Neurobiology of Aging 21 (2000) 271–281
www.elsevier.com/locate/neuaging
Hemorheological changes and overproduction of cytokines from
immune cells in mild to moderate dementia of the Alzheimer’s type:
adverse effects on cerebromicrovascular system.
S.B. Solertea,*, G. Ceresinib, E. Ferraria, M. Fioravantia
a
Department of Internal Medicine, Geriatrics and Gerontology Clinic, School of Geriatrics, University of Pavia, Ospedale S.Margherita, Piazza
Borromeo 2, 27100, Pavia, Italy
b
Department of Internal Medicine and Biomedical Sciences, Section of Geriatrics, University of Parma, Parma, Italy
Received 15 September 1999; received in revised form 13 January 2000; accepted 20 January 2000
Abstract
An association between hemorheological alterations (i.e., whole-blood and plasma hyperviscosity, reduced erythrocyte deformability,
increased red cell aggregation, hyperfibrinogenemia and increased acute-phase protein levels) and the mild stage of senile dementia of the
Alzheimer’s type (DAT) was suggested in the present study. In particular, hyperfibrinogenemia and the increase of erytrhocyte aggregation
were correlated with the increased generation and release of TNF-a and IFN-g (spontaneous release and IL-2-modulated release) from
natural killer (NK) lymphocytes (CD161, CD561, CD3- cells) of patients with DAT; whereas a normal cytokine release from NK cells
was found in healthy old subjects and in patients with vascular dementia (VaD). The in vitro and in vivo administration of the hemorheologic
drug pentoxifylline (PTX) significantly reduced spontaneous and IL-2-modulated cytokine overproduction from NK cells (in vitro effects
with 500 U/ml and 1000 U/ml/NK cells) and improved all the hemorheological parameters. Taken together, these data suggest that
disturbances of cerebrovascular flow and of hemorheology could be considered a negative component related to the pathogenesis and
progression of DAT neurodegeneration. The association between hemorheological changes and alterations of TNF-a and IFN-g release from
NK may indicate a potential immunorheologic mechanism associated with cerebrovascular damage in DAT and could suggest the use of
vascular protective drugs as support of the main pharmacological and non-pharmacological therapy of AD. © 2000 Elsevier Science Inc.
All rights reserved.
Keywords: Alzheimer’s disease; Dementia; Aging; Cerebrovascular disease; Immunity; Natural killer cells; Tumor necrosis factor (TNF)-a; Interferon-g;
Interleukin-2 (IL-2); Cytokines; Hemorheology; Acute-phase proteins; Fibrinogen; Pentoxifylline
1. Introduction
Several important neuropathological changes found in
the brain of patients with Alzheimer’s disease (AD) have
been associated with disorders of cerebral blood perfusion
and of cerebrovascular hemodynamics and with the presence of cerebromicrovascular pathology [11]. These
changes can actively contribute to impair the delivery of
metabolic substrates (e.g., glucose) and of oxygen in brain
areas affected by AD [28,36,40]. Within this context, risk
factors related to cerebral hemodynamic alterations and to
cerebrovascular changes should be too early recognized in
* Corresponding author. Tel.: 139-0382-27769; fax: 139-038224270.
E-mail address: bsolerte@libero.it (S.B. Solerte).
an attempt to delay the progression of neurodegeneration
and to improve both clinical and prognostic aspects of
patients with probable or possible AD.
In a wide variety of clinical conditions, hemorheological
disorders (i.e., whole-blood, plasma and serum hyperviscosity, reduced erythrocyte deformability, increased red cell
aggregation, and hyperfibrinogenemia) can contribute to
induce cerebrovascular complications and brain angiopathy
by means of direct atherothrombotic mechanisms or by
worsening cerebral blood flow and cerebrovascular hemodynamics [7,16,17,35]. In fact, hemorheological derangement can potentially impair micro- and macrovascular
blood flow in the brain of AD subjects, generating a passage
from laminar to turbulent blood flow in microcapillary segments as well as in arteriolar districts of cerebrovascular
system.
0197-4580/00/$ – see front matter © 2000 Elsevier Science Inc. All rights reserved.
PII: S 0 1 9 7 - 4 5 8 0 ( 0 0 ) 0 0 1 0 5 - 6
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In our preliminary investigations, we reported specific
hemorheological alterations already in elderly in-patients
with cerebrovascular disease [58] and blood rheology disorders in old patients with DAT [20]. Concerning hemorheological derangement, our hypothesis suggest that the
association of the impaired cerebral blood flow with altered
hemorheology in DAT could be mediated by an immune
mechanism arising from cytokines produced by mononuclear cells such as natural killer (NK) cells and by monocytes and activated T-lymphocytes. The origin of cerebrovascular disturbances could arise from an abnormal
interaction among the endothelial and the astrocytic components of the blood– brain barrier and peripheral immune
effectors such as the NK cells. Within this context, a neuroimmune-inflammatory reaction has been suggested in the
pathophysiology of AD [14,29,38,50], where a molecular
and functional dysregulation of natural killer (NK) cell
compartment has been previously reported in patients with
severe DAT [51,53,55–57]. In fact, these patients exhibited
an increased NK cell cytotoxic activity (CD 161, CD 561,
CD3- cell activity) after cytokine-modulation with IL-2,
IFN b, and IFN-g, whereas the cytotoxic function (NKCC)
was not physiologically suppressed during exposure with
glucocorticoids. These changes would seem to be linked to
alterations of the transduction system that regulates NKCC
in DAT and in particular to protein kinase C-system activity
(PKC bII isoform activity) [53]. Alterations of PKC-system
activity were also demonstrated in other peripheral non
neuronal cells up to characterize PKC and NK cell dysregulation as potential peripheral markers in diagnosing AD
[23]. Moreover the increased spontaneous and cytokinemodulated NK cytotoxicity was related with the impairment
of cognitive function in patients with moderate to severe
clinical stage of DAT, so characterizing the immune dysregulation of NK cells after cytokine modulation as a pathogenetic component involved in the cognitive derangement
of AD subjects [53,56,57].
The NK molecular and functional disregulation found in
DAT could be also responsible for changes of generation
and release of cytokines from these cells and in particular of
the inflammatory cytokines TNF-a and IFN-g [31]. This
hypothesis may be of a certain pathophysiological interest
because these cytokines could induce alterations of vascular
and endothelial functions and of blood rheology pattern by
increasing plasma fibrinogen levels and whole-blood viscosity [43,61].
In light of these considerations, the aim of the present
study was to evaluate: (a) the patterns of TNF-a and IFN-g
generation and release from NK cells (spontaneous release
and IL-2-modulated release) of old patients with mild to
moderate DAT; (b) the hemorheological pattern in patients
with DAT and the potential link between NK-derived
TNF-a and IFN-g and hemorheology in an attempt to suggest an immunorheologic basis in the pathogenesis of cerebromicrovascular damage; (c) the possibility to antagonize
these mechanisms by using the immunorheologic drug (i.e.,
pentoxifylline: PTX), that could reduce the NK-dependent
overproduction of cytokines and hemorheological alterations associated with cerebromicrovascular disorders of
patients with DAT.
2. Methods
2.1. Study population
Twenty-six healthy subjects (12 of young and 14 of old
age), 12 old patients with vascular dementia (VaD), and 12
old patients with dementia of the Alzheimer’s type (DAT)
were recruited for the study. The study was conducted in
accordance with the Declaration of Helsinki and was approved by the Ethical Committee of the Department of
Internal Medicine of the University of Pavia. Written informed consent was also obtained from all subjects and
patients or, where appropriate, from their caregivers. The
healthy old subjects fulfilled the strict health criteria of the
SENIEUR protocol to exclude clinical and immunological
alterations [34]. The diagnosis of DAT and VaD in old
patients was conducted in agreement to the criteria of DSM
III-R [2] and confirmed for probable DAT according to the
diagnostic standards of NINCDS-ADRDA criteria [39] and
for VaD by using NINDS-AIREN criteria [48] and the
Hachinski iscemic score [24]. Diagnosis of probable or
possible DAT was also supported by clinical and neurological evaluations and by brain imaging (MRI or CT scan).
Patients with DAT were also analyzed for APOE genotype
by means of the DNA genomic extraction of whole blood,
amplified by polymerase chain reaction (PCR) [65]: two
patients had the e3/e3 type, six had the e3/e4 type, and four
had the e4/e4 type. Cognitive status and the severity of
dementia were assessed by using the Minimum Mental State
Examination test (MMSE) [21]; the score of MMSE ranged
from 21 to 27 in patients with DAT ad from 20 to 26 in
patients with VaD, therefore, dementia was classified as
mild to moderate in both groups. All patients with DAT
were free of any medication (for at least 3 weeks) and no
diseases (e.g., respiratory and urinary tract infections)
known to affect immune function were observed 2 months
before the inclusion in the study.
2.2. Study design
Hemorheological parameters were evaluated together
with the generation and release of TNF-a and IFN-g from
NK cells (spontaneous and IL-2 modulated release) in
healthy subjects and in patients with DAT and VaD. The
xanthine derivative pentoxifylline (3,7-dimethyl-1-[5-oxohexyl]-xanthine; Trental™), was employed for in vitro
study (incubation of 500 ml/cells and 1000 ml/cells with
NK) and for in vivo study (4 weeks of treatment with 0.4 g
orally, 23 daily) in old patients with DAT.
S.B. Solerte et al. / Neurobiology of Aging 21 (2000) 271–281
2.3. Biochemical determinations
Whole-blood was drawn at 8:00 a.m. and anticoagulated
with 2Na-EDTA for blood count of total lymphocytes
(small cells), hemoglobin and hematocrit; all these parameters were measured by an automatic procedure (Dasit–Ise
autoanalyzer and Sysmex Toa F800 Microcell Counter,
Dasit, Bareggio, Italy). Circulating serum proteins (albumin, pre-albumin, transferrin, retinol binding protein, a-1
antitrypsin, a-1 acid glycoprotein) and plasma fibrinogen
levels were determined by computerized immunonephelometry; specific antisera, calibrators, and controls were used
(BNA-Nephelometer; Dade Behring, S.p.A., Milano, Italy).
2.4. Hemorheological measurements
The hemorheological study was conducted according to
the guidelines of the International Committee for Standardization in Hemorheology [30]. Blood, plasma and serum
viscosity were measured with a rotational viscometer
(Rotovisco CV100, Rheocontroller RC20, HAAKE AG,
Karlsrhue, Germany); measurements, expressed in milliPascal 3 seconds (mPas), were made at shear-rates of 300 (for
plasma and serum viscosity), 200 and 1 s (for whole-blood
viscosity). The erythrocyte aggregability was derived from
the ratio between the measurements of blood viscosity at
shear-rates of 1 and 200 s (shear-rate 1 : 200 ratio) [32]. The
erythrocyte deformability was measured by a filtration technique of anticoagulated whole blood filtered through polycarbonate filters (Hemafil®, Bio–Rad, Richmond, CA,
USA) at 37°C under a negative pressure of 20 cm water
[47]; results were expressed as volume of blood per minute
(ml/min) without correction for hematocrit.
2.5. Separation of NK cells
Immunological procedures were conducted in a completely sterile manner in a class II biological safety cabinet
(Microflow 51426, MDH Ltd., Andover, UK). After an
overnight fast peripheral blood mononuclear cells (PBMC)
were obtained from heparinized venous blood samples (Vacutainer, Hemogard, lithium heparin, Becton Dickinson,
Myelan, France) of healthy subjects and elderly patients
with VaD and DAT. The separation of NK cells was obtained as previously described [53,59]. In summary, PBMC
were isolated by Ficoll–Hypaque density gradient (Lympholyte-H, Cedarlane Laboratories Ltd., Ornby, Ontario,
Canada) and plastic adherent cells and B cells were removed by incubation at 37°C in Petri-culture dishes for 1 h.
The remaining non-adherent cell population was passed
through nylon wool columns preincubated for 1 h with
RPMI 1640 supplemented with 10% of heat-inactivated
autologous serum (RPMI/AS) at 37°C (% CO2 in air). T/NK
cells were obtained by rinsing the columns with tissue
culture medium, which leaves B cells and remaining monocytes attached to the nylon wool. As previously reported
273
[53,59], the enriched fraction of PBMC containing T/NK
cells was used for the magnetic cell separation procedure
(MACS, Miltenyi Biotech GmbH, Bergisch, Gladbach, Germany). The negative unlabeled fraction represents the enriched non magnetic NK cell fraction (CD 161, CD 561,
CD 3- cells); whereas the magnetic labeled fraction recognized the non-NK cell fraction (CD31, CD41, CD191,
CD331 cells). The efficiency of the immunomagnetic separation was evaluated with flow cytometry by using AntiLeu 11b (anti-CD161) and Anti-Leu 19 (anti-CD561) antibodies purchased from Becton Dickinson and FACScan
(Becton Dickinson, Mountain View, CA, USA). The purity
of NK cell population was of 97 6 1%, whereas viability
was more than 95% (Trypan blue uptake). After magnetic
separation, NK cells were washed three times (with 0.9%
saline and complete RPMI medium) and finally resuspended
in complete RPMI 1640 medium (with 10% of heat inactivated fetal calf serum (FCS), 1% of glutamine and 100
mg/ml of gentamycin) and concentrated to a measured density (Sysmex Toa F800 Microcell Counter, Dasit, Bareggio,
Italy) of 7.75 3 106 cells/ml of complete medium. These
cells were incubated for 20 h at 37°C, in a humidified
atmosphere of 95% air and 5% CO2 (Heraeus incubator BB
6220, Hanau, Germany), without modulators, with IL-2
(100 U/ml/cells of recombinant human IL-2, Proleukin,
Chiron Corporation, Emeryville, USA), pentoxifylline
(PTX: 500 and 1000 mg/ml/cells of Trental™, Hoechst
Marion Roussel, Frankfurt AM, Germany) and PTX (500
and 1000 mg/ml/cells) co-incubated with IL-2 (100 U/ml/
cells) to measure the concentrations of TNF-a and of IFN-g
released by NK cells in the supernatant fluids.
2.6. ELISA for TNF-a and IFN-g assay
A 500-ml volume of the supernatant fluids of cultured
NK cells was centrifuged and 300 ml of volume was frozen
at 280°C until the assay of cytokines. The fluid was resuspended at 4°C and analyzed for the TNF-a and IFN-g
content by using a standard ELISA procedure and following
the manufacture’s instructions (Bender MedSystems Diagnostics GmbH, Wien, Austria). The sensitivity of the
method was 0.5 pg/ml for TNF-a (standard curve points at
0, 3.2, 6.4, 12.8, 25.6, 64, 160, 400, 1000 pg/ml) and 0.3
pg/ml for IFN-g (standard curve points at 0, 0.8, 1.5, 3.1,
6.25, 12.5, 25, 50, 100 pg/ml). The intra-assay precision was
always below 6%, and the inter-assay precision was within
5% to 8% for both the determinations.
2.7. Statistical analysis
One-way ANOVA, F-test was employed to evaluate differences among healthy subjects and old patients with DAT
and VaD. Parametric paired Student’s t-test was used to
evaluate variations of cytokine release after the incubation
of NK cells with IL-2, PTX and PTX1IL-2 (in vitro study)
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S.B. Solerte et al. / Neurobiology of Aging 21 (2000) 271–281
Table 1
Clinical and biochemical characteristics of healthy young and old subjects and of old patients with VaD and DAT
n.
women : men
age, years
BMI,a kg/m2
Hb, g/dl
total lymphocytes, cells/mm3
blood glucose, mmol/l
albumin, g/l
transferrin, g/l
pre-albumin, g/l
retinol-binding protein, g/l
Healthy young
subjects
Healthy old
subjects
Old patients
with VaD
Old patients
with DAT
ANOVA
(F test)
12
6:6
32.3 (4)
21.4 (1.6)
14 (1.3)
1992 (55)
4.4 (0.4)
43.3 (3)
3.18 (0.3)
0.33 (0.03)
0.044 (0.008)
14
8:6
77 (6)
22.2 (1.5)
13.7 (1.2)
1949 (64)
4.37 (0.58)
42.7 (2.9)
3.12 (0.3)
0.33 (0.05)
0.042 (0.007)
12
6:6
75.8 (4)
22 (1.7)
13.9 (1.3)
1940 (50)
4.61 (0.5)
42.1 (2)
3.08 (0.5)
0.28 (0.04)
0.042 (0.009)
12
7:5
76.5 (5.5)
21.6 (1.2)
13.5 (1.2)
1953 (56)
4.79 (0.4)
41.9 (2.8)
3.13 (0.4)
0.31 (0.03)
0.040 (0.006)
—
—
—
ns
ns
ns
ns
ns
ns
ns
ns
a
BMI 5 body mass index.
* data are expressed as mean value (standard deviaiton between brackets).
and to determine differences of hemorheological parameters
and circulating protein levels before and after 4-weeks treatment with orally PTX (in vivo study). Linear regression
analysis and parametric Pearson’s correlation coefficients
were also employed to analyze correlations among the spontaneous cytokine release from NK, fibrinogen, erythrocyte
aggregability and MMSE score in old patients with DAT
and VaD. We accepted p , 0.05 as the threshold of statistical significance (two-tailed). All the analyses were run
with the SPSS, Inc./PC1 version 3.0 statistical package
(SPSS, Inc., Chicago, IL, USA).
3. Results
Table 1 summarizes the clinical and the biochemical
characteristics of healthy subjects and of old patients with
VaD and DAT. No differences were demonstrated within
the groups. In particular, no changes of body weight, of the
total number of lymphocytes and of nutritional parameters
were found between healthy subjects and patients with dementia.
Figs. 1-3 show hemorheological parameters and circulating protein levels in healthy subjects and in patients with
Fig. 1. Mean variations (6 SD) of blood, plasma, and serum viscosity in healthy subjects of young and old age (open bars), and in old patients with dementia
of Alzheimer’s type (closed bars) in basal conditions (B) and after pentoxifylline in vivo (PTX). *p , 0.01, **p , 0.001 versus healthy young and old
subjects; °p , 0.05, °°p , 0.01, °°°p , 0.001 versus B.
S.B. Solerte et al. / Neurobiology of Aging 21 (2000) 271–281
275
Fig. 2. Mean variations (6 SD) of erythrocyte deformability and erythrocyte aggregability in healthy subjects of young and old age (open bars), and in old
patients with dementia of Alzheimer’s type (closed bars) in basal conditions (B) and after pentoxifylline in vivo (PTX). **p , 0.001 versus healthy young
and old subjects; °°p , 0.01, °°°p , 0.001 versus B.
DAT before and after treatment with PTX (after PTX).
Significant differences were found in basal conditions (B)
for each parameter between DAT patients and healthy subjects of young and old age. In particular, higher viscosity
(whole-blood, plasma and serum), fibrinogen and erytrhocyte aggregability, lower erythrocyte deformability and
higher serum a1-antitrypsin and a1-acid glycoprotein levels
were found in patients with DAT than in healthy subjects of
young and old age. Concerning whole-blood viscosity, increased levels were found at both high shear-rates (200 s,
p , 0.01) and low shear-rates (1 s, p , 0.001) in patients
with DAT compared to healthy subjects of young and old
age. Treatment with PTX (4 weeks of therapy with 0.4 g
orally, 23 daily in DAT patients) significantly reduced
blood, plasma and serum viscosity (Fig. 1) and erythrocyte
aggregability (Fig. 2), whereas erythrocyte deformability
was significantly increased after PTX (Fig. 2), reaching the
normal values found in healthy subjects. Treatment with
PTX also reduced plasma fibrinogen and serum protein
levels in patients with DAT (Fig. 3). As concerns the hemorheological parameters and circulating protein levels, no
differences were found between patients with VaD and
healthy young and old subjects (data not shown).
Fig. 4 shows the mean variations of TNF-a levels in the
supernatant fluids of NK cells in healthy subjects and in
patients with VaD and DAT. Spontaneous and IL-2-modu-
Fig. 3. Mean variations (6 SD) of hematocrit, plasma fibrinogen, serum a1 antitrypsin and a1 acid glycoprotein levels in healthy subjects of young and old
age (open bars), and in old patients with dementia of Alzheimer’s type (closed bars) in basal conditions (B) and after pentoxifylline in vivo (PTX). *p ,
0.01, **p , 0.001 versus healthy young and old subjects; °p , 0.05, °°p , 0.01 versus B.
276
S.B. Solerte et al. / Neurobiology of Aging 21 (2000) 271–281
Fig. 4. Mean variations (6 SD) of spontaneous and IL-2-modulated release of TNF-a in the supernatant fluids of NK cells, in healthy old subjects (open bars),
and in old patients with vascular dementia (VaD: lightly shaded bars) and with dementia of Alzheimer’s type (DAT: closed bars). Variations measured in
DAT patients were evaluated in basal conditions (B), after pentoxifylline in vitro (PTX) and after co-incubation of PTX with IL-2. *p , 0.001 versus healthy
subjects and patients with VaD; °p , 0.01, °°p , 0.001 versus B.
lated release of TNF-a were similar in healthy subjects and
patients with VaD. On the contrary, higher TNF-a levels
were found in spontaneous conditions (B) and after IL-2
exposure in patients with DAT than in the other two groups
of subjects (p , 0.001 for both spontaneous and IL-2
mediated release). The incubation of NK cells with PTX
significantly reduced TNF-a levels in spontaneous conditions and after incubation with IL-2.
Fig. 5 shows the mean variations of IFN-g levels in the
supernatant fluids of NK cells in healthy subjects and in
patients with VaD and DAT. Spontaneous and IL-2-modulated release of IFN-g were similar in healthy subjects and
patients with VaD, whereas higher IFN-g levels were demonstrated in spontaneous conditions (B) and after IL-2 exposure in DAT patients than in healthy subjects and patients
with VaD (p , 0.001 for both spontaneous and IL-2-mod-
ulated release). The incubation of NK cells with PTX significantly reduced IFN-g levels in spontaneous conditions
and after IL-2 modulation. It is important to observe that the
reduction of TNF-a and IFN-g released from NK cells after
incubation with PTX was dose dependent (from 500 to 1000
mg/ml/cells) and that in spontaneous conditions the suppression of TNF-a was more pronounced than the suppression
of IFN-g.
Fig. 6 shows the linear regression analysis and the correlations among the spontaneous generation of TNF-a and
of IFN-g from NK cells, fibrinogen and erythrocyte aggregability in patients with DAT. Significant positive correlations were found among TNF-a and IFN-g levels in the
supernatants fluids of NK cells and the increase of plasma
fibrinogen concentrations and of erythrocyte aggregability
(p , 0.001 for TNF-a and p , 0.01 for IFN-g). On the
Fig. 5. Mean variations (6 SD) of spontaneous and IL-2-modulated release of IFN-g in the supernatant fluids of NK cells, in healthy old subjects (open bars),
and in old patients with vascular dementia (VaD: lightly shaded bars) and with dementia of Alzheimer’s type (DAT: closed bars). Variations measured in
DAT patients were evaluated in basal conditions (B), after pentoxifylline in vitro (PTX) and after co-incubation of PTX with IL-2. *p , 0.001 versus healthy
subjects and patients with VaD; °p , 0.01, °°p , 0.001 versus B.
S.B. Solerte et al. / Neurobiology of Aging 21 (2000) 271–281
277
Fig. 6. Linear regression analysis and correlations among the spontaneous release of TNF-a and of IFN-g in the supernatants of NK cells, plasma fibrinogen
and erythrocyte aggregability (E.A.) in old patients with dementia of the Alzheimer’s type. BV 5 blood viscosity.
contrary, no significant correlations were demonstrated
among these parameters in patients with VaD (data not
shown). Finally, significant negative correlations between
the spontaneous cytokine release from NK cells and MMSE
score (y 5 33.6 – 0.4x, r 5 20.89, p , 0.001 for TNF-a and
y 5 30.4 – 0.2x, r 5 20.64, p , 0.05 for IFN-g) and
between hemorheological parameters and MMSE score
(y 5 151– 0.8x, r 5 20.77, p , 0.01 for plasma fibrinogen
and y 5 2.1– 0.06x, r 5 20.79 p , 0.01 for erythrocyte
aggregability) were found in patients with DAT.
4. Discussion
A growing body of information has pointed to a role of
vascular factors, that influence cerebral blood flow and
cerebrovascular hemodynamics (at both microcirculatory
and macrocirculatory levels), in the pathogenesis of the
neurodegenerative mechanisms of AD [11,26,27,44,60]. In
fact, common physiopathological elements involving the
cerebrovascular system can be demonstrable between AD
and vascular dementia (VaD). On the other hand, AD may
represent a risk for stroke and for the overall cerebrovascular mortality [18,22]. Within this context, the demonstration
of important hemorheological alterations in DAT could contribute to explain the abnormalities of cerebral blood flow
(CBF) and of the functional activity of brain capillary network brain [11]. The worsening of CBF and of morphology
of cerebral microvessels could be suggested to have a role
on alterations of neuronal homeostatic functions also determining the loss of blood-brain barrier selectivity and the
activation of microglia [8,32,45,46]. The possibility of a
hemorheological-dependent mechanism leading to impair
CBF and cerebromicrovascular system could therefore introduce new relevant aspects to understand the development
of pathogenetic inflammatory processes linked to AD.
Our study has demonstrated hemorheological disorders
and increased acute-phase protein levels in patients with
mild to moderate DAT. Because hemorheology could exert
a strong influence on the integrity of cerebrovascualr system
several important consequences may be expected in brain
microcirculation of patients with DAT. On the other hand,
we can also suggest that hemorheological abnormalities
could reduce CBF, particularly in ischemic areas of brain
with low perfusion pressures and disturbed autoregulation.
Blood hyperviscosity at low shear-rate (1 s) may induce a
non-Newtonian behavior of blood, increasing erythrocyte
aggregation and slowing down the CBF in capillary segments and venous post-capillary districts [49]. The persistence of low CBF may lead to a transfer of platelets from the
axial region of flow toward vessel wall, increasing the risk
of endothelial damage and of microthrombotic occlusions of
brain microvessels [15]. In addition, whole-blood and
plasma hyperviscosity at high shear-rates (200 and 300 s)
and hyperfibrinogenemia may increase flow turbulence and
stagnation in the arteriolar side of cerebral circulation, inducing alterations of structural viscosity, of thixotrophy and
of the viscoelastic properties of blood [16,17,35,58]. On the
other hand, changes of circulating fibrinogen, a1-antitrypsin, a1-acid glycoprotein levels (acute-phase reactants) and
of serum viscosity can also contribute to worse ischemic
damage and hemorheological pattern and to promote an
extension of microvascular angiopathy in AD brain.
As suggested in the purpose of the study, the hemorheo-
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logical derangement found in DAT might potentially be
linked to immunomediated factors (the “immunorheologic
hypothesis”) involving NK cell compartment as well as
monocytes and activated T-cells. Our previous investigations have demonstrated an abnormal activation of NK cells
and a dysregulation of the protein kinase C (PKC)-dependent mechanism involved in the regulation of NK cytolytic
function in old patients with severe DAT [51,53,55–57].
PKC-system activity regulates NK cytotoxic response
(NKCC) in spontaneous conditions and after exposure with
cytokines (e.g., IL-2, IFN-b and IFN-g). The impairment of
PKC downregulation found in NK has been also demonstrated in other cells, up to suggest a common molecular
defect involving PKC system in the pathophysiological
characterization of AD [23].
An increased NK cytotoxic reactivity to cytokines was
found in patients with DAT, whereas these cells were less
responsive to the immunosuppression induced by cortisol.
The abnormal PKC-dependent regulation of NK cell function in AD could have also consequences on generation and
release of inflammatory cytokines from these cells and in
particular of TNF-a and IFN-g. In fact, activation of NK
cell compartment has been recognized to trigger TNF-a and
IFN-g production and to increase the release of cytokines
with important implications on inflammation and on regulation of the antigen-independent cellular immune response
[9,31,64]. This hypothesis would seem to be confirmed in
the present study, since an increased production of TNF-a
and IFN-g from pure NK cell population has been demonstrated either in basal conditions (spontaneous NKCC without exposure with cytokines) and after activation with IL-2
(cytokine-mediated NKCC). Besides to support the neuroimmune mechanism of AD neurodegeneration [37,42],
these immunological changes could directly contribute to
alter hemorheology in AD subjects. In fact, the spontaneous
release of TNF-a and IFN-g from NK cells significantly
correlated with the increase of plasma fibrinogen levels and
of erythrocyte aggregability in patients with DAT. These
hemorheological factors are considered two main determinants of structural viscosity and can be related to disorders
of hemorheology and of blood perfusion in brain microvascular system [1,15–17,35,49,52,58]. The immunorheologic
mechanism associated with cerebrovascular damage could
therefore represent a crucial event in the progression of AD
neuropathology. Furthermore, the abnormal release of
TNF-a and IFN-g from NK cells could directly contribute
to the progression of brain vascular disorders of AD subjects. In fact, these proinflammatory cytokines can alter
brain vascular network promoting changes of blood– brain
barrier (BBB) integrity [8,19,25,42] and the development of
focal cerebral ischemia [10]. Further on, the cerebrovascular
disturbances linked to BBB alterations could worse the
already existing inflammatory reaction in the brain, so sustaining the immuno-vascular component of disease also
related to the trans-endothelial migration across BBB of
peripheral immune cells into the brain parenchyma.
The increased traffic of activated NK cells releasing
TNF-a and IFN-g, as well as of other immune cells, into the
central nervous system can enhance the risk to develop
neuropathological lesions and to induce amyloidogenesis in
neuronal cells [6], finally decreasing cognitive functions of
AD subjects. The correlations between TNF-a and IFN-g
spontaneous release from NK cells and the reduction of
cognitive pattern found in the present study would seem to
be in agreement with this hypothesis.
In summary, our concept incorporates the immunorheologic hypothesis of AD neuropathology (Fig. 7). This concept suggests that AD neurodegeneration could be in part
dependent on abnormal cytokine generation and release
from mononuclear NK (CD32, CD161, CD561) immune
cells leading to hemorheological and cerebrovascular disturbances into AD brain. In combination with other well
known vascular factors, changes of hemorheology may be
of a certain importance in giving rise to local areas of brain
tissue hypoxia finally increasing the risk of a neuroinflammatory reaction against the cellular components of AD
brain. Otherwise, we cannot exclude the possibility that
activated immune cells and neuroinflammatory reaction
could be dependent on vascular alterations related to brain
ischemic disorders and CBF abnormalities.
The immunorheologic mechanism associated with cerebrovascular disorders and neurodegeneration may provide
new perspectives in the clinical approach of AD subjects. In
fact, taken together all these data can suggest the use of the
methylxanthine derivative PTX in an attempt to antagonize
TNF-a and IFN-g release from NK and to improve hemorheology in the cerebrovascular system of patients with
DAT. The drug may act at the two levels in a separate
manner, either by suppressing the spontaneous and IL-2modulated release of cytokines from NK [31,33,43,54,61]
or by improving blood rheology pattern by means of specific effects on fibrinogen levels, blood viscosity and red
cell deformability [4,41,52]. Our study demonstrated that in
vitro utilization of PTX significantly normalized the TNF-a
and IFN-g release from NK both in spontaneous conditions
and during modulation with IL-2, so reducing the potential
adverse effects of NK immunological hyperactivity on AD
progression. On the one hand, the immunosuppressive effect of PTX on cytokine generation may contribute to antagonize the immunorheologic mechanism leading to the
progression of cerebrovascular disorders. On the other hand,
in vivo treatment with PTX (4 weeks with 0.4 g orally, 23
daily) may improve hemorheological parameters also decreasing circulating acute-phase protein levels in subjects
with DAT. This combined immuno-hemorheologic effect of
PTX could reduce the impact of altered hemorheology and
immunity on CBF and on the progression of hypoxic events
in brain areas affected by AD. These evidences are also in
agreement with experimental and clinica studies that have
demonstrated improved CBF and brain metabolism after
PTX administration [62,63].
We can summarize that an immunorheologic mechanism
S.B. Solerte et al. / Neurobiology of Aging 21 (2000) 271–281
279
Fig. 7. Schematic representation of the immunorheologic hypothesis that could link the immunological and vascular factors with the pathogenesis and
progression of AD neurodegeneration.
leading to cerebromicrovascular damage could be present in
mild to moderate DAT and hence in the early clinical stage
of the disease. Both hemorheological and NK functional
disorders can alter cerebral circulation and cerebrovascular
hemodynamics, so determining vascular-dependent neurotoxic effects against AD brain [11,12,13]. The link between
cerebrovascular risk factors and neuroautoimmune-inflammatory reaction [50] could indicate the potential benefit of
drugs with both immunorheological and vascular effects, as
the xanthine related molecules pentoxifylline and propentofylline, to support the main pharmacological and non-pharmacological treatment of AD and to antagonize or prevent
the autodestructive process working in the brain.
Acknowledgments
We wish to thank Dr. Luca Cravello for excellent statistic and graphic supports, Drs. Gianni Cuzzoni and Riccardo
Pagliaro for the clinical recruitment in the Alzheimer’s Unit
of our Department and Drs. Silvia Severgnini and Nadia
Cerutti for the technical assistance with the immunological
procedures.
The work was fully supported by two different grants
approved by the University of Pavia: 1) Progetto di Ricerca
Ateneo, anno finanziario 1999; 2) F.A.R.-Comitato 6, anno
finanziario 1998/1999 related to Dr. Marisa Fioravanti.
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