ARTICLE IN PRESS
Applied Ergonomics 39 (2008) 332–341
www.elsevier.com/locate/apergo
Quantification of ventilation characteristics of a helmet
A. Van Brecht, D. Nuyttens, J.M. Aerts, S. Quanten, G. De Bruyne, D. Berckmans
Measure, Model and Manage Bioresponses, Kasteelpark Arenberg 30, B-3001 Leuven, Belgium
Received 20 April 2004; accepted 30 August 2007
Abstract
Despite the augmented safety offered by wearing a cyclist crash helmet, many cyclists still refuse to wear one because of the thermal
discomfort that comes along with wearing it. In this paper, a method is described that quantifies the ventilation characteristics of a helmet
using tracer gas experiments.
A Data-Based Mechanistic model was applied to provide a physically meaningful description of the dominant internal dynamics of
mass transfer in the imperfectly mixed fluid under the helmet. By using a physical mass balance, the local ventilation efficiency could be
described by using a single input–single output system.
Using this approach, ventilation efficiency ranging from 0.06 volume refreshments per second (s1) at the side of the helmet to 0.22 s1
at the rear ventilation opening were found on the investigated helmet. The zones at the side were poorly ventilated. The influence of the
angle of inclination on ventilation efficiency was dependent on the position between head and helmet. General comfort of the helmet can
be improved by increasing the ventilation efficiency of fresh air at the problem zones.
r 2007 Elsevier Ltd. All rights reserved.
Keywords: Tracer gas; Grey box model; Ventilation efficiency
1. Introduction
In professional cycling, a lot of racing cyclists complain
about the fact that riding with a helmet is uncomfortable
due to high temperatures and sweating under the helmet. In
countries where the helmet is not obligatory (e.g. France),
the majority of the amateur cyclists refuse to wear the
helmet especially in the mountain stages during hot
summer days. The discomfort of high temperatures and
moisture concentrations around the head of the cyclist
when wearing the crash helmet is the main reason for not
wearing one (Wardle and Iqbal, 1998).
The amount of heat released by the human head is under
normal conditions 40–50% of the total heat production of
the body and increases with increasing activity level (Rasch
et al., 1991). The combination of the high heat production
of the head and the insufficient ventilation efficiency of the
helmet lead to uncomfortable gradients in temperature and
moisture between head and helmet. Furthermore, the
Corresponding author.
E-mail address: Daniel.Berckmans@biw.kuleuven.be (D. Berckmans).
0003-6870/$ - see front matter r 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.apergo.2007.08.003
thermal balance of the head has a great influence on the
complete human body. Experiments showed that cooling
of the head significantly decreases the heart rate, the
internal body temperature and skin temperature values on
other body parts (Ku, 1999).
Wearing a helmet reduces the chance of severe head
injury significantly. In USA, yearly 500,000 cyclists get
head injuries in traffic accidents, although 50% of them
could be avoided by wearing a helmet (Edmund, 1988;
Cherington, 2000).
Therefore, it is of major importance to improve the
thermal features underneath a crash helmet in order to
increase people’s motivation to wear one, and thus to
reduce drastically the head injuries among cyclists.
Computational Fluid Dynamics (CFD) offers bright
prospects as a tool for the design and optimisation where
fluid flow phenomena play a major role. Although CFD
can be applied successfully to model velocity, temperature
distributions to a high level of detail, it must be used with
care. One must be aware of the fact that a CFD model
constitutes the culmination of a large number of assumptions and approximations, such that the produced output
ARTICLE IN PRESS
A. Van Brecht et al. / Applied Ergonomics 39 (2008) 332–341
has limited accuracy. The use of an insufficiently dense
grid, the selection of an improper turbulence model and
carelessly specified boundary conditions can lead to
erroneous results. The engineer who wishes to use CFD
to assist in system design needs to be fully aware of these
‘two edges of the CFD-sword’ (Baker et al., 1997). It is also
surprising that throughout the literature few attention is
paid to the validation of CFD computations.
The objective of this research was to quantify the
ventilation characteristics of a helmet by using a DataBased Mechanistic (DBM) modelling approach as a tool
for evaluating the ability of a helmet to remove heat and
moisture. DBM, a hybrid approach between the extremes
of mechanistic and data-based modelling which provides a
physically meaningful description of the dominant internal
dynamics of mass transfer in the imperfectly mixed fluid
(Berckmans, 1986) is proposed (Berckmans et al., 1992a;
Janssens et al., 2003). This approach has the advantage
that the model structure of a DBM model provides a
physically meaningful description of the process dynamics
(Van Brecht et al., 2002; Janssens et al., 2003), yields
information on the air quality between head and helmet
and this in combination with a high accuracy.
This DBM approach is not only applicable for helmets
for cyclists, but also for evaluating the ventilation
characteristics of safety helmets, crash helmets and
American football helmets.
333
quantify the fresh air concentrations and characterising the
flow field (Sandberg and Blomqvist, 1985). The ideal tracer
gas has a density equal to the density of air, its
concentration is easy to measure, it is not inflammable,
toxic nor explosive, it is in normal circumstances not
present in the air, does not decay and is inert. Unfortunately, no gas satisfies all these properties. In the
experiments, CO2 was chosen as a tracer gas because its
properties approximate the ideal gas. Since the measurements were carried out in a large well-ventilated room, the
CO2 concentration in the room can be assumed nearly
constant.
A pressurised gas bottle used in this study contained a
mixture of 99% CO2 in N2 and a computer controlled
solenoid valve controlled the injection of CO2 into the air
stream through the fan. The CO2 concentration of the air
at the nine different sampling positions was measured by a
gas analyser (Rosemount Binos 100 2M) (Fig. 2).
A pump and multiplexer was placed between measurement point and the gas analyser. A pump sucked the air
from the measurement point to the gas analyser. The
multiplexer chooses the channel that was recorded, so the
nine channels are measured after each other (Fig. 3). Each
measurement setup was repeated 10 times to assure
statistical significance for each response. The mannequin
head was positioned on a stand with controllable tilting
2. Materials and method
4
2.1. Test installation
2
3
To quantify the ventilation characteristics of a helmet, a
helmet for cyclists was placed on a manikin head (Fig. 1).
Further, nine sampling positions were defined, located only
in the right half of the helmet, since symmetry was assumed
(Fig. 1).
To quantify the indoor air quality, tracer gases are
widely used as reported in literature (Roulet and Vandaele,
1991). The tracer gas technique is described as a method to
5
1
6
Fig. 2. Schematic representation of the test installation. (1) Pressurised
CO2 gas bottle, (2) solenoid valve, (3) ventilator with injection point of
CO2, (4) sampling of the tracer gas in the helmet, (5) pump, (6) CO2
analyser.
Front
1
6
3.
2
3
4
2.
8
Shock
absorbing
material
7
9
Ventilation
openings
4.
7
9
6.
1.
5.
8.
5
Rear
Fig. 1. Schematic representation of the manikin head with wig and the nine sampling positions, between the head and the helmet, of tracer gas
concentration in the helmet.
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A. Van Brecht et al. / Applied Ergonomics 39 (2008) 332–341
DATA
Estimation of the model
structure and parameters
Mechanistic formulation of
the model structure
Data-based
phase
Mechanistic
phase
Fig. 3. The DBM modelling approach.
and height. The helmet was positioned according to EU
safety standards. The head was tilted forward with 301 at a
distance of 50 cm from the air inlet.
discrete-time TF models and not on their continuous-time
model equivalents, which impedes the interpretation of the
model in physically meaningful terms. Although Least
Squares (LS) is one of the most commonly used model
estimation algorithms, the estimated model parameters
become asymptotically biased away from their true values
in the presence of measurement or disturbance noise
(Young, 1984). The more complex Simplified Refined
Instrumental Variable (SRIV) algorithm, developed by
Young (1984), uses the Instrumental Variable (IV)
approach coupled with special adaptive prefiltering to
avoid this bias and to achieve good estimation performance. The SRIV structure identification criterion has
been proven very successful in practical applications
(Young and Jakeman, 1979, 1980; Quanten et al., 2003).
A continuous-time TF model for a single input–single
output (SISO) system has the following general form:
yðtÞ ¼
2.2. Data-Based Mechanistic models
As illustrated in Fig. 3, the DBM approach consists of
two phases: a mechanistic and a data-based phase. In the
data-based phase, experimental data are exploited to
estimate the most appropriate model structure and
associated model parameters. In the mechanistic phase, a
model structure is formulated based on physical knowledge
and assumptions about the physical nature of the process
and in agreement with the model structure estimated in the
data-based phase.
Generally, the DBM approach applied to mixing
processes represents the imperfectly mixed fluid in a
process by a number of Well-Mixed Zones (WMZ) which
are defined around the nodes of a sensor grid. A WellMixed Zone is a zone of improved mixing with a certain
volume wherein acceptable low spatial gradients occur
(Fig. 4). The kind of spatial gradients, and consequently
the acceptable values and thus the number of WMZ, are
dependent on the application, in this case the gradients in
gas concentration under a crash helmet. Examples of a
DBM approach can be found in Janssens et al. (2003),
Quanten et al. (2003), Van Brecht et al. (2005) and Zerihun
Desta et al. (2005).
In DBM models, the model structure is first identified
using objective methods of time-series analysis based on a
given, general class of time-series model (here linear,
continuous-time transfer functions (TF) or the equivalent
ordinary differential equations). But the resulting model is
only considered fully acceptable if, in addition to explaining the data well, it also provides a description that has
relevance to the physical reality of the system under study.
2.2.1. Identification of a reduced-order, linear model
The parameters of a TF model may be estimated using
various methods of identification and estimation (Ljung
and Soderstrom, 1983; Young, 1984; Norton, 1986; Ljung,
1987). However, most of these methods are based on
BðsÞ
uðt tÞ þ xðtÞ,
AðsÞ
(1)
where s is the time derivative operator, i.e. s ¼ d/dt; y(t) is
the noisy measured output (in this case the CO2
concentration measured under the helmet); u(t) is the
model input (in this case the CO2 concentration emitted at
the fan); t is the time delay; x(t) is additive noise, assumed
to be a zero mean, serially uncorrelated sequence of
random variables with variance s2 accounting for measurement noise, modelling errors and effects of unmeasured
inputs to the process; and finally, A(s) and B(s) are
polynomials in the s operator of the following form:
AðsÞ ¼ sn þ a1 sn1 þ þ an
BðsÞ ¼ b0 sm þ b1 sm1 þ þ bm
ð2Þ
where mpn; a1, a2, y, an and b0, b1, y, bm are the TF
denominator and numerator parameters, respectively.
The ability to estimate the parameters of a TF model
represents only one side of the model identification
problem. Equally important is the problem of objective
model order identification. This involves the identification
of the best choice of orders n and m of the TF polynomials
A(s) and B(s) and of the time delay t. The process of model
order identification can be assisted by the use of wellchosen statistical measures which indicate the presence of
overparameterisation. A possible identification procedure
is the Akaike’s Information Criterion (AIC; Akaike, 1973).
AIC takes the weighted sum of model accuracy (R2) and
model compactness (simple model structure with a minimal
number of model parameters) into account. A refined
procedure is the Young Identification Criterion (YIC). This
procedure takes the model accuracy, model compactness
plus the parametric efficiency into account (the parametric
efficiency is the reliability of the parameter estimation
expressed through the standard deviation on the parameters estimation). As in AIC, the model that minimises
the YIC provides a good compromise between goodnessof-fit, compactness and parametric efficiency. We identified
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335
Fig. 4. The concept of Well-Mixed Zones (WMZ). Each zone is defined by its volume and an acceptable range of ventilation efficiency. These zones vary
in time.
the most appropriate model structure [n, m, t] based on the
minimisation of the YIC:
!
!
np
1X
s^ 2
s^ 2 p^ ii
YIC ¼ loge 2 þ loge
,
(3)
np i¼1 a^ 2i
sy
where s^ 2 is the sample variance of the model residuals; s2y is
the sample variance of the measured system output
about its mean value; np is the total number of model
parameters, i.e. np ¼ n+m+1; a^ 2i is the square of the ith
^ and p^ ii is the ith diagonal
element in the parameter vector a;
element of the inverse cross product matrix P(N), so that
s^ 2 p^ ii can be considered as an approximate estimate of the
variance of the estimated uncertainty on the ith parameter
estimate.
The Young Identification Criterion, YIC, is a heuristic
statistical criterion which consists of two terms. The first
term provides a normalised measure of how well the model
fits the data: the smaller the variance of the model residuals
in relation to the variance of the measured output, the
more negative this term becomes. The second term is a
normalised measure of how well the model parameter
estimates are defined. This term tends to become less
negative when the model is overparameterised and the
parameter estimates are poorly defined. Consequently, the
model which minimises the YIC, provides a good
compromise between goodness-of-fit and parametric efficiency.
While the YIC can be a great help in ensuring that the
model is not overparameterised, it is not always good at
discriminating models that have a lower order than the
‘best’ model. Because of this, the YIC will often, if applied
strictly, identify a model that is underparameterised.
Therefore, it is used together with the coefficient of
determination R2T , which is defined in Eq. (4):
R2T ¼ 1
s2
.
s2y
(4)
If the YIC identified model has an adequate R2T which is
not significantly lower than the R2T of the higher order
models, it may be fully accepted as the best model in
statistical terms. In practical applications, of course, the
use of the YIC and R2T will not guarantee that the ‘best’
model has been identified, because these statistics naturally
depend upon the quality of the experimental time-series
data. As a result, inadequate or very noisy data can lead to
the identification of a model structure which may not be
acceptable for some good physical reasons. In other words,
mechanistic considerations are also important.
2.2.2. Mechanistic interpretation of the data-based models
The basic differential equation for solute transport in a
fluid, can be obtained in terms of ventilation rate and the
volume of the WMZ. Under the assumption of a steadystate flow, with both the ventilation rate and the volume of
the WMZ constant (Wallis et al., 1989), the mass
conservation equation takes the form (Fig. 5):
d
½V e xðtÞ ¼ Q eKt uðt tÞ QxðtÞ K½V e xðtÞ,
(5)
dt
where Q is the steady-state ventilation rate through the
considered WMZ (m3/s); x(t) is the tracer gas concentration in the WMZ (l/m3); u(t) is the tracer gas concentration
of the ventilated air (l/m3); t is the time delay between input
and output (s); Ve is the volume of the WMZ (m3) and K is
the decay rate coefficient (s1). The loss terms eKt and
KVex(t) account for physical losses within the WMZ, such
as leakage or decay of the tracer or for apparent losses such
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A. Van Brecht et al. / Applied Ergonomics 39 (2008) 332–341
as poor mixing of the tracer between the input and the
output concentration measurement points. Since CO2 is
used as a tracer it is expected that the decay rate coefficient
will be small.
Next, a DBM model was used to describe and model the
dynamics of the above system. When a set of usable
input–output time-series data is generated, a reducedorder, linear model can be estimated to describe the data in
a sufficiently accurate way.
The continuous-time SRIV algorithm was used to
identify the linear TF model (cf. Eq. (1)) between the
supply air CO2 concentration (u(s)) and the CO2 concentration at the nine spatial points (x(s)) (Eq. (6)). Based on
the results form the data-based phase, presented in Table 1,
a first-order model showed to describe the result with high
reliability and accuracy while using a minimal number of
parameters. A first-order model was accepted since it does
also provide a physical meaningful description of the mass
dynamics:
xðsÞ ¼
b0
ðets eðtþdÞs ÞuðsÞ,
s þ a1
where
a1 ¼ K þ
b0 ¼
Q
Ve
Q Kt
e
Ve
ð7Þ
The parameter d is the duration of the pulse of CO2
injection into the air flow over the helmet. So the physical
derived model in the mechanistic phase of the DBM
approach is based on the knowledge from the data-based
phase that the underlying process should be first order.
The amount of fresh air (volume (m3)) that enters a zone
under the helmet per second (m3/s) is described by b0 (m3/
m3 s or s1). The amount of fresh air that enters a zone (m3)
is physically different as the volume of the zone (m3).
Therefore it is ambiguous to say that ventilation efficiency
is simply expressed as s1. However, for the readability of
this paper, we choose to express parameter b0 (Eq. (7)), the
ventilation efficiency, in s1.
(6)
2.2.3. The DBM model and classical heat transfer theory
It is clear from the relationships between the parameters
in the TF model (Eq. (6)) and the equivalent parameters in
the estimated TF model (Eq. (7)), that not all the classical
heat transfer coefficients are uniquely ‘identifiable’ from
the experimental data. On the other hand, the heat transfer
dynamics under the helmet are completely specified by the
DBM parameters, which can be interpreted as specific
combinations of these classical parameters. Consequently,
this DBM model represents an alternative approach to
modelling the system in physically meaningful, albeit not
the normal, classical terms.
Additional information about WMZ and the coupling
between Data-Based Modelling and mechanistic interpretation can be found in Janssens et al. (2003), Van Brecht
et al. (2005) and Zerihun Desta et al. (2005).
K[Ve.x(t)]
Q.e−K.τ.u(t−τ)
u(t−τ)
Ve.x(t)
Q.x(t)
WMZ
Fig. 5. Schematic representation of the WMZ concept.
Table 1
Average YIC and R2T values as a function of the sensor position and model structure
[m, n, t]
[0, 1, t]
Position
YIC
R2T
YIC
R2T
YIC
R2T
YIC
R2T
YIC
R2T
10.12
10.08
9.229
9.054
9.386
9.660
9.575
8.923
10.72
0.975
0.974
0.964
0.958
0.955
0.968
0.965
0.961
0.982
10.31
8.614
7.899
5.846
8.920
9.909
8.318
9.817
9.511
0.992
0.995
0.988
0.955
0.960
0.981
0.978
0.996
0.997
7.044
6.761
7.430
7.421
8.164
7.938
7.364
9.437
5.671
0.992
0.995
0.996
0.988
0.993
0.991
0.993
0.998
0.996
10.54
11.63
11.65
9.312
9.559
10.72
10.54
10.02
10.46
0.995
0.995
0.995
0.983
0.980
0.993
0.989
0.990
0.992
9.209
8.751
6.387
4.911
7.835
7.449
7.419
9.248
7.939
1.000
0.998
0.997
0.989
0.992
0.995
0.995
0.997
0.999
9.639
0.967
8.794
0.982
7.470
0.994
10.49
0.990
7.683
0.996
1
2
3
4
5
6
7
8
9
Average
[1, 2, t]
[2, 3, t]
[1, 1, t]
[2, 2, t]
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2.3. Experiments
The helmet on the manikin human head was placed in an
air flow generated by a fan that had a ventilation rate of
71500 m3/h. The fan was located 60 cm from the front of
the dummy human head resulting in a mean air speed of
12 km/h. The generated air flow is not entirely pseudolaminar, but nevertheless it is a good approximation of
realistic circumstances.
Tracer gas experiments were carried out to quantify the
ventilation characteristics under a helmet. For each of the
nine positions (see Fig. 1), the tracer gas concentration was
measured (using a sample rate of 0.33 Hz) in 10 repetitions
as a result of a step in the tracer gas concentration of the
ventilation air. The opening time of the injection of the
pure CO2 gas was 10 s.
3. Results
To calculate the ventilation characteristics with the
DBM approach, first the experimental data are exploited
to estimate the most appropriate model structure and
associated model parameters and in the mechanistic phase,
a model structure is formulated based on physical knowledge and assumptions about the physical nature of the
process and in agreement with the model structure
estimated in the data-based phase.
3.1. Model identification and estimation from the
experimental data
To identify and estimate a minimally parameterised
continuous-time TF model between the supply air concentration as control input and the concentration at each of
the nine spatially distributed sensor positions in the helmet,
the continuous-time SRIV algorithm was run for first-,
second- and third-order TF model structures, each time
returning the parameter estimates with their associated
relative standard error, the YIC value and the coefficient of
determination R2T . To make a mechanistic interpretation
viable, the order of the denumerator was limited to 3. This
data-based identification procedure was applied to the
identification experiments. The results are given in Table 1,
where for all possible combinations, the best models in
terms of the YIC and R2T value out of the 10 repetitions per
sample position, are calculated by varying the time delay t.
The model structures are defined by the number of
numerator parameters, the number of denumerator parameters and the time delay. This is denoted as [m, n, t] (Eq.
(2)).
Based on the YIC value, the first-order models ([0, 1, t]
and [1, 1, t]) yielded the highest score. This means that with
a minimum of parameters, a good fit could be found
([0, 1, t]: R2T ¼ 0:967 and [1, 1, t]: R2T ¼ 0:990). The higher
number of model parameters in the second ([1, 2, t] and
[2, 2, t]) and third ([2, 3, t]) order models yielded a limited
benefit in terms of the R2T value in comparison to the first-
337
order models and the uncertainty of the parameter
estimates became higher.
A model structure was chosen based on data-based
identification and mechanistic interpretation, as explained
in the materials and methods section. Therefore, the [1, 1, t]
model is rejected, because the structure of this data-based
model is not compatible with the structure of the
mechanistic model as derived in TF model (Eq. (4)).
Despite the strong YIC and good R2T values of the [1, 1, t]
model, the first-order [0, 1, t] model is accepted based on
data-based and mechanistic arguments, were the link
between the estimated parameters and the physical meaning of the parameters is given in Eq. (6).
As an example of the model fit, the different models for
the tracer gas concentration and the residuals in time for
position 6 are shown in Fig. 6. The resulting b0 parameters
for the nine sampling points are shown in Table 2. These
data-based parameters received their mechanistic interpretation from Eq. (6).
3.2. Quantification of the ventilation characteristics under a
helmet
An important variable to quantify the ventilation
characteristics under a helmet is the ventilation efficiency
through the WMZ. This is expressed in volume refreshments per second. From the pair of Eqs. (7), the ventilation
efficiency (b0) and the decay rate coefficient (K) could be
calculated for each of the nine sample positions under the
helmet. As was expected, the decay rate coefficient was low
(on average 0.014 s1) due to the use of CO2 as tracer gas.
Fig. 7 shows the ventilations efficiency (b0) between head
and helmet.
Ventilation efficiency through the different WMZ ranged
from 0.062 to 0.228 volume refreshments per second (s1).
The average 95% confidence interval for the ventilation
rate was 11.4% resulting in a confidence interval for the
ventilation efficiency of 0.016 s1.
These ventilation efficiencies were largest in the neighbourhood of the openings in the helmet (position 2:
0.19270.018 s1 and position 4: 0.22870.110 s1). The
ventilation efficiency in the rear opening of the helmet at
position 4 was larger then the ventilation efficiency in the
front opening at position 2 since at the rear air is leaving
the helmet which entered at other ventilation openings.
The zones at the side of the helmet (ventilation efficiency
position
8:
0.06270.002 s1
and
position
9:
1
0.08570.004 s ) and fully at the rear side (position 5:
0.08570.007 s1) are badly ventilated. Position 8 has no
ventilation opening, and therefore, the ventilation efficiency is very low. The ventilation opening at the side of the
helmet is apparently very inefficient. Position 5, fully at the
rear of the helmet is not much ventilated. Therefore, at
these positions, one can expect thermal discomfort caused
by high temperatures and high moisture concentrations
when wearing a helmet during heavy cycling activity. In
these circumstances, the general thermal comfort of the
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A. Van Brecht et al. / Applied Ergonomics 39 (2008) 332–341
Fig. 6. Example of the different models and their residuals for the tracer gas concentration in time for position 6.
Table 2
Average ventilation efficiency (s1) (b0 parameter from the data-based
model) as a function of the sensor position
Position
Ventilation efficiency (s1), (bparameter)
1
2
3
4
5
6
7
8
9
0.140
0.192
0.158
0.228
0.085
0.168
0.132
0.062
0.085
helmet can be improved by increasing the flow of fresh air
at these positions.
3.2.1. Effect of comfort angle
To estimate the influence of the angle of inclination of a
cyclist head on the ventilation under the helmet additional
tests were performed. The head was tilted forward by 101
and by 301 (see Fig. 8b, 01 is a person standing straight and
looking forward on a horizontal plane). A decathlon sports
900 helmet was used in an open wind tunnel producing a
quasi-laminar flow (as described by De Bruyne et al., 2006).
Air speed was set at 3 m/s (since most people cycle at low
speed in daily life). The tracer gas concentration was
measured (using a sample rate of 1 Hz) in three repetitions
Fig. 7. Representation of the ventilation efficiency through the helmet
(s1).
as a result of a step in the tracer gas concentration of the
ventilation air. The gas concentration was measured at nine
positions on the head (see Fig. 8a) and under the helmet.
Symmetry was assumed.
Fig. 9 shows the relative change (%) in ventilation
efficiency for nine positions [((Veff. 101–Veff. 301)/Veff.
101) 100]. An inclination angle of 101 was compared with
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an angle of inclination of 301. Values above 0 show better
ventilation effectiveness for an angle of inclination of 101.
Box plots crossing 0 indicate that there was no significant
variation between the two angles of inclination. (The lower
and upper lines of the ‘box’ are the 5th and 95th percentiles
of the sample.)
The change in volume refreshment per second at the
front of the helmet (position 1, 2, 6 and 7, see Fig. 9) was
significant for position 2 (+23.3%, S.D. 19.8) and 6
(+22.1%, S.D. 8.9). Ventilation efficiency was better when
the angle of inclination was set at 101 for these positions.
339
At the back of the helmet, the change in volume
refreshment per second was significant for all positions
(position 3: 82.8%, S.D. 31.8; position 4: 43.3%, S.D.
30.7; position 5: +35.9%, S.D. 7.9 and position 8:
36.6%, S.D. 13.0). However, ventilation efficiency was
better for position 5 at an angle of inclination of 101, while
position 3, 4 and 8 showed worse ventilation efficiency at
an angle of inclination of 101. Ventilation at the side of
helmet (position 9) was more than two times worse at an
angle of inclination of 101 (244.4%, S.D. 60.3).
Overall ventilation efficiency was worse when the angle
of inclination was set at 101 (25.7%, S.D. 79.4). But this
result was not significant and might be largely influenced
by position 9 that has had very poor ventilation efficiency
at an angle of inclination of 101.
A non-uniform response to a changing angle of
inclination can be explained by the changing orientation
of the vents in the front of the helmet towards the flow.
Brühwiler et al. (2006) showed that ventilation efficiency is,
together with other factors, dependent on the vents at the
front of the helmet. Changing angles of inclination will
alter the effective vent opening perpendicular on the flow.
4. Discussion
Fig. 8. (a) Position of tracer gas measurement. (b) Angle of inclination:
101 or 301.
Ventilation efficiency is quantified using a tracer gas,
giving information about the delay, time constants and
ventilation efficiency (s1) of the air under the helmet.
These responses were calculated for nine positions under
the helmet. Information about local ventilation characteristics makes it possible to judge design alternatives for flow
distribution under a helmet.
Brühwiler et al. (2004, 2006) investigated the overall
cooling power (J/s) of a helmet on the scalp or face. Liu
and Holmer (1997) showed results of overall heat losses
Fig. 9. Relative change (%) in ventilation efficiency for nine positions.
ARTICLE IN PRESS
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A. Van Brecht et al. / Applied Ergonomics 39 (2008) 332–341
(J/s) of a head for comparing ventilation effectiveness of a
bicycle helmet. Liu and Holmer (1997), Brühwiler (2003)
and Brühwiler et al. (2004, 2006) derived heat losses (J/s)
using a heated and wetted manikin head in order to
calculate the ventilation effectiveness of a helmet. Reid and
Wang (2000) calculated the ventilation effectiveness as a
function of the thermal conductance of a manikin head.
Brühwiler et al. (2004) showed that the ventilation
efficiency (J/s) of most helmets is improved when the head
is tilted forward.
Brühwiler et al. (2004) investigated 24 helmets and
showed that cooling power ranged from 74.5 to 78 W at
an air velocity of 1.67 m/s and from 78.5 to 714 W at an
air velocity of 6.11 m/s. The helmets were investigated at an
angle of inclination of 01 and 301. The influence of the
inclination on the cooling power ranged from 71 to 70 W
for 1.67 m/s and from 71 to 7+0.5 W for 6.11 m/s.
Transferring these outcomes in relative percentages
showed that the angle of inclination of 301 was up to
713% better as an angle of inclination of 101 at an air
velocity of 6.11 m/s. At an air velocity of 1.67 m/s the angle
of inclination of 301 was up to 718% better than an angle
of 101. In our study, ventilation efficiency (s1) was largely
dependent on the position under the helmet while
Brühwiler et al. (2004, 2006) did only measure overall
ventilation efficiency. Overall ventilation efficiency was
also worse in our study at an angle of inclination of 101
compared to 301 (25.7%, S.D. 79.4). But these findings
were not significant due to the large variations between the
measurement positions.
In our study, bad ventilation efficiency was seen at the
side of the helmet (0.06 s1). This can be explained by the
narrow air layer between head and helmet in this zone
(70.5 cm), that will result in a poor flow rate (m3/s).
Ventilation efficiency (0.22 s1) was optimal at the rear
opening of the helmet. This can be caused by the design of
the cushions under the helmet that form an air channel,
enabling an air flow to the back of the helmet. The distance
between head and helmet was 71.5 cm for the air channel
in the middle of the helmet, making a strong flow rate (m3/s)
possible.
A heated manikin head that segregates water to simulate
sensible and latent heat losses was used by Brühwiler (2003)
and Brühwiler et al. (2006). Liu and Holmer (1997) showed
a heated manikin head to simulate sensible heat losses.
Tracer gas experiments presented in this paper were
performed with non-heated manikin head that did not
segregate water. Also the influence of hair and air velocity
should be studied in further research. The influence of hair
should not be underestimated, but the influence of heat
losses on the convective flow should not be overestimated
due to the air speed of 3 m/s. Only two bicycle helmets were
used in this study: one to determine the ventilation
characteristics under a helmet and one to look for the
influence of the inclination angle. In the future, more
helmets have to be investigated to compare different helmet
ventilation designs. This research outlines the method of
using tracer gas to quantify ventilation efficiency under a
helmet.
Thermal discomfort is a barrier for helmet use. Reid and
Wang (2000) and Ellis et al. (2000) suggested that placing
more holes in helmet does not necessary increase thermal
comfort, while the helmets provide less damping in a crash.
The suggested method allows judging the usefulness of
individual vents and air channels under the helmet. Fewer
ventilation holes that are carefully positioned and ventilation channels within the helmet could optimise thermal and
mechanical requirements simultaneously.
5. Conclusions
Ventilation efficiency was described using tracer gas
concentration of ventilated air. A compact first-order
model proved to describe the results with high accuracy
while it allowed mechanistic interpretation. The method is
useful to investigate ventilation characteristics of different
types of helmets. Local ventilation characteristics are given,
providing information to optimise air flow under a helmet.
Using this approach, ventilation efficiencies ranging
from 0.06 s1 at the side of the helmet to 0.22 s1 at the
rear vent were found.
The zones at the side of the helmet (position 8:
0.06270.002 s1 and position 9: 0.08570.004 s1) and
fully at the rear side (position 5: 0.08570.007 s1) are
badly ventilated. General comfort of the investigated
helmet can be improved by increasing the ventilation
efficiency at these problem zones.
The angle of inclination was also found to influence the
ventilation efficiency, although the results were largely
depending upon the position under the helmet. Ventilation
efficiency was significantly better at a low angle of
inclination (101 compared to 301) for position 2
(+23.3%, S.D. 19.8), and 6 (+22.1%, S.D. 8.9) at the
front of the helmet and for position 5 (+35.9%, S.D. 7.9)
at the rear of the helmet. Ventilation efficiency was
significantly worse at a low angle of inclination for position
3 (82.8%, S.D. 31.8), position 4 (43.3%, S.D. 30.7) and
position 8 (36.6%, S.D. 13.0) at the rear of the helmet.
Position 9 at the side of the helmet showed a relative poor
ventilation effectiveness for the low angle of inclination
(244.4%, S.D. 60.3). Overall ventilation efficiency was
worse when the angle of inclination was set at 101
(25.7%, S.D. 79.4). But this result was not significant.
Acknowledgements
We would like to thank our colleagues from the Division
of Biomechanics and Engineering Design and the Department of Neurosurgery of the Katholieke Universiteit
Leuven for their collaboration in the continuation of this
research. The Fund for Scientific Research in Flanders
should be thanked for funding the continuation of this
research.
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A. Van Brecht et al. / Applied Ergonomics 39 (2008) 332–341
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