HISTORY,
METAHISTORY,
AND EVIL
JEWISH THEOLOGICAL
RESPONSES TO THE
HOLOCAUST
BARBARA
K RAWCOW I CZ
Library of Congress Cataloging-in-Publication Data
Names: Krawcowicz, Barbara, 1976- author.
Title: History, metahistory, and evil : Jewish theological responses to the
Holocaust / Barbara Krawcowicz.
Description: Boston : Academic Studies Press, 2020. | Series: New
Perspectives in Post-Rabbinic Judaism | Includes bibliographical
references.
Identifiers: LCCN 2020030300 (print) | LCCN 2020030301 (ebook) | ISBN
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Subjects: LCSH: Holocaust (Jewish theology) | Orthodox Judaism.
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Comparison does not necessarily tell us how things “are”; like models and
metaphors, comparisons tell us how things might be conceived, how they
might be “redescribed.”
Jonathan Z. Smith, Drudgery Divine
Introduction
In the late fall of 1941, commenting on the biblical passage where God
commands Abraham to leave his homeland (Gen. 12:1), Rabbi Shlomo
Zalman Unsdorfer, a rabbi of the Weidritz Alley synagogue in Bratislava,
wrote: “If we probe the portion of the week . . . we will find that God spoke
explicitly about the current situation.”1 Bratislava became the capital of the
nominally independent Slovak Republic in March of 1939. Acts of anti-Jewish violence had occurred in the town before, but the situation worsened
with the official installation of the pro-Nazi Slovak regime. By the fall of
1941, Bratislava Jews were effectively excluded from the rest of the society.
They saw their communal organizations banned, newspapers liquidated,
and property confiscated. They wore yellow stars of David, were subject to
forced labor, and suffered abuse in the streets of their town. In September
1941, ten thousand of Bratislava’s remaining fifteen thousand Jews were
forced to leave. They were told to abandon their homes and wander into
the unknown, Unsdorfer wrote. What happened to the patriarch also happened to his descendants. In the past, God tested Abraham’s faith. Now the
faith of Abraham’s progeny was submitted to the same trial.
Or was it? Were the circumstances not vastly different? For contemporary readers, and for Unsdorfer, certainly they were. But for Unsdorfer—
and probably not for us—this was also something very familiar, as every
Jewish congregation read the story of Abraham leaving Ur every fall, three
weeks after Rosh Hashanah. In the Bible, it is God who addresses Abraham
with the fateful command. The order to leave Bratislava came from the
hostile Slovak authorities but Unsdorfer had no doubt that the authorities’ decree had not originated solely in human minds. Ultimately, its origin was to be found in the divine will. In his war-time sermons, Unsdorfer
1
Shlomo Zalman Unsdorfer, Siftei Shlomo (Brooklyn, NY: Balshon Printing, 1972), 31.
xviii
Introduction
protested the divine decrees and pleaded for mercy. He confessed he could
no longer fathom the will of God. He asked how God could let the innocent
suffer and acknowledged his inability to come up with an answer. But he
never questioned the fundamental assumption of God’s active involvement
in what was happening.
Shlomo Zalman Unsdorfer was murdered in Auschwitz-Birkenau in
October 1944.
In 1943, Shlomo Zalman Ehrenreich told his congregation gathered in
the Transylvanian town of Şimleul-Silvaniei that “all the troubles we suffer
today by the hands of the evil ones—it is not the evil ones who are hitting us.
They are but the staff of God. God is chastising and hitting us.”2 His words
echoed those of the prophet who had the enraged God exclaim: “Assyria,
rod of my anger, in whose hand, as a staff, is my fury! I send him against
an ungodly nation, I charge him against people that provokes me” (Is.
10:50). God uses various instruments to discipline his people, Ehrenreich
observed. There was the Pharaoh and there was Haman. Then there was
Rome, and then there was Christendom. And then there were the Nazis.
In each case, beneath different dress, language, creed, and custom, the
same agency lurked: the wicked Esau, as the rabbis invariably referred to
him, who has always hated his twin brother Jacob. But even Esau’s undying
hatred was ineffectual unless God decided to use it to chastise the Jewish
people, Ehrenreich stressed. Why was the punishment so severe? What terrible transgression could have warranted this outpouring of divine wrath?
Ehrenreich did not have all answers. Like Unsdorfer, he resorted to silence
filled with the certainty of redemption. He did not doubt that redemption
would come and bring restoration as well as understanding.
By June 6, 1944, most of the Jews of Şimleul-Silvaniei, including Shlomo Zalman Ehrenreich, were murdered in the gas chambers of
Auschwitz-Birkenau.
In the post-war period, Jewish thinkers who grappled with the
Holocaust struggled to understand its impact on Judaism’s core concepts.
In the spring of 1966, in his submission to the survey “The State of Jewish
Belief ” organized by the journal Commentary, Richard L. Rubenstein
declared that “the greatest single challenge to modern Judaism arises out
of the question of God and the death camps” and asked “how can Jews
2
Shlomo Zalman Ehrenreich, Drashot Lehem Shlomo (Brooklyn, NY: Edison Lithographic
and Printing Corp, 1976), 128.
Introduction
xix
believe in an omnipotent, beneficent God after Auschwitz?”3 Rubenstein’s
question and emphatically negative answer resonated especially with two
other Jewish theologians—Emil L. Fackenheim and Eliezer Berkovits.
Fackenheim was one of the few respondents who mentioned the Holocaust
as a problem for contemporary Jewish theology in the Commentary survey.
Before long, however, he came to consider it the central problem and in
1967 declared that “the events that are associated with the dread name of
Auschwitz . . . call everything into question.”4 In his submission, Eliezer
Berkovits wrote about the death camps in the context of the relevance of the
“death of God” theology for Judaism. For him, the Holocaust proved that
the Christian God, the God who promised to redeem mankind through
an act of self-sacrifice, was indeed dead. However, it did not undermine
the existence of the Jewish God because “what happened . . . is explainable in terms of human responsibility.”5 In dialogue and sometimes in
fierce disagreement, these three thinkers undertook the task of rethinking
Judaism’s central theological categories. Their reflections have been pivotal
in the framing of post-Holocaust religious discourse in North America and
beyond.
In 1970, Emil Fackenheim wrote that questions prompted by Auschwitz
were of such magnitude that “until a few years ago Jewish theological
thought has observed a near total silence on the subject of the Holocaust.
A well-justified fear and trembling . . . has kept Jewish theological thought,
like Job, in a state of silence.”6 Fackenheim did not know at the time that
the Holocaust in fact never silenced Jewish theology. Only in the 1980s he
was to discover that some thinkers confronted the questions posed by the
3
4
5
6
Richard L. Rubenstein, “Symposium on Jewish Belief ” in idem, After Auschwitz.
Radical Theology and Contemporary Judaism (Indianapolis: Bobbs-Merrill Educational
Publishing, 1966), 153. Hereafter quoted as AA. All submissions to the survey were
published in Commentary 42, 2 (August 1966): 71-160 and reprinted as The Condition
of Jewish Belief (New York: Macmillan, 1966). They are also available online under the
title “The State of Jewish Belief ” at https://www.commentarymagazine.com/articles/
the-state-of-jewish-belief/ (accessed on February 15, 2020).
Emil L. Fackenheim, “On the Self-Exposure of Faith to the Modern Secular World,”
Daedalus (Winter 1967): 193–219; reprinted in idem, Quest for Past and Future: Essays
in Jewish Theology (Bloomington, IN: Indiana University Press, 1968), 278–305; the
quotation is from page 281.
“The State of Jewish Belief ” at https://www.commentarymagazine.com/articles/thestate-of-jewish-belief/ (accessed on February 15, 2020).
Emil L. Fackenheim, God’s Presence in History: Jewish Affirmations and Philosophical
Reflections (New York: Harper & Row, 1970), 70–71. Hereafter quoted as GPH.
xx
Introduction
destruction of European Jewish life already during the war. In the preface to
What Is Judaism: An Interpretation for the Present Age, Fackenheim wrote
that he “would not have known how to complete the last, crucial chapter of
this book” without the exposure to the subtleties of the war-time sermons
of Rabbi Kalonymous Kalman Shapira.7
Kalonymous Kalman Shapira, the leader of a Hasidic court of Piaseczno,
recorded his struggles with the enormity of the Nazi persecutions he was
witnessing and experiencing in the form of weekly Torah commentaries.
The manuscript was recovered after the war with thousands of other documents collected by the members of Oneg Shabbat, the clandestine group of
scholars and activists in the Warsaw ghetto.8 Shlomo Zalman Unsdorfer, a
graduate of the famous Orthodox Pressburg yeshiva, and Shlomo Zalman
Ehrenreich, a faithful supporter of the leaders of Hungarian ultra-Orthodoxy, also recorded their thoughts in the form of weekly sermons.
Unsdorfer’s manuscript was found by one of his sons who discovered his
father’s writings in their family home in Bratislava where he returned after
liberation from Buchenwald. The sermons of Shlomo Zalman Ehrenreich
were most likely preserved by a gentile family. Yissakhar Shlomo Teichthal,
the head of the rabbinical court in Slovakian town of Pieštany, wrote a
theological treatise while hiding in Budapest. Read together, these writings give us an opportunity to see Jewish theological thought in extremis,
struggling to come to terms with the unfolding destruction, attempting to
answer questions about the presence of God, about the covenant, about
suffering. In other words, questions not unlike those asked by Rubenstein,
Fackenheim, Berkovits, and many others in the post-war period.
This book presents the results of a comparative reading of these two
sets of materials: on the one hand, the writings of four Orthodox rabbis—
Shlomo Zalman Ehrenreich, Shlomo Zalman Unsdorfer, Yissakhar Shlomo
Teichthal, and Kalonymous Kalman Shapira—and on the other, the works
of the so-called post-Holocaust Jewish thinkers—Richard Rubenstein, Emil
Fackenheim, and Eliezer Berkovits.
Setting aside, for the moment, the question of the internal variegation of these two comparands, one may wonder whether they are not too
7
8
Emil L. Fackenheim, What Is Judaism: An Interpretation for the Present Age (New York:
Summit Books, 1986), 11.
On the Oneg Shabbat (Ringelblum) archive see Samuel D. Kassow, Who Will Write Our
History? Emanuel Ringelblum and the Oyneg Shabes Archive (Bloomington, IN: Indiana
University Press, 2007).
Introduction
xxi
different for a comparison to yield interesting results. According to scholar
of religion Jonathan Z. Smith, whose comments on comparative analysis in
the study of religion are especially incisive, “comparison requires the postulation of difference as the grounds of its being interesting (rather than
tautological) and a methodical manipulation of difference, a playing across
the ‘gap’ in the service of some useful end.”9 As many critics observed, comparisons long suffered under the tyranny of similarity. It was a real or perceived similarity, likeness or sameness between various phenomena that
prompted scholars to engage in the process of comparison often in order
to present an explanation of the resemblance in terms of common origin,
mutual or one-sided influence. Such genealogical comparisons were quite
frequently falling into the trap of the erasure of difference. In the process of
searching for explicable similarities, differences were downplayed or completely ignored, sacrificed on the altar of fundamentally-the-same.
Having learned our lesson, today we know that successful comparisons
depend on an interplay of similarity and difference. Comparisons need to
somehow find their way between the six-head monster of complete similarity and the equally deadly whirlpool of absolute incomparability. As Oliver
Freiberger put it, “difference makes a comparative analysis interesting; similarity makes it possible.”10 The question of how much difference or how
much similarity between the comparands is required for a comparison to
work, however, cannot be answered once and for all, because neither similarity nor difference exist as such out there. Neither is an objective quality
that can be parsed independently of the perspective assumed by the comparativist. Neither is given, as J. Z. Smith noted, and both are results of
mental operations performed by the person constructing a comparison.11
In principle, there is no limit to what can be compared. This point
was argued convincingly by Ralph Weber, who observed that even statements of incommensurability are in fact outcomes of comparisons.12
Against J. Z. Smith, who claimed that there is no point in comparing red
9
10
11
12
Jonathan Z. Smith, Imagining Religion: From Babylon to Jonestown (Chicago: University
of Chicago Press, 1982), 35. My thinking about comparison in the study of religion
has benefited greatly from Oliver Freiberger’s invaluable Considering Comparison: A
Method for Religious Studies (New York: Oxford University Press, 2019).
Freiberger, Considering Comparison, 156.
Jonathan Z. Smith, Drudgery Divine. On the Comparison of Early Christianities and the
Religions of Late Antiquity (Chicago: University of Chicago Press, 1990), 51.
Ralph Weber, “Comparative Philosophy and the Tertium: Comparing What with What,
and in What Respect?” Dao 13 (2014): 163–165.
xxii
Introduction
and white wine because they are “sheerly different” and “nothing more
needs be said,”13 one can easily imagine a variety of situations when such
a comparison can in fact be useful as well as a variety of criteria with
respect to which red and white wine can be compared. While Umberto
Eco attempted to push the question to its limits by suggesting a comparison between the adverb “while” and the noun “crocodile,” Ralph Weber
rightly noted that such a distinction “makes for a good comparison in
any grammar or etymology.”14 The ubiquity of the saying notwithstanding, it also makes perfect sense to compare apples and oranges—the
qualities that they share make the basis for the more general category
of fruit.15 In addition, apples and oranges can be compared, as John H.
Elliott observed, and quite fruitfully so, with respect to their nutritional
value as well as the methods and costs of production.16 To his assertion
that there is not much to be gained from a comparison of apples and
electric light bulbs, Caroline W. Bynum correctly pointed out that if one
was interested in surfaces and light refraction such a comparison might
be profitable.17
Does that mean that all choices in comparisons are in the end arbitrary?
Not necessarily. What it does mean is that, as J. Z. Smith put it, “comparison, in its strongest form, brings differences together within the space of
the scholar’s mind for the scholar’s own intellectual reasons.”18 Comparisons
and judgments with respect to difference are always shaped by the scholar’s
interests. In each instance, they are determined by the perspective assumed
by the person who makes them and should be evaluated primarily in terms
of what is it that we gain from a comparison.
The metaphor of the barking dog has been employed to describe some
of the uses of comparison in the study of religion.19 It originates in one of
13
14
15
16
17
18
19
Jonathan Z. Smith, Relating Religion: Essays in the Study of Religion (Chicago: University
of Chicago Press, 2004), 28.
Weber, “Comparative Philosophy”: 165.
See Bruce Lincoln, Apples and Oranges: Explorations In, On, and With Comparison
(Chicago: University of Chicago Press, 2018), 4.
John H. Elliott, History in the Making (New Haven: Yale University Press, 2012), 176.
Caroline W. Bynum, “Avoiding the Tyranny of Morphology; Or Why Compare?”
History of Religions 53, no. 4 (2014): 345.
Smith, Drudgery Divine, 51, emphasis added.
See Wendy Doniger, The Implied Spider: Politics and Theology in Myth, rev. ed. with a
new preface, Columbia Classics in Religion (New York: Columbia University Press,
2011), 27–52 as well as her Other Peoples’ Myths: The Cave of Echoes, reprint (Chicago:
University of Chicago Press, 1995), 136 and Jonathan Z. Smith, Map Is Not Territory:
Introduction
xxiii
Arthur Conan Doyle’s most famous stories “The Adventure of Silver Blaze,”
in which Sherlock Holmes solves the mystery of a missing racehorse. In
one of the conversations between Holmes and Inspector Gregory, the latter
asks: “Is there any point to which you would wish to draw my attention?”
“To the curious incident of the dog in the night-time,” Holmes replies. “The
dog did nothing in the night-time,” observes perplexed Gregory. “That was
the curious incident,” remarks Sherlock Holmes. The criminal entered the
house at night and yet the dog did not bark. For Holmes this was a vitally
important clue because the dog’s silence indicated that the criminal was a
person well known to the dog. Referring to this story and applying it metaphorically to her comparisons of myths, Wendy Doniger observed that
comparisons can be used to help us notice the dogs that do not bark, that
is, to identify the absence of a particular element in one myth by noting
its presence in another.20 In such a case, as David M. Freidenreich noted,
comparison is used to learn from parallel cases, and the question it yields is
why certain elements might be absent.21
The comparison I propose is of this kind. Through an act of reciprocal
illumination,22 the juxtaposition of the comparands I have chosen to analyze
sheds light on the presence, absence, and limits of theodicy in Jewish theological responses to the Holocaust. It allows me to outline the conceptual
conditions of the possibility of a theodic interpretation of the Holocaust,
in which God as the lord of history ensures that justice will win out in the
end, and to present a hypothesis about the contexts in which God might
either be seen as unjust or as no longer responsible for providing blessed
lives for God’s people. Last but not least, my analysis also shows that the
20
21
22
Studies in the History of Religions (Chicago: University of Chicago Press, 1993),
300–302.
Doniger, The Implied Spider, 37.
David M. Freidenreich, “Comparisons Compared: A Methodological Survey of
Comparisons of Religion from ‘A Magic Dwells’ to A Magic Still Dwells,” Theory and
Method in the Study of Religion 16: 85, 92.
This very felicitous term has been coined by Arvind Sharma in his Religious Studies
and Comparative Methodology: The Case for Reciprocal Illumination (Albany: State
University of New York Press, 2005). Sharma’s concerns in this work are theological and
ecumenical in a broad sense of the term, that is to say, he is trying to find a method of
comparison between different religious traditions that would bring their practitioners
to an enhanced understanding of their own as well as the other religion. I do not share
this approach. See also Arvind Sharma, “Reciprocal Illumination,” in Interreligious
Comparisons in Religious Studies and Theology, ed. Perry Schmidt-Leukel and Andreas
Nehring (London: Bloomsbury, 2016), 178–190.
xxiv
Introduction
initial division between the two comparands is in fact less justified than it
might prima facie appear. As will become clear, the thought of Kalonymous
Kalman Shapira has more in common with that of Richard Rubenstein than
that of Shlomo Zalman Unsdorfer. Simultaneously, the theology of Eliezer
Berkovits will be shown to share more with the approach of Yissakhar
Shlomo Teichthal than that of Emil Fackenheim.
As J. Z. Smith noted, “the statement of comparison is never dyadic but
always triadic; there is always an implicit ‘more than,’ and there is always a
‘with respect to’.”23 The latter is what scholars refer to as the tertium comparationis, the “point of contact that allows comparison to proceed.”24 In the
case at hand, this tertium is what I describe in chapter 1 as covenantal theodicy: theodicy that conceptualizes evil and suffering as a necessary possibility of the dynamics of the relationship between God and Israel, and is
shaped by the stipulations of the covenantal agreement that brought before
Israel the following alternative:
This day I set before you blessing and curse: blessing if you obey the
commandments of the Lord your God that I enjoin upon you this day; and
curse, if you do not obey the commandments of the Lord your God, but turn
away from the path that I enjoin upon you this day. (Deut. 11:26–28)
In its most basic form, covenantal theodicy posits a connection between a
breach of the covenantal pact and the retribution it necessitates, between sins
that are committed and punishment that is thereby deserved. The covenant
gave meaning to historical events by turning history into theophany—an
arena of divine action and judgment. Concomitantly, it transformed theodicy into a form of historical emplotment, into a metahistorical framework
within which, as evidenced in the biblical writings of the Deuteronomistic
school, history unfolds according to the sequence where sin is followed by
23
24
Smith, Drudgery Divine, 51.
Geoffrey Lloyd, Ancient Worlds, Modern Reflections: Philosophical Perspectives on
Greek and Chinese Science and Culture (Oxford: Oxford University Press, 2004),
32, quoted in Weber, “Comparative Philosophy”: 155. William Paden described
the tertium as “a common factor in relation to which either the differences or the
similarity of the objects can become explicit and understood,” see his “Elements of a
New Comparativism,” Method and Theory in the Study of Religion 8, no. 1 (1996): 7.
See also Weber “Comparative Philosophy” as well as his “’How to Compare?’ On the
Methodological State of Comparative Philosophy,” Philosophy Compass 8, no. 7 (2013):
593–603 and Freiberger, Considering Comparison, 101–110, 151–155.
Introduction
xxv
punishment, punishment by repentance, repentance by forgiveness, and
ultimately redemption.
As I discuss in chapter 1, in the rabbinical imagination covenantal theodicy works in tandem with paradigmatic thinking, the concept I borrow
from Jacob Neusner, who created it to capture his understanding of the
nature of the rabbinical interpretation of history.25 In response to the question why rabbinical writings exhibit a lack of interest in history striking
for our sensibilities, Neusner argued that the rabbis were not interested in
history because they had an alternative framework to understand historical
events. Instead of attempting to construct chains of causally or chronologically connected events, the rabbis discerned the meaning of historical
occurrences by placing them on a metahistorical plane. Instead of focusing
on the particular and the unique, they viewed historical events through the
lens of the repetitive, the reoccurring. In the Hebrew Bible, the rabbis found
not only a narrative describing the unfolding of the covenantal relationship but also models and patterns according to which history was bound to
unfold. In Neusner’s words: “They found in the Scripture’s words paradigms
of an enduring present, by which all things must take their measure.”26
Elaborating on Neusner’s concept, I argue that the network of mutually
dependent and reinforcing paradigms constituted a framework for understanding the vicissitudes of Jewish history and allowed for their meaningful
religious interpretation within the boundaries of the master framework of
covenantal theodicy. Paradigms made it possible, for instance, to describe
various enemies of Israel as different incarnations of Amalek or Esau
and thereby to place them within the covenantal structure of meaning
and explanation. In other words, paradigms facilitate the emplotment of
all moments of history as moments when theodicy is—and must be—in
effect. Through paradigms, biblical and rabbinical answers to the question
of suffering could be applied to every historical calamity. In this way, covenantal theodicy as well as the very concept of the covenant itself remained
immune to the pressures of history. The paradigms themselves were changing over time but their fundamental structure and function remained unaltered. For example, the biblical story of the rivalry between Jacob and Esau
was used differently in diverse historical circumstances. The paradigm was
25
26
Jacob Neusner, “Paradigmatic versus Historical Thinking: The Case of Rabbinic
Judaism,” History and Theory 36, no. 3 (October 1997): 353–377 as well as his The Idea
of History in Rabbinic Judaism (Leiden, Boston: Brill, 2004).
Neusner, The Idea of History, 3.
xxvi
Introduction
reformulated, various details were added or removed, but regardless of
alterations the story continued to serve as a lens through which to look at
historical occurrences.
While Yosef Hayim Yerushalmi does not use the concept of paradigmatic thinking in his Zakhor, he does present there an excellent description
of this approach to history. Consider the following example. In 1648, in
Poland and the Ukraine, a great wave of anti-Jewish pogroms accompanied
the Cossack uprising against Polish rule. Hundreds of communities were
destroyed, and thousands of Jews murdered. The tragedy called for a liturgical response. One of the prominent religious leaders of the time, Yom-Tov
Lipmann Heller, believed that while there was a need for commemoration
and mourning, no new prayers should be written for the occasion. Instead,
Heller selected several selihot written after the 20th of Sivan (May 26), 1171
in connection to the martyrdom of the Jews of Blois. He offered the following justification of his decision:
What has occurred now is similar to the persecutions of old, and all that
happened to the forefathers has happened to their descendants. Upon the
former already the earlier generations composed selihot and narrated the
events. It is all one.27
Ma’asei avot siman l’banim—the deeds of the ancestors are a sign for the
children—these words from midrash Tanhuma28 echo in Heller’s reasoning.
The deeds of the ancestors are a sign for the children not because history is
cyclical, but because it unfolds according to discernible patterns. In Heller’s
view, using Neusner’s nomenclature, significant events always conform
to a paradigm. As I argue in chapter 2, it was this mode of approaching
and interpreting historical events that allowed Ehrenreich, Teichthal, and
Unsdorfer to place the Nazi persecutions within the boundaries of Israel’s
covenantal history. Both Ehrenreich and Unsdorfer came to a point when
the only answer available for them was silence. However, even this end of
explanation could be accommodated by paradigmatic thinking: Moses’s
brother Aaron was silent when fire suddenly struck and killed his sons
(Lev. 10:1–3), Abraham was silent when he led his son Isaac to the place
where he was to offer him as a sacrifice to God (Gen. 22:1–18), and as a
Talmudic story imagined it even God is silent in the face of those who taunt
27
28
Yosef Haiym Yerushalmi, Zakhor. Jewish History and Jewish Memory (New York:
Schocken Books, 1982), 48–51.
Tanhuma, ed. Buber, Lekh Lekha 12.
Introduction
xxvii
and mock Him.29 The framework of covenantal theodicy makes room for
silence—human as well as divine—as well as for the protest of the faithful.
What it cannot accommodate is the idea that God is utterly and irrevocably
absent from the history of God’s people.
In my reading of these figures as they react and respond to the
Holocaust, as disturbing as they may be, theodic interpretations are not
stubborn aberrations but rather examples of a long tradition of theological
interpretations of history which arguably constitute an important element
of Jewish theology in its various incarnations. They are also significantly
more nuanced than it is often assumed. To a colleague who once asked me,
“are they all not just cookie-cutter responses,” my answer is, no. It is easy
and perhaps tempting for those who live outside the framework of tradition to dismiss Orthodox Holocaust theology as uniform and either too
outlandish or not nearly sophisticated enough. Close attention to the writings of these thinkers, however, shows that they struggled with questions
not entirely unlike those that troubled post-Holocaust theologians. Their
answers were often—but crucially not always—different. To see Orthodox
reflections on the destruction as simplified, if not crude, applications of the
sin-punishment framework is misleading.
Similarly, misleading is an approach that substitutes psychological
mechanisms for conceptual considerations as exemplified in the following
passage by historians Judith Baumel and Jacob J. Schecter:
In their effort to maintain faith in God in the face of often incredible suffering,
Jewish victims of tragedy in all centuries felt constrained to view their
experiences as part of a continuum and not as something radically new and
different. Although they might have objectively believed that the magnitude
of their suffering was unprecedented, they never presented it as such, for fear
that this might indicate that God was finally breaking His covenantal bond
and severing His close relationship with His people, a thought they simply
could not abide and one that their faith would not allow them to accept.
Whatever cataclysmic event they experienced was never seen in isolation, as
sui generis, but, on the contrary, was portrayed as just the latest example of the
age-old, consistently recurring phenomenon of God’s punishment for Jewish
sin. Indeed, the Jewish collective memory was so long and sharp that any
time it confronted even a tragedy of major proportions, it was able to place it
into paradigms of previously experienced tragedies and destructions. In fact,
29
See BT Gittin 56b and chapter 3 in the present volume.
xxviii
Introduction
the greater the tragedy, the more potentially dangerous it was to Jewish faith
and, hence, the greater the effort to absorb it and subsume it under already
established patters and archetypes. Such a conception, in which even the
unprecedented was assigned a precedent, was a comforting and reassuring
one, allowing for the classical covenantal construction to remain intact. This
continuity with the past provided great hope for the future.30
Seeing an eruption of anti-Jewish animus as a part of the continuum of
Jewish history certainly could and probably did serve as a source of comfort
and hope. As long as one could believe that the suffering came, ultimately,
from God, one could also believe that sooner or later God would put an end
to it. In no way do I wish to dismiss the role of psychological and existential
factors affecting conceptual considerations. I do not believe, however, that
psychological reductionism provides a satisfactory account of theological
reflection.
The body of theological writings that came to be known as postHolocaust theology is often presented as having rejection of covenantal
theodicy as its starting point. Emil Fackenheim argued that the Holocaust
constituted a unique rupture in Jewish history. As Shaul Magid has noted,
“theologically, uniqueness refers to an event that cannot fit into any previous
theological paradigm and is thus unanswerable with traditional theories of
theodicy.”31 This is precisely what Fackenheim was attempting to convey:
the uniqueness of the Holocaust meant that no traditional theodicy was
capable of providing a meaningful explanation. Less categorical regarding
the uniqueness of the Holocaust, Richard Rubenstein openly claimed that
any attempt to understand the Holocaust within the dynamics of covenantal reciprocity is obscene.32 Was it, however, indeed the confrontation with
30
31
32
Judith Baumel and Jacob J. Schacter, “The Ninety Three Bais Ya’akov Girls of Cracow,”
in Reverence, Righteousness and Rahamanut: Essays in Memory of Rabbi Dr. Leo Jung,
ed. Jacob J. Schecter (Hoboken, NJ: Aronson, 1992), 109.
Shaul Magid, “The Holocaust and Jewish Identity in America: Memory, the Unique,
and the Universal,” Jewish Social Studies: History, Culture, Society 18, no. 2 (Winter
2012): 126. In the article Magid presents an analysis of a variety of positions regarding
the historical uniqueness of the Holocaust. The debate on this subject has been
unfolding at least since the 1970s. For more on the subject see Is the Holocaust Unique?
Perspectives on Comparative Genocide (Boulder, CO: Westview Press, 2008), now in its
third edition.
For Rubenstein’s position regarding the uniqueness of the Holocaust see his essay
“Religion and the Uniqueness of the Holocaust,” in Is the Holocaust Unique, 39–46,
where Rubenstein argues that the uniqueness of the Holocaust consists in its Christian
context.
Introduction
xxix
the enormity of the Holocaust that led Rubenstein and Fackenheim to conclude that traditional categories of Jewish theology needed to be revised or
rejected? In chapter 3 I argue that this was not the case.
Inspired by psychoanalysis, socio-psychological understanding of
religion, naturalism, and existentialism, Rubenstein rejected the “transcendental God of Jewish patriarchal monotheism”33 before the Holocaust
became an important part of his argument for a necessity of a radical
reconstruction of Judaism. Traditional Judaism, as Rubenstein understood it, did not and could not answer to the needs of the modern Jews
whom he described as “children of the secular city”—a phrase reflecting
the influence of Harvey Cox with whose diagnosis about the collapse of
traditional religion Rubenstein agreed.34 The fact that an application of theodic interpretations of suffering to the Holocaust led to morally repulsive
conclusions indicated for Rubenstein that an unbridgeable chasm already
existed between the modern Jew and her religion. It was a symptom, rather
than a cause, let alone the cause, of the crisis that Rubenstein perceived as
undeniably affecting Jewish religious life in the post-war era.
In his early writings, Emil Fackenheim presented Judaism as fundamentally immune to the pressures of history and the vagaries of the
empirical. God, he claimed, was a man’s existential a priori. Faith could
be tested but it could not be destroyed because no event can undermine
“man’s primordial openness to the Divine.”35 As long as Judaism’s messianic
promise is not rendered completely implausible, a Jew can rely on traditional responses to temporary silences of the divine. Fackenheim came to
reconsider and reject this position in later years—in his own assessment, it
was the greatest doctrinal change in his career. The existential critique of
Hegel and idealism led Fackenheim to realize that Judaism was in fact vulnerable to history. Human response to the act of divine disclosure occurred
in history. Revelation was received by beings whose very existence was
33
34
35
Richard Rubenstein, “The Symbols of Judaism and Religious Existentialism,”
Reconstructionist 25, no. 6 (1959): 13–19. The essay, originally read at a conference in
1955, was later reprinted in After Auschwitz as “The Symbols of Judaism and the Death
of God.”
Richard L. Rubenstein, The Religious Imagination: A Study in Psychoanalysis and Jewish
Theology (Indianapolis: The Bobbs-Merill Company, Inc., 1968), 182. Harvey Cox’s The
Secular City was published for the first time in 1965 and reprinted many time since.
Emil L. Fackenheim, “On the Eclipse of God,” Commentary (June 1964): 55–60,
reprinted in Quest for Past and Future: Essays in Jewish Theology (Bloomington: Indiana
University Press, 1968), 242. Hereafter quoted as QPF.
xxx
Introduction
historically situated. The predicament of history was thus inescapable. It
was this recognition of Judaism’s vulnerability that made it possible for
the Holocaust to become the radical rupture Fackenheim argued it to be
in his mature thought. It was the conditio sine qua non of his project of
post-Holocaust Judaism.
Both Rubenstein and Fackenheim pointed to the Emancipation of
the Jews and the resulting processes of modernization and secularization
as crucial in the development of Judaism. Following their suggestion, I
submit that this is precisely where—and not solely in the Holocaust—one
can discover the cognitive and cultural conditions of post-Holocaust crisis of covenantal theodicy. The Nazi persecution of the Jews during World
War II was obviously a historical event. As such, every interpretation of it,
including one that involves a deity, is at least in part informed and shaped
by a prior understanding of history. For this reason, in our considerations
of post-Holocaust theology we should take into account the impact of the
historicist mode of cognition on theological interpretations of history.
Paradigmatic thinking, by and large, determined the contours of traditional
responses to the Holocaust. It provided a network of paradigms through
which historical occurrences were given meaning as elements of the drama
of the relationship between Israel and God. By recasting history as purely
human affair, historicism and the practice of modern critical history made
this interpretive approach impossible and thus undermined covenantal
theodicy as a viable explanation of the Holocaust.
Paradigmatic thinking constructs the meaning of historical occurrences by placing them within the constraints of an elaborate network of
eternally valid models. This network, while not inflexible, excludes radical
novelty. Eliezer Berkovits’s description of the Holocaust as historically but
not theologically unique reflects the role of theological interpretation of
history in this thought. For Berkovits, as for Fackenheim and Rubenstein,
the Holocaust cannot be accounted for in terms of sin and punishment,
as the classical covenantal paradigm would dictate. Some of the victims
of the Holocaust lost their faith. Others did not. Jewish faith after the
Holocaust needs to embrace both the “holy faith” and the “holy disbelief ”
of the victims. Such troubled, questioning faith, however, is not new in
Jewish history, as Berkovits asserts. Theologically, from the perspective of
faith, Auschwitz is not unique and Job’s brother, as Berkovits refers to a
post-Holocaust Jew, can follow in the footsteps of ancestors whose faith
was also intimately familiar with the experience of disbelief brought by
Introduction
xxxi
intense and inexplicable suffering. The disbelief described by Berkovits as
a necessary part of the post-Holocaust faith is, however, only partial. As I
argue in chapter 3, while for Berkovits history is not an area of a clearly discernible divine moral judgment, it does remain a realm of divine presence.
As paradigmatic thinking dictates, Jewish history inexorably progresses
toward redemption. In this respect, Berkovits’s thought can be compared
to that of Yissakhar Shlomo Teichthal who also saw the Nazi persecutions
as different—but not radically different—from what had happened before.
It was this realization that led Teichthal to focusing on what he believed
to be the only proper response to the disaster. Despite the novel character
of the event, he was able to assimilate it into the framework of covenantal
history: the destruction came as a punishment and a waking call from God.
For Teichthal, God’s hand remained clearly visible in Jewish history. The
punishment proved that God was still actively involved in it and that he
was bound by the rules of the covenantal agreement. Redemption could be
counted on if Jews did their part, that is: repented by returning to their God
and their land.
Out of the Orthodox thinkers whose writings I analyze in this book,
Kalonymous Kalman Shapira, the Piaseczner Rebbe, is undoubtedly the
best known. A variety of interpretations of his war-time sermons has been
presented since the publication of Nehemia Polen’s The Holy Fire: The
Teachings of Rabbi Kalonymus Kalman Shapira in 1994. The recent publication of the new, critical edition of the manuscript kept in the archives of the
Jewish Historical Institute in Warsaw had spurred renewed interest among
scholars as well as among the wider public.36 Most interpreters thus far have
followed in Polen’s footsteps and presented Shapira’s sermons as a testimony
of faith—a faith profoundly troubled, nearly shattered by traumatic experiences of suffering and anguish, and yet a faith of such depth and intensity
that ultimately impossible to extinguish completely. Only very recently has
an alternative interpretation been presented by Shaul Magid, and it is the
direction also I have chosen to follow.
As I show in chapter 4, Shapira’s sermons take us close to the point
where both covenantal theodicy and paradigmatic thinking crumble into
pieces and thus they indicate that post-Holocaust theology did not emerge
36
Daniel Reiser, A Critical and Annotated Edition of Rabbi Kalonymus Kalman Shapira’s
Sermons during the Holocaust, 2 vols. [Hebrew] (Jerusalem: Herzog Academic College,
The World Union of Jewish Studies and the International Institute for Holocaust
Studies, Yad Vashem, 2017).
xxxii
Introduction
exclusively from the historicist and secular foundations of Jewish modernity. Due to his location in the Warsaw ghetto, Shapira’s knowledge of the
scale of the destruction was more extensive than Ehrenreich’s, Unsdorfer’s,
and Teichthal’s. He lived through—and crucially, as we know from the
new edition of Esh Kodesh, committed his thoughts to paper after—the
first phase of the liquidation of the ghetto when about 254,000 Jews were
transported to Treblinka, over 11,000 deported to various labor camps and
10,000 killed in the ghetto. Arguably, this experience had a decisive influence on Shapira’s thoughts. Like Teichthal, he described the persecution as
unprecedented in Jewish history. Unlike Teichthal, however, Shapira categorically rejected the idea that the destruction of European Jewry could
be assimilated into any established pattern of explanation and meaning.
For him, the conflagration he witnessed suggested a dawn of a new history: a history in which the covenant would no longer—because it could
no longer—operate as the primary framework of understanding events.
Already in the sermons from the fall of 1939, sermons written shortly after
the capitulation of Warsaw, Shapira indicated, as I show, that traditional
explanations of suffering were insufficient in confrontation with the experiences of the Jews of Warsaw. While in later sermons Shapira did return to
various forms of covenantal theodicy, his last comments scribbled on the
margins of earlier sermons indicate that for him the dramatic events of the
liquidation of the Warsaw ghetto irrevocably undermined the very notion
of the covenant. One of the most striking differences between the war-time
writings of Shapira, on the one hand, and of Teichthal, Ehrenreich, and
Unsdorfer, on the other, is Shapira’s sense that the rules of the covenant did
not work anymore, that God’s behavior became completely unpredictable
and incomprehensible. Nowhere in the writings of Ehrenreich, Unsdorfer,
and Teichthal do we encounter such palpable and dramatic recognition that
it was already too late for redemption.
Such perspective, albeit for different reasons, is also missing from the
works of Richard Rubenstein and Emil Fackenheim. Despite their knowledge that the Holocaust did not mean the end of Jewish history, Fackenheim
and Rubenstein refused to try to situate it in the traditional framework of
explanation. It was so, I submit, because the framework had not been available for them. It was irreparably undermined by the rise of historicism and
the secularization of history. In a modified, reduced form, it did remain
viable for Eliezer Berkovits for whom, like for Ehrenreich, Unsdorfer, and
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xxxiii
Teichthal, history remained covenantal and continued to unfold under
divine guidance.
In his essay “Bible and Religion,” J. Z. Smith argued that comparison
should aim at “the redescription of the exempla . . . and a rectification of
the academic categories in relation to which they have been imagined.”37
Elsewhere he wrote that such redescription results in a defamiliarization
of the comparands.38 The comparison around which this book is construed
achieves defamiliarization and redescription through reciprocal illumination, or as Barbara A. Holdrege put it, a “bidirectional re-vision.”39 The
focus on covenantal theodicy as a form of theological interpretation of history allows me to show that the Orthodox responses, while in themselves
variegated, are firmly entrenched in Judaism’s classical sources and hence
that dismissing them as outlandish or blasphemous brings no benefit to
the study of Jewish thought. While neither Unsdorfer, nor Ehrenreich, nor
Teichthal stepped irrevocably outside the boundaries of the traditional discourse about suffering and Jewish history, their reflections are often more
nuanced than they might prima facie appear. On occasion, they raised
questions not unlike those posed by the post-Holocaust theologians. At
times, they also shared some of their doubts. In such moments, Ehrenreich
and Unsdorfer resorted to silence which, albeit remaining within the
traditional array of responses to suffering, did betray at least a partial recognition of the limitations of any absolute covenantal theodicy. Ultimately,
however, paradigmatic thinking made it possible—if not necessary—for
them to place the events they witnessed into a continuum of the history of
the Jewish people, the history that was unfolding according to predictable
patterns and in which all events could be described as meaningful parts of
the covenantal drama.
Read in this context, Eliezer Berkovits’s response to the Holocaust
proves to be less radical than it has been suggested. It is so, however, not
because of Berkovits’s use of classic free-will theodicy but rather due to his
conviction that the history of Israel is sacred and continues to flow in the
direction posited already in the biblical literature—toward redemption. At
37
38
39
Smith, Relating Religion, 198.
Idem, “Dayyeinu,” in Redescribing Christian Origins, ed. Ron Cameron and Merrill
P. Miller (Leiden, Boston: Brill, 2004), 483–484.
Barbara A. Holdrege, “Interrogating the Comparative Method: Whither, Why, and
How?,” in “Methodical Aspects of Comparison,” ed. Oliver Freiberger, special issue
Religions 9, no. 2 (2018): 58.
xxxiv
Introduction
the same time, the works of Emil Fackenheim and Richard Rubenstein are
rendered less familiar, because in my interpretation the effect the near-total
destruction of European Jewry had on their thought was possible only due
to the gradual decline of theological interpretations of history that preceded
the Holocaust. Consequently, I submit, post-Holocaust theology should be
seen as less affected by the Holocaust itself and more by the manifold processes of modernity and in particular by historicism that carefully erased
the divine footprints from history and reconstructed it as a human, all too
human affair.
It is in the writings of a Hasidic rebbe, Kalonymous Kalman Shapira,
rather than those of Fackenheim and Rubenstein that we see the Holocaust
delivering the final and fatal blow to covenantal theodicy and paradigmatic
thinking. We will never know whether Ehrenreich, Unsdorfer and Teichthal
found themselves compelled to step outside the boundaries of covenantal
theodicy not in a prayer for redemption or the silence of the faithful. What
we do know is that Kalonymous Kalman Shapira—at least for a moment—
did take this fateful step. We cannot know where it took him, but we can see
where it takes us: toward a world where the covenant—far from being the
fundamental horizon of life and thought—becomes something that needs
to be proven, re-forged, or rejected.