COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE:
A MODEL FOR THE WOODLAND TO ONEOTA
TRANSFORMATION IN THE UPPER MIDWEST
JamesL. Theler and RobertF. Boszhardt
TheDriftless Area of the UpperMidwesternUnited States offers a case studyfor the transitionfrom hunter-gatherer (Late
WoodlandEffigy Mound) to agricultural (Oneota) societies between ca. A.D. 950 and 1150, a period that coincided with
northwardexpansion of Middle Mississippian culturesfrom the American Bottom. Previous studies have not adequately
explainedthe regional disappearanceof EffigyMoundcultures,the appearance of Oneota cultures,or the culturalchanges
that occurredduring this period. Our analysis considers ecological (deer andfirewood) and cultural (populationpacking,
communityorganization,huntingtechnology,and warfare)factors to developa testablemodelapplicable to broaderregions.
Wepropose that increasingLate Woodlandpopulations reachedthe region's "packingthreshold,"disruptinga flexible seasonal roundbased on residential mobility and triggering shortages of two essential resources, white-tailed deer andfirewood, which in turn led Late Woodlandgroups to abandon vast portions of the Driftless Area. The intrusion of Middle
Mississippianpeoples from the south createdadditionaldisruptionand conflict. RemnantWoodlandand Mississippianpeoples amalgamatedbriefly in the region'sfirst villages, which were palisaded. After A.D. 1150, Oneota cultures emerged,
reoccupyingspecific localities in clustered settlements.
El Area Driftless (una zona no cubiertapor los glaciares) de la parte centraldel Norte de los Estados Unidosofrece un ejemplo de la transicionde una sociedad cazadora-recolectora(WoodlandEffigyMoundTardio)a una sociedad agricola (Oneota)
entre 1050 y 1150 d.C, un periodo que coincidio con la expansionhacia el Norte de culturasMississippianMedio del Sur
Americano.Estudiosanterioresno han explicado adecuadamentela desaparicion regionalde las culturasEffigyMound,la
aparicion de las culturas Oneota, o los cambios culturalesque ocurrieronduranteeste periodo. Nuestro andlisis considera
factores ecologicos (venadoy leha) y culturales(densidadde poblacion, organizacionde comunidad,tecnologia de caza, y
guerra)para desarrollarun modelo que se puedeprobary que sepuede aplicar a regionesmas extensas.Proponemosque las
poblaciones WoodlandTardioaumentaronhasta que llenaronla region,rompiendoel patronflexible de movilidadestacional
y causandoescaseases de dos recursosesenciales, venadode cola blancay leha. Esta situacionobligo a los grupos Woodland
Tardioa abandonarvastas extensionesdel Area Driftless.La intrusionde gruposMississippiandel Sur creo trastornosy conflictos adicionales.GruposremanentesWoodlandy Mississippiansefusionaronbrevementeen las primerasaldeas de la region,
quefueron empalizadas.Despues del ano 1150 d.C. emergieronlas culturasOneota, reocupandolocalidades especificas en
asentamientosagrupados.
majorchange in humansubsistenceand
settlementsystems occurredin the Driftless Area of the UpperMississippiRiver
valley betweenca. A.D. 950 and 1150. The Late
Woodland Effigy Mound culture of huntergatherers,whichwas heavilydependenton whitetailed deer, disappeared and was replaced by
Oneotaculturesfocused on intensiveagriculture,
wetland resource extraction,and bison hunting.
The mechanisms involved in this Woodlandto
Oneotatransitionhave been the subjectof analy-
sis and debatefor over fifty years (e.g., Benchley
et al. 1997;Benn 1995;Boszhardt1998;Brownand
Asch 1990;Emerson1991;Gibbon1972;Gibbon
and Dobbs 1991; Green2001; Griffin1960; Hall
1962; Henning 1970, 1995; Hurley 1975; Overstreet1981, 1995, 1998, 2000, 2001; Richardsand
Jeske 2002; Rodell 2003; Salzer and Rajnovich
2000; Stoltman1986, 2000; ThelerandBoszhardt
2000; Tiffany2003;Wilford1955).Manyof these
studieshavefocusedon ceramictypologyandconchronologies,with parfusing radiocarbon-based
James L. Theler Departmentof Sociology andArchaeology,Universityof Wisconsin-La Crosse, La Crosse,WI 54601
Robert F. Boszhardt MississippiValleyArchaeologyCenter,Universityof Wisconsin-La Crosse, La Crosse,WI 54601
AmericanAntiquity,71(3), 2006, pp. 433-472
Copyright©2006 by the Society for AmericanArchaeology
433
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434
AMERICANANTIQUITY
[Vol. 71 , No. 3, 2006
sinks," in which large land mammals become
depleted(Kay 1998; Martinand Szuter 1999). In
theUpperMississippiRivervalley,themostimportantfirst-linegameresourcein lateprehistorywas
thewhite-taileddeer(Odocoileusvirginianus).Ethnohistoricalexamplesof groupsfacinggame-sink
situationsin a packedlandscapewheremobilityis
restrictedofteninvolveconflict.A classicexample
is the historicwarfarebetween the Santee Sioux
and the Chippewa in northwesternWisconsin
(Hickerson1965, 1970; Kay 1979).
Keeley (1996) and LeBlanc (1999) have
reviewed pre-Colonialwarfare,concurringthat
conflict was both common and deadly, and that
archaeologistshaveoftenoverlookedthisaspectof
pastcultures.Drawingon worldwideethnographic
andarchaeologicalevidence,theyfoundthat( 1) all
levels of humansociety were involvedin conflict
(Keeley1996:27-32),(2) warfarewasnotunusual,
and (3) per-capitacasualtyratesfor pre-Colonial
Key Concepts
warfarewere higher than for modern episodes,
Centralto our model of culturalchange are con- includingthetwoWorldWars(Keeley1996:88-94;
clusionsreachedby LewisR. Binford(2001) about LeBlanc 1999:9-10). Keeley and LeBlancevalusoci- atedcausalmodelsof war,includingenvironmenthe predictabletrajectoryof hunter-gatherer
eties underpressurefrom increasedregionalpop- tal competition, revenge, and ritual. Both
ulation density. Binford's global analysis of researcherssuggest that fighting over essential
societies foundresidentialmobil- resourceswas a primefactorin manyconflicts,parhunter-gatherer
thatassuredaccess to cru- ticularlyin times of stressbroughton by environto
be
the
mechanism
ity
cial resourceclusters.Hunter-gatherers,
including mentaldegradationor increasingpopulationthat
thosewitha primaryfocus on largelandmammals, approachedthe carryingcapacityof the area(Keeexploit a relatively narrowniche and face con- ley 1996:115, 117-121; LeBlanc 1999:11-13).
strictedmobilityas regionalpopulationincreases. They summarizewar methodsrangingfrom preknownhunter-gatherer arrangedbattlesto ambushesanddiscusshow warBasedon ethnographically
of
the
landscapebeginsat about fare may be represented in the archaeological
groups,"packing"
1.6 persons/100 km2 and reaches a "packing record.Most apparent,but generallyunderreprethreshold"at 9.1 persons/100km2.The environ- sented due to preservationand otherfactors,are
mentalsettingof the DriftlessArea in the Upper examplesof traumaticdeathsuchas unburiedbodMississippiRivervalley (Figure1) is of a typethat ies, trophyskulls,scalpmarks,andskeletonswith
is rare in Binford's sample (2001:444), and this embeddedprojectiles(see also Milner2005). Less
regionmayhavesupporteda slightlyhigherhuman clear evidencefor prehistoricwar consists of setdensityatthepackingthreshold.Nonetheless,when tlementdatasuchas palisadedvillages,locationin
this thresholdis reached,mobilityis severelycon- defensivepositionson the landscape,burnedsetstrainedand groups are forced to broadentheir tlements,andno-man's-landboundaryzones.
Also of relevanceare Flannery's(1972, 2002)
dietaryniche throughnew subsistencestrategies.
Commonresponsestrategiesfor increasingniche syntheses of wide-ranging archaeological and
breadthareintensificationof aquaticresourceuse ethnographicdatathatreveala broadpatternof settlementchangethatoften coincideswith the tranandhorticulture(Binford2001:434-437).
societies.
to agricultural
One consequenceof a packedhunter-gatherer sitionfromhunter-gatherer
tend
found
that
first-line
resources.
is
that
of
hunter-gatherers to share
Flannery
overhunting
landscape
This phenomenoncan createareas,called "game food resourcesin communalstoragefacilitiesthat
ticularemphasison the rise andnorthwardexpansion of MiddleMississippianinfluencesfrom the
AmericanBottom locality in the CentralMississubsippiRivervalley.Mosthavealsoincorporated
sistenceandsettlementdatato varyingdegrees,but
few have analyzedthis problematictopic from a
moreholisticcultural-ecologicalapproach.
Thispaperexaminesthe transitionfromWoodin
to Oneotaagriculturalists
landhunter-gatherers
the Driftless Area by examining representative
examplesof thesecultureswithintheregionalenvironmentalsettinganddevelopinga testablemodel
thatincorporatesboth culturaland environmental
factors.Themodelappliesculturaltheoriesregarding populationpacking(Binford2001), settlement
systems(Flannery1972,2002), andwarfare(Keeley 1996;LeBlanc1999),alongwithecologicalfactors related to overexploitation of essential
resources(Kay 1998;Martinand Szuter1999).
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
435
Figure 1. Extent of the Driftless Area, effigy mounds, and Oneota cultures in the Upper Midwest.
areoutsideof small (individual)houses, and their
settlementsare typically small hamlets or compoundsconsistingof circularor oval living quarters.Emergentagriculturalsocieties, on the other
hand,have an incentiveto producemore by storing extrafood resourcesin privatefacilities,often
withinfamilyhousesthattendto be rectangularor
squarein plan view. These initialvillages aretypically morepermanentresidencesandreflectpopulationaggregation.
DriftlessAreaApplication:
TheLate Woodlandto Oneota Transition
The transformationfrom Late WoodlandEffigy
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436
AMERICAN ANTIQUITY
Moundculturesto Oneotaculturesin the Driftless
Area between A.D. 950 and 1150 provides a
regional applicationfor the concepts introduced
above: Binford'spacking model, the concept of
game sinks,the implicationsof warfareas synthesized by Keeley and LeBlanc, and the settlement
patternshifts describedby Flannery.For most of
prehistory,hunter-gatherer
peoplesof theDriftless
Areaweredependentfor food andclothingon one
animalspecies, the white-taileddeer.The archaeological recordfor the region shows a fall-winter
reliance on deer over a period of 5,000 years,
extendingfrom the MiddleArchaicto the end of
the Late Woodlandat aboutA.D. 1050 (Cleland
1966; Parmalee1959, 1960; Pillaert1969; Styles
2000; Theler 1987, 2000).
The indigenousLate Woodlandexpressionin
the southernone-halfof Wisconsinwas the Effigy
Moundculture,best knownfor the constructionof
thousandsof animal-shaped
earthenmoundsacross
the landscape (Birmingham and Eisenberg
2000:100-141, Figure5.4; Hurley 1975;Lapham
1855; Mallam 1976; Rowe 1956; Stoltmanand
Christiansen2000). In theirsynthesisof the Late
WoodlandstagealongtheUpperMississippiRiver,
Stoltmanand Christiansen(2000) compileda list
of 74 radiocarbondatesforEffigyMoundcontexts
withinandnearthe DriftlessArea.Twenty-twoof
these dateswere frommounds,and 52 were from
habitationsites. The uncalibrateddate ranges (2sigma) Stoltman and Christiansen cite cluster
betweenA.D. 700 and A.D. 1000/1030, forming
thechronologicalbasisfortheirMatureLateWoodlandperiod(2000:507).StoltmanandChristensen
(2000:514) interpretthe end of the Effigy Mound
cultureas occurringat aroundA.D. 1050. Three
dates from the Late Woodlandcomponentat the
Cade5 site (47VE643) in the Bad Axe Rivervalley (ThelerandBoszhardt2000:301-302) support
this terminalage estimatefor Effigy Moundlifeways in the DriftlessArea.
RecognizedEffigy Moundphasesin the Driftless Area (Figure2) are the Eastmanphase in the
south(Stoltman1990:252)andthe Lewis phaseto
the north (Boszhardt and Goetz 2000). These
phasesarespatiallyseparatedby a distinctboundary that correspondsto the Coon Creek valley,
whichin effect formsa no-man's-landbufferzone
(Benden 2004; Boszhardt2004a). The Eastman
phase is dated to circa A.D. 750-1050, falling
[Vol. 71 , No. 3, 2006
withinStoltmanandChristiansen's(2000) Mature
LateWoodlandperiod.Thisphaseis distinguished
by Madison ware pottery, short or no-tailed
quadruped(oftencalled "bear")mounds,andboth
unnotchedtriangular
andside-notchedarrowpoints
manufacturedalmost exclusively from locally
availablecherts(Table 1). Eastmanphase subsistence indicatorsincludedeerandfish at bothinteriorandmainvalleysettingsandminoramountsof
cornafterca. A.D. 950. Thepresenceof numerous
Eastmanphaseshell-middensitesin theMississippi
River floodplainnear Prairiedu Chien suggests
thatfreshwatermussel harvestingintensifiedduring this period.
The Lewis phaseis not well datedby radiocarbon assaysbutappearsto overlapthe latterportion
of StoltmanandChristiansen'sMatureperiod,culminatingin the subsequentFinal Late Woodland
period(Boszhardt2004a).The Lewis phaseis differentiatedfrom Eastmanon the basis of associated Angelo Punctated ceramics, long-tailed
quadruped(often referredto as "panther")effigy
mounds, and triangularpoints most commonly
madeof orthoquartzite
(probablyHixtonsilicified
sandstonefrom the Silver Moundquarrieson the
northeasternedge of the Driftless Area). Lewis
phasesubsistencepatternsarenot well knownbut
do not appearto includeintensivefreshwatermussel harvesting.
As notedabove,theEffigyMoundcultureended
about A.D. 1050 (Stoltman and Christiansen
2000:514).TheFinalLateWoodlandperiodis representedby a brief amalgamationof variousLate
WoodlandandMississippianpeoplesin the southern margin of the Driftless Area at circa A.D.
1050-1 150, as documentedat two palisadedsites:
Fred Edwards (47GT377) and Hartley Fort
(13AM103).The mixedceramicsat these villages
includeseveralLateWoodlandwares,MiddleMississippianstyles,andWoodlandandMississippian
hybrids.Projectilepoints includeMadisonTriangular and Cahokiaand Grantside-notchedvarieties, nearlyall of which are manufacturedfrom
local cherts.Houses at FredEdwardsandHartley
Fortexhibitthefirstrectangularstylesin theregion,
wall-trenchand nonincludingsemisubterranean
trenchpost structures(Finney 1993; Finneyet al.
1993; Finney and Stoltman 1991; Stoltmanand
Christiansen2000; Tiffany 1982). Following the
abandonmentof these sites by ca. A.D. 1150,
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
437
Figure 2. Location of key Driftless Area sites mentioned in text in relation to the Late Woodland Lewis and Eastman
phase of the Effigy Mound culture.
Woodlandculturesceased to exist in the Driftless
Area.
Sites exhibitingdistinctivetraitsof the subsequentOneotatraditionwereestablishedatboththe
southernandnorthernmarginsof theDriftlessArea
by A.D. 1200 (Emerson1991;Gibbon1979; Gibbon and Dobbs 1991; Rodell 1991; Theler and
Boszhardt2000:308). In additionto characteristic
ceramics(shell-temperedglobularjars), domestic
architecture(oval wigwams and longhouses),and
iconography(bison images), Oneotaculturesare
distinguishedfrom their Woodlandpredecessors
villages
by theoccurrenceof sprawlingagricultural
clusteredin specificlocales anda subsistencesys-
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AMERICAN ANTIQUITY
438
[Vol. 71 , No. 3, 2006
Table 1. Comparisonof Key Aspects of the Lewis and EastmanPhases.
Aspect
Location
Ceramics
Effigy mounds
Projectilepoints:
Form/type
Serration
Raw material
Lewis Phase
NorthernDriftless Area
(above Coon Valley)
Angelo Punctated
Long-tailed(panther)and birds
EastmanPhase
SouthernDriftless Area (below Coon Valley)
Unnotchedtriangular(Madison)
Unnotchedtriangular(Madison) and side-notched
(Cahokia/Grant)
Rarely serrated
Most unnotchedare local chert; all notched are chert
Often serrated
Many are silicified sandstone
ternthat includedridged fields plantedin maize,
squashand,afterA.D. 1300, beans(Gallagherand
Arzigian1994;Gallagheret al. 1985;Gallagherand
Sasso 1987;HartandScarry1999).While numerous MatureLateWoodlandoccupationshavebeen
foundthroughouttheDriftlessArea,the interiorof
theregionhasyieldedevidenceforonly ephemeral
useby Oneotapeoples.NominalOneotaindicators
fromtheinteriorconsistof a few diagnosticsherds
representingisolatedvessels andoccasionalbison
petroglyphs,andbothtendto be confinedto rockshelters.
vilEvidencefromOneotasummeragricultural
lages in the La Crosselocalityof westernWisconsin revealsintensiveharvestingof diversewetland
resourcesfrom the Mississippi River floodplain,
storageof producein thousandsof pits, and relatively minorquantitiesof ungulateremains(e.g.,
Andersonet al. 1995;Arzigianet al. 1989, 1994;
Boszhardt 1994; Boszhardtet al. 1985; Gibbon
1970; O'Gorman 1993, 1994, 1995; Stevenson
1994).Withonlyminorevidenceforlatefall-winter
occupationoccurringat these sites, it seems that
theseOneotacommunitieslargelyabandonedtheir
farming villages during the cold season and
migratedwestof theMississippiRiverto huntbison
andotherungulates,a patternwell documentedin
the early historicperiodof the region (Boszhardt
1994,2000;BoszhardtandMcCarthy1999;Theler
2000; Theler and Boszhardt2003; M. M. Wedel
1986).
Prior Models of the Late
Woodlandto Oneota Transition
The Oneotacultureas an archaeologicalmanifestationwas firstrecognizedin the 1920sby Charles
Keyes based on Ellison Orr'srecoveryof distinctive shell-temperedceramics duringexcavations
Madison ware (often complex cord/fabricimpressed)
Shortor no-tailed (bear) and birds
along the Upper Iowa (formerly the "Oneota")
Riverin northeasternIowa (Keyes 1927). In some
featuresat these sites,Oneotapotterywas foundin
directassociationwith early historicFrenchartifacts, andby the 1930s MildredMott (Mott 1938;
M.M.Wedel1959)hadaffiliatedthesecontactsites
with the Ioway Tribe using the direct historical
approach.In the 1940s and 1950s, Lloyd Wilford
encounteredOneotacomponentsat severalsiteshe
excavatedin Minnesota.At some of these, Oneota
culturalremains were associated with materials
influenced by Middle Mississippian complexes
fromtheAmericanBottom,butat othersearlyhistoric(French)artifactswere foundin Oneotacontexts.Based on these findings,Wilford(1955:131,
138-141) suggesteda sequenceof OneotadevelopmentbeginningwiththeCambriaphasein southcentralMinnesota,leadingto the Silvernalephase
at Red Wing along the Upper Mississippi River
and the Blue Earthphase at the southernedge of
the state,andfinallyto the protohistoricOrrphase
in theRootRivervalleyof southeastern
Minnesota.
Debate on the origins of Oneota cultures
increasedwith JamesB. Griffin's(1960) paperin
which he interpretedthe fortified Late Woodland/Middle Mississippian village of Aztalan
Wisconsinas anoutpostof
(47JE1)in southeastern
"OldVillage"Cahokia.He arguedthatfollowing
Aztalan'sdemise,remainingsocietiesin theUpper
Midwest retainedsome Mississippiantraitssuch
as shell-tempered
potteryandcornagriculture,
producing the archaeologicalexpression known as
Oneota.In RobertHall's (1962) taxonomicsynthesis following excavations at CarcajouPoint
(47JE2) in southeasternWisconsin, Hall established a horizon sequence for the culture:first,
EmergentOneota,as representedby components
such as the early Oneotaoccupationat Carcajou
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
Point,Silvernalephase sites at Red Wing, andthe
John Chapman(11JD12) and Lundy (11JD140)
sites at the mouth of the Apple River in northwesternIllinois;second,the Developmentalhorizon, as indicatedby GrandRiver Oneotasites in
easternWisconsin;and finally,a Classic horizon,
exemplifiedby a latercomponentatCarcajouPoint,
LakeWinnebagophase sites in east-centralWisconsin,andtheearlyhistoricsitesin northeastIowa
andadjacentsoutheasternMinnesota.
An importantaspectof Hall'sworkat Carcajou
Point was the inclusion of the first radiocarbon
dates for Oneota (Hall 1958, 1962). During the
next decade,as additionaldatesbecame available
for bothOneotaandMiddleMississippianassemblages, controversydeveloped over whetherthe
earliestOneotacomponentsexistedbeforeor after
Middle Mississippianemerged in the American
Bottom and appeared at Aztalan. Through the
1960s and 1970s studentsof DavidBaerreisat the
Universityof Wisconsin-MadisonstudiedOneota
sitesin Wisconsin,Iowa,andMissouri.Theresulting dissertationsandpublicationsincludedgeneral
acceptanceof a chronologyin whichtheEmergent
Oneotahorizon precededMiddle Mississippian,
and also provided an initial understanding of
Oneotasubsistenceandsettlementpatterns(Baerreis and Bryson 1965; Gibbon 1969, 1972; Henning1970;Hurley1975).DuringthisperiodRonald
Mason (1966) excavateda series of sites on Wisconsin's Door Peninsula, defining the OneotarelatedMero complex;WilliamHurleydescribed
Oneotamaterialsfrom centralWisconsinand the
Armstrongsite (47PE12) along the Mississippi
RiverbetweenRed Wing and La Crosse (Hurley
1975 and 1978, respectively);David Overstreet
(1981) provided a summaryand hypothesis of
Oneotadevelopmentin easternWisconsinbasedon
excavationsatthePipesite(47FD10);DavidGradwohl (1974) directed initial investigations of
MoingonaphasesitesalongthecentralDes Moines
River;Amy Harvey( 1979) publisheda description
of the Dixon (13WD8) and Correctionville
(13WD6) Oneotasites in northwesternIowa;and
JosephTiffany( 1979) initiatedworkatOneotasites
in southeastern
Iowa.Theseandotherprojectscontinuedto providechronologicalinformationon the
evolutionof theOneotaculturethroughnewradiocarbondatesanddetailedceramicanalyses.
By the 1980s andinto the 1990s, Oneotastud-
439
ies increaseddramatically,in partdue to Cultural
ResourceManagementprojects,includingextensive work at the Red Wing (Gibbon and Dobbs
1991) and Blue Earth(Dobbs 1984) localities in
Minnesotaand the La Crosselocality in Wisconsin (e.g.,Andersonetal. 1995;Arzigianetal.1989;
1994;Boszhardt1994, 1997;Boszhardtetal. 1985;
Gallagheret al. 1985, 1987; Gallagherand Sasso
1987; Gallagherand Stevenson1982; O'Gorman
1993, 1994, 1995; Sasso 1993; Stevenson 1985,
1994). Among the many importantOneota sites
excavated during this period were Old Spring
(47WN350) in eastern Wisconsin (Overstreet
1989), Hoxie Farm (11CK4) and Oak Forest
(11CK53) near Chicago (Brown and O'Brien
1990), severalMoingonaphasesitesin centralIowa
(Benn 1991; Moffat 1998), McKinney (13LA1)
(Tiffany1988) andWeverTerrace(Henning1995)
in southeasternIowa,Dixon in northwesternIowa
(Fishel 1999), and the NorrisFarms36 cemetery
(11F115) in centralIllinois (Santureet al. 1990).
At the same time, researchexpandedon understandingthe northerndistributionandassociations
of MiddleMississippianmaterialsthroughoutthe
UpperMidwest and theirimplicationsfor understandingterminalLateWoodlandculturesandthe
originsof Oneota(e.g., Boszhardt1998;Emerson
andLewis1991;Hall 1991;Overstreet1998,2000;
Stoltman1991a).Relevantstudiesincludea series
of sitesexcavatedin thecentralIllinoisvalley(Conrad1991;Harn1991;McConaughy1991),theMill
Creek complex in northwesternIowa (Tiffany
199 1a, 199 lb), therecognitionof theBennettphase
in northwesternIllinois (Emerson1991), modern
excavationsat Aztalan (47JE1) (Goldstein 1991;
Goldsteinand Freeman1997; Richards1992), a
summationof earlyMiddleMississippianmounds
and ceramicsat Trempealeau(Greenand Rodell
1994), excavations at the Fred Edwardsvillage
(FinneyandStoltman1991) andGottschallRockshelter(47IA80) (Salzer 1987, 1993; Salzer and
Rajnovich2000) in southwesternWisconsin,and
excavationsat the HartleyFortsite in northeastern
Iowa (Finney 1992; Finney et al. 1993; Tiffany
1982).
By themid-1990s,withnearly400 radiocarbon
dates available(Boszhardtet al. 1995), debateon
Oneotaoriginshadbecome dividedinto two main
camps:those acceptingthe existenceof pre-Middle MississippianOneota(e.g., Dirst1998;Gibbon
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440
AMERICANANTIQUITY
andDobbs 1991; Henning 1998; Hollinger1993,
1995;Mason 1990; Overstreet1989, 1995, 1998;
Richardset al. 1998; Richardsand Jeske 2002;
Salkin2000), andthosequestioningorrejectingall
such dates (e.g., Benchley et al. 1997; Boszhardt
1998, 2004b; Brown and Asch 1990; Stoltman
2000:519;Tiffany
1986;StoltmanandChristiansen
The
1998:156).
chronological implications are
essentialfor assessing the end of Late Woodland
andemergenceof Oneota.In essence, do the purportedearliest(pre-A.D. 1050) Oneotamanifestations(e.g., CarcajouPoint,OldSpring,andMero
I [47DR83] in easternWisconsin,and early Silof
vernaleatRedWing)representa transformation
between
A.D.
Late
Woodland
indigenous
peoples
950 and 1050 that was enhancedby subsequent
MiddleMississippiancontact(Benn 1995;Gibbon
1969; Gibbonand Dobbs 1991; Overstreet1981,
1995;Rodell 2003)? An alternativescenarioconceives the foundingof pre-MississippianOneota
componentsinWisconsinviamigrationof evenearlierOneotagroupsfromthesouth(Overstreet1998,
2000, 2001). Conversely,if Oneotacameintoexistence afterthe developmentof MiddleMississippian complexes in the American Bottom, then
OneotacultureprobablyderivedfromLateWoodlandpeoplesadoptingsome Mississippiancharacteristics through contact and only became a
recognizableexpressionaroundA.D. 1150-1200
as Cahokianinfluenceswaned (Boszhardt1998,
2004a, 2004b;Green2001; Stoltman1986,2000).
In additionto incorporatingradiocarbondates
andceramiccomparisons,a numberof researchers
haveutilizedotherdatato gaininsightintothetransition from LateWoodlandto Oneota.For example, Benn (1995) and Hollinger(1993) evaluated
genderroles as reflectedin householdpatternsand
ceramicmanufactureto infershiftsbetweenpatriand matricenteredpolitical/economic systems.
Benn(1989) also examinedtheideologicalexpressions of birdmensymbolismemergingfrom Late
Woodlandceramics to Oneota catlinite tablets.
Salzer (1993) focused on stratigraphicevidence
and a pictographpanel at the GottschallRockshelterto suggest Late WoodlandEffigy Mound
authorshipof the paintingsthere and continuity
throughOneotaculturesto the historicHo-Chunk
(previouslyknownas theWinnebago).Salzerinterprets the pictographcompositionas representing
the Chiwere Sioux mythic story of Red Horn.
[Vol. 71 , No. 3, 2006
Salzer'spre-MiddleMississippianchronological
hasbeenquestionedon stratigraphic
interpretation
and stylistic grounds (Boszhardt 1998, 2004b;
BrownandKelly2000; Green2001;Mason1993).
Green(2001), however,continuedto exploreRed
Horn and other ideological expressions in Late
Woodland Effigy Mound and Oneota cultures
through the archaeological and ethnohistoric
record,withparticularemphasison earth/skydualism.
Overstreet (1995, 1998, 2000) emphasized
in conjunctionwithceramic,
domesticarchitecture
lithic, andradiocarbondatafromeasternWisconsin to develop hypotheses regardingEmergent
Oneotabefore Middle Mississippiancontact,but
dateshe citesactuallyshowthepertheradiocarbon
tinent components to be post-A.D. 1150-1200
(Benchley et al.1997; Boszhardt 1998, 2004b;
Overstreet2001). Forexample,of the severalhundredradiocarbondatescurrentlyavailablefor the
Oneotaculture,approximatelyforty of them,primarilyin easternWisconsin,havebeen invokedto
of thisculture
interpretthe earliestrepresentations
withor even earlierthanLate
as contemporaneous
Woodland/Middle
Mississippianoccupationsdated
to A.D. 1050-1 150 (Overstreet1995, 1998,2000).
Yettherangesof allof theearlyOneotadatesextend
afterA.D. 1150, indicatingthat they are equally
likely to representa post-LateWoodland/Mississippiantime frame(Boszhardt2004b). Similarly,
the typesCarcajouPlainandCarcajouCurvilinear
areoften cited as the earlieststyles of Oneotapottery in easternWisconsin(Hall 1962; Overstreet
1989, 1995, 1998, 2000, 2001; RichardsandJeske
2002), yet all dated single-componentsites that
haveproducedtheCarcajoutypesarefirmlyestablished in time between A.D. 1200 and 1300
(Boszhardt2004b). Significantly,this time range
includesthe type site (Old Spring,47WN350) for
the McKernphase, which had been proposedas
representingan EmergentOneotahorizonin eastern Wisconsin between ca. A.D. 900 and 1100
(Boszhardt2004b; Overstreet2001). The alleged
distinctions between lithic assemblages from
"McKernphase"componentsandpost-A.D. 1200
GrandRiver phase components from the same
locality have also been shown to be invalid
(Boszhardt2004b).
Stoltman(1991a, 2000) designed a series of
contact-scenariomodels to explore Middle Mis-
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
441
sissippianinfluencesin the Upper Midwest that entrydescribesanexcursionfromPrairieduChien
haveimplicationsfortheLateWoodlandto Oneota to the KickapooRiverandback:
transition.Eachis basedon degreesof MississipThecountryis dividedintonumeroushills,or
pian influenceor contact,rangingfrom minimal
ratherridgesof variousshapes& dimensions
(e.g., local imitations of Middle Mississippian
butgenerallyof an equalaltitude,by valleys
ceramics)to extensivecontact/colonization(e.g.,
& ravines,someof whichhavefinestreamsof
thepresenceof importedRameyceramics,rectanspringwaterrunningthro'them.Thehills are
gular wall-trench house floors, and platform
feet
generallyelevatedfrom3 to4 or5 hundred
mounds). Most recently, Benden (2004) has
abovethe valleys,handsomelyroundedupon
reportedan early (ca. A.D. 1050) MiddleMissistheirtops, but abrupt& precipitouson their
sippiancomponentattheFisherMoundssite comsidesandalmostinaccessibleexceptthro'the
plex (47VE825) within the no-man's-landbuffer
numerousravinesby whichtheyarecut.The
between the Eastmanand Lewis Effigy Mound
vallies[sic]aremanyof thembroadandappear
phasesin the DriftlessArea (see Figure2). Addiwell adaptedto tillage & pasture.The hightionally,Boszhardt(2004a) describes a possible
landsalso appearwell calculatedfor theraisfeastingepisode betweenRameyhorizonMissising of grain.Thecountryis generallyPrairie
sippianpeople and Lewis phase Late Woodland
land,butthehills &valleysarein someplaces
people at the Iva site (47LC42) in the La Crosse
coveredwitha scatteringgrowthoffine timlocality.These sites addto the databaseof Middle
berconsistingof White,Red,&PostOak,HicMississippiancontactwith Final Late Woodland
cory [sic], WhiteWalnut,Sugr.Tree,Maple,
groupsin the Upper MississippiValley between
White& blue ash,AmericanBox, &c. [Kane
A.D. 1050 and 1150 andsupportthe interpretation
et al. 1978:86;emphasisadded].
thatOneotadid not emergeuntil nearthe end of
the Rameyhorizon(ca. A.D. 1175).
Gallagherand Stevenson (1982) summarized
floralandfaunalresourcesof the La
pre-European
Crosse
withinthe DriftlessAreaby subdilocality
The Driftless Area Environment
vidingthelandscapeintoeconomicresourcezones
TheDriftlessArea(Martin1965:82-83;Omerniket associated with upland, terrace, and floodplain
al.2000:91) is a geographicislandthatcovers35,000 niches. Eachzone offereddifferentresources,but
km2,75 percentof whichis in Wisconsin,with the the uplandridges and terracestendedto be occuremainderin the neighboringstatesof Minnesota, pied by prairie-savanna
vegetationcommunities,
Iowa(Prior'sPaleozoicPlateau;Prior1991:84-97), while floodplainscontained a variety of warmandIllinois.By definition,the DriftlessArealacks season resourcesand were forested.The prairieevidencefordirectglaciationduringthelaterstages savannauplandsandterracesofferedsporadicnut
of the Pleistocene,but it does containglacialout- masts (hickory,walnut,and acorn),berries,birds,
washin majorvalleysandhasuplandloess deposits small mammals,white-taileddeer, and elk. The
(Mickelsonet al. 1982). The topographyof this floodplainsof the Mississippi River and smaller
providedbountifulfish,freshwatermusregionmay be characterizedas an uplandplateau tributaries
heavily dissected by small-stream development sels, cattail,arrowleaf,wild rice, grapes,resident
resultingin steep-sided,dendriticvalleyswith nar- and migratorywaterfowl,beaver,muskrat,otter,
rowuplandridgesandbedrockescarpmentshaving othersmallmammals,andwhite-taileddeer.Freshup to 150m of relief.Thetwo majorriverscrossing watermusselswereparticularlyplentifulin a contheregionaretheWisconsin,whichdrainsmuchof stricted segment of the Mississippi River near
the centraland southwesternportionsof the state, Prairiedu Chien,at the confluenceof the Wisconsin River.Many floodplainresourceswere availandthe Mississippi(see Figure2).
The topographyandvegetationof the Driftless ableonlybetweenspringandfallbecausethemajor
Areawere describedin 1817 by StephenH. Long, riversin this regionfreeze over duringthe winter.
whoheadedtwoU.S. Corpsof Topographical
Engi- Smaller,spring-fedstreamsdraininginteriorvalneerssurveys(1817 and 1823) intotheUpperMis- leys, however,often remainopen throughoutthe
the upperreachesof interior
sissippi River region. His July 24, 1817, journal winter.Furthermore,
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442
AMERICANANTIQUITY
valleys typicallycontainswampyfloodplainsthat
reflectterminalPleistocenepondsthatbecamebogs
duringtheHolocene.Floodplainforestswouldhave
supportedsome oak andwalnutbut consistedprimarilyof ash,riverbirch,silvermaple,cottonwood,
andotherdeciduoustrees.The islandsof the Mississippi and Wisconsin Rivers likely supported
forestsfor muchof the late Holocene,andgallery
forestswouldhave extendedup tributaryvalleys.
Winterin the DriftlessArea
In the UpperMidwest,winteris the crucialseason
for survival,and comprehendingthe harshconditions in the DriftlessAreais essential.The winter
monthsof December,January,and Februaryare
cold andsnowy.As thejet stream
characteristically
movessouthoverthisregion,arcticairfollowsduring this seasonof shortdays,weak solarradiation,
and snow cover.Most wintersexperienceat least
one majorblizzard,withheavysnowfallandstrong
northwindsthatcausethe snowto drift.Typically,
these eventsarefollowedby prolongedperiodsof
subzerotemperaturesandhazardousoutdoorconditions.By latewinter,the snowcoveroftencrusts
over,makingfoot travelextremelydifficult.Average monthly temperaturesfrom 1971 to 2000,
based on six weather-recordingstations spread
acrossthe DriftlessArea,show Decemberwith an
averageof -6.7°C (20°F),Januarywith the coldest
averageof -10.0°C (14°F), and Februarywith an
average of -6.TC (21°F) (Moran and Hopkins
2002:123, 128-129, 294, AppendixD). By way of
comparison,the area of the American Bottom/
Cahokiais about8°Cwarmer,withanaverageJanof about-1 . 1°C(30°F).Theaveruarytemperature
annual
snowfall
in the DriftlessAreabetween
age
1961 and 1990rangedfrom53 to 127 cm, withthe
eight snowiestwintersfrom 1950 to 2000 having
totals of 165 to 203 cm (Moran and Hopkins
2002:135,Table5.2, Figure5.6).
We recognize that climatic conditions in the
Driftless Area have varied during the climatic
episodesof the Holocene,includingthe warm-dry
Altithermalfrom ca. 8,000 to 5,000 B.P., and the
brief warm-moistNeoAtlanticperiod at ca. A.D.
1000 (McDowell 1983; Wendlandand Bryson
modelfor
1974).However,a recentarchaeoclimatic
the La Crosselocality withinthe DriftlessAreaat
A.D. 1000 (McEnaneyand Bryson 2005) reveals
only slightlyhighermean temperatures(less than
[Vol. 71 , No. 3, 2006
1°C) when comparedto the modernrecord.This
brieftemperature
spikebothfollowedandpreceded
coolertrendsfromA.D. 600 to 800 andA.D. 1200
to 1800, with significantlycooler July temperaturescorrespondingto the NeoBorealperiodthat
peakedbetweenca. A.D. 1500 and 1600.
TheLate Holocene SavannaLandscape
For much of the Holocene, oak savannasexisted
betweenthe easternforestsandwesterntall-grass
prairiesin the UpperMississippiValley.Savannas
aredefinedas containingmorethanone treeper .4
ha (1 acre)but less than50 percentcanopycover
(Curtis 1959:330). Depending on setting, tree
in thisregionwerefire-resistant
speciesrepresented
bur,white, andblack oak.Associatedwith savannas were largetractsof tall-grassprairiewith less
than 1 tree per .4 ha, and fire-sensitivehardwood
forestsin protectedtopographicniches (Anderson
1998; Curtis 1959:464-465; Davis 1979:86;
Omerniket al. 2000:91; Will-Wolf and Stearns
1998).InWisconsin,savannasareestimatedto have
coverednearly22,700 km2(5.6 million acres)in
the early 1800s, with 75 percentof these areasin
the southernhalf of the state (Anderson1998:3;
Curtis1959:326,FigureXVI-2).
Located at the eastern margins of the Great
Plains,Wisconsin'ssavannaoriginatedabout8,000
years ago underthe warm-drywesterlies of the
Altithermalclimaticepisode(Anderson1998:8-9;
Bartlein and Webb 1982:76-78; Webb et al.
1983:147, 162).Thelongevityof thissavannacommunityis evidencedby vegetationregimesdocumented at Europeancontact,pollen studies, and
soil-developmentpatterns(Anderson 1998:7-8;
Hole 1976:51).Thecontinuedexistenceof savanna
communitiesunderincreasinglymoist conditions
in southwestern
Wisconsinafter3,500B.P.required
human
interventionthroughintentional
persistent
1998:8-9; Curtis 1959:464;
(Anderson
burning
Winkler1985:204).
Curtis(1959:295-305, 334-337) makesit clear
thatWisconsin'soak savannasand prairieswere
maintained by periodic burning. Anderson
(1998:11-12) discusses the necessity of nearannual,low-intensityfiresset by NativeAmerican
peoples to maintainthe post-Altithermalsavanna.
Curtis (1959:456-468) and others also attribute
burningto Native Americans,who set fire to the
savanna and grasslands, a process that both
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
increasedforage for deer and elk and served as
"firedrives"forhunters.A similarpatternof Nativeinduced burning in the early European-contact
periodis documentedin much of NorthAmerica
(Denevan 1992:372-373; Dods 2002:479-484;
Kay 1996:492;Krech1999:101-122;McCullough
1979:21;Nelson 1997:97;Pyne 1982:71-83;Redman 1999:65-66; Schorger1953:203).
One indicatorthat supportsthe inferencethat
Native Americansmaintainedthe Driftless Area
savannasduringthe late Holoceneis the dramatic
change in regional vegetationinitiatedby EuroAmericansettlementaround1850. Historicplowing,roads,andcoordinatedfiresuppressionresulted
in oak woodlands sproutingfrom the savannas
within a few decades (Anderson1998:13;Curtis
1959:334-336;Muir 1965:183-184).Today,after
150 years,most of the region'suncultivatedlandscapeis coveredwith matureoak forests,some of
whicharesucceedingto maple(Curtis1959:466).
A maple-basswoodforest,documentedin theheart
of the DriftlessAreaby GovernmentLandOffice
surveyorsin 1844-1845, is thoughtto havedevelopedafterA.D. 1100 dueto a naturalfirebreakcreated by the Kickapoo River valley (Anderson
1998:9)and theabsenceof NativeAmericanburning following abandonmentof the areaduringthe
transition(KlineandCottam
Woodland-to-Oneota
1979:866).
The End of Effigy Mound Culture and
Changes in the Seasonal Round
The most conspicuousfeatureson the archaeological landscapeof the Driftless Area are animalshapedearthenmounds.Theyhavebeen a focus of
attention for over 150 years (Birminghamand
Eisenberg2000;BoszhardtandGoetz2000; Green
2001; Hurley 1975; Lapham 1855; Lewis
1884-1888; Mallam 1976; Rowe 1956; Taylor
1838;ThelerandBoszhardt2000; Thomas1894).
Associatedceramicsandradiocarbondatinghave
placedeffigymoundsin theMatureLateWoodland
periodbetweenca. A.D. 750 and 1050 (Stoltman
and Christiansen2000:Tables19.1, 19.2). Effigy
moundsareconcentratedon the savannalandscape
of southernWisconsin and also occur along the
Mississippi River and its tributariesin northeast
Iowa(Mallam1976:68-71), northernIllinois,and
southeastMinnesota(see Figure 1) (Birmingham
443
and Eisenberg2000; Hurley 1975; Rowe 1956).
They often occurin groupsthatcontainan assortmentof shapes,includingconical,linear,andvarious effigy forms (Mallam 1976:86; Rowe
1956:15). Some groups,however,particularlyat
interiorlocations,have only animalforms(Theler
and Boszhardt 2000:304-306, 2003:128, 138139). Most effigies clearlywere intendedto represent animals,but the particularspecies are often
unclear(Green2001; Lapham1855:70;Thomas
1894:532). The most characteristiceffigy forms
representbirdsandmammals(Figure3), possibly
clanspirit-beings
ratherthannaturalanimals(BirminghamandEisenberg2000:113-133; Green2001;
Hall 1993;Mallam 1976;Rowe 1956).
Effigy moundpeoples initiallyfollowed a traditionalseasonalround.In the spring,microbands
left the interiorand congregatedin larger macrobandsat locationsalong majorwaterwayswith
warm-season, resource-rich floodplains (Benn
1979:68;Mallam 1976:36). One such locationin
southwesternWisconsinwas the Prairiedu Chien
terraceandadjacentfloodplainattheconfluenceof
the Wisconsinand MississippiRivers.Numerous
excavatedWoodlandsites in the Prairiedu Chien
locality show a focus on warm-season aquatic
resources,principallyfish andfreshwatermussels
with some use of turtles,waterfowl,andmammals
(Stoltman 1990; Theler 1987). When the macrobandsreformed,social commitmentswere fulfilled (Benn 1979:68-69;Mallam1976:39;Wobst
1974)andthedeadwereburied(CharlesandBuikstra1983;Mallam1976:38).In the wintermonths,
theUpperMississippiRivertypicallyfreezesover,
allbutnegatingtheavailabilityof aquaticandriparian resources(Mallam1976:38).Cold-seasondispersal into microbands and warm-season
aggregationintomacrobandsappearsto haveoriginated far back in the Archaic tradition(Storck
1974;Theler 1987;ThelerandBoszhardt2000).
Basedon higherfrequenciesanda broaderspatial distributionof LateWoodlandsites, it appears
that humanpopulationincreasedin the Driftless
Area and elsewherein the UpperMidwest in the
latterportionsof theMatureperiod(Alex2000:116;
Green 1986:24;Greenand Nolan 2000:371-372;
Stoltman1990:252).Furthermore,
two linesof evidenceindicatethatsomeinteriorDriftlessAreavalleys becameoccupiedyear-roundfor the firsttime
aroundA.D. 950. First,bothcold-season(deer)and
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444
AMERICAN ANTIQUITY
[Vol. 71 , No. 3, 2006
Figure 3. Effigy-only mound group (Tollackson, 47VE927) in the North Fork of the Bad Axe Valley, Vernon County,
Wisconsin.
warm-season(fish and corn) subsistenceremains
have been recoveredfrom habitationsites dating
to this period(Theler1987;ThelerandBoszhardt
2000:302-303).Inaddition,numerousexamplesof
effigy-onlymoundgroupshave been documented
deep into interior valleys (Lewis 1884-1888).
Becausemoundconstructionin thisregionis effectively precludedfrom NovemberthroughMarch,
when the groundis frozen (Moranand Hopkins
2002:123, 294), the effigy-only groups indicate
Late Woodlandwarm-seasonactivitiesat interior
locations. Thus, during the latter portion of the
MatureEffigyMoundperiod,as populationswere
increasing,some interiorlocationsbecame occupied year-round.
One example of this new settlementpatternis
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
found in the Bad Axe Rivervalley. The Bad Axe
drainageentersthe MississippiRiverbetweenthe
moderncities of Prairiedu Chien and La Crosse,
Wisconsin(see Figure2). The Bad Axe drainage
covers492 km2andis dividedintonorthandsouth
forksof nearlyequal size (210 km2and 220 km2,
respectively).Basedon Binford'smodel,ata packing thresholdof 9. 1 personsper 100km2,eachfork
of the BadAxe wouldhave supporteda maximum
hunter-gatherer
populationof about20 people.The
characterof thisvalleyis typicalof dozensof DriftlessAreadrainagesystemsthatemptyintotheMississippi and Wisconsin Rivers. Archaeological
surveysand excavationsin the Bad Axe drainage
haverecoveredevidenceof year-roundLateWoodland occupancy between A.D. 950 and 1050,
includingharvestof deer,fish, and nuts, and corn
horticulture.Most informativeis the heavy concentrationof effigy-onlymoundgroupson all landformsin the drainage(BoszhardtandGoetz 2000;
ThelerandBoszhardt2000:299-305).
Wisconsin'sDriftless
Throughoutsouthwestern
Area, multipleeffigy-onlymound clustersoccur,
manyof themsituatedwithininteriordrainagesor
on interfluvialridges (Figure4b). The differential
spatial patterning,such as the Lewis/Eastmanphasedichotomy(BoszhardtandGoetz2000), and
thepresenceof numerouseffigy moundson ridgetop trailroutes(Lapham1855;Rowe 1956;Taylor
1838), supportan interpretationthatone purpose
of the moundswas to marksocial territories.For
example,atleast69 effigymoundsaredocumented
throughoutthe Bad Axe drainageon the northern
boundaryof the Eastmanphase (Boszhardtand
Goetz 2000:271).We suggest thatthe effigy-only
moundgroupswere constructedduringthe terminal portionof the indigenousMatureLateWoodlandoccupationof theDriftlessArea,andthatthese
moundsserved,in part,to marka landscape(e.g.,
Charlesand Buikstra1983:130)thathad reached
the packingthreshold(Binford2001).
A significantconsequenceof year-roundoccupationof interiorvalleys by Late Woodlandpeopleswasthedemiseof theannualsubsistencecycle.
Groupsthathad traditionallymoved in an annual
roundfrom warm-seasonmacrobandgatherings
on the Mississippi floodplain to cold-season
microbanddeer-huntingcamps in the dissected
interiorwould increasingly encounteroccupied
areas. As less-mobile populations continued to
445
increase,"daughter"groupswould splinteraway
to occupy other interiorvalleys on a year-round
basis (Mallam 1976:55). As the Driftless Area
became "packed,"some groupswere restrictedto
stayingalongtheMississippiRiverthroughoutthe
year.Indeed,it is at this time thatwe see the first
evidenceof people stayingon floodplainsites during the cold season (Theler and Boszhardt
2000:297). At the same time, these floodplain
groups responded to the packed landscape by
adopting corn horticulture and dramatically
increasing their harvest of freshwater mussels
(Theler1987:120).In addition,afterA.D. 950, as
groupmobilityconstricted,cornwas incorporated
intotheeconomyof allEffigyMoundgroups(Arzigian 1987; BirminghamandEisenberg2000:102;
Green2001). Interiorvalleysof theEastmanphase
territory(e.g., the Bad Axe) were "owned"and
markedfor the firsttime by effigy mounds(Theler
andBoszhardt2000).
As noted earlier, the evidence for territorial
boundariesbetweenEastmanandLewisphasepeoples atthistimeis compelling(BoszhardtandGoetz
2000), and these territoriescould be defendedby
the relativelynew regionaladaptationof the bow
and arrow.Circumstantialevidence in supportof
this interpretationis found in the chronological
sequenceof chipped-stonearrow-tiptypes for this
region, beginning with the type Honey Creek
aroundA.D. 500-700 (Boszhardt
Corner-Notched
Mead
2003a:73-74;
1979:145-148). However,by
the end of the Mature Late Woodland period,
unnotchedMadisonTriangular
pointsbecamecommon (Boszhardt2003a:77-78). Ethnographicand
archeological evidence indicate that unnotched
arrowtips (e.g., MadisonTriangular)were often
designedfor warfare,in contrastto notchedpoints
preferredforhunting,becausetheunnotchedpoints
wouldreadilydetachfromthe shaftandremainin
the wound (Boszhardt2002:62; Keeley 1996:52;
Milner 2005:151; Pyszczyk 1999:169). Consequently,the incorporationof unnotchedMadison
technolTriangularpointsintothe bow-and-arrow
Mound
at
the
same
time
that
of
ogy Effigy
people
round
and
increases
the
annual
impeded
population
boundarieswere developed,suggeststhatconflict
was on the rise.
By A.D. 1050-1100 an annualcycle of residentialmobilityforDriftlessAreahunter-gatherers
had ended and the constructionof effigy mounds
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446
AMERICAN ANTIQUITY
[Vol. 71 , No. 3, 2006
Figure 4. Four-stage model of the Woodland to Oneota transition in the Driftless Area.
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
ceased.The finalWoodlandpeople to occupyportions of the DriftlessArea appearto have represented some type of Late Woodland and
Mississippiancombinationin twofortifiedvillages:
FredEdwardsandHartleyFort(Figure4c). Unlike
theEastmanphaseoccupations,thesesitesyielded
evidence of (1) a wide range of cultivatedplant
species, includingcarbonizedcorn (ubiquitousin
featurecontexts at Fred Edwards);(2) palisades;
(3) rectangularhouses;(4) deep storagepits (Arzigian 1987:232,239;Finney1993;FinneyandStoltman 1991); and (5) evidence for Mississippian
interaction(Benn and Green2000; Finney 2000;
FinneyandStoltman1991).AfterA. D. 1150,most
of theDriftlessAreaappearsto havebeenvirtually
abandoneduntilthehistoricera,whileearlyOneota
groups establishedagriculturalcomplexes at the
northernandsouthernmarginsof this region(Figure4d; ThelerandBoszhardt2000:308).
447
2005) to build up fat reservesfor winter.During
this period,acornscan compriseup to 80 percent
of the diet, with the mast of the white oak preferred,as it containstheleasttannicacid(Dahlberg
and Guettinger1956:63-66; Jackson 1961:419;
Rue 1978:248-250).Whiteoakwasa majorspecies
of Wisconsin'soriginalsavannahabitat(Anderson
1998; Curtis 1959) and was the only species of
wood representedin charcoalsamplesidentifiedat
the LateWoodlandCade 5 site (47VE643) in the
BadAxe Valley(ThelerandBoszhardt2000:302).
The numberof deer thatcan be supportedin a
given areais not dependenton the summerrange
butis limitedby the winterrange.In mild winters,
deerroamovermuchof theirsummerterritory,but
in cold, snowy wintersthey contracttheirrangeto
about10 percentof the areaused in the warmseason. Duringthese harshperiods,they congregate
in locationsthatoffershelterfromthewinterwind,
with availablespringwaterand maximumforage
(Dahlbergand Guettinger1956:145-148; Nelson
The White-Tailed Deer
1997:43-48; Osborn2003:196). In the Driftless
Area,thepreferreddeerhabitatduringseverewinHabitat
ter conditionsis the gallery woods along valley
Modernland use and agriculturalpracticeshave bottoms, particularlythe swampy floodplainsin
transformedthe vegetation communities of the the upperreaches of many interiorvalleys. Deer
UpperMidwest,includingthe DriftlessArea,and concentratedin theselimitedareaswouldbe highly
by extensionthe densityandbehaviorpatternsof vulnerable to predationby humans (Beier and
white-taileddeer.Nonetheless,we can character- McCullough1990;Jackson1961:419).
ize the basic winterbehaviorof these animalsin
the region to appreciatetheir vulnerabilityunder Regional CulturalImportance
habitatconditionsthatlikely existed at the end of White-taileddeer were the most importantcoldthe EffigyMoundculture(ca. A.D. 1050).
season animal resource during the Archaic and
The white-taileddeer is an edge animal that Woodland traditions in the Driftless Area, as
generally avoids open grasslands and closed, demonstratedby a dominanceof processeddeer
maturewoodlands,with its primehabitathavinga bones in faunalassemblagesfromfall-winterkills
mosaic of vegetationcommunitiesthatprovidesa at interiorsites (Berwick 1975; Parmalee1959,
maximum amount of nutritionalbrowse. These 1960; Pillaert 1969; Storck 1972; Theler 1987,
peripheralcommunitiesare often associatedwith 2000:127). The fall-winterdeer furnisheda nearareassubjectedto repeatedburning(Jackson1961; perfectpackage,readilytransportable
andsupplyMcCullough1979:18-22; Osborn2003:195).
ing quality meat, fat, and nutrient-richmarrow
Adultdeertypicallyeat 2.7 to 3.6 kg of food a (MadrigalandHolt 2002). Moreover,deerprovide
day in the northernMidwest,and theirfood sup- the optimal skin for making clothing (Gramly
ply tends to be abundantduringthe spring,sum- 1977). While elk were harvestedin limitednummer, and fall. Deer readilyconsumemore than a bers throughoutthe DriftlessArea, it is clear that
hundreddifferentplantspecies,browsingtheleaves deerwerethefocusof thecold-seasonharvest(Cleandtips of hardwoods,shrubs,anda wide variety land 1966;Theler 1987, 2000).
of herbs and conifers.As the succulentplantsof
The historicalrecordfor easternNorthAmersummerwane,deerconcentrateon fat- andstarch- ica indicates that the most prevalentaboriginal
rich acornmast as available(Koenig and Knops methodsfor harvestingdeerincludedstalkingand
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448
AMERICANANTIQUITY
[Vol. 71 , No. 3, 2006
Figure 5. Probable Late Woodland pictograph from Tainter Cave (47CR569) depicting late winter deer hunt.
a variety of drive techniques. Drives typically
involveda numberof men who employed strategic use of fire,dogs, orfencingto forcedeerto prepositioned hunters (Waselkov 1978:15-18). In
Wisconsin,thesetechniqueswereusedwithsnares
set on trailsandthe killing of deertrappedin deep
snow(Schorger1953:197,198,201-204). A probableLateWoodlandrockartpanelin TainterCave
(47CR569)(Figure5), located in the centralpart
of the Eastmanphase territory,documentsbow
hunterssurroundingand shootinga herd of deer,
includingpregnantdoes, in the late winter/early
spring (Boszhardt2003b; Theler and Boszhardt
2000).
White-TailedDeer PopulationDynamics
As thecrucial,first-lineWoodlandwinterresource,
white-taileddeerareat the cusp of ourhypothesis
fortheLateWoodlandto Oneotatransition.Whitetaileddeerhave an incrediblecapacityfor population growthundersuitableconditionsin termsof
cover, food, and predators.An example of their
potentialfor rapidpopulationincreasewas documented at the George Reserve in southeastern
Michigan.GeorgeReservecovers 464 ha of land
in 1928by a 2.3farmeduntil1900andsurrounded
The
Reserve
fence.
initially conGeorge
m-high
tained no deer, but two male and four female
white-taileddeerfroma wildpopulationwereintroducedinto the enclosure.The reservehad no naturalpredators(i.e., wolves) orhuntingby humans.
The firstdeer census of the reserve,held in 1933,
found an astoundingincreaseto 160 deer in less
than five years (McCullough 1979:8). A similar
experimentwas undertakenattheSandhillWildlife
Areain centralWisconsin,wherein 1972, anentire
herdof 593 deer was removedby huntingfrom a
fenced area of 3,813 ha. By 1974, 30 deer were
countedin the containmentarea,butno additional
huntingwas permitteduntil 1977, by which time
theherdhadgrownto anestimated413 deer(Creed
2001:55-56; McCaffery2001:142-143).
In the last decadesof the twentiethcentury,the
white-taileddeerpopulationof the DriftlessArea,
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
andof muchof the UpperMidwest,rose dramatically.Thecurrenthighpopulationdensitypresents
a challengeto gamemanagerswho dealwithdamage to crops and native vegetationcommunities,
increaseddeer-vehiclecollisions, and the potentiallycatastrophicconsequencesof ChronicWasting Disease. Despite the longest huntingseasons
of themodernera,whichtookover500,000 whitetailsin Wisconsinin 2004 (WisconsinDepartment
of NaturalResources2005), moderndeerpopulationsareconsideredoutof controlin termsof a balancebetweentheirpopulation,habitat,andhumans
(Nelson 1997).
Giventhecurrentabundanceof deerin theDriftlessArea,it wouldseemreasonableto presumethat
deerwereabundantthroughouttheHolocene.Population projectionsby Dahlbergand Guettinger
(1956:14,Fig.1) suggestthatinA.D. 1800, thedeer
densityin the DriftlessArea would have been 20
to 50 deerper 2.59 km2(1 mi2).This estimatehas
been repeatedin the wildlife literatureof Wisconsin (Jackson 1961:416, Map 77) and used by
archaeologists (Mallam 1976:71; Theler 1987;
ThelerandBoszhardt2000). However,these estimateswere basedon the "mythof a pristinehabitat" (Denevan 1992; Stahl 1996:106), without
considerationof the dynamicqualitiesof regional
vegetationcommunities(Anderson 1998; Curtis
1959) or the effects of aboriginalhumanpopulationsas thekeystonepredator(Kay 1979:413;Kay
1998:491^92).
Historicaccountsindicatethatdeerwererarein
the DriftlessAreajust priorto widespreadEuropean settlement.In 1822, both NativeAmericans
and Euro-Americanlead miners of the region
encountereda greatscarcityof gamealongtheMississippiRiver(Kay 1979:197).The UpperMississippiRivervalleyin generalcontainedfew deerinto
the 1830s. For the 1836 summerhuntbelow Fort
Snelling (St. Paul, Minnesota), Indian Agent
LawrenceTaliaferro
reportedthattheSiouxhadnot
killed a single deerandthatall the game hadbeen
sweptoutof theMississippiandsmallerstreamvalleys of the region(Hickerson1965:49).
Themostsuccinctandinformativeearlyhistoric
accounton the rarityof deerandthe NativeAmericanrelationshipto theirlow numbersin the DriftlessAreacomesfromWilliamKeating,who served
as StephenH. Long'sgeologistandhistoriographer
on an 1823expeditionto thesourceof theSt.Peter's
449
(Minnesota)River.The overlandroute took the
partyfromChicagoto FortCrawford(atPrairiedu
Chien, Wisconsin), across the southernDriftless
Areaduringthe summerof thatyear.Keatingsays,
On the routefromChicagoto FortCrawford
we saw but one deer,at which,however,we
had no opportunityof shooting.We likewise
observedbuta singlewolf, whichwas of the
kindcalledPrairiewolf [coyote?].If to these
we addthebadger,whichwaskilledonthe 17th
of June[1823],we shallhavethelistof theonly
seenuponupwardsof twohundred
quadrupeds
miles of prairieland.Theextremescarcityof
gamein a countryso remotefroma whitepopulationas this is, must be strikingto every
observer;andit becomesthe moreso, if we
takeinto consideration
the abundanceof fine
which
grass
grows upon it. We know of no
othermannerof accountingfor this scarcity,
thanby attributing
it to thepacificstateof the
Indiantribesthatown thesehuntinggrounds.
of enemies,
Beingfreefromall apprehensions
hunt
without
and
reserve,
destroythe
they
more
than
it
can
be
rapidly
reproduced.
game
withwhite
Theyappear,sincetheirintercourse
men,tohavelostthesagaciousforesightwhich
previouslydistinguishedthem. It was usual
withthem,formerly,to avoidkillingthe deer
duringthe ruttingseason;the does thatwere
withyoungwerein likemanneralwaysspared,
except in cases of urgency;and the young
butatprefawnswerenotwantonlydestroyed:
sent,the Indianseemsto considerhimselfas
a strangerin thelandwhichhis fathersheldas
theirown;he sees his propertydailyexposed
of whitemen,andthereto theencroachments
forehuntsdownindiscriminately
everyanimal
thathe meetswith;beingdoubtfulwhetherhe
will be permittedto reap,theensuingyear,the
fruitsof his foresightduringthe present,and
fearinglest he may not be sufferedto hunt,
foranotherseaundisturbed,
uponhisproperty
son.Tothiscause,andto the increasein their
numbersproducedby a longcontinuedpeace,
the scarcityof gameat prewe mustattribute
sentobserved[Keating1959:239-240].
The historicdemise of deerdescribedby Keatto the acquisitionof firearms
ing is not attributable
by theIndians.Flintlocktrademusketswerea pres-
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450
AMERICANANTIQUITY
tige item for individuals (Lohse 1988:396) and
were used for their"shockvalue"in warfare(Ray
1974:73; Taylor 2001:115-117). The noise and
unreliabilityof tradeguns (Ray 1974:75)untilthe
late nineteenthcentury(Lohse 1988:396) caused
tribessuchas theMenomineeto maintaintheirtraditionalandmorereliablebow-and-arrow
hunting
technologyinto the 1840s (Keesing 1987:114).
Keatingwas correctin his forecast of Indian
land loss. South of the WisconsinRiver,the HoChunk and the Potawatomi ceded their lands
througha seriesof treatiesin 1829, 1832,and1833.
The BlackHawkWarof 1832 becamethe catalyst
for the cession of Ho-Chunklands coveringWisconsin'sDriftlessAreanorthof theWisconsinRiver
in 1837. This land was surveyedin the 1840s by
the GovernmentLandOffice and offeredfor sale
to Euro-Americansettlersbefore 1850 (Grossman
1998).
TheHistoric Rise and Fall of
Deer Populations:A Modelfor Prehistory
Outsideof Prairiedu Chien,few Euro-Americans
lived in the DriftlessArea northof the Wisconsin
River before 1850. The decline of importantfur
species such as beaverduringthe furtradecreated
a marketfor deerskinsto produceleather.Between
1810 and 1830, UpperMississippitraders,mostof
them operatingout of Prairiedu Chien, obtained
thousandsof deerhidesfromIndianhunters(Hickerson 1970:115;Phillips 1961:87, 130-131, 148,
361-362, 636; Schorger1953:207-209).As noted
above, duringthe 1820s huntingpressureassociatedwiththe furtradehaddecimatedthe deerpopulation.However,as demonstratedat the George
Reserveandthe SandhillWildlifeArea,deerpopulationscan reboundquickly with adequatefood
andcoverandreducedhuntingpressure.Afterthe
1840sremovalof manyof the Ho-Chunk,the deer
Wisconsinhada decade
populationof southwestern
to reboundpriorto widespreadsettlementby EuroAmericanfarmers.By the mid-1840s, deer herds
were againreportedon the prairiesof southwestern Wisconsin (Schorger 1953:201). One local
newspaperreported,"Since the Indianshave left
this part of the country,wild game has become
plenty,"and, "Deerare now [1848] found in this
vicinity [Prairie du Chien] in large numbers"
(Schorger1953:201).
Withina few years of initial land sales, west-
[Vol. 71 , No. 3, 2006
ern Wisconsinbecame more densely settledthan
everbefore,this time by Euro-Americanfarmers.
Forexample,afterthe areawas openedfor public
land sales, the populationof VernonCounty,Wisconsin, which encompasses the Bad Axe River
valley, increasedtwentyfold (from 223 to 4,826
people) in the eight yearsbetween 1847 and 1855
(Union Publishing Company 1998 [1884]).
Althoughdeerwere plentifulin the DriftlessArea
by 1848,Euro-Americansettlementrenewedpressure on the herd throughboth unregulatedhunting andculturallyinducedchangeto thevegetation
communities due to plow agriculture and the
demand for building materials and fuel. These
pressures, coupled with the severe winter of
1856-57, led to a well-documentedcollapseof the
regionaldeer population,which did not rebound
until the mid-twentiethcentury.
Deer are most vulnerableto predationin deep
snow thatbecomescrustedover,allowingthemto
be killed by the simplestof methods.These conditions force deer to remain in a very confined
space,similarto "deeryards"commonin northern
Wisconsin (Dahlberg and Guettinger 1956:
145-149).Inthesesituations,deerarenearlyimmobilized,being restrictedto limitedareasandpaths
thathave been madein deep snow.
Schorger(1953:209)writes:
A crustondeepsnowwasoneof theworstconditionsthatthedeercouldmeet.Theywerean
easy preyto wolves andto hunterson snowshoes.Andersonhada tradingpostontheMinnesotaRiverthewinterof 1806-07.InMarch
a crustformedon the snow and the Indians
tomahawkedeverydeerthatcouldbe found.
The winterfollowingnot a singledeercould
be found.
By thetimeof theharsh,snowywintersinthemid1850s, westernWisconsinwas widely settledby
Euro-Americanfanners.Thewinterof 1856-57 was
notableforthedeepsnow,whichdevelopeda heavy
ice crustthatcould supportmen, dogs, andwolves
(MoranandHopkins2002:116-1 17),butnotdeeror
elk. Therearemanyreferencesto the effectsof this
winteron Wisconsindeer.Forexample,
JosephV.Jonescameto Durand,PepinCounty
[in the northernportionof theDriftlessArea]
in 1856. Thatwinterthe snow was six feet
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
deepon thelevel so thatthe deerwereunable
to travel.Manywerekilledwithclubs.Thesituationwasequallybadin GrantCounty[southern DriftlessArea] where the deep, crusted
snow permitteda great slaughter.Accounts
indicatethatstrandeddeerwereexterminated
by simplyknockingthemon theirheads.In
November1857,deer,thoughformerlyabundant in RichlandCounty [centralDriftless
Area]werereportedscarce.Thedeepsnowof
the previouswinterled to theireasy destructionby wolvesandwantonkillingby hunters
[Schorger1953:209-210].
Afterthe winterof 1856-57, deer were rareor
absentfrommanylocationsin the regionuntilthe
mid-twentiethcentury(Dinsmore1994; Schorger
1953).As notedabove,the potentialfor a rebound
in the DriftlessArea deer populationduringthe
firstcenturyof thepost-Euro-Americansettlement
erawas suppressedby persistenthuntingandland
clearanceassociatedwith agriculture.It is notpossible to predictthe frequencyof poor winterconditions for deer in the Driftless Area because
climaticregimeshavechangedovertime. But historic recordsindicatethat episodic deep, crusted
snows occurredaboutonce every 10 to 15 years,
such as duringthe wintersof 1856-57, 1868-69,
and 1887-88 (Schorger1953:210-211).
Crucial Resources and
the End of Effigy Mound
LateWoodlandpopulationswere initiatingmaize
horticulture and seasonally targeting aquatic
resources,includingintensiveharvestof mussels,
by A. D. 950 (Arzigian 1987; Theler 1987:112113).Thesesubsistenceshiftsareindicativeof pressureon first-linelargemammalresources(Binford
2001:442-444). We suggest that by A.D. 1000
many"owned"DriftlessAreavalleys (such as the
BadAxe), as well as terraceandfloodplainsections
along the Mississippi River, were occupied by
Effigy Moundpeoples year-round,and that their
crucialresourcezones were markedanddefended
(Thelerand Boszhardt2000). The regionalvegetation was primarily oak savanna and upland
prairies,maintainedby frequentburning.The crucial winterresourcesfor humanpopulationswere
deer and firewood.With valleys occupied year-
451
round,stresson bothof theseresourceswouldhave
increasedas humanpopulationsgrew.
Deer
Itis usefulto examinethepotentialpopulationdensity andnutritionalvaluefor deer.As notedabove,
it is ourcontentionthatearlierestimatesof 20 to 50
per 2.59 km2 (1 mi2) for the deer populationof
southwesternWisconsinwere fartoo high for preEuropeanconditions.A morereasonablepopulation
densityis perhaps5 deeror less per2.59 km2,given
the predominatelyprairie-savanna
settingand the
dependenceof white-taileddeer on wintercover
(BeierandMcCullough1990:43).The NorthFork
of the BadAxe River,with a basinsize of 210 km2,
wouldhavesupporteda localpopulationof perhaps
400 deer.As notedearlier,Binford'spacking-model
thresholdof 9. 1persons/100km2formarginalenvironmentswould be reachedwith a populationof
about20 people.If we allow for a sustainablecull
rateof 25 to 33 percentperyear(McCullough1979),
then 100 to 132 deer would be availableannually
for a hypotheticalLateWoodlandgroupof 20 individuals. Granary(1977:602) suggests the Huron
needed an averageof 3.5 deer hides per year per
person,so clothingfor20 personswouldrequireharvesting at least 70 deer each year.If we raise the
estimatedLateWoodlandhunter-gatherer
population in the presumednon-marginalNorthForkof
the Bad Axe to 30 people (a packingthresholdof
14.3 persons/100km2),then 105 deerwould need
to be harvestedfor clothing.This level approaches
theprojectedsustainablecull ratefor the local deer
herd.
On average,the protein necessary to support
one personis about50 g per day.Fresh,lean venisoncontainsabout21 g of proteinper 100g of meat
(having 74 percent moisture) (Wattand Merrill
1963:65).Thus,one wouldneedto consumeabout
238 g of lean venison per day to satisfy protein
needs.A white-taileddeerin thefallon averageprovidesabout23 kg of leanmeat,representing50 percent of the animal's field-dressed (eviscerated)
weight. This estimate is based on averaged
male/femaleweightsby year-classfor Novemberkilled, field-dresseddeerharvestedat the Sandhill
WildlifeArea(Kubisiak2001:81, Figures5.8,5.11)
andappliedto a year-classpopulationprofileof 65
deer mandibles(32 lefts and 33 rights)recovered
from the Woodlandcomponentsat the Gottschall
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452
AMERICAN ANTIQUITY
Rockshelter(47IA80)in theDriftlessArea(Theler
and Stevenson2002).
Theprojected23 kg/deerof venisonwouldsupply 100 person-daysof protein.For a groupof 20
people (usingBinford's9.1 persons/100km2),the
70 deer needed to supply an adequatenumberof
hides for clothing would provideenough protein
to support20 people for 350 days. At the higher
packingthresholdof 14.3persons/100km2,30 people in theNorthForkof theBadAxe wouldrequire
105 deer for hides and to provideproteinfor 350
person-days.Again, this necessaryharvestquantity falls withinthe maximumsustainablecull rate
of the local deerherd.In additionto lean meatand
hides, deer also provideda storehouseof fat and
nutrientsin the bone marrow.
Procuringdeer throughvarioushuntingtechniquessuchas drivesorindividualhuntswouldhave
been facilitated by bow-and-arrowtechnology,
which firstappearsin the archaeologicalrecordof
the DriftlessArea at ca. A.D. 500-700 (Boszhardt
2003a:73-74;ThelerandBoszhardt
2003:135-137).
Advantagesof the bow and arrowover spearsand
dartsincludemultiple,rapid-fire
shotsandaddedprecision due to back sighting (Green and Nolan
2000:370-371).This technologyenhanceshunting
capabilitiesof individuals(Benn1979:66)andsmall
groups (Green and Nolan 2000:370-371). With
increasedhumanpopulationindicatedby year-round
settlementsacrossthelandscapeandincreasedhuntteching effectivenessprovidedby bow-and-arrow
nology,LateWoodlandgroupshadthecapabilityto
harvestenoughdeerto meettheirproteinandclothlevelsof the
ing needsandsurpassthe sustainability
deerherdovera broadarea.Forgroupsrestrictedto
theMississippiRiverfloodplainon ayearinhabiting
roundbasis,procuringenoughdeerwouldhavebeen
problematic,particularlyduringthe winter,when
few otherresourceswere available.
Firewood
Archaeologistshave rarelyaddressedthe importance and implicationsof firewoodsuppliesrelative to prehistoric settlement. However, Waldo
Wedel (1986) did considerthis issue for the late
prehistoricpeoplesof the UpperRepublicanRiver
of Nebraska:
Most prehistoriclodges in the Republican
countrywest of the 100thmeridianhada floor
[Vol. 71 , No. 3, 2006
areaof approximately
600 squarefeet (54 sq.
m) and a volumeof around6,000 cubicfeet
(168 cu m). At a probablyvery conservative
twenty-fivekilograms(55 lbs)of firewoodper
day,the familyor familiesoccupyingsuch a
structure
wouldconsumeupto 20,000pounds
(9,200kg)of woodperyear,roughlytheequivalentof fivecordsof mixedelm, cottonwood,
A hamletof threeto five
andotherhardwoods.
households occupied by 30 to 50 persons
would then have burned60,000 to 100,000
poundsor 30 to 50 tons of wood per annum
[W.Wedel1986:232].
Fromthehistoricalrecord,however,it is clear
that even among the much larger historic
Indianvillages in the easternplains, where
trees grew much more abundantlyand to a
muchgreatersize,thesearchforfuelwoodwas
sucha majorproblemthatits collectingmay
haverequiredseveraltripsa dayandoccupied
as muchof theworkingtimeof thewomenas
any othersingle workdayactivity[W.Wedel
1986:233].
havealsoevalFortheCahokiaarea,researchers
uatedproblemsof securingfirewoodfor cooking
and winterheating,and wood for buildingmaterial (LopinotandWoods 1993; Simon 2003). Milner (1998:126-127) suggests that most buildings
were built with saplingsof a mix of species and
that driftwood furnished fuel wood. Milner
(1998:91) reportsthat "onlyrarelydid the buildings [houses] containhearths"and suggests that
"earthinsulation,heavy clothing and covers, and
bodywarmthsawthesepeoplethroughwintersthat
were sometimesbitterlycold."At Aztalan,domestic houses had well-definedfireplaces(Wittryand
Baerreis1958:62-72), as did someLateWoodland
"keyhole"-shapedhouses at the Statz (47DA642)
andMurphy(47DA736)sitesin DaneCounty,Wisconsin (Hawley 2002; Meinholz and Kolb
1997:52-66), suggesting that these were winter
dwellings.
As noted earlier,Wisconsin winters are substantiallycolder than those of the Cahokiaarea.
landSecuringenoughwoodfroma prairie-savanna
scape to carrya groupthrougha typical western
Wisconsinwinterhadto be equallyas challenging
as acquiringenoughdeer.A potentialindicatorof
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
wood harvestis the quantityof woodcuttingtools
foundon local sites. In the DriftlessArea,ground
stone celts of the Woodland tradition (Ford
1969:49-53) arerarein the archaeologicalrecord
(Table2) (Arzigian 1981; Freeman 1969; Geier
andLoftus 1975;Holtz andBoszhardt1998;Hurley 1965;SalzerandRajnovich2000; Sasso 1989;
ScottandBoszhardt1992;Theler1981, 1987;Wittry 1959b).The patternof sparsecelt occurrences
is repeatedforthesucceedinglateprehistoric(A.D.
1300-1600) Oneotasettlementsin the La Crosse
locality (see Table2). Extensiveexcavationsat a
numberof sites have producedfew or no celts
(Andersonet al. 1995;Arzigianet al. 1989, 1994;
Boszhardt1994:35;O'Gorman1993, 1994, 1995;
Stevenson1994).Elsewhere,Oneotasiteshavealso
producedfew celts (see Table2) (BluhmandFenner 1961; Bluhm and Liss 1961; McKusick
1973:15, 46). It is likely thatwood for warmthand
cookingin the interiorvalleyswas derivedlargely
fromnaturallydroppedbranchesandtreefalls.
Celts appearmore frequentlyat Upper Midwesternsites withclearMississippianconnections
andextensivepalisadewallpost constructions(see
Table2). The best knownof these sites is Aztalan,
where at least 49 celts were recoveredin excavations before 1960 (Barrett1933:275-276; Maher
and Baerreis 1958:19-21). These investigations
uncoveredsections of large stockadeposts (often
a foot in diameter),andBarrettsuggeststhesewere
felled from living trees with a stone axe and fire
(1933:50, Plate 10, Figure 1). Barrett(1933:44)
calculatedthe totallengthof theAztalanstockade
featuresat 2,987 m (9,800 feet) and estimatedan
averageof one post per linearfoot (Barrett1933:
49). Based on these figures, nearly 10,000 trees
wouldhavebeen cut to constructthe palisadefealocaturesatthissite.Indeed,thelong-confounding
tion of Aztalanon a minor stream(the Crawfish
River)and at the base of a hill may reflectproximity to adequatewoodlotsrequiredfor construction of its massivestockade.
Celts arealso relativelycommonat contemporary Late Woodland/Mississippianvillages with
stockadesin the Upper Mississippi River valley,
includingtheFredEdwardssite (Finney1993:182)
andHartleyFort(JohnCordell,personalcommunication 2004; Finney et al. 1993:5; McKusick
1973:8). In addition,celts are presentat the palisadedportionof the Bryansite (21GD4)nearRed
453
Wing,associatedwiththeMississippian-influenced
Silvernale phase component (Gibbon 1979:31;
Gibbon and Dobbs 1991:289-291). Large numbers of celts have also been found at Cahokiaand
nearbyrelatedMississippiansitesin Illinois,where
house posts, palisades, and massive ceremonial
posts were cut (Iseminger et al. 1990; Milner
1984:87-88, 1998:87; Pauketat 1987:213-237;
YoungandFowler2000).
To bettergauge the apparentdifferencein frequenciesof celts between stockadedLate Woodland/Mississippian villages and preceding
WoodlandandsucceedingOneotacultures,a ratio
was developed for representativesites based on
areaexcavated,whereknown(Table2). Forexample, approximately920 m2 of the MiddleWoodland Millville site (47GT53) was excavated,
producinga single celt, or a ratioof 1 celt per 920
m2.At the OneotaTremainesite (47LC95), over
120,000m2were investigated,includingthe excavation of nearly 1,000 features, with only two
unused celts recovered. Including both of the
Tremainecelts andthe minimumstudiedareaproduces a ratioof 1 celt for every60,000 m2.In contrast,theratioof celtsto excavatedareaatpalisaded
Late Woodland/MiddleMississippianvillages is
substantiallylower,reflectinga greaterfrequency
of celts. Forexample,at FredEdwardssevencelts
were found in approximately1,500 m2, or 1 celt
for every214 m2.At HartleyForta celt bit andtwo
possiblecelt midsectionswererecoveredin 150 m2
of excavated site area. Accepting the minimum
numberof celts possible at HartleyFortcreatesa
ratioof 1 celt for every 150 m2.
Cuttingan adequatesupply of firewoodfor a
small wintersettlementof 20 to 30 people would
be nearlyimpossibleeven withthe highest-quality
ground-stone tools. For earlyEuro-Americansettlers armedwith metal axes, the chore of supplying winter fuel was demanding.Yet the crucial
natureof this resourceis reflectedin the fact that
initial Euro-American settlement between the
AppalachiansandtheGreatPlainswas determined
moreby the availabilityof wood forfuel andbuilding thanby soil fertility(Hoffman1966:312-313;
Perlin 1989:352).
The Bur and white oaks nativeto the Wisconsin savannasarenaturalpruners(Anderson1998:
4-5; Zalucha 1994:313) and can provide a prolonged supply of droppedwood. However,when
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[Vol. 71 , No. 3, 2006
AMERICANANTIQUITY
454
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
smaller valleys became occupied year-roundby
LateWoodlandpeoples, the demandfor firewood
may have led groups to begin girdling trees to
expandthe firewoodsupply.Girdlingcould have
been accomplishedwith chipped-stonechoppers
ratherthancelts(e.g., BluhmandFenner196 1:155;
GeierandLoftus1975:149;Gibbon1970:138-140;
Mead 1979:162). This behavior, coupled with
annualburningof the savannagrasslands,would
have been a recipe for disaster,rapidlydepleting
niche-specificwoodlotsin anincreasinglydenuded
landscape.FewDriftlessAreapollen/charcoalprofiles areavailable,butone fromaninteriorbog site
alongTamarackCreekshowsa sharpspikein charcoalatcircaA. D. 1000-1050 (Davis 1979).Accelerated wood use would have reduced not only
firewoodand nut-mastreservesbut also essential
coverfor deer.Growinghumanpopulationsrequiring more wood and therebyreducingdeer cover,
coupledwithincreasedhuntingefficiencyfromthe
bowandarrow,meansthatDriftlessAreadeerpopulationsmighthaveexperiencedconsiderablestress
as the MatureLateWoodlandperioddeveloped.
455
UpperMississippiRivervalley.Thesemusselsare
relativelylow in nutritionalvalue (Parmaleeand
Klippel 1974:432) yet can be dried and stored
(Theler 1987:55-57). As such, they representa
warm-season,second-line contingencyresource
thatcould be exploitedto increaseniche breadth.
An exampleof the contingencystatusof freshwater mussels was recordedby ZebulonPike during
his 1805 expeditionuptheMississippiRiver.Upon
arrivingat the lower end of the DriftlessArea on
September1, he wrotein hisjournalthattwo of his
menhadbecomeseparatedonAugust24: "Thetwo
soldiershadbeen six dayswithoutanythingto eat,
exceptmussels..."(Pike 1966 [1810]:11).
For the Upper Mississippi River, it has been
suggested that high-density mussel aggregates
("mussel beds") were harvestedduring the late
summerto fall low-waterperiod,to providea storablewinterresource(Theler1987:55-57).Theharvest andprocessingof musselsworkswell withthe
late-seasondemandson cornhorticulturists.
Intensificationof freshwatermusselexploitationduring
the LateWoodlandstagein the UpperMississippi
Valley is revealedby a dramaticincreasein the
numberandsize of shellmiddens(Boszhardt1982;
Responses to Packing
Stoltman1990;Theler1987). This shift coincides
Binford(2001) lists patternedresponsesin human withtheperiodin whichtheDriftlessAreaappears
societies to havebecomepackedandlikelyreflectsa decline
behaviorthatoccurwhenhunter-gatherer
reachthepackingthreshold.Theseincludesubsis- in regionalfirst-lineresources(especially whiteextrac- taileddeer),whichhadbecomeinadequateto meet
tence shiftsto intensifiedaquatic-resource
tion, and horticulture.Flannery(1972, 2002) has subsistence needs. We view sharply intensified
summarizedconcomitantchanges in settlement mussel utilization as an example of Binford's
patternsduringthe transitionfromhunter-gatherer (2001) model for aquaticresourceintensification
hamlets to early agriculturalvillages, including whenpopulationsreachthepackingthreshold,and
architecturalshifts from roundhouses and com- a signatureof human populationsunder stress,
munalstorageto squarefamilyresidenceswithpri- wheremobilityis reducedandnichebreadthmust
vatized internal storage. Furthermore,Keeley be broadened.A similarsituationis reflectedin the
(1996) andLeBlanc(1999) haverecognizedclues archaeologicalrecordfor the Upper Mississippi
forincreasingwarfarethatis usuallylinkedto com- RivervalleyduringtheArchaicto EarlyWoodland
petitionfor criticalresources,particularlyin times transition (Theler 1987:82, 119; Theler and
of stress.Evidencefor conflictincludesdefensive Boszhardt2003).
As notedearlier,Effigy Moundgroupsin both
settlementlocationsand constructionof fortifications. The following summarizesarchaeological interiorandmainriversettingsincorporatedmaize
evidence for such culturalresponses duringthe productioninto their economy at ca. A.D. 950
LateWoodlandto Oneotatransitionin the Upper (Arzigian 1987; Stoltman and Christiansen
Midwest.
2000:512).Pre-plowmaize horticulturewas labor
intensive(Reidhead1981:201-206) andproduced
SubsistenceShifts
relativelylow yields (Schroeder1999).Again,we
Shells of freshwatermussels are presentin vary- interpretthis subsistenceshift to have been influing quantitiesatmanyprehistoricsites alongin the encedby humanpopulationsreachingthepacking
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456
AMERICANANTIQUITY
thresholdandfacingreducedavailabilityof thetraditionalfirst-lineresource,white-taileddeer (see,
for example, Binford 2001; Kay 1998:488-489;
MartinandSzuter1999 on human/animalinteractions of this type).
SettlementChangesand the VillageEnigma
Woodresourceswere sharplycircumscribedin the
settingof theLateWoodlandDriftsavanna-prairie
lessArea.Webelievethislimitationhelpsto address
theenigmaof whyno sedentaryEffigyMound"villages"havebeenfoundin theregion(Stoltmanand
Christiansen2000:514). Effigy Mound peoples
would have needed to shift habitationsites on a
yearly basis, abandoninglocations as firewood
becamedepletedandmovingto nearbyareaswhere
wood resources remained.When the landscape
becamepacked,this settlementshiftwas restricted
to each "owned"drainage.The Late Woodland
habitationdepositsin the BadAxe Valleyillustrate
thispattern,withdebrisdistributedas a thinveneer
over manykilometersof bottomlandandterraces.
TheLateWoodlandpackingmodelfortheDriftless Area has relevanceto largerregions of the
Upper Midwest and other culture areas where
lifeways gave way to agriculture.
hunter-gatherer
As notedearlier,someresearchershaveinterpreted
a Late Woodlandpopulationincreasebased on a
higherfrequencyof sites and on spatialdistributionsindicatingtheoccupationof nichesnotinhabited by earlierWoodlandcultures(e.g., Greenand
Nolan2000;MoffatandBoszhardt2005; Stoltman
1990;Studenmund2000:332).OthershaverecognizedincreasedLateWoodlandsitefrequenciesbut
of low populationdenhaveretainedinterpretations
sitiesdueto lackof "villages,"e.g., BennandGreen
(2000:482)for Iowa,Brashleret al. (2000:557)for
lowerMichigan,Emerson( 1999) andEmersonand
Titelbaum(2000:422) for northernIllinois, and
Stoltman and Christiansen(2000:513-514) for
southernWisconsin.The Late Woodlandcultural
sequenceof each of these regions,like thatof the
DriftlessArea,begins with an earlystagethatwas
embellishedafterca.A.D. 950 by thefirstpresence
of corn andnew styles of LateWoodlandpottery.
All of theseLateWoodlandculturesendedwiththe
terminationof MiddleMississippiancontactand,
subsequently,Oneotagroupsoccupiedthe Upper
Midwest.
The model we are presentingfor the Driftless
[Vol. 71 , No. 3, 2006
Areais basedon a LateWoodlandhunter-gatherer
populationincreasethatinitiallyled to buddingoff
of groupsto adjacentareasto maintaintraditional
subsistence patterns(e.g., Stoltman and Christiansen2000:513).As thelandscapefilled,thepopulation reached a thresholdat which a seasonal
roundbasedon residentialmobilitywas no longer
possible,forcinggroupsto adoptsettlementstrategies withinconfinedsubregions(e.g.,Emersonand
Titelbaum2000:422fornorthernIllinois).Archaeologically, this shift would be reflected by an
increaseacrossthe landscapein sites of the same
relativesize as thoseof precedinggenerations(e.g.,
Green and Nolan 2000), ratherthan population
nucleationwithinvillages.
Additionally,the innovationof LateWoodland
keyhole-shapedhouse-floorplans has been interpretedas an indicatorof morepermanentoccupations.At the Statzsite (47DA642) in southeastern
Wisconsin,a hamletof six circularand semirectangularkeyholestructureswas exposedandexcavated (Meinholz and Kolb 1997). These small
houses (rangingin lengthfrom 1.84 to 2.7 m and
in width from 1.46 to 2.72 m) were paired,suggesting summerand winterresidences;however,
seasonalindicatorswere poorly preserved.There
wereno associatedstoragepits, althoughcornwas
recoveredin minoramounts.The Statz site communitywas interpretedas supportinga LateWoodlandpopulationof about18 people (Meinholzand
Kolb 1997:159-161) sometimebetweenca. A.D.
800 and 1100 andcomparesto egalitarianhuntergatherer settlements summarized by Flannery
(2002).Keyholestructureswerealsofoundatthree
LateWoodlandKekoskeephasesites in southeasternWisconsin:WeisnerIII(47DO399),Elmwood
Island (47DO47), and Mile Long (47WI110)
(MeinholzandKolb 1997:162-163;Salkin2000).
Green and Nolan suggest that semisubterranean
keyhole houses built by Late WoodlandBauer
Branchpeoples were used as winter-seasonshelters in the open terrainof western Illinois (e.g.,
GreenandNolan2000:371-372). MoresuchstructureshavebeendocumentedfortheLateWoodland
Patrickphasein theAmericanBottomattheRange
(11S47), Sponeman(11MS517), and Fish Lake
(11MO608)sites (Meinholzand Kolb 1997:164basinthatmight
165).A circular,semisubterranean
atthe
encountered
house
was
also
a
small
represent
Cade 5 site (47VE643) in the Bad Axe Valleyof
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
457
the DriftlessArea.This4-x-3.5-mbasincontained
Finally,in many of these regions,the terminacorn and produceda tenth-centuryradiocarbon tion of the Woodlandtraditioncoincides with the
date,a side-notchedarrowtip, andceramicsaffil- endof theStirlingphase/Rameyhorizonatca.A.D.
iatedwith the Eastmanphaseof the EffigyMound 1175. In nearlyall cases, sites archaeologistsrecculture(ThelerandBoszhardt2000:303,Figure9). ognize as Oneotainfill specific locales within or
Furthermore,the reductionin mobility as the adjacentto these regionsby A.D. 1200, representLate Woodlandlandscapebecame packedwould ing substantialpopulationcongregations;see, for
have led to territorialboundaries,which are indi- example,Brashleret al. (2000:553-555)forMichicatedfortheEffigyMoundculture(Boszhardtand gan, Emerson (1991) for northwesternIllinois,
Goetz2000;Mallam1976:44-53),theDes Plaines Emersonand Titelbaum(2000) for north-central
complexin northernIllinois(Emerson1999;Emer- Illinois,Alex (2000) and Green (2001) for Iowa,
sonandTitelbaum2000:421), theAdams-Tampico Jeske (2001, 2003) for southeasternWisconsin,
and Bauer Branch-MaplesMills/Mossville cul- Boszhardtand Goetz (2000) for westernWiscontures in western Illinois (Green and Nolan sin,andGibbon(1979),GibbonandDobbs(1991),
2000:370-372),andvariousgroupsin theSaginaw andRodell (1991) for Red Wing.
Valleyand Straitsof Mackinacregionsof Michigan (Brashleret al. 2000:570;HolmanandBrash- MississippianInfluences
ler 1999:220).Theresourcepressureensuingfrom and the Transformationto Oneota
this packing of the landscape,enhancedby the TheperiodbetweenA.D. 1050and1200witnessed
hunting(Greenand a culturalrevolutionin theAmericanMidwest.Duradvantagesof bow-and-arrow
Nolan2000:370-371), is reflectedin theincreased ing this period Middle Mississippian societies
extractionof fish and shellfishand the incorpora- emergedandclimaxedat Cahokiaandthroughout
tion of cornhorticulture(Brashleret al. 2000:557; the AmericanBottom, spreadingtheir influence
Stoltman 1990; Theler 1987). Binford's (2001) throughthe northernMidwest.Cahokia'sStirling
packingmodelpredictsjust sucha phaseceramic-horizonmarkers(PowellPlainand
hunter-gatherer
responseand sets the stagefor full-scaleadoption Ramey Incised) have been found at nearlyevery
of intensiveagriculture(see also O'Brien 1987).
majoroccupationdatingto this period,fromMill
The earliestvillages in the DriftlessAreawere Creekin northwesternIowa (Tiffany2003:31) to
FredEdwardsandHartleyFort,bothof whichcoin- Aztalanin southernWisconsin,andbeyond(Finney
cided with MiddleMississippiancontactat about 2000;Hall 1991;Kelly1991;Overstreet2000:431).
A.D. 1050-1150 and also with the abandonment In the DriftlessArea,MiddleMississippianinterterritories.Thesevil- actionis documentedat FredEdwardsandHartley
of muchof theirsurrounding
lages reflect both population aggregation and Fort.The potteryat both sites reflectsa blending
increasedstoragewithinandadjacentto rectangu- of Woodlandand Middle Mississippianstyles in
larhouses,bothkey aspectsof thetransitionto vil- paste, form, surface treatment,and decoration.
lages accordingto Flannery (2002), and imply Powell andRameyexampleswere importedfrom
privatizationandincentivefor surplusproduction. the AmericanBottom, and local imitationsalso
For example,excavationof a portionof the Fred occur (Stoltman 1991b). Collared "Woodland"
Edwardssite encounterednine semisubterranean types with both grit and shell temperhave been
rectangularhousebasinsrangingfrom3.5 to 6.38 found at Fred Edwards, and varieties of cordm in lengthand2.24 to 4.39 m in width,withinter- impressedwaresareplentifulatbothvillages.Few
nal or external storage pits. In addition, Fred of the latterarecomfortablyclassifiedas Madison
Edwardshad a plaza withinits palisade.The pat- ware (Finneyand Stoltman1991; Tiffany 1982),
tern of initial populationnucleationinto villages the type potteryfor the indigenousEastmanphase
Illi- of the Effigy Moundculture.Instead,Finneyand
duringthisperiodis duplicatedin northeastern
nois andeasternWisconsin(Douglas 1976;Salkin Stoltman(1991) and Stoltmanand Christiansen
2000). The fact thatmany of these early villages (2000:516-5 17) see strongeraffinitieswithMaples
containa mixtureof WoodlandandMississippian Millspotteryof theCentralIllinoisRivervalleyand
ceramicsandwere palisadedsuggestsa periodof arguethatFredEdwardsrepresentsa site-unitintrusionintothesouthernDriftlessArea.Tiffany(1982)
profoundsocial interactionandthreat.
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458
AMERICANANTIQUITY
documentedMill Creek pottery from northwest
Iowa at HartleyFort,andBenn and Green(2000)
interpretthe Hartley Fort assemblage as representinga combinationof local LateWoodlandand
Mill Creekpotters,with some tradeimportsfrom
Mississippiangroups.Itis intriguingthatthesetwo
terminalLate Woodlandvillages contain such a
wide-ranging admixture of ceramics and have
demonstrateddirect connections between each
other (Stoltman 1991b), yet are palisaded. It
appearsthat the occupantsrepresentan amalgamationof peoplefrommultipleWoodlandandMiddle Mississippianbackgrounds,but it is not clear
whomtheyperceivedas a threat.This pointis discussedfurtherin the warfaresectionbelow.
Why the interiorof the DriftlessArea appears
to have been largely abandonedat the end of the
LateWoodlandEastmanphase,not to be reoccupieduntilthe historicera,is a significantquestion.
We proposethatthis abandonmentwas a response
to an overharvestof the white-taileddeerpopulation,leadingto thecollapseof thiscrucialresource.
Game sinks,regionsdepletedof largelandmammals by human predation(Kay 1979:413; Kay
1998:488-489), are well documented in North
America (Drake 2001:48-49; Hickerson 1965,
1970;MartinandSzuter1999).DuringtheMature
LateWoodlandperiod,groupsappearto havebeen
occupyingall majorlandscapeniches year-round,
havingreachedand surpassedthe packingthreshold. As deer,the principlewinterfood and clothing resource, became scarce throughpersistent
huntingandregularburningof the savanna,so too
didfirewood,thesecondessentialresourceforwinter survival.Withoutan adequatedeerpopulation,
and with a dwindlingwood supply,the Driftless
Areawouldhavebecomenearlyuninhabitablefor
Late Woodlandhunter-gatherersconstrainedby
limitedmobility.
AroundA.D. 1150, majorsettlementsarose at
themouthof theAppleRiverandatRedWing.Both
localitiesareon theUpperMississippiRiver,atthe
southernandnorthernedges of the DriftlessArea,
andhadreadyaccess to bison (see Figures2, 4d).
Theinitialphasesateachlocality(BennettandSilvernale,respectively)reflectMiddleMississippian
interaction,based on the presenceof Powell and
Ramey pottery,tri-notchedprojectilepoints, and
platformmounds. Silvernalephase sites at Red
Wingalso haveyieldedpotterythatsuggestsinflu-
[Vol. 71 , No. 3, 2006
ence from a varietyof othergroupssuch as Mill
Creek and remnantEffigy Mound people of the
northernDriftlessArea(Lewisphase).In addition,
the palisadedBryan site (21GD4) at Red Wing
yieldedseveralcord-markedsherdscomparableto
the Grantcord-marked
typeatFredEdwards(GibbonandDobbs 1991:Figure13.7).A uniqueexample of the Woodlandto Oneota transitionis the
presence of Mississippian and Oneota pottery
withina panthereffigymoundattheDiamondBluff
site (47PI2)atRedWing(Rodell1991,2003;Stoltman andChristiansen2000:518).
mounds
As notedearlier,long-tailed"panther"
are associatedwith the Lewis phase in the northernDriftlessAreabutarevirtuallyabsentfromthe
Eastmanphaseareain the southernDriftlessArea
(BoszhardtandGoetz 2000). Conversely,collared
potterytypes, particularlyAztalanCollared,have
beenfoundata numberof siteswithintheEastman
phase territoryof the southern Driftless Area,
includingatseveralrocksheltersandFredEdwards,
yet Aztalan Collared is nearly absent from the
Lewisphaseterritory(Kelly2002). Basedon proxdistinctnatureof pottery,
imityandtheterritorially
mounds,andpointtypesof terminalEffigyMound
peoplein the southernandnorthernDriftlessArea,
we suggestthatEastmanphasepeoplejoinedother
LateWoodlandandMississippiangroupsthatcoalesced to become Oneota at Apple River, while
Lewis phasepeople abandonedthe northernDriftless Area to join othersand establishthe Oneota
settlementsat Red Wing (Theler and Boszhardt
2003:308).ThisshifthappenedbetweenA.D. 1100
and 1200, or perhapseven morerapidly,in a revolutionaryfashion,ataboutA.D. 1150.By thistime
the coreof theDriftlessAreahadbecomean abandonedno-man's-landandwouldremainso untilthe
historicera (see Figure4d).
By A.D. 1200, at both Apple River and Red
Wing,fully developedOneotamanifestations(the
Mills and Adams phases, respectively)had suppreplantedtheirMiddleMississippian-influenced
decessors. At these localities, the populations
occupiednucleatedsettlementsandpracticedintensive corn agriculture while heavily exploiting
resourcesof theMississippifloodplain.TheOneota
economy differedfrom its LateWoodlandpredecessors in the degree of corn agriculture(including extensiveridged-fieldsystemsconstructedand
tendedwith bison scapulahoes), a warm-season
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
focus on a wide rangeof wetlandresources(with
less emphasison freshwatermussel harvesting),
and the additionof bison hunting(Brown 1982).
The earliest indicationof late prehistoricPlains
influencesand bison along the UpperMississippi
Valleyis the presenceof bison leg andneck bones
at the CarrollRockshelter(13DB486) in northeast
Iowa,wherethesewereapparentlyassociatedwith
a terminalLateWoodlandfeaturedatedto cal.A.D.
902-1146 (Collinset al. 1997).At approximately
the sametime (ca.A.D. 1050-1 150),bison scapula
hoes appearedat the Mississippian-relatedEveland and Orendorf(11F1284) sites in the central
Illinoisvalley (Conrad1991:155),andbison long
bones were recovered from the contemporary
Lundy site (11JD140) along the Apple River in
northwesternIllinois (Colburn 1990; Emerson
1991:172).Evelandalso producedMill Creekpottery (Hall 1967), furtherreflectingcontact with
northwesternIowa. Bison scapulahoes are also
common at Red Wing and all later Oneotacomplexes alongthe MississippiRiverandto the west,
and bison begin to appearin rock art duringthis
period (Boszhardt 2000, 2003b; Theler and
Boszhardt 2003:220-221). The exploitation of
bison almostcertainlyinvolvedcommunalmovement at specified seasons, as recordedat earliest
(pre-horse)historiccontact.
Warfare
Oneaspectof Keeley(1996) andLeBlanc's(1999)
summationsof primitivewarfareis how conflict
sociaffectsinteractionbetweencontemporaneous
offer
numerous
eties. Both authors
examples of
between
hostilityandpeace,
groupsthatalternate
maintain
trade for needed
balancing desires to
alliances
with causes of
or
resources protective
also
note
that
but
conflict, they
waning groupsalso
and
materials
people throughplunder
exchange
andcapture.As regardsthelatter,theypointoutthe
commonpracticeof victorstakingwomenandchildren captive (Keeley 1996:86-87, 125-126;
LeBlanc 1999:17), and note that archaeologists
should be cognizantof traitscarriedby captives
(e.g., potterystyles)thatbecomeincorporatedinto
the victors' materialrecord. Habicht-Mauche's
(2000) reevaluationof interactionmodelsbetween
southernPlainsbison huntersandeasternPueblos
in late prehistoryconsideredcaptivewomen as an
explanation for the widespread occurrence of
459
Pueblo cooking pots on sites of Plains bison
hunters.This patterncoincided with a period of
stress,andwhileethnographicandalternativeinteractionmodels for this regionemphasizecooperative alliancesbetween these groups,thereis also
evidencefor conflictand attacks(e.g., Spielmann
1991).
LeBlanc(1999)emphasizestheneedto consider
potentialwarfareindicatorsfroma long-termperspective.In his studyof the AmericanSouthwest,
he detected an evolutionfrom palisadedsites to
clusteredsettlements,thelatteraffordingprotection
in numbersand sometimesnegatingthe need for
defensive structures.In the Upper Midwest and
UpperMississippiRivervalley,warfarehas rarely
beenfullyincorporated
intoattemptsto understand
prehistoricculturaldynamics(Milner2005; Milner et al. 1991:594-595). With few exceptions,
such as Barrett's(1933) referenceto cannibalism
at the palisadedLateWoodland/Mississippian
site
of Aztalanin southeasternWisconsin,and Milner
et al.'s (1991) analysis of Oneota/Mississippian
conflict in the CentralIllinois River valley, this
commonand deadlyform of interactionhas been
neglectedby archaeologistsin this region.
From the long-termperspectiveadvocatedby
LeBlanc(1999), evidenceof conflictin the Upper
Midwest occurs at least as early as the Archaic
hunter-gatherersocieties (Freeman 1966:63-64;
Milner et al. 1991:595; Overstreet1980:69-71).
SomeevidenceforconflictappearsduringtheEarly
andMiddleWoodlandstagesof thisregion(McKusick 1964:478-479),withpopulationincreasesduring the Late Woodlandstage culminatingin the
constructionof the firstpalisadedvillages around
A.D. 1050. ExamplesincludeAztalanand Weisner III (Salkin 2000) in southeasternWisconsin,
Fred Edwards in southwesternWisconsin, and
Hartley Fort in northeasternIowa. As Keeley
(1996:55)pointsout,constructionof a fortification
is the costliestformof preindustrialmilitarytechnology.Whileprovidingnumerousstrategicadvantages, forts are potentially detrimentalnot only
becauseof the laborandmaterialcost of construction but also because they lock the inhabitantsto
one locationon the landscape.The increasedfrequency of celts at Late Woodland/Mississippian
palisadedvillages noted above is one indicatorof
the cost of constructingsuch defensivestructures,
as is the estimateof 10,000 treesrequiredfor con-
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460
AMERICAN ANTIQUITY
[Vol. 71 , No. 3, 2006
structingthe Aztalanpalisadelines. Fortifications Woodland/Mississippianhabitationsites in this
in non-statesocietiesarealsomorecommonin dis- region, and vice versa, reveals absolute mutual
putedbordersettings(Keeley1996:56).Theoccur- exclusion. Given Keeley (1996) and LeBlanc's
rence of palisadedLate Woodland/Mississippian (1999) synthesesshowingthatwarfareservesas a
villages acrosssouthernWisconsinandnortheast- mechanismfor interactioneven amongstenemies
ernIowasuggeststhattheEffigyMoundregionwas (e.g., captives and plunder),employing Occam's
becominga contestedzone on the northernfron- razor,the simplest explanationfor the complete
lack of evidence for Late Woodland/Mississiptierof MiddleMississippianinfluence.
The firstpalisadedvillages in this region con- pian-OneotainteractionbeforeA.D. 1150 is that
tain mixed terminalLate Woodlandand Middle Oneotadid not yet exist. The sole known excepMississippianculturaltraits.Because interaction tion is the inclusionof OneotaandMiddleMissiscan occurbetween allies or adversaries,it is pos- sippianfuneraryvessels withinthepanthermound
siblethattheblendedLateWoodland/Mississippian at the DiamondBluff site, locatedat the northern
materialsfound within the palisadesrepresentan extremeof the DriftlessArea. Thatlone example
alliancebetweenLateWoodlandandMiddleMis- suggestsoverlapof terminalLateWoodlandLewis
sissippiangroupsagainsta commonenemy.Alter- phaseeffigymoundconstructionandemergent(Silnately, the sharedtraitsmay indicate interaction vernalephase) Oneota at the time when Ramey
betweentheLateWoodlandandMississippiansoci- HorizonMiddleMississippianinfluencesbeganto
etiesthroughtakingplunderandcaptives.As noted decline in the Upper Mississippi Valley around
earlier,some researchers(e.g., Overstreet2000; A.D. 1150.
WithOneotanot evidentbeforeA.D. 1150, the
RichardsandJeske 2002; Salkin2000) have sugof LateWoodlandandMiddleMisthat
Late
hybridization
Woodland/Mississippian
gested palisaded
villages were constructedin response to threats sissippiantraitsin palisadedsites datingto A.D.
fromOneotagroups,butthisinterpretation
requires 1050- 1150 appearsto indicateinteractionbetween
contemporaneityof LateWoodland,MiddleMis- these culturesvia mechanismsof warfare.A similarphenomenonwas documentedbetweenSpoon
sissippian,and Oneotapopulations.
All of the palisadedvillages datingto ca. A.D. River Mississippianand Bold CounselorOneota
1050-1150 in this region contain final Late groupsattheadjacentMortonVillage( 11P 19) and
Woodland (collared ware) and Mississippian NorrisFarms36 cemetery(11F115) sites in cenmaterials, including hybrid forms of pottery. tralIllinoisaroundA.D. 1300.This settlementwas
None has produceda single Oneota sherd from situatedon a defensiveuplandpoint of land, and
associated contexts, and diagnostic Late Wood- the ceramic assemblages exhibit a blending of
land/MiddleMississippianartifactsare likewise OneotaandMiddleMississippianstyles(Milneret
completely absent from Oneota site contexts in al. 1991:592; Santure et al.1990). Furthermore,
the region(Overstreet2000:429). Thus,it is clear skeletalevidencefroma largecemeterypopulation
that Late Woodland and Middle Mississippian reveals a high incidence of traumaticdeath,supthatwarfareplayeda role
societies were contemporaryandinteractingwith portingtheinterpretation
one another, although the form of interaction in the sharedculturalceramicstyles.
Continuingthe chronological review of evi(peaceful trade through alliances or plunder
throughwarfare)is uncertain.If the association dence for conflictin the DriftlessArea,afterA.D.
and blending of Late Woodlandand Mississip- 1200, Late Woodlandand Middle Mississippian
pian traitswithin these palisadedvillages reflect expressions ceased to exist and the region was
an alliance,it is unclearwho the adversarymight largelyabandoned.FromA.D. 1200to Frenchcontact(ca.A.D. 1650),Oneotagroupsoccupiedmuch
have been.
thatpalisaded of theUpperMidwest,andtheytendedto formclusAs notedearlier,theinterpretation
Late Woodland/Mississippiansites were estab- tered settlements.As LeBlanc (1999) showedfor
lishedas a responseto nearbyOneotagroupsis con- the late prehistoricSouthwest,settlementclusters
tradictedby radiocarbondates and ceramic and likely reflecteda form of defensiveorganization,
thecompleteabsence underthe strategythatlargerpopulationswereless
lithicevidence.Furthermore,
of any Oneotapotteryfrom all of the knownLate vulnerableto attack.While some Oneotavillages
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
were palisaded (e.g., Bryan [21GD4] near Red
Wing; Valley View [47LC34] at La Crosse, and
Yucatan Fort [21HU18] in southeastern Minnesota),many were not. These threeexamplesof
palisadedOneotasites areall situatedin defensive
settings(terracesor ridgetops with adjacentsteep
sides).Bryan(ca.A.D. 1200) andValleyView (ca.
A.D. 1600) encompassedintensive occupations
andthereforeconformto Keeley's (1996:57) concept of fortified settlements. The protohistoric
YucatanFort,on theotherhand,is anisolatedenclosureseveralhundredfeet abovea concentrationof
valley-bottomsettlementsandappearsto represent
a fortifiedrefuge (Trow 1981). The vast majority
of Oneotasettlementsthathavebeen investigated,
however,showno evidenceof palisades,andmany
covertens of hectares.Forexample,the Tremaine
site complex nearLa Crosse occupies at least 60
hectares,with no evidencefor a palisaderevealed
despiteseveralextensiveexcavations(O'Gorman
1995). Nonetheless,severalburialsfrom that site
show evidence of traumaticdeath from conflict
(O'Gorman1995:193-195), andas Milner(2005)
pointsout, the directevidencefor bow-and-arrow
in the skelewarfareis probablyunderrepresented
tal databy a factorof at least three.
Summary and Conclusions
Table3 summarizescharacteristicsof the replacementof Woodlandculturesby Oneotaculturesin
the Driftless Area. This transitionillustratesthe
appropriateapplicationof Binford's(2001) packMartinandSzuter's
ingmodelforhunter-gatherers,
of
sinks
(1999) concept game
depleted of large
of
the
transitionfrom
the
characteristics
mammals,
hamlets
to
agriculturalvillages as
hunter-gatherer
synthesized by Flannery (2002), and potential
implicationsof warfarein accordancewith Keeley
(1996) and LeBlanc (1999). In sum, as huntergathererpopulationdensities increasein a given
area,residentialmobilitybecomesconstrainedand
formerresourceniches are no longer accessible
through the traditionalseasonal round. At this
first-line,largeland-mammal
"packing-threshold,"
resources become scarce (Kay 1998:488-489;
Martinand Szuter 1999), and other subsistence
options will be exercised. These options often
include a shift to aquaticresourcesand/orhorticultureto increaseniche breadth(Binford2001:
461
434^439). A common response is an economic
shift to intensifiedfloodplainresourceextraction,
agriculture,and a transitionfrom hamletsto villages.
TheLateWoodlandEffigyMoundphenomenon
developedout of a several-centuryperiod of low
populationdensityfor which thereis little indicationof a packingthresholdbeingapproached.
After
A.D. 800, effigymoundswereconstructedthroughout the southernhalf of Wisconsin.Differencesin
the distributionof certainmound forms between
glaciated eastern and unglaciatedwestern Wisconsin,andbetweennorthernandsouthernportions
of the DriftlessArea (Birminghamand Eisenberg
2000:113-125;BoszhardtandGoetz2000) suggest
the developmentof social territorieswithin the
EffigyMoundculturearea.The lasteffigy mounds
were visible responsesby groupshavingreached
a packing threshold. Effigy-only groups were
placed acrossthe DriftlessArea landscape,marking discretesocialterritoriesoccupiedyear-round.
By A.D. 950, a numberof changeshadbeenincorporatedinto Late Woodlandlifeways, including
widespreadadoptionof the bow and arrow,corn
horticulture,and intensifiedharvestof floodplain
resources,with a particularemphasison freshwatermussels.
Initial Late Woodlandsettlementsfollowed a
seasonalroundof macrobandcongregationalong
major rivers during the warm season and
microbanddispersalintointeriorvalleysduringthe
winter,whererockshelterswere soughtas convenient wintercamps with a focus on deer hunting.
When the landscapebecame packedby ca. A.D.
950, thisseasonalroundbecameuntenable.Mature
LateWoodland(EffigyMound)settlements,coincidingwithrestrictedmobility,wereopen-airhamlets made up of small circularor keyhole basin
houses with minimalstoragefacilities.Along the
Mississippi River, these year-roundsettlements
were focused on freshwatermussel harvest and
otheraquaticresources,andcornsupplementedthe
economy for the firsttime in the region.But winter deer hunting also occurredat the floodplain
camps, as groupsin the majorvalleys no longer
had access to interiordrainagesalreadyoccupied
by other groups. Interiorvalleys, such as that of
theBadAxe River,werealso occupiedyear-round,
andsubsistencestrategiesalso involvedincreased
use of local wetlandresourcesand the incorpora-
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[Vol. 71 , No. 3, 2006
AMERICAN ANTIQUITY
462
Table 3. CulturalChangein the DriftlessArea During the Late Woodlandto OneotaTransition.
Phase/
Culture
Diagnostic
artifacts
•
•
Local grit-temperedpottery (Madison
ware/AngeloPunctated)
Corner-notchedand
unnotchedarrowtips
•
•
•
Subsistence •
•
•
•
•
Settlement
•
•
•
•
•
Population
Interaction
Traditionalseasonal round
breaksdown
Deer, particularlyat interior valley settlements;no
bison
Some wetlandresources
Intensivemussel harvest
as "starvation"food along
Mississippi River only
Some corn afterA.D. 950
Effigy mounds to interior
valleys by A.D. 950
Circularkeyhole houses
No storagepits
Hamlets
Non-palisadedhamlets
A.D. 1150-1250
Oneota (Apple River/RedWing)
A.D. 1050-1150
Fred Edwards/HartleyFort
A.D. 750-1050
Eastman/LewisPhase
•
•
•
•
•
•
•
•
•
•
•
pottery(Aztalan
Grit-tempered
Collared,MaplesMills,GrantCord
Impressed,HartleyCross-Hatched,
•
FrenchCreekCordImpressed)
(Powell,
Shell-temperedpottery
Ramey), and local imitations
(sometimes hybridsof above)
Side-notchedand unnotched
arrowtips
Year-roundoccupationof confined villages; huntingin local
ungulaterefugia
Deer; no bison
Some wetlandresources
Few mussels for temper
Cornhorticulture
(No information)
Rectangularhouses
Many storagepits
Confinedvillages of mixed
groups
Fortifications
•
•
•
•
•
•
•
•
•
•
Interiorof DriftlessArea abandoned
Populationcongregation
•
•
•
DriftlessArea largely abandoned •
Populationnucleation
•
•
•
Minor warfare
No trade
•
•
Conflict and warfare
Trade
tion of corn. Based on an absence of exotic raw
materialsand extraregionalartifactstyles at both
mortuaryand habitationsites, the Effigy Mound
peoplesof southwesternWisconsinappearto have
had little contactwith peoples outside the region
untilthe very end.
Theprogressionto crucialwhite-taileddeerpopulation collapse follows the landscape-packing
model proposed by Binford (2001). Initially,
hunter-gatherer
populationdensity grows, with a
resources.At thepoint
focuson largeland-mammal
at whichthe humanpopulationbecomes"packed"
on the landscape,the regionallarge-mammalpopulationsdecline, and hunter-gatherer
groupsshift
to the increasedexploitationof aquaticresources,
suchas fishandshellfish,theintensifiedutilization
New seasonal round:summer
wetlandexploitationand agriculturein clusteredvillages;
winterbison hunts
Bison; some elk and deer
Intensivewetlandresourceuse
Some mussels for temper
Intensivecorn agriculture
Oval mounds to cemeteries
Wigwams and longhouses
Numerouslarge, deep storage
pits
Sprawlingagriculturalvillages
Some fortifications
Driftless Area packed
afterA.D. 950
Populationexpanding,
buddingoff
•
Shell-temperedRamey (before
A.D. 1200) to globular-shaped,
shell-temperedOneotaware
Unnotchedarrowtips
•
•
Some warfare
Trade
of plants, and the adoptionof horticulture.This
patternis exactly what is observed in the Late
Woodlandarchaeologicalrecordof the Driftless
Area. Evidence for increasinghumanpopulation
densitycoincideswithshiftingsubsistenceandsettlementpracticesandculminatesin the suddendisappearanceof the EffigyMoundculturaltradition.
Thefinalwinterdeerkill by LateWoodlandgroups
that precipitatedthe truncationof the Eastman
phaseof the EffigyMoundtraditionwill probably
not be observedin the faunalrecord.To test our
model, long-term fieldwork and fine-resolution
analysismustcontinueteaseoutdiachronicpatterns
of settlementand subsistence.
The archaeologicalrecordindicatesnearabandonmentof theDriftlessAreaby indigenousWood-
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Theler and Boszhardt]
COLLAPSE OF CRUCIAL RESOURCES AND CULTURE CHANGE
landpeoples at aboutA. D. 1050-1 100, which we
interpretto be concomitantwith the depletionof
deerandfirewood,bothessentialforsurvivingWisconsinwinters.AroundA.D. 1050-1 150,andcoincidingwith the Lohmann-Stirling
phasetransition
at Cahokia, settlementswere establishedin the
southernportionof the DriftlessArea.These settlementsconsistedof palisadedvillageswithlarger
houseshavinginternalandexteriorstorrectangular
age pits, typicalof emergentagriculturalsocieties
(Flannery2002). The two knownterminalWoodland villages in the southernpartof the Driftless
AreaareFredEdwardsandHartleyFort.Bothcontain rectangularor squarehouse structureswith
storagepits, attributesthatconformwith stronger
familysocioeconomicsystemsthatincludeprivate
storage,increasedproduction,andprobablytrade
(Flannery2002).
BothFredEdwardsandHartleyFortwereinhabited by an amalgamationof groupsexhibitingties
toWoodlandproducersof complexcord-impressed
waresfromthe south(Cantonware)andpossibly
remnantMadison ware from the Driftless Area,
collaredwares(e.g., AztalanandStarvedRock)to
theeast,theMillCreekcultureto thewest,andMississippiansocietiesin theAmericanBottom.These
finalLateWoodlandexpressionswere established
in remoteinteriorsettings,probablyselected for
defensiveconsiderations.These fortifiedoccupations coincidedwith a periodof conflictandtribal
movementperhapscomparablein terms of strife
to whatwe see historicallyfor groupssuch as the
Mesquakie(EdmundsandPeyser 1993). The isolatedlocationsof FredEdwardsand HartleyFort
also mighthavebeen situatedwithinor adjacentto
deerrefugia,betweengame sinks.The portionsof
the DriftlessAreasettledby the compositeWoodland and Mississippianpeoples at Fred Edwards
andHartleyFortare analogousto the bufferzone
betweenthegamesinksof thewarringSanteeSioux
andChippewa(Hickerson1965, 1970),whichcreated an ungulate-richrefugium(Kay 1998:488489; Martinand Szuter1999).
AroundA.D. 1150, and coinciding with the
decline of the Middle Mississippian polity at
Cahokia and the American Bottom, the Fred
EdwardsandHartleyFortsiteswereabandonedand
Woodlandculturesceased to exist in the Upper
MississippiValley.As Oneota settlementsarose,
initiallyatRedWingandAppleRiver,populations
463
congregatedin sprawlingagriculturalsettlements
supportedby intensivecorn agricultureand wetland resourceextraction,complementedby seasonalbison hunts.The intensivenatureof Oneota
agricultureis reflectedin theconstructionof extensiveridged-fieldsystems,therecoveryof hundreds
of bison scapulahoes, the presenceof thousands
of storagepits, the ubiquitousinclusionof cornin
refusecontexts,andtheadditionof beansafterA.D.
1300. MostOneotavillagesarenotconfinedwithin
fortifications.Instead,Oneotavillagestendto consistof clusteredfarmsteadsmadeof a varietyof surface post structures,includingoval wigwams and
longhouses,all with numerousdeep storagepits
associated.Duringthis period,much of the Driftless Area was abandoned,with only ephemeral
Oneotaexcursionsforhunting,lithicresourceprocurement,or ritualuse of rockshelters.
Acknowledgments.We thank Danielle Benden, William
Green, Matthew G. Hill, Michael Jochim, Timothy
MeAndrews, Katherine Stevenson, James B. Stoltman,
JosephA. Tiffany,and Don G. Wyckoff for their thoughtful
critiques of this paper. John Cordell supplied unpublished
data on celts from HartleyFort. Jean Dowiasch and Rachel
Klebacka assisted with graphics. In addition, five anonymous reviewersprovidedthought-provokingcomments that
enhanced the final draft. The Spanish translation of the
abstractwas craftedby LindaForman.
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