanderthals were engaged in systematic hunting and (likely) scavenging of megafauna (Patou-Mathis, 2000, 2006, 2006; Gaudzinski,
2004; Dusseldorp, 2009). Numerous non-standardized tools of
Research at Middle Paleolithic sites in Central Europe has demonstrated that this area provided favorable conditions for settlement, both
during the Last Interglacial Marine (Oxygen) Isotope Stage (MIS, or OIS)
* Corresponding author.
E-mail address: dmihailo@f.bg.ac.rs (D. Mihailović).
1
Deceased
https://doi.org/10.1016/j.quaint.2021.09.003
Received 30 May 2021; Received in revised form 10 August 2021; Accepted 6 September 2021
Available online 10 September 2021
1040-6182/© 2021 Elsevier Ltd and INQUA. All rights reserved.
D. Mihailović et al.
Quaternary International 610 (2022) 1–19
microlithic dimensions made on pebbles were collected at the Taubachian sites to the north, in the Pannonian Basin (Borel et al., 2017),
while the Charentian sites in the southern parts of the basin are characterized by Quina sidescrapers and artifacts produced via Quina
method (Simek and Smith, 1997; Mester and Moncel, 2006; Banda and
Karavanić, 2019). Neanderthal fossils are known from several Central
European sites dated to this period, especially Krapina, with its large
hominin collection (Janković et al., 2016).
In contrast to Central Europe, only a few pre-MIS 4 sites were
recorded south of the Sava and Danube Rivers. The site of Zobište in
northern Bosnia was dated to MIS 5a to MIS 4 (Montet-White et al.,
1986; Baumler, 1988). In Bulgaria, Kozarnika Cave contained materials
correlated with MIS 6 (Guadelli et al., 2005; Tillier et al., 2017).
Meanwhile, some coastal sites, including Crvena Stijena in Montenegro,
and Theopetra in Greece, record thick combustion deposits testifying to
intensive settlement (Karkanas et al., 2015; Whallon, 2017). Until
recently, however, no sites dated to MIS 5 were known from the interior
Balkans, and the explanations for the perceived absence of MIS 5 sites
ranged from insufficient research, a lack of mineral resources suitable
for knapping, to competition with carnivores (Churchill, 2014;
Milošević, 2020).
Recent field surveys and excavations of Paleolithic sites in Serbia
have changed this picture significantly. Hominin remains have been
recovered from the deepest stratum in Mala Balanica Cave in Sićevo,
dated to older than 400 ka (Roksandic et al., 2011; Rink et al., 2013;
Skinner et al., 2016). The upper layers (2a-2c) of Mala Balanica and the
lower layers of the neighboring Velika Balanica (3a-3c) contained
numerous artifacts, bones, and fireplaces dated to MIS 9–7 (Mihailović
and Bogićević, 2016), and provided initial insight into the different aspects of the Lower to Middle Paleolithic transition in the Balkans.
The findings from Velika and Mala Balanica could not be linked to
the much later materials from the other Middle Paleolithic sites in Serbia
(Mihailović, 2014) until that gap was filled (to an extent) by the excavations and systematic dating of the nearby Pešturina Cave, which
revealed MIS 5 materials. Dated to MIS 5c (Blackwell et al., 2014),
Pešturina Layer 4b contained Neanderthal fossils (Radović et al., 2019;
Lindal et al., 2020), lithic artifacts (Mihailović and Milošević, 2012), and
numerous remains of Pleistocene fauna (Milošević, 2020), including a
cave bear bone with sequential incisions likely made intentionally by
humans (Majkić et al., 2018). Research at Pešturina has enabled us to
examine in more detail the technological and subsistence behavior of the
Central Balkans Neanderthal communities during MIS 5.
In this paper, we present the results of excavations, dating, and analyses of material culture and faunal remains from Pešturina Layer 4 to
understand the stratigraphy and chronology of the site, and to reconstruct Neanderthal activities within the cave.
2. Material and methods
2.1. The cave and the context
Pešturina Cave is located on the eastern edge of the Niš Basin, on the
western slopes of Suva Mountain (Fig. 1A). The Niš Basin is bordered on
the north by the slopes of the Svrljig Mountains, and on the south by the
slopes of the Suva Mountain. The main communication routes linking
the southern Balkan Peninsula and the Pannonian Basin cross this area.
The cave was discovered in 2006 during a systematic archaeological
survey of the Niš Basin which preserves many Pleistocene terraces, with
numerous caves on its periphery and bordering cliffs. The 22-m-deep
cave is located near the top of a limestone hill, overlooking the
eastern Niš Basin and the short valley cut through by the Jelašnica River.
The mouth of the cave (15 m wide and 3.5 m high) is located 330 m
above sea level and faces west, towards the Nišava River.
The initial excavations of the cave did not indicate that it contained
rich remains, as a 2.5 × 1.5 m test pit, excavated to a depth of 1.3 m
yielded only a dozen Paleolithic artifacts. In 2010, when the test pit was
expanded, Pešturina proved to have substantial deposits. Systematic
excavations revealed that the upper layers contained Upper and Middle
Paleolithic artifacts. Layer 2, located below the Holocene sediment
(Layer 1), yielded about a hundred artifacts attributed to the Gravettian,
while the assemblage from Layer 3 was roughly attributed to the
Denticulate Mousterian (Mihailović and Milošević, 2012). Unfortunately, it soon became apparent that Layer 3 was significantly disturbed
by erosion, bioturbation, and recent anthropogenic activities, causing
inconsistent dates ranging from 70 ka to 38 ka (Blackwell et al., 2014;
Alex et al., 2019). Therefore, in this paper, we focus on the assemblage
which originated from the secure stratigraphic context of Layer 4, which
is presented here in detail.
Excavation proceeded in squares and quadrants (50 × 50 cm), with
the recording of all in situ findings. All sediment was dry screened using a
3 mm mesh, while samples from specific contexts and subsamples from
individual squares were wet-screened on the bank of the Nišava River,
using a 2 mm mesh. From 2010 to 2018, 20 m2 were excavated to a
depth of about 4 m.
2.2. Methods of micromorphological analysis
In order to further document the depositional and post-depositional
Fig. 1. The geographical position of Pešturina in the Central Balkans (A); the ground plan and excavated area showing marked positions of samples for OSL and ESR
dating (B).
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D. Mihailović et al.
Quaternary International 610 (2022) 1–19
processes, field observations of the sedimentary sequence were coupled
with the archaeological micromorphology. Micromorphological samples were collected in 2019 from the laminar carbonate, Layers 4a-4c,
and weathered limestone boulders located near the cave mouth. The
oriented blocks of sediment were indurated with a mixture of polyester
resin and styrene catalyzed with MEKP. The blocks were then sliced and
processed into 6 × 9 cm petrographic thin sections. The thin sections
were observed under low and high magnification with a petrographic
microscope, and the description followed the guidelines listed in Stoops
(2003). Major element distribution maps were produced from thin sections and cut block faces under vacuum using a Bruker M4 Tornado
micro-x-ray fluorescence instrument.
associated sediment samples were analyzed with (NAA for U, Th, and K
(e.g., Blackwell et al., 2016). Volumetrically and time-averaged sedimentary dose rates and time-averaged cosmic dose rates were calculated
for each tooth, based upon total station data, in situ measurements,
photographs, profiles, local geological and geomorphological analyses,
and ramped box models for the time-averaging (e.g., see Deely et al.,
2011; Blackwell et al., 2019). Mean ages were calculated by inversely
weighting them by their errors with Isoplot v. 4.2 for each tooth, and
then for the whole layer, if appropriate.
2.4. Methods of archaeological investigations
Several sediment samples were taken from the cave (at least one
from every layer and sublayer) and the remains of small vertebrates
were extracted from these. A total of more than 150 remains of herpetofauna and small mammals were found in Layer 4 and preliminarily
determined. All species of these tiny vertebrates still live today, often
near the site.
In order to examine Neanderthal subsistence at the site, we examined
the taphonomy of the large mammalian remains, lithic production
sequence and technological characteristics and the spatial distribution
of artifacts and fauna. Taphonomy of large mammal remains was studied
following Domínguez-Rodrigo (1999), Domínguez-Rodrigo and Piqueras (2003), Esteban-Nadal et al. (2010) and Fosse et al. (2012). Haynes
(1983) was followed for carnivores; Binford (1981), Pickering and
Egeland (2006), and Domínguez-Rodrigo and Yravedra (2009) were
followed for cut and impact marks; Stiner et al. (1995) was followed for
burning; Villa and Mahieu (1991) was followed for bone breakage patterns. Abiotic traces important to this material, such as water dissolution
and surface weathering, were studied according to Behrensmeyer
(1978), Hedges (2002), and Hedges and Millard (1995).
The lithic analysis includes the material from previous excavations
(2006–2017), a total of 464 artifacts. The raw materials were identified
from macroscopic features (color, texture, inclusions) and technological
categories were differentiated based on the criteria for distinguishing
the Quina, discoid, and Levallois methods (Turq, 1989; Bourguignon,
1996, 1997, 1997; Boëda, 2013). The typological analysis was carried
out on the basis of standard classification criteria (Debenath and Dibble,
1994). Identification of Quina retouch followed the criteria by
L. Bourgignon (Bourgignon, 1997, 2001, 2001; Lemorini et al., 2016).
The stratigraphic and spatial integrity of the remains was tested by
the distribution of lithic artifacts and archaeozoological material containing traces of human processing and carnivore teeth. Since the geoarchaeological analysis proposed that there was some waterflow in the
cave, we used two analyses in order to test if the spatial distribution of
artifacts was affected. Artifact orientation analysis (Lenoble and Bertran,
2004; McPherron, 2005; Benito-Calvo and de la Torre, 2011), as well as
size sorting analysis (Alperson-Afil and Goren-Inbar, 2010: 20; Alperson-Afil, 2017), were applied.
2.3. Dating methods
Layers 4a, 4b, and 4c were dated using OSL and ESR methods. The
OSL sample was taken during the early stages of excavation, and it
originated from the southern profile of M11, from the top of Layer 4
(Fig. 1B). The sediment was sampled for luminescence dating using a
light-tight pipe (3 cm in diameter) inserted into the cleaned profile. The
resulting hole was then enlarged to determine the current gamma doserate using a calibrated gamma probe (Mercier and Falguères, 2007). The
depth below the surface was used to calculate the current cosmic
dose-rate according to Prescott and Hutton (1994); this value was not
corrected for sediment accumulation over time and was used for the age
calculation.
In the laboratory, a portion of the sample was prepared under dim
orange light to avoid bleaching of the OSL signal: the dominant granulometric fraction (20–40 μm) was extracted from the sediment by wet
sieving and treated with H2O2 and HCl to remove organic matter and
carbonates, respectively. Additional treatment with H2SiF6 dissolved the
feldspar grains. The resulting quartz grains were mounted on stainlesssteel discs with silicone oil and analyzed with a Risoe DA-15 luminescence reader.
The SAR protocol (Murray and Wintle, 2000) was applied and a
series of tests were carried out to optimize the choice of the measurement parameters: the pre-heat plateau test indicated no dependance
with temperature and equivalent doses (Des) were then determined with
a pre-heat temperature of 260 ◦ C (applied to natural and regenerated
doses) and a cut-heat at 160 ◦ C (applied to the test dose used for
normalization). Sixteen individual De values were measured, resulting
in a mean De value of 156.0 ± 4.6 Gy. In addition to the gamma and
cosmic dose rates, and due to the chosen granulometric fraction, the
alpha and beta dose rates also had to be taken into account. The U, Th, K
contents of the sample were then determined by analyzing approximately 100 g of dried and homogenized sediment with a high-purity Ge
gamma-ray detector. No significant disequilibrium was detected in the
U-series chain. The contributions of the dose rate components are given
in Table 1.
Ten teeth from Layer 4 were sampled for the ESR dating (Fig. 1B).
Except for one subsample for each tissue in each tooth, all dental tissues
were analyzed only for U by neutron activation analysis (NAA). To assess
sedimentary dose rates we performed >120 associated sediment sample
analyses. Samples were prepared with protocols for standard enamel
ESR dating with contaminant containment procedures for a Class 10,000
clean laboratory (Blackwell, 1989). After powdering to ≤100 mesh, all
3. Results
3.1. Sedimentary sequence – field observations
The sequence at Pešturina is dominated by fine-grained sediment and
is very different from the often coarse, limestone clast-dominated
Table 1
Alpha and beta dose-rates were calculated using the conversion factors of Adamiec and Aitken (1998) and assuming the alpha-efficiency for quartz determined by
Tribolo et al. (2001). Water content (defined as mass of water/mass of dry sediment) used in the age calculation was the current water content of the sediment sample
(15 ± 3%). The OSL age includes systematic errors related to beta source calibration (3%) and U, Th, K standards (10% for each element).
Sample
OSL 4
Layer
4
U
Th
K
alpha
(ppm)
(ppm)
(%)
dose rate (μGy/a)
beta
3.85
5.43
1.36
171
1472
gamma
cosmic
Annual
±
De
±
(Gy)
525
3
80
2248
675
156
AGE
±
(ka)
4.6
69.4
6.3
D. Mihailović et al.
Quaternary International 610 (2022) 1–19
sediment usually found in caves in the region. The sequence contains
several sub-horizontal truncations which are most likely caused by
water flowing across and eroding material from within the cave.
Remnant breccias and vertically eroded deposits are also present along
the cave walls. As such, it is probable that there are at least three discontinuities in the sequence where portions of the deposits have been
removed, two of which possibly occurred through the action of water.
The sequence can be broadly divided into an upper and lower zone,
separated by a cemented calcareous layer which was also likely formed
through water action. Above the calcareous layer, which served as a
marker horizon during excavation, the sediment is generally loose, and
sub-horizontally bedded, with localized pedogenesis. Below the calcareous layer, the uppermost sediment in the lower zone is light-colored,
clean, compact and horizontally bedded, while the reddish basal deposits are more homogeneous. Evidence for water activity is present
towards the base of the sequence where strongly etched and weathered
blocks of éboulis (rockfall) have been locally coated in flowstone.
Flowstone is also present on top of the cave floor.
The full stratigraphic sequence was divided during excavation into
five layers based on archaeological materials (Fig. 2). From the surface
downwards, the dark Holocene layer (Layer 1) is relatively thin (30–50
cm) and contains disturbed late prehistoric remains. Below it lies a series
of lighter silty deposits containing the Upper Paleolithic (Layer 2) and
the Middle Paleolithic assemblages (Layers 3 and 4, separated by the
carbonate horizon). The cave floor descends sharply from a high point in
the rear of the cave to its mouth, where the floor lies almost 4 m below
the current ground surface. Layer 5 is a thin, archaeologically sterile unit
located just above the cave floor near the cave mouth.
From a lithological perspective, the four main sedimentary packages
from the bottom up are: a) the sandy Layer 5, b) the reddish, clay-rich
Layers 4c and 4b, c) the silt-rich Layers 4a, 3, and 2, and d) the dark,
and much disturbed anthropogenic Layer 1. Major erosional surfaces
separate Layers 4b from 4a, 4a from 3, and 2 from 1. The most recent
unconformity has a possible anthropogenic origin. Despite the unconformity between Layers 4a and 3 and its chronological gap of ~30 ky
(Blackwell et al., 2014) these two units appear very similar lithologically. Within Layers 4a and 4b, at least three very thin horizons occur
within Squares L8-P10. Each averaging 2–3 cm thick, these horizons
contain very high Th concentrations and somewhat elevated K concentrations that produce high sedimentary dose rates. In Golema Pešt, North
Macedonia, such highly elevated elemental concentrations mask the
presence of crypto- and microtephra (Lowe et al., 2012; Blackwell et al.,
2019).
Layer 5 contains greyish sandy sediment with very few finds. Layer 5
was resting on impenetrable flowstone which probably lies directly
above the cave floor.
Layer 4 can be divided into three separate sublayers, with a total
thickness of almost 2 m. Layer 4c contains rock fragments and dark
brown loose sediment and exhibits a strong granular structure, except
where it is protected by large blocks of rockfall. Both Layer 4b and 4c
contain fragments of bone and limestone that are stained by oxides.
Layer 4b contains the majority of the faunal and lithic remains, as
well as more abundant limestone clasts. Remnant breccias located at
higher elevations along the cave walls exhibit some similarities with the
lithological characteristics of Layer 4b. Large burrows within Layer 4b
contain grey silty sediment with inclusions of charcoal. The combination
of the remnant breccia and the “missing” grey sediment that is only
present as burrow infills suggests that erosion may have removed part of
Layer 4b and possibly, an overlying grey unit, in the past.
The upper part, Layer 4a, is lithologically distinct from Layers 4b and
4c, and more similar to the overlying Layers 2 and 3. Layer 4a is only
15–30 cm thick. Compared to the upper sequence, Layer 4a is slightly
redder and unequally distributed, and – like the overlying deposits – it is
locally bedded. Large coprolites occur about 10 cm below the top of
Layer 4a. Much of Layer 4a contains large blocks of bedrock having
strongly weathered karren on their surfaces (Lundberg, 2019), and
Fig. 2. The northern profile in Pešturina, within squares L9, L10, and L11. The
yellow horizontal line is set at 303.522 m above sea level. (For interpretation of
the references to color in this figure legend, the reader is referred to the Web
version of this article.)
which are sporadically coated with flowstone. These flowstones do not
extend into the surrounding sediment (4b) which is loose, darker reddish, more clay-rich and lacks the laminations present in 4a.
Pleistocene deposits in the upper stratigraphic complex consist of
Layers 2 and 3, which are composed of light brown silts whose thickness
varies between 30 and 70 cm. Due to the vague nature of the contact
between these two layers, namely that Layer 3 has been more compacted, their mutual boundary was better observed during excavations
than in the excavated profiles. Layer 3 also contains small lenses of
gravel. At the base of Layer 3 is a discontinuous carbonate that is
expressed as cementation in some places and in others is thicker, with a
laminar fabric.
The internal morphology of the cave played a key role in the deposition and erosion of the sediments. It is very likely that water draining
from the plateau above the cave ceiling periodically scoured out the
sediments in the northern part of the cave mouth. Éboulis caused internal
topographic variations, and in places trapped sediment and prevented
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Quaternary International 610 (2022) 1–19
disturbance from erosion and bioturbation.
4a and 3 itself exhibits a laminated fabric. The expression of the carbonate is variable around the site. Where the carbonate is thick, at its
base is a sediment consistent with 4a that has been cemented by carbonate. Within this are concentrations of secondary phosphates and
secondary calcification of guano and coprolite fragments. At the top of
the carbonate are areas with vegetal fabric with calcified plant material.
In other areas of the site, the carbonate is very thin, evidenced only by
localized cementation of the underlying 4a sediment, and mm-scale
discontinuous lenses of microcrystalline calcite. The overall laminar
nature observed in the field may be due to a combination of cementation
of already laminated sediment (i.e., the top of 4a), and secondary carbonate that locally forms micrite lenses and masses of calcified plants.
Petrographic analysis of the large, weathered limestone roof blocks
revealed that sand- and silt-sized grains of quartz are present as inclusions. Therefore, some of the quartz observed in thin section could be
derived from within the cave itself. Likewise, the papules observed in 4c
could either derive from the argillic horizons of soils located outside the
cave, or from ponded clay deposits in the rear of the karstic system (cf.
Goldberg et al., 2019). The other components of the deposits are
endogenous to the cave. The only potential anthropogenic materials
observed were fragments of charcoal at the base of the sequence in Layer
4c (Fig. 3A).
The overall package is consistent with the following:
3.2. Sedimentary micromorphology
In thin section, Layer 4c exhibits the granular microstructure that
was also visible in the field (Fig. 3A). The reddish, clay-rich sediment
forms sand-sized and gravel-sized rounded aggregates, and also coats
fragments of limestone and quartz. The darker color that distinguished
this sublayer in the field occurs likely due to the abundance of red clay in
the matrix. Papules composed of limpid and laminated red clay are also
present in the sand fraction. This sublayer contains sand-sized charcoal
fragments (Fig. 3B).
Layer 4b (Fig. 3B–E) is of particular importance for this study
because of its rich artifact assemblage. Although red clay, quartz silt,
and sand are dominant components, the sediment in this unit is notably
rich in sand- and gravel-sized fragments of phosphatic grains, including
carnivore coprolites (cf. Horwitz and Goldberg, 1989). The gravel-sized
inclusions of limestone exhibit evidence of etching of their outer edges.
These dissolution features are overlain by coatings of secondary manganese oxides. Manganese oxides are also present around fragments of
bone. The microstructure of the 4b samples is dominated by channels.
Larger chambers filled with granules and crumbs are also present. In the
northern part of the excavated area, Layer 4b exhibits some weak laminations, and one discontinuous, fine-grained and phosphatic crust was
observed. Here carbonate hypocoatings are also present in some channel
voids.
Strongly laminated sediment was documented in 4a in multiple
sampling locations. The sublayer is composed of mm-scale lenses of
sorted sediment ranging from brownish-yellow clay to fine sand and siltsized quartz grains, to coarser materials dominated by rounded coprolite
fragments (Fig. 3F–H). The carbonate that defines the contact between
1. A bioturbated cave deposit (Layers 4c and 4b) that was strongly
weathered in place, along with blocks of limestone, under acidic and
wet conditions.
2. Erosion that partially removed the previously deposited sediment,
and in places left gravel lags. This erosion appears to be coupled with
a change in the drip water chemistry towards more alkaline
Fig. 3. Photomicrographs of key features in
the Pešturina sediment: A) Layer 4c,
showing the strong granular structure with a
large fragment of bone (b), and a smaller,
rounded fragment of charcoal (ch) (planepolarized light = PPL); B) a papule (p) in
Layer 4c provides evidence of either transport of material from local soils into the cave
or reworking of ponded cave deposits
(crossed-polarized light XPL); C) features in
Layer 4b include a bone with manganese
oxide staining around its edges (b), and a
fragment of a coprolite (co) (PPL); D) a
fragment of limestone (ls) in Layer 4b with a
partially dissolved outer edge, which indicates acidic conditions (XPL); E) phosphatic crust (ph) in Layer 4b likely formed in
place, yellow grains of fragmented coprolite
or guano are also visible (PPL); F) Layer 4a,
reworked sediment with numerous fragments of coprolites, rounded fragments of
bone and limestone, and channel voids
(PPL); G) strongly laminated sediment just
above Fig. 3F in Layer 4a provides evidence
for reworking by water (PPL); H) carbonate
at the contact between Layer 4a and 3 in an
area where it is expressed as a thin, microcrystalline, discontinuous lens as indicated
here with an arrow (XPL); I) here, the carbonate deposit is thicker at the contact than
in Fig. 3H, seen along with calcified plant
remains (ca) (XPL). (For interpretation of the
references to color in this figure legend, the
reader is referred to the Web version of this
article.)
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Quaternary International 610 (2022) 1–19
conditions, which caused the formation of thin flowstones on top of
the weathered limestone roof blocks.
3. Sedimentation resumed with deposition of a laminated package of
waterlain sediment ranging in texture from clay to gravel. The
presence of sand-sized coprolite fragments suggests that some, if not
all, material in Layer 4a could have derived from internal sources
within the cave (Fig. 3G), although an aeolian origin for some of the
quartz cannot be excluded. The range of textures indicates fluctuating depositional energies.
4. Finally, the sequence was capped with carbonate, which cemented
the laminated deposits and initialized localized phosphatic diagenesis and plant growth under higher humidity.
reworked from a (missing) layer, originally deposited between Layers 2
and 4, and subsequently eroded before the deposition of Layer 3.
Assuming that the sediment in that missing layer did not differ
geochemically from Layer 4a, ET8 would date at 74 ± 6 ka and AT36 to
68 ± 7 ka. Both ages would correlate with MIS 4. Therefore, based on
AT24’s age alone, Layer 4b likely dates at 111 ± 11 ka, which correlates
with MIS 5e-5c.
In Layer 4c, samples AT47 and AT63 gave ages that are in agreement,
given their associated errors, while their mean age, 107.4 ± 2.8 ka,
correlates with MIS 5d. Both ages agree well stratigraphically with that
for AT24 in Layer 4b. Without more ages for teeth from Layer 4b and 4c,
the two deeper teeth may have been reworked from Layer 4b. Alternatively, Layers 4b and 4c could simply be slightly different facies of one
geochemically uniform layer, which differ only in their éboulis concentrations. All three teeth found in situ within Layers 4b and 4c correlate
well with MIS 5e-5c.
3.3. Chronometric dating
The site’s lower layers (4a, 4b, and 4c) were dated using OSL and ESR
methods.
3.4. Paleoecological indicators
3.3.1. OSL dating
With a total external dose rate of 2.25 mGy/a, the sample OSL 4 has
an age of 69.4 ± 6.3 ka (Table 1). Therefore, sediment in the upper
portion of Layer 4, bordering with Layer 3, was potentially deposited
during MIS 4 (boundaries: 59–74 ka; Martinson et al., 1987), so during a
relatively cold climatic event. However, changes over time in the cosmic
dose rate and in the water content could have made the mean dose rate
lower, leading to an older age estimate. Consequently, a MIS 5a age can
not be totally ruled out.
Easily traversed longitudinally along the Morava Corridor, the Central Balkans is a mostly mountainous region, with average altitudes at
300–500 m, and mountains up to 2,600 m high. The high-altitude
Dinaric Alps, which separate the Central Balkans from the Mediterranean to the south and southwest, were never heavily glaciated during
the Upper Pleistocene (Djurović, 2012), enabling movements of human
and animal populations from the Mediterranean towards the interior of
the Balkans during warm events of the Upper Pleistocene. The steppe
belt shifted south during the cold stages, allowing steppe-dwelling
species to penetrate all the way to the Velika (Great) and Južna
(Southern) Morava valleys. However, forest vegetation persisted in the
interior of the Balkans during the cold intervals (Van Andel and Tzedakis, 1996). The southern Pannonian Basin and the interior of the
Balkans represented a suitable ecological refugium at the beginning of
Last Glacial Maximum (Tzedakis and Bennett, 1995; Tzedakis, 2004),
and the Late Pleistocene glacial refugia were perhaps not exclusively
tied to the Mediterranean climatic belt. So far, sequences of Late Pleistocene climatic indicators in the Balkans are fragmentary. These include
paleoecological studies of loess in the Middle and Lower Danube River
basin (Fitzsimmons et al., 2012), including benthic ostracods from core
samples and sediment samples from the Ohrid and Pamvotis Lakes
(Frogley et al., 2001; Belmecheri et al., 2010), and the Stalać loess
profile (Obreht et al., 2016; Bösken et al., 2017), showing that during
MIS 5, the southern Balkans were characterized by a warm, wet Mediterranean climate close to subtropical, with one cooling event identified
at around 106 ka BP (Frogley et al., 2001; Belmecheri et al., 2010).
Paleoecological indicators generally correspond to the dating evidence. Among the faunal remains, thermophilic and forest species are
much more numerous than steppe forms in the lower parts of Layer 4,
indicating that Pešturina was formed when rather warm conditions
prevailed. The remains of porcupine (Hystrix vinogradovi), fallow deer
(Dama dama), roe deer (Capreolus capreolus), and pig (Sus scrofa) indicate warm, forested climate conditions for Layer 4. Remains of herpetofauna are also the most numerous in this layer. At least three species of
lizard, three snake species, and one species of turtle were found. Of these
species, Zamenis longissimus, Vipera аmmodytes, and Lacerta viridis are
characteristic of the Mediterranean and European geographical area,
while Rana temporaria and Coronella austriaca are representatives of the
European and Eurosiberian regions (Jovanović et al., 2020). The turtle
remains belong to the genus Testudo, most likely to the species
T. hermanni; this turtle inhabits open and semi-open areas of the Mediterranean type, avoiding wetlands and dense forests, and it is still
common in these habitats throughout the Balkans (Tomović et al.,
2014). The appearance of typical steppe forms in the upper levels of
Layer 4 suggests that this layer may have been deposited during the
gradual cooling period after the last interglacial or at the beginning of
the MIS 4.
3.3.2. ESR dating
In all the teeth except AT47, the enamel U concentrations averaged
≤0.2 ppm, while the dentinal U averaged ≤2.4 ppm. Due to these very
low U concentrations, none of the calculated ages depended on the
assumed U uptake model, except for AT47. Table 2 reports all three
standard U uptake models for completeness.
By using many sedimentary geochemical analyses, volumetric analyses produced sedimentary dose rates with much higher precision and
accuracy, permitting more precise and accurate age estimates. In three
thin horizons within Layers 4a and 4b, at 153–156 cm, 173–176 cm, and
194–197 cm below datum within the large central excavation bounded
by Squares L9-M8-N10-O9 (Fig. 1B), high Th concentrations and
somewhat higher K concentrations have caused higher than average
sedimentary dose rates, compared to the typical cave sediment elsewhere in Pešturina. In Layer 4a, which had relatively few éboulis, the
volumetrically and time-averaged external dose rates ranged from 462
± 40 to 499 ± 41 μGy/y (Table 2). In Layers 4b-4c, the concentrations of
both small and large éboulis increased with depth, causing the volumetrically and time-averaged external dose rates to drop to as low as
298 ± 22 μGy/y in Layer 4c.
In Layer 4a, because all five teeth had very similar accumulated
doses ranging from 45.30 ± 1.90 to 49.85 ± 0.98 Gy, their ages showed
no significant difference from the top to the bottom of the layer. With a
mean age of 93.1 ± 1.4 ka, all the individual ages agree well and
correlate well with MIS 5b.
Aberrant accumulated doses, ages, U enamel, and dentinal concentrations, all provide evidence that a tooth was likely reworked (Blackwell, 1994). At Pešturina, however, the very low U concentrations
removes two pieces of possible evidence for reworking, leaving only
their abnormally low accumulated doses and the ages which depend
strongly on their accumulated doses. Based on its accumulated dose and
its age at 110.5 ± 11.1 ka, AT24 likely was found in situ within Layer 4b.
For both ET8 and AT36, however, their significantly lower accumulated
doses consequently gave significantly younger ages compared to those in
either Layer 4a or 4b. Both would be outliers among the teeth in Layer
4a. Accordingly, ET8 and AT36 have most likely been reworked from
higher in the cave by burrowing animals. Since ET8 sat only 2–5 cm
below the Layer 2–4b unconformity in Square J14a, ET8 was likely
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Quaternary International 610 (2022) 1–19
Table 2
ESR ages for Layer 4, Pešturina Cave, Serbia.
Elevation
Concentrations1
Accumulated
Depth, z
[Uen ]
[Uden ]
Dose, AΣ
Dext (t)
EU
(m)
(ppm)
(ppm)
(Grey)
(μGy/y)
(ka)
(ka)
(ka)
302.85
1.73
±
0.05
0.03
1.64
0.30
46.12
0.71
488.7
42.0
84.5
2.6
91.4
3.0
95.6
3.3
302.82
1.76
±
0.04
0.04
1.39
0.34
49.85
0.98
499.3
48.0
84.2
3.5
91.0
3.9
96.6
4.3
4a/
4b
302.753
1.827
±
0.05
0.03
1.00
0.26
47.60
0.35
473.6
44.8
89.2
1.6
94.4
1.9
98.8
2.4
4a
302.70
1.88
±
0.07
0.02
0.51
0.02
45.30
1.90
461.8
39.9
88.2
7.6
93.5
8.6
97.2
9.3
302.68
1.90
±
0.04
0.04
1.63
0.02
45.56
1.37
472.0
41.0
86.3
5.4
91.3
5.8
95.1
6.2
87.5
1.2
93.1
1.4
97.4
1.7
Sample
Mean
Square
Layer
AT22 (8)
2012PES50a
M10d
4a
ET5 (6)
2012PES47a
N9a
AT32 (8)
2012PES51a
M10d
AT66 (1)
2014PES114
O10c
AT65 (3)
2014PES124
N9d
(n)
4a
4a/
4b
Mean
(n = 5 teeth; 28 subsamples)
4a
AT24 (1)
2012PES28a
I14d
4b
ET8a (1)
2012PES60
J14d
AT36a (1)
2012PES48a
M10a
AT47 (4)
2014PES134
O10b
AT63 (4)
2014PES103
M10a
Mean (with AT63)
(n = 2 teeth; 8 subsamples)
Dose Rate
3
±
ESR Ages1,2
LU
RU
303.394
1.186
±
0.20
0.02
1.94
0.02
50.44
2.82
381.7
38.1
91.5
8.4
110.5
11.1
129.4
14.7
4b
reworked
303.36
1.22
±
<0.01
0.02
1.50
0.41
31.94
1.80
399.8a
24.7a
67.7
5.3
73.7
5.9
79.0
6.6
4b
reworked
302.674
1.906
±
0.07
0.02
2.40
0.18
26.62
1.89
335.6
26.9
58.1
5.4
67.6
6.5
76.7
7.9
4c
301.83
2.75
±
0.89
0.19
6.19
1.57
70.87
1.19
324.6
47.2
78.9
2.6
111.6
3.9
159.5
6.8
301.57
3.01
±
0.10
0.04
0.64
0.01
30.92
0.38
297.6
22.4
93.5
3.5
102.0
4.0
108.3
4.5
85.3
2.1
107.4
2.8
132.9
4.0
4c
reworked?
4c
±
1
Abbreviations.
[Uen ] = the mean U concentration in the enamel.
[Uden ] = the mean U concentration in the dentine.
Dsed (t) = the volumetrically and time-averaged sedimentary dose rate.
Dcos (t) = the time-averaged cosmic dose rate.
Dext (t) = the volumetrically and time-averaged external dose rate.
Dsed (t) = the volumetrically and time-averaged sedimentary dose rate.
Dcos (t) = the time-averaged cosmic dose rate.
EU = assuming early U uptake, p = −1.
LU = assuming linear U uptake, p = 0.
RU = assuming recent U uptake, p = 10.
2
Ages calculated using: α/γ factor, κα = 0.15 ± 0.02.
enamel density, ρen = 2.95 ± 0.01 g/cm.3.
dentinal density, ρden = 2.75 ± 0.01 g/cm.3.
cementum density, ρcem = 2.85 ± 0.01 g/cm.3.
bone density, ρbone = 2.85 ± 0.01 g/cm.3.
carbonate sediment density, ρcct = 2.96 ± 0.01 g/cm.3.
quartose sediment density, ρqtz = 2.66 ± 0.01 g/cm.3.
initial activity ratio, (234U/238U)0 = 1.2 ± 0.20.
tooth radon loss, Rntooth = 0.0 ± 0.0 vol%.
All uncertainties are 2 σ.
3
.Dext (t) = Dsed (t) + Dcos (t)
a
This tooth has been reworked, likely from a layer now eroded between Layer 3 and 4a. This age was calculated assuming that the missing layer’s sedimentary dose
rates equaled those in Layer 4a.
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Quaternary International 610 (2022) 1–19
effects of which are well-explained in sedimentary micromorphology, is
corrosive and weakens the bone structure, leading to delamination and
longitudinal cracking in bones and detachment of enamel from dentine
in teeth. Because of this process, it is possible that a number of cutmarks
were obliterated, thus lowering the original cutmarked NISP and MNE
counts. Dissolution has also led to a certain amount of post-depositional
in situ breakage, which largely affected low-density axial skeletal elements (Lam et al., 1999, 2003, 2003; Stiner, 2004). For this reason,
inferences about human processing patterns should be considered with
caution.
The presence of anthropogenic marks is generally low (3% in Layer
4; >1% in Layer 3), and processing patterns can be observed only in
Layer 4 (Table 4). The majority of cutmarks appear on horse remains.
They include dismemberment, filleting, and long bone breakage. However, the remains of the European ass (Equus hydruntinus) show no
butchery traces. Processing marks are less numerous on red/fallow deer
remains, but the specific pattern of their appearance suggests filleting
and extensive bone breakage at the site, including the metapodials and
phalanges. Other taxa containing processing marks are Proboscidea,
bison, wild boar, and roe deer. Skinning marks were also recorded on
cave bear remains.
Gnawing and digestion marks were observed on 6% of total NISP in
Layer 4. Diameters of punctures and scores are consistent with a hyena
in size, while the absence of long bone ends and heavily nibbled margins
of long bone fragments are also suggestive for this carnivore. Carnivore
damage appears on remains of at least 16 taxa in Layer 4. Gnawing
marks appear across all skeletal portions of affected ungulates, and are
suggestive for both primary access and scavenging that is typical for
hyena foraging behavior. This is also supported by specimens containing
both cut and tooth marks.
In Layer 4, skeletal profiles vary between two main groups of large
ungulates: medium-sized cervids and equids. Equids present more
complete carcasses, while cervid carcasses are more ravaged (Fig. 4A).
Medium-sized cervids have underrepresented upper limb portions,
which are somewhat better represented in equids. Over the course of the
skeletal element identification, special attention was given to long bone
shaft fragments (LBSF). Since it is now established that there is a direct
connection between the difference in bone mineral densities (BMD) of
different elements and their representation in zooarchaeological materials (Lam et al., 1999, 2003, 2003; Stiner, 2004) it is exactly the teeth
and lower limb bones that have the highest mineral densities and thus
the chances of preservation as well. Many authors (Stiner, 1991; Marean
and Kim, 1998; Bartram and Marean, 1999; Rogers, 2000; Marean and
Cleghorn, 2003; Bar-Oz and Munro, 2004; Faith and Gordon, 2007;
Marín-Arroyo, 2009) have stressed that LBSF represents a very important factor in long bone element quantification, especially the minimum
number of elements (MNE) and the number of taphonomic traces per
element, since long bone epiphyses are significantly more prone to
destruction due to lower mineral density and feeding choice of predators. Quantification of anatomical regions through minimum animal
units (MAU) is instructive when interpreting butchery and transport
strategies, or identifying the predator responsible for further processing
after humans, or accumulation of bone material. Humans tend to leave
unprocessed smaller bones (such as carpals, tarsals, phalanges) that
Table 3
Identified avian taxa from Layer 4 of Pešturina.
Class
Taxa
NISP
Anseriformes
Galliformes
Anas crecca
Tetrao tetrix
Perdix perdix
Coturnix coturnix
Perdicinae indet.
Falco tinnunculus
Gyps fulvus
Crex crex
Otis tarda
Scolopax rusticola
Aegolius funereus
Picus canus
Alauda arvensis
Anthus trivialis
Ptionoprogne rupestris
Petronia petronia
Sitta europaea
Fringilla coelebs
Pyrrhula pyrrhula
Oriolus oriolus
Garrulus glandarius
Pyrrhocorax graculus
Corvus monedula
1
2
6
2
Falconiformes
Accipitriformes
Gruiformes
Charadriiformes
Strigiformes
Piciiformes
Passeriformes
Aves indet.
Total
1
1
1
1
1
1
1
1
1
2
3
2
25
Most of the avifaunal species (Boev and Milošević, 2020) occurring
in the Last Interglacial context of Layer 4 at Pešturina (Table 3)
inhabited steppe environments (Perdix perdix, Coturnix coturnix, Crex
crex, Otis tarda/Tetrax tetrax) and temperate forests (Tetrao tetrix, Scolopax rusticola, Aegolius funereus, Sitta europaea, Fringilla coelebs, Garrulus
glandarius). The presence of rock sparrow (Petronia petronia) deserves
special attention. Its present-day summer range lies far to the south of
the location of Pešturina Cave (Mingozzi and Onrubia, 1997), and the
site represents one of the northernmost occurrences of rock sparrow in
the Pleistocene of Europe. Also, the presence, in the same layer, of crag
martin (Ptyonoprogne rupestris) – which preferably feeds on wetland
flying insects – suggests relatively high summer temperatures (Blondel
et al., 2010).
3.5. Large mammal assemblages
Large mammals are taxonomically diverse throughout Layer 4. Large
and medium-sized equids (Equus ferus germanicus, Equus hydruntinus),
medium and small-sized cervids (Cervus elaphus, Dama dama, and Capreolus capreolus), and large bovids (Bison priscus) dominated the ungulate
assemblage, while the remains of hyena (Crocuta spelaea) are the most
numerous among the carnivores (Milošević, 2020).
Animal remains from Pešturina are highly fragmented, with the
majority of specimens represented by longitudinal splinters, 30–40 mm
in length. Water dissolution strongly accounts for the post-depositional
alteration of material due to chemical weathering, affecting a quarter of
total specimen counts in Layer 4, while surface weathering and trampling are present on less than 1% of specimens. Water dissolution, the
Table 4
Representation of different taphonomic marks on ungulate remains from Layer 4 of Pešturina.
Ungulate taxa
Bos s. Bison
Mammal indet. size II
Equidae
Mammal indet. size II/III
Cervidae size III
Mammal indet. size III
Layer
4a
4b
4c
4a
4b
4c
4a
4b
4c
4a
4b
4c
4a
4b
4c
4a
4b
4c
Dismembering cutmarks
Filleting cutmarks
Cone fractures
mNISP/tNISP
Gnaw marks
mNISP/tNISP
–
–
–
–
1
33%
2
–
1
10%
14
66%
–
–
–
–
1
100%
–
–
–
–
3
75%
–
–
2
20%
5
55%
–
–
–
–
–
–
1
–
–
11%
3
33%
3
3
2
13%
35
58%
–
–
–
–
–
–
–
1
1
14%
4
57%
–
–
1
8%
10
83%
–
–
–
–
–
26%
–
1
–
8%
6
50%
–
5
10
22%
22
33%
–
–
–
–
1
20%
–
1
–
8%
7
58%
–
3
2
13%
20
50%
–
–
–
–
–
–
8
D. Mihailović et al.
Quaternary International 610 (2022) 1–19
Fig. 4. Wild horse (a) and medium-sized cervids (b) skeletal profiles in terms od minimum number of elements (MNI) and percent of minimum animal units (%MAU)
from Layer 4 (A); Equid (a) and cervid (b) MAU to FUI layer 4 (B); ratio of minimum of animal units (MAU) to bone mineral density (BMD) for horse (a) and medium
sized cervids (b) from Layer 4 (C).
Fig. 5. Time and distance to mass. Ungulates
inhabiting steppe and forest are faster to acquire,
but larger quantities of bulk yield for the same
handling time is apparent in the steppe, because of
larger ungulates that inhabit it – like wild horse and
bison. Here we observe that return rates of search
and handling times are considerably overlapping in
steppe and forest biomes, but neither of them
significantly overlap with montane biome. Ratios
between different ungulates underline the Neanderthal choice of biome exploitation, which is also
reflected in their prey focus on animals inhabiting
steppe and forest, and its intermediaries.
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D. Mihailović et al.
Quaternary International 610 (2022) 1–19
have little or no nutritional value, and they are often transported as a
side (schlepp) effect. MAU can explain different skeletal patterns and tie
them to human processing strategies or carnivore consumption. Food
utility indices (FUI) (Jones and Metcalfe, 1988; Metcalfe and Jones,
1988) help to understand the reason behind the presence of different
butchery and teeth marks on different elements, and processing intensity of different elements with a nutritional yield of the elements,
enabling us to understand if the processing occurred as to their utility
ranks. The ratio between MAU and FUI for horse and deer taxa is
negative (Fig. 4B), suggesting relatively extensive processing, but not
the extensive consumption of the prey at the site location, apart from
bone marrow. On the other hand, MAU to BMD (Fig. 4C) for cervids and
horses are closely correlated, indicative of skeletal element attrition by
specific bone mineral density. Hyena elements are all fairly well represented but biased towards teeth. All better-represented taxa have low
preservation of axial elements, and overrepresented teeth, owing to their
complex taphonomic history: pre-burial carnivore ravaging and
post-depositional attrition by water dissolution. Pray carcass mass and
the relative distance from the site at which it was acquired is presented
in Fig. 5.
Table 6
General structure of lithic assemblages from Layer 4 of Pešturina.
Cores
Blades
Flakes
Chunks
Tools
Total
Chips and small
fragments
High quality flint
Chalcedony
Limestone
Jasper
Quartz/Quartzite
Silicious rock
Indeterminate
Total
4a
4b
4c
4
4-TOTAL
15
10.8%
18
12.9%
5
3.6%
1
0.7%
1
0.7%
99
71.2%
0
0.0%
0
0.0%
139
99.9%
1
16.7%
0
0.0%
1
16.7%
0
0.0%
0
0.0%
4
66.7%
0
0.0%
0
0.0%
6
100.1%
6
3.4%
28
16.0%
21
12.0%
1
0.6%
0
0.0%
115
65.7%
3
1.7%
1
0.6%
175
100.0%
26
6.9%
49
13.1%
32
8.5%
2
0.5%
1
0.3%
259
69.1%
4
1.1%
2
0.5%
375
100.0%
4
4TOTAL
2
3.7%
1
1.8%
27
50.0%
6
11.1%
18
33.3%
54
99.9%
2
6
4.4%
2
1.5%
74
54.4%
17
12.5%
37
27.2%
136
100%
27
0
0.0%
0
0.0%
2
33.3%
1
16.7%
3
50%
6
100.0%
5
11
6.2%
4
2.3%
90
51.1%
20
11.4%
51
29.0%
176
100.0%
39
19
5.1%
7
1.9%
193
51.9%
44
11.8%
109
29.3%
372
100%
95
4a
4b
4
4-TOTAL
1
0
0
0
0
1
0
2
3
0
1
0
1
0
1
6
2
2
1
1
0
5
0
11
6
2
2
1
1
6
1
19
The same core types are recorded in Layers 4a and 4b (Table 7). The
most numerous are those made on quartz pebbles (Fig. 6: 1), knapped
via the Quina method (Turq, 1989; Hiscock et al., 2009). One chert core
with traces of alternate flaking (Fig. 6: 2) along two axes of the pebble
(Bourgignon, 1996) can also be associated with this method. In addition,
we identified cores made on quartz pebbles (Fig. 6: 3) and cortical flakes
subjected to the discoid unifacial method (Terradas, 2003), preferential
(non-Levallois) cores, one Levallois core with traces of centripetal
recurrent preparation (Boëda, 2013), as well as one burin-like core for
the production of blades.
The technological process could be partially reconstructed only for
the quartz artifacts. In both layers, elongated pebbles (broken into two,
rarely into four parts), and sometimes thick flakes were used as core
blanks. Salami slice flakes – characterized by cortical edges on both
lateral margins – were not recorded, but numerous flakes related to
other Quina strategies (cortical backed, cortical covered, recurrent
alternative) have been found (Hiscock et al., 2009). The process of core
knapping was mainly focused on the production of flakes – asymmetric
in cross-section (Fig. 7: 1–3) – with cortical or flaked (a dos de débitage)
backs (Turq, 1989; Bourgignon, 1996). These account for 52.3% of the
total number of complete flakes.
Flakes with knapped back are the most numerous in Layer 4b (19
pcs.) in which no flakes with cortical back were found, while in Layer 4a
flakes with cortical back were more numerous (4 out of 7). Judging by
the macroscopically observable edge damage (present on 53.1% of
pieces), most of the naturally backed flakes were likely used immediately after production, while a smaller proportion (10.9%) was used as
blanks for tool manufacture.
The use of the discoid and Levallois methods is testified by the
presence of Levallois (9 pcs.), pseudo-Levallois (8 pcs.), and débordant
flakes (1 pc.) (Fig. 7: 4, 5). Six Levallois flakes were struck from unipolar
recurrent Levallois cores, while three pieces were produced from preferential cores and cores with centripetal preparation (Boëda, 2013).
Levallois artifacts from both layers were not retouched.
The application of non-Levallois blade technology is confirmed on a
small number of blades only (1.9% of the total sample). With the
Table 5
Raw material structure (excluding chips) of Pešturina assemblages from Layer 4.
4
7.3%
3
5.4%
5
9.1%
0
0.0%
0
0.0%
41
74.5%
1
1.8%
1
1.8%
55
99.9%
4c
Quina-type cores
Discoid unifacial cores
Preferential cores (non-Levallois)
Levallois cores
Unipolar blade cores
Irregular cores
Core fragments
Total
The structures of the lithic assemblages from Layers 4a and 4b are
surprisingly similar considering the chronological distance. They are
dominated by quartz/quartzite artifacts (71–75%), with the raw material originating in nearby alluvial or colluvial deposits, probably along
the Studena and Nišava Rivers, to the east and north of the site. Flint and
chalcedony are also abundant in the Pešturina collection (Table 5). The
absence of detailed geological maps and previous elaborate research of
flint deposits limit the potential for studying raw material procurement
in depth. Sampling of potential sources in the area of 5 km radius has
been carried out: as expected, abundant deposits of optimal quality flint
and chalcedony were not found. Approximately half of the total flint and
chalcedony found in Pešturina shows a strong similarity (including a
characteristic white patina) with the raw material from Kremenac, a
primary deposit of flint situated around 17 km to the northwest. However, since many of the archaeological specimens preserve pebble neocortex, it is more likely that they were also collected in secondary deposits, presumably closer to the cave.
The general structure of artifact assemblages (Table 6) is almost
identical in both layers (4a, 4b): cores represent 5–6%, flakes 50–55%,
chunks 11–12%, and tools between 27% and 33%. About 50% of quality
material (flint and chalcedony) from Layers 4a and 4b are represented
by tools, indicating that a number of artifacts were brought from other
locations.
n
%
n
%
n
%
n
%
n
%
n
%
n
%
n
%
n
%
4b
Table 7
Core types from Layer 4 of Pešturina.
3.6. Lithic assemblages
Low qualtity flint
n
%
n
%
n
%
n
%
n
%
n
%
n
4a
10
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Quaternary International 610 (2022) 1–19
Fig. 6. Cores on quartz and chert pebbles from Layer 4.
exception of a single quartz piece, all of the blades were made of flint
and knapped from flat or slightly convex surfaces with unidirectional
parallel scars. There is no observable standardization of morphology or
dimensions. Attributes of the platforms and ventral sides of these artifacts are not informative with regards to the reconstruction of the
knapping techniques used.
The high-intensity core reduction in Layer 4 is attested by the relatively low number of cortical artifacts (Table 8) and the small dimensions of the artifacts. The average lengths of unretouched and
retouched artifacts in Layer 4b are 29.3 mm and 34.1 mm, respectively.
In Layer 4a, unretouched artifacts are 27 mm long on average, while the
retouched ones have an average length of 39.1 mm.
Sidescrapers and denticulated pieces dominate the artifact assemblages (Fig. 7: 6–10, Table 9), with sidescrapers less well represented in
Layer 4a (16.7%) than in Layer 4b (27%). Simple retouched flakes are
represented by 16.7% in Layer 4a and 24.3% in Layer 4b. In contrast,
combined denticulated and notched pieces are more common in Layer
4a (33.3%) than in Layer 4b (21.6%), indicating their increased usage
over time. Other tool types found in both layers represent less than 10%
of the total tool number.
Approximately 50% of the sidescrapers were retouched via Quina
and demi-Quina retouch (Fig. 7: 6–7, 9–10), poorly visible on the quartz
pieces (Table 10). Most pieces display two series of retouch negatives –
indicating a short cycle of working edge rejuvenation – while a pair of
specimens with three series of negatives could be attributed to a long
cycle (Lemorini et al., 2016). Resharpening flakes could not be reliably
identified among quartz pieces.
3.7. Spatial analyses of bones and artifacts
Zones of human activities on site are partially overlapping, as shown
by the spatial distribution of lithic artifacts and animal bones with traces
of burning and butchering. Carnivores almost certainly contributed to
the secondary deposition of remains of human activities, but smaller
Table 8
Cortex coverage on complete artifacts from Layer 4 of Pešturina.
0%
Fig. 7. Lithic artifacts from Layer 4 (1–8, 10–14) and from the contact zone
between Layers 3 and 4 (9): cortically backed flakes (1–3), unretouched
Levallois blade (4), pseudo-Levallois point (5), bilateral convergent sidescraper
(6), transversal sidescrapers (7–10).
<50%
>50%
100%
Total
11
n
%
n
%
n
%
n
%
n
%
4a
4b
4c
4
4-TOTAL
17
68.0%
6
24.0%
1
4.0%
1
4.0%
25
100.0%
49
73.1%
7
10.4%
10
14.9%
1
1.5%
67
99.9%
1
50.0%
0
0.0%
0
0.0%
1
50.0%
2
100.0%
52
56.5%
29
31.5%
5
5.4%
6
6.5%
92
99.9%
119
63.9%
42
22.6%
16
8.6%
9
4.8%
186
99.9%
D. Mihailović et al.
Quaternary International 610 (2022) 1–19
Table 9
General classification of retouched tool types from Layer 4 of Pešturina.
Notched pieces
Denticulated pieces
Sidescrapers
Retouched flakes
Retouched Levallois
Burins
Endscrapers
Raclettes
Truncations
Perforators
Fragments of tools
Total
n
%
n
%
n
%
n
%
n
%
n
%
n
%
n
%
n
%
n
%
n
%
n
%
4a
4b
4c
4
4-TOTAL
2
11.1%
4
22.2%
3
16.7%
3
16.7%
0
0.0%
0
0.0%
2
11.1%
1
5.6%
2
11.1%
1
5.6%
0
0.0%
18
100.1%
3
8.1%
5
13.5%
10
27.0%
9
24.3%
0
0.0%
0
0.0%
0
0.0%
2
5.4%
3
8.1%
1
2.7%
4
10.8%
37
99.9%
2
66.7%
0
0.0%
0
0.0%
0
0.0%
0
0.0%
0
0.0%
0
0.0%
0
0.0%
0
0.0%
1
33.3%
0
0.0%
3
100.0%
6
11.8%
11
21.6%
10
19.6%
7
13.7%
1
2.0%
1
2.0%
3
5.9%
3
5.9%
5
9.8%
4
7.8%
0
0.0%
51
100.1%
13
11.9%
20
18.3%
23
21.1%
19
17.4%
1
0.9%
1
0.9%
5
4.6%
6
5.5%
10
9.2%
7
6.4%
4
3.7%
109
99.9%
Table 10
Sidescrapers from layer 4 of pešturina.
Lateral
Transversal
Quina
Demi-Quina
Non-Quina
4a
4b
4
4-TOTAL
2
1
1
0
2
7
3
3
1
6
6
4
4
0
6
15
8
8
1
14
Fig. 8. Bone accumulation in Layer 4b.
and the dripline. This is consistent with other Middle Paleolithic sites
such as Riparo Bombrini (Riel-Salvatore et al., 2013) where butchering
was performed in the areas near the dripline or completely outside of the
cave, while artifacts are grouped in the central zones of activities, mostly
associated with very small fragments of fauna. Neanderthal groups who
visited Pešturina during the formation of Layer 4a used mainly the
central area of the site with potential differentiation between butchering
and domestic activities.
In contrast, the distribution of artifacts in Layer 4b indicates two
zones where artifacts group (Fig. 9B). The first zone occupies Squares
O10, O11, P10, P11 in the southwestern part of the excavated area,
while the second zone can be seen in the northeast part of the site, in
Squares I13, I14, J13, and J14. This corresponds well with the grouping
of cut/impact marked and burnt large mammal remains in the same
areas. It is especially instructive to notice impact marked and burnt
specimens in the same zone, as this is indicative of marrow and grease
rendering (Costamagno et al., 2006). Unlike Layer 4a, in Layer 4b these
zones are located on the periphery of the site, while the central part of
the site contains very small amounts of finds. Considering that Layer 4b
has not been fully excavated in the central part of the site, this may be
considered as the cause of such distributions in Layer 4b. However, by
careful analysis of the distribution map of Layer 4b, it is noticeable that
squares adjacent to square K, in which Layer 4b was excavated, contain
few or no artifacts. This situation points to the conclusion that the distribution map of Layer 4b does reflect the realistic distribution of artifacts within the layer.
fragments with the indication of burning were less susceptible to this
process (Camarós et al., 2013). The largest number of chewed specimens
and coprolites come from the central part of the trench (Fig. 8).
Regarding large mammal remains, specimens with butchering marks are
distributed randomly, while specimens with traces of burning are
confined into two zones: one in the L/M squares and another in the O
squares. The overlapping spatial distribution of human-processed and
gnawed specimens shows that hyenas largely disturbed the primary
zones of human activities, possibly by scavenging remains of human
prey, since the primary zones of butchery activities cannot be recognized. Additionally, bad preservation of old breakages made long bone
refits questionable. Several complete limb joint sections, as well as teeth
rows, that were both recorded in situ or from close spatial contexts
refitted during the analysis of archaeozoological material, point to the
lack of significant post-deposition vertical movement of the material.
Layer 4 in Pešturina has 3 sublayers, of which only 4a and 4b have
yielded adequate amounts of lithic artifacts for spatial analysis. The
artifact distribution patterns of Layers 4a and 4b were tested using the
Kolmogorov–Smirnov (KS) test. Empirical distribution was tested
against the Poisson distribution and the KS test showed a statistically
significant difference between empirical and Poisson distribution for the
total number of artifacts in Layers 4a (p < 0.05) and 4b (p < 0.05). The
test results, therefore, showed that the artifact distributions recorded in
both Layers 4a and 4b vary significantly from the Poisson distribution.
Based on this, we can conclude that distributions of lithic artifacts in
Layers 4a and 4b are not random.
The distribution map of Layer 4a shows artifacts grouping in the
central area of the site, mainly in squares K-L/10–11 (Fig. 9A). No finer
differentiation of activity areas was observed within this main zone of
artifact accumulation. Distribution of faunal remains indicates accumulation in squares L-M/9, which are closer to the entrance of the cave
3.8. Hominin fossils
Three hominin fossils recovered (Radović et al., 2019; Lindal et al.,
2020) are briefly summarized below. An isolated hominin upper first
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Fig. 9. Spatial distributions of lithic artifacts in Layer 4a (A) and 4b (B), and spatial distribution of animal remains with cut marks, impact marks, and traces of
burning in Layer 4a (C) and 4b (D), quantified as NISP with marks per sub-square unit.
molar (Pes-3) was recovered from Layer 4b at Pešturina and dates to MIS
5c. This permanent molar displays an excellent state of preservation and
minimal wear allowing a taxonomic assessment (Radović et al., 2019).
The crown shows internally compressed cusps as reflected in the relatively small occlusal polygon area, a buccolingually skewed crown shape
reflected in the angles of the occlusal polygon, and a relatively large
hypocone, which represents the second largest cusp by crown base area.
These features are considered typical for Neanderthal M1s (Bailey, 2002,
2004, 2006, Martinón-Torres et al., 2013; Quam et al., 2009). The results of the volumetric analysis of crown tissues also support a Neanderthal assessment, particularly with regards to measurements related
to enamel thickness. In both 3D volume proportions and 2D
cross-sections, Pes-3 exhibits similar enamel thickness to Neanderthals,
but differs significantly from modern humans, at least in the 2D analyses. Pes-3 also expresses several non-metric traits that are potentially
taxonomically informative: at the enamel-dentine junction, Pes-3 displays a “twinned” paracone dentine horn, a post-paracone tubercle, and
a metacone dentine horn which is positioned centrally with regards to
the marginal ridge. These traits have been observed in relatively high
frequencies in Neanderthals and in lower frequencies in other taxa
(Martin et al., 2017; Ortiz et al., 2017). Dental calculus from this tooth
produced the oldest microbiome recovered so far, consistent with a
Neanderthal microbiome (Yates et al., 2021).
Two additional hominin fossils recovered from the Pleistocene strata
of Pešturina are from the younger strata. A left lateral mass of an atlas
(Pes-1) was recovered from the lower portion of Layer 2. The layer is
dated to 31–29 ka cal BP (i.e., MIS 3) and contains an Upper Paleolithic
(Gravettian) lithic assemblage. Based on metric and non-metric
morphological traits, (i.e, weakly developed tubercle for the insertion
of the transverse atlantal ligament), Pes-1 was classified as anatomically
modern Homo sapiens (Lindal et al., 2020). A juvenile radius shaft
(Pes-2) originated from the contact zone between Layers 3 and 4, giving
it a very wide chronological range of 38.9–92 ka (i.e., MIS 3–5b). The
specimen was tentatively assessed as Neanderthal based on the traits
such as the teardrop-shaped cross-section and the apparently strong
lateral curvature of the diaphysis which probably represents a primitive
trait retained in Neanderthals (Lindal et al., 2020). The fossil remains
conform to the expected attribution of Middle Paleolithic industries in
the region to the Neanderthal and Upper Paleolithic to the modern
human remains.
4. Discussion
4.1. Behavioral inferences
Large mammal remains at Pešturina were mostly accumulated due to
predation, and to a small extent due to natural deaths of animals that
used the cave as a den or shelter. Since hyenas prey from all available
biomes, and Neanderthals only from some of them, this resulted in a
broad taxonomic representation of large mammals. Hence, the site
represents an excellent opportunity to assess the human and hyena prey
choices in MIS 5 from available biomes. Based on taxonomic composition, the immediate cave surroundings are characterized by a mosaic
ecosystem throughout MIS 5, consisting of steppe, forest with broadleaf
component, and montane foothold. In addition to typical cold steppe
species, there are several species that are more confined to the presentday Mediterranean climate. Throughout MIS 5 in the interior of Europe,
the Neanderthals preferred to inhabit these mosaic ecosystems, with a
wide array of large ungulate choices (Gaudzinski, 2004).
In general, Neanderthal subsistence focused primarily on size II ungulates, and less extensively on ungulate sizes I and III. Human processing patterns can be partially observed only in Layer 4, on remains of
horse and medium-sized deer. Horse processing for the acquisition of
bulk meat and marrow included dismemberment, filleting, and marrow
extraction. In contrast, red/fallow deer remains show that mostly middle
and lower leg portions were processed at the site, with cutmarks
including only filleting, and extensive bone breakage for marrow specifically targeting the lower limb portions. For the other taxa, it was not
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possible to establish processing patterns due to the smaller sample size.
Of species that show human processing marks, only the horse remains in
Layer 4 are clearly characterized by a dominance of prime adults, which
is the preference characteristic for Middle Paleolithic large mammal
hunting (Mellars, 1996; Fernández and Legendre, 2003; Boscato and
Crezzini, 2006; Patou-Mathis, 2006; Arceredillo and Fernández-Lomana, 2009; Morin, 2012).
The carnivore to ungulate ratio in terms of total MNI from Layer 4
was 50%, pointing to the extensive use of the cave as a den. The high
prevalence of hyena remains, and a hyena mortality pattern which includes both juveniles and adults indicate a communal den during MIS 5.
Judging by the distribution of gnaw marks across different taxa
(Table 4), hyenas put pressure on the same ungulate size classes as
Neanderthals, but here taphonomic traces point to both being relatively
successful in terms of primary access to the carcass.
Although the human processing marks are not numerous, processing
patterns in Layer 4 suggest logistical visits to the cave and wellstructured subsistence behavior reflected in structured large mammal
processing for the bulk of caloric yield – from filleting to marrow
extraction. This is observed in the negative MAU to FUI ratio (Fig. 4B),
indicating that the carcasses were intensely processed. The evidence
suggests that the Neanderthals used Pešturina as a temporary butchery
camp to process large ungulates hunted in the vicinity, mainly in the
open steppe and to a lesser extent in forest habitat, while avoiding
caprines confined to broken/mountainous habitat. Horses were more
intensely processed at the site than red deer, possibly because their
carcasses are larger and require more processing time (Fig. 4D), as
carcass mass and the relative distance from the site at which the prey is
acquired influences processing patterns (Fig. 5). This processing strategy
focused on the bulk of marrow and meat is consistent with previous
conclusions so far witnessed in the Central Balkans: red deer processing
at Velika Balanica Cave (Marín-Arroyo, 2014) and Crvena Stijena
rockshelter (Morin and Soulier, 2017), and the bison processing at
Šalitrena Cave (Marín-Arroyo and Mihailović, 2017).
The structure of the artifact assemblage is entirely consistent with
the activities identified by the faunal analysis, especially since it indicates a short-term settlement of communities that did bring artifacts to
the site from somewhere else, but which mostly used intensively knapped quartz pebbles acquired from the immediate vicinity. The artifact
production in the cave was focused on the cortical and non-cortical
backed flakes, which were either used directly or as blanks for making
sidescrapers and other tools.
Artifact accumulation in Layer 4a indicates that the main activities
were organized in the central part of the site, while faunal remains group
near the dripline and the entrance to the cave, where butchering most
likely took place. In comparison, two main zones of artifact grouping are
observed in Layer 4b, and they coincide with the accumulation of faunal
remains. The two zones of artifact grouping in Layer 4b do not differ in
technological or typological content, suggesting two possibilities: both
zones could have belonged to the same occupation, or these zones could
have resulted from two different occupations where human groups
chose slightly different places in the cave to perform their activities.
While we consider the latter to be a more likely scenario, further
research will be necessary to demonstrate the nature of these two areas.
(Patou-Mathis, 2000; Moncel, 2001; Dusseldorp, 2009). Lithic industries
have an expedient character (Binford, 1979) in the sense that they are
dominated by small and non-standardized flakes made from low-quality
raw materials, collected in the immediate vicinity of settlements
(Valoch, 1984). A different situation was observed at the sites located in
the southern parts of the Pannonian Basin, which were attributed to the
Central European (CE) Charentian (Gábori-Csánk, 1968; Gábori, 1976;
Kozłowski, 2016) or to the Charentian sensu lato (Simek and Smith,
1997; Banda and Karavanić, 2019). Most of these sites were correlated
with MIS 5, but only Krapina has a reliable date of 130 ka (Rink et al.,
1995). These are mostly cave sites, from which relatively few artifacts
have been recovered, with significant presence of carnivores and their
prey among the faunal remains (Brajković and Miracle, 2008; Miracle
et al., 2010; Daschek and Mester, 2020). The industries show Quina
elements, present both in the knapping technology and the inventories
of retouched tools (Simek and Smith, 1997; Mester and Moncel, 2006;
Banda and Karavanić, 2019).
It is known that the classification of Middle Paleolithic industries in
Central and Southeast Europe does not conform to the Bordes classification (Bordes, 1953), which is also true for the Charentian. Unlike the
Western European Charentian, in which the Quina method predominates (Bourguignon, 1997), different methods occur within the
Central Europena (CE) Charentian (including Quina), which is mainly
conditioned by the nature of the raw materials used (Simek and Smith,
1997; Mester and Moncel, 2006; Banda and Karavanić, 2019).
Furthermore, compared to the Western European Charentian, the typical
Quina sidescrapers are far less frequent. All this, however, should not
call into question the general nature of this type of industry, which
differs significantly from the Micoquian industries in the north of the
Pannonian Basin (Kozłowski, 2014), but also from the Mousterian industries of Southeast Europe.
In the north of the Balkans, only non-Quina industries have so far
been recorded from MIS 5 (Fig. 10). The Levallois component is
particularly pronounced in the artifact assemblages from sites in
northern Bosnia, including the site Zobište, dated to c. 80–65 ka
(Montet-White et al., 1986; Baumler, 1988). In the Eastern Balkans,
Layers 10c and 10b in Kozarnika represent the only confirmed occurrence of the early Middle Paleolithic, with the presence of Levallois
artifacts and leaf-shaped points. Based on the biostratigraphic data, the
layers were attributed (Guadelli et al., 2005) and recently dated to MIS 6
(Tillier et al., 2017). Flint artifacts predominate at sites in the interior of
the Balkans, while quartz and quartzite artifacts are poorly represented.
Several sites dated to MIS 5 were recorded in the coastal zone:
Crvena Stijena (Whallon, 2017), Asprochaliko (Huxtable et al., 1992),
Theopetra (Panagopoulou, 1994; Valladas et al., 2007; Karkanas et al.,
2015), and Kalamakia (Darlas and Psathi, 2016). These sites showed
traces of intensive inhabitation, manifested not only in the sheer amount
of the recovered materials but also in the thick recorded deposits with
charcoal and ash (Karkanas et al., 2015; Whallon, 2017). The lithic industries have a weak Quina character and have been attributed to
different cultural units – the Typical Mousterian, the Crvena Stijena
Mousterian, etc. (Mihailović, 2017). The only possible exception is the
Theopetra Cave in Thessaly, originally attributed to Quina Mousterian
(Panagopoulou, 1994), although this was later called into question
(Darlas, 2007). These records document various biomes, where the remains of carnivores were poorly represented (Morin and Soulier, 2017)
in contrast to the sites in the interior of the Balkans. All this evidence
indicates an increased presence of Neanderthal groups in the coastal
zone during MIS 5, although the number of recorded sites remains
relatively small.
The artifacts from Layer 4 of Pešturina cannot be linked to sites in the
Eastern and Western Balkans. Rather, they can be associated with those
in the southern part of the Pannonian Basin. Similar to Pešturina,
different methods of pebble knapping (Simek and Smith, 1997; Moncel,
2003; Mester and Moncel, 2006) were applied at these southern Pannonian sites. In addition to Quina artifacts, the majority of these sites
4.2. Regional context
The regional picture of population density, settlement patterns, and
modes of resource acquisition in MIS 5 in the Balkans is quite different
from the one seen in Central Europe. Taubachian sites with numerous
artifacts and faunal remains have been recorded in Central and Northwestern Europe, documenting the intensive settlement of locations near
water sources (Richter, 2008). Some of these sites were reliably dated to
the last interglacial (Rink et al., 1995; Richter, 2016; Borel et al., 2017).
The recovered materials (artifacts and remains of fauna) indicate,
among other things, the systematic exploitation of megafauna
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Quaternary International 610 (2022) 1–19
cannot be established, since no sites dated to MIS 6 are currently known
in the area, with the exception of Kozarnika, where Levallois artifacts
and leaf-points have been confirmed in layers of that age (Guadelli et al.,
2005; Tillier et al., 2017).
After MIS 6, the CE Charentian, along with the Taubachian and
Micoquian in the northern Pannonian Basin, represented the main
Middle Paleolithic cultural unit in Central and Southeast Europe
(Kozłowski, 2016). In addition to the Quina scrapers and characteristic
products of debitage, this complex is characterized by a significant
quartz component, especially when it comes to the combined
curated-expedient model of techno-economic behavior (Vaquero and
Romagnoli, 2018) and the use of quartz pebbles for producing ad hoc
tools (Péntek, 2019). This flexible concept in the Balkans can be traced
back to the settlement of Mala Balanica, and had continued to be
practiced even after the MIS 5, with the Levallois blanks replacing the
Quina scrapers within the mobile tool-kit (Mihailović, 2014).
Given the current state of research in the Balkans, and contrary to the
situation in Western Europe (Bourguignon, 1997; Hiscock et al., 2009;
Faivre et al., 2014) it seems that the Quina aspect becomes less and less
prominent in the lithic industries over time and that only the industries
which are (more or less) tied to the so-called Typical Mousterian occur
during MIS 5. The chronologically latest Quina elements come from the
sites in the coastal zone (e.g., Crvena Stijena XXII, De Nadale, Klissoura),
which are dated to MIS 4 or the beginning of MIS 3 (Sitlivy et al., 2008;
Jéquier et al., 2015; Mihailović, 2017). The question of whether the CE
Charentian occurs after MIS 4 remains unresolved. The Charentian layer
from Petrovaradin Fortress (Mihailović, 2009) was recently dated by
OSL to 47–36 ka MIS 3, although there is a possibility that some part of
the material was in fact redeposited from the lower layer (dated to 90.2
± 9.4 ka) due to rodent activity (Marković et al., 2020), while the ages of
other sites attributed to this unit: Érd (Mester and Moncel, 2006), Veternica (Banda and Karavanić, 2019), Vindija (Ivanova, 1979), Betalov
Spodmol (Osole, 1991) and Borosteni (Cârciumaru et al., 2002) have not
been determined yet.
5. Conclusions
Pešturina Cave represents the first systematically excavated site
dated to MIS 5d-5b in the Balkan interior, and the only site within this
area where Neanderthal fossil remains have been discovered. In the
Balkans, MIS 5d-5b provided favorable conditions for Neanderthal settlement, despite the intense competition with carnivores. Neanderthals
seem to have favored grasslands around the Nišava River Basin for
subsistence, probably due to a large ungulate diversity and density in
this biome. The focus on one open grassland and one large intermediate/
forest ungulate species (horse and red/fallow deer, respectively) reflects
the most successful strategy with the shortest search times, which
minimized handling costs while maximizing return rates. The cave itself
might have served as a temporary hunting camp in close proximity to the
hunting grounds, or even a kill spot – as suggested by nearly complete
skeletal patterns and bulk butchery strategies.
In cultural, technological, and behavioral terms, Pešturina corresponds fully to the occurrences observed in the southern edge of the
Pannonian Basin. Both hominin and carnivore occupations occur at all
these sites, which are likely temporary hunting camps. Neanderthals
probably used the spring near or in Pešturina Cave for ambush hunting,
which generally fits the MIS 5 settlement model (Richter, 2008; Dusseldorp, 2009). Whether the Nišava Valley was inhabited to the same
extent as the Zapadna (West) Morava Valley, and whether the communities practiced a radiating settlement model (Richter, 2008), for which
some indications exist, remains to be determined.
The presence of CE Charentian in the Central Balkans, with pebble
tools made mainly on quartz, could be explained in several ways.
Although at first glance it seems that the structure of the assemblages
could be fully explained by resource distribution and settlement models,
it is increasingly evident that the CE Charentian is a distinctive and
Fig. 10. MIS 5 sites in the Pannonian Basin and the Balkans mentioned in the
text. The dashed line separates the area where the Charentian industries occur
in the north from the area with industries attributed to the (non-Quina)
Mousterian in the south. Question marks indicate the sites where the status is
still debatable.
also contain Levallois products. Sidescrapers and denticulate tools predominate among the retouched artifacts, while naturally backed knives
are presented in significant percentages.
Although the southern position of Pešturina within the distribution
zone of the CE Charentian may come as a surprise, it should be kept in
mind that the Južna Morava Valley is geographically and ecologically
connected to the Velika Morava Valley, which represents a part of the
Peri-Pannonian area (Ćalić et al., 2012). Therefore, it is quite understandable why Neanderthal communities that inhabited these territories
shared similar sets of cultural traits and practiced similar models of
techno-economic behavior. However, the question arises as to how
much this model of behavior can be related to the social connections and
cultural traditions of Neanderthal communities in Southeast Europe,
and how much to the availability of resources and the settlement systems that they practiced.
Regarding the evidence that could indicate technological and
potentially demographic continuity, the nearby Mala and Velika Balanica Caves (dated to MIS 9–7) show a non-Levallois Quina-type industry (Mihailović and Bogićević, 2016). The technological process
directed towards the production of cortically backed tools, with the most
commonly used Quina cortical backed and cortical covered methods
(Bourguignon, 1997; Hiscock et al., 2009), parallels Pešturina. However,
a direct connection between Pešturina and Velika and Mala Balanica
15
D. Mihailović et al.
Quaternary International 610 (2022) 1–19
fossil hominin record. Joshua Lindal: interpreted the fossil hominin
record. Mirjana Roksandic: Formal analysis, Writing – original draft,
designed the study, wrote the study, interpreted the fossil hominin
record.
geographically limited cultural phenomenon. Although it is not clear to
what extent the appearance of these industries can be related to Quina
industries confirmed in Velika and Mala Balanica as early as MIS 9–7, or
whether this type of industry occurs in later periods (in MIS 4 and 3) for
which there are indications but not reliable evidence, Pešturina’s
research has definitely shown that in MIS 5 this complex was spread not
only on the southern edge of the Pannonian Basin, but also in the Central
Balkans.
The question remains whether the Morava Valley had been inhabited
during the entire duration of MIS 5 or only during the period of climate
instability that characterized the MIS 5d-MIS 5a interval. Recent
research has demonstrated that the Upper Pleistocene is marked by
frequent turnovers, population shifts and regional extincitions in the
rhythm of glacial/interglacial cycles (Hublin and Roebroeks, 2009;
Müller et al., 2011; Bermúdez de Castro and Martinón-Torres, 2013;
Hajdinjak et al., 2018). Regional extinctions are less likley in the Central
and Southeast Europe, given the milder climate during glaciations and
the lack of geographic barriers to the south. Expansions from the
southeast northward could have happened in interglacial phases, and in
the opposite direction during glacial periods, with the expansion of
steppe elements and the search for refugial areas. New dates for
Pešturina indicate that the settlement of this locality occurred somewhat
later than culturally similar sites in Western-Central Europe (Richter,
2016), so it is possible that at the onset of cooling (at the beginning of
MIS 5d, 5b and 4) there were movements of Neanderthal populations
from Central Europe towards refugial areas in the south, similar to what
was suggested for the Caucasus (Picin et al., 2020). We hope that the
analysis of DNA of Neanderthal remains from Pešturina, the results of
which are expected soon, will add further insights into the problem of
population movements and interactions between Neanderthal groups in
this part of Europe (Peyrégne et al., 2019).
Declaration of competing interest
The authors declare that they have no known competing financial
interests or personal relationships that could have appeared to influence
the work reported in this paper.
Acknowledgements
Funding was provided by the Ministry of Culture and Information
and the Ministry of Education, Science and Technological Development
of the Republic of Serbia (project 177023) to DM and NSERC RGPIN2017-04702 and 499 RGPIN-2019-04113 to MR. The ESR Foundation,
McMaster Nuclear Reactor (MUNR), Williams College, and the RFK
Science Research Institute funded the ESR dating. We thank the RFK
staff, RFK and WC students for their assistance in the lab. Alice
Pidruczny (MUNR) performed the NAA analyses. SMM and CEM thank
Panagiotis Kritikakis (HEP-Tübingen) for preparing the micromorphological blocks and thin sections. NM thanks the LaScArBx program
(ANR-10-LABX-52) for financial support. We would like to thank S.
Kuhn for his comments on an earlier version of the paper.
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CRediT authorship contribution statement
Dušan Mihailović: Formal analysis, Writing – original draft,
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Writing – original draft, performed the analysis of small mammals,
wrote the study. Dragana Đurić: Formal analysis, Writing – original
draft, performed the analysis of herpetofauna, wrote the study. Jelena
Marković: contributed data on raw-material sources, wrote the study.
Bojana Mihailović: Formal analysis, Writing – original draft, performed
the lithic analysis, wrote the study. Sofija Dragosavac: Formal analysis,
Writing – original draft, performed the lithic analysis, wrote the study.
Senka Plavšić: Formal analysis, Writing – original draft, performed
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dating. Iffath I.C. Chaity: SC provided the ESR dating. Yiwen E.W.
Huang: SC provided the ESR dating. Seimi Chu: SC provided the ESR
dating. Draženko Nenadić: Writing – original draft, provided paleoenvironemtal data, wrote the study. Predrag Radović: interpreted the
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