i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 5 ( 2 0 1 0 ) 1 1 6 0 9 e1 1 6 2 1
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Hydrogenation of 9-ethylcarbazole as a prototype of a liquid
hydrogen carrier
Katarzyna Morawa Eblagon a, Daniel Rentsch b, Oliver Friedrichs c, Arndt Remhof c,
Andreas Zuettel c, A.J. Ramirez-Cuesta d, Shik Chi Tsang a,*
a
Wolfson Catalysis Centre, Inorganic Chemistry Laboratory, University of Oxford, Oxford OX1 3QR, UK
Laboratory for Functional Polymers, Swiss Federal Laboratories for Materials Testing and Research, Überlandstrasse 129,CH-8600
Dübendorf, Switzerland
c
Hydrogen & Energy Empa e Swiss Federal Laboratories for Materials Testing and Research, Überlandstrasse 129,
CH-8600 Dübendorf, Switzerland
d
ISIS facility, Rutherford Appleton Laboratory, Chilton, Didcot OX11 0QX, UK
b
article info
abstract
Article history:
Liquid organic hydrides, e.g. 9-ethylcarbazole, are potentially interesting hydrogen storage
Received 10 December 2009
materials because of their reversible hydrogen sorption properties. In the present work,
Received in revised form
hydrogenation reaction of 9-ethylcarbazole in the molten form was investigated over
8 March 2010
a wide variety of noble metal and nickel supported catalysts. The catalytic activity of
Accepted 12 March 2010
8.2 10
Available online 21 April 2010
loaded product were recorded over 5 wt% ruthenium on alumina which was prepared by
6
mol-ethylcarbazole/g of metal/s and selectivity of 98% towards a fully hydrogen
mild chemical reduction of ruthenium salt. Using this catalyst the theoretical capacity of
Keywords:
hydrogen uptake (5.7 wt%) was obtained and the rate of the reaction and activation energy
9-Ethylcarbazole
were estimated. Due to its potential high hydrogen storage capacity, this system could be
Catalytic hydrogenation
a promising on-board storage candidate for mobile applications. The structures of reaction
Hydrogen storage
products and intermediates were identified using 2D NMR techniques. These structures
2D NMR
were also predicted to be thermodynamically stable using density functional theory (DFT),
DFT calculations
matching well with the experimental observations.
ª 2010 Professor T. Nejat Veziroglu. Published by Elsevier Ltd. All rights reserved.
1.
Introduction
Hydrogen is proposed as a clean energy carrier that can be used
in transportation without emissions of greenhouse gases [1].
Storing hydrogen in the form of liquid organic hydrides is
a relatively new approach, which offers some unique advantages. Liquid storage of hydrogen can be pumped easily not only
during delivery and storage, but also within the vehicle operations. Thus, a small aliquot can be heated for dehydrogenation
reaction to provide hydrogen for a fuel cell device in the catalytic chamber on board of the vehicle. This can offer higher
safety and security in case of collision without the spillage of
a large mass of hot reactive material present on board [2]. Other
advantages of hydrogen storage in form of liquid organic
hydrides are a) no CO, CO2 or other by-products, b) total
reversible reaction and recyclability of reactants and products,
c) that they can attain high gravimetric hydrogen storage value
(5e8 wt%), d) possibility to integrate to the present infrastructure including oil tankers and gasoline distributors [3]. In the
past, the use of liquid organic hydrides did not receive much
attention due to the fact that the hydrogen liberation step
(dehydrogenation) from organic molecule is strongly
* Corresponding author. Tel./fax: þ44 1865282610.
E-mail address: edman.tsang@chem.ox.ac.uk (S.C. Tsang).
0360-3199/$ e see front matter ª 2010 Professor T. Nejat Veziroglu. Published by Elsevier Ltd. All rights reserved.
doi:10.1016/j.ijhydene.2010.03.068
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i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 5 ( 2 0 1 0 ) 1 1 6 0 9 e1 1 6 2 1
endothermic [4], thereby requiring prohibitively higher reaction
temperatures (600e700 K) to supply hydrogen [5] than the
operating conditions of fuel cells. For traditional PEM fuel cell
the optimum working temperature is in the range of 343e353 K
[6], however for the novel high temperature PEM fuel cells, the
working temperatures can be as high as 393e453 K, but this is
still considerably lower than the required temperatures for
hydrogen release from typical saturated organic molecules
through catalytic dehydrogenation. On the other hand, the use
of aromatic molecules with heteroatom(s) for hydrogen storage
was first studied by Pez, Scott and Cheng from Air Products in
their series of patents [7,8]. One of the prototypes for liquid
organic hydrides studied in their research was 9-ethylcarbazole
[9]. This heterocyclic compound can theoretically take up 6
moles of equivalent hydrogen (5.7 wt%). This capacity is higher
than the revised storage targets (4.5 wt% by 2010) set by DOE in
USA in early 2009 [10]. It has been found that the incorporation
of nitrogen [11] and fused rings into an organic structure can
drastically decrease the enthalpy of dehydrogenation, enabling
fine tuning of the reversible thermodynamics of hydrogenation
[12]. Furthermore, the presence of the ethyl group could lower
the melting point of this molecule from 243 C for carbazole to
60 C for 9-ethylcarbazole allowing a possible reversible
hydrogenation to take place without the use of solvent, while
keeping the high theoretical hydrogen uptake capacity of the
material. Thus, hydrogen can be extracted via catalytic dehydrogenation of 9-ethyl-perhydroethylcarbazole (hydrogen
loaded state) and stored by the hydrogenation of 9-ethylcarbazole (hydrogen unloaded state) according to Eq. (1):
C14H25N $ C14H13N þ 6H2
(1)
Undoubtedly, efficient hydrogenation of 9-ethylcarbazole
in the molten state for producing 9-ethyl-perhydrocarbazole
is a crucial step in developing reversible hydrogen storage
material based on 9-ethylcarbazole.
In the literature, the dehydrogenation of 9-ethylcarbazole
over heterogeneous catalysts has been studied [7e9,13e15].
There is also a study by Jensen et al., for the dehydrogenation of
9-perhydroethylcarbazole using homogeneous PCP pincer
iridium based complexes [16] which were previously reported
to be effective for the homogeneous dehydrogenation of
cycloalkanes to arenes [17].
However, there is no in-depth study concerning the
mechanism of catalytic hydrogenation of 9-ethylcarbazole for
hydrogen storage purpose. Only very recently, an investigation on hydrogenation of 9-ethylcarbazole in decalin solution
using a commercially available ruthenium catalyst has been
initiated by Sotoodeh et al. [13,14].
On the other hand, hydrogenation of aromatic molecules in
general has received a lot of attention for the production of high
performance diesel fuels [18]. However, it is known that more
energy input is required to hydrogenate heteroaromatic
compounds (10e20 kcal/mol per double bond) than for hydrogenation of olefins, ketones and imines, etc [19]. In addition, the
heteroatom can strongly bind to metal catalytic centres leading
to catalyst deactivation [20]. Furthermore, it is accepted that
many of them are difficult to be hydrogenated, and that in
several cases hydrogenations are complicated by side reactions
[21]. Conventional catalytic systems for hydrogenation of
aromatics, such as Pd, Ni [21,22], Pt, Ru and Co supported on
TiO2, SiO2, Al2O3, SiO2eAl2O3, zeolite, ZnO, MgO, graphite,
activated carbon, charcoal and others [22] in solvents such as nhexane, methanol [23], ethanol [24] isooctane, n-heptane and
cyclohexane [25] have been studied previously. It is worth
emphasizing that all the studied hydrogenation reactions were
conducted in solution phase but no attempt has been reported
using the molten compound. We believe that it is very important to demonstrate the direct applications of hydrogenation
and dehydrogenation in the molten reactant without the
unnecessary use of solvent. First of all, removal of the solvent
from the system would allow preserving the theoretical
capacity of the hydrogen uptake of the material. This work also
aims at studying whether problems like severe deactivation
due to extensive adsorption of pure reactant molecules or any
insurmountable diffusion problems, etc are not encountered in
the pure molten reactant. It should be borne in mind that the
artefacts due to the solvent dilution and the intrinsic weight of
solvent could prohibit the practical validity of a reactantesolvent system.
In this present work, we report for the first time the hydrogenation of molten 9-ethylcarbazole over various supported
noble metal catalysts. It was found that the theoretical
hydrogen uptake capacity of 9-ethylcarbazole was actually
achieved over the chemically reduced (CR), 5 wt% Ru/Al2O3
catalyst, giving high catalytic activity per gram of metal and
high selectivity towards fully hydrogenated product amongst
all materials tested. Additionally, this catalyst was found to
give much better performance than its commercial counterparts [13], due to its much higher atom efficiency. The reaction
products were identified by GCeMS and the stereochemical
structures of the intermediates and products were investigated using 2D NMR techniques, shedding new light to the
reaction mechanism. In the previously reported work [13,14],
the authors relied only on GCeMS analysis to obtain the
structures of the intermediates and products and they reported only one stereoisomer of the fully loaded 9-ethyl-perhydrocarbazole, whereas in this work we have found four
isomers of 9-ethyl-perhydrocarbazole. Moreover, we have
optimized the total energies of the reactants and products
using density functional theory calculations to gain insight
into their stability as well as the probability of the formation of
defined stereoisomers. The calculation results agreed well
with the experimental results. From all the data, obtained in
the present work, the merits of developing the melt based
liquid organic hydride system for hydrogen storage are clearly
demonstrated.
2.
Experimental
2.1.
Materials
9-Ethylcarbazole (97%) and the commercial catalysts used in
this work are listed in Table 1, sodium borohydride (99%) and
ruthenium chloride hydrate (38e40%) were purchased from
SigmaeAldrich. Graphite, activated carbon, alumina, silicaealumina and zeolite were purchased from Johnson Matthey.
Hydrogen gas of technical grade was supplied by Air Products.
The HPLC grade solvents were supplied by Fisher-Scientific.
i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 5 ( 2 0 1 0 ) 1 1 6 0 9 e1 1 6 2 1
Table 1 e Catalytic activity and selectivity of screened
catalytic systems for hydrogenation of molten 9ethylcarbazole. COM stands for commercial catalyst, CR
represents chemically reduced catalyst, using sodium
borohydride solution.
Sample
(based on
recipe value)
5 wt% Ru/Al2O3 (CR)
5 wt% Ru/TiO2 (CR)
5 wt% Ru/Al2O3 (COM)
5 wt% Ru/SiO2-Al2O3 (CR)
5 wt% Ru on zeolite (CR)
5 wt% Ru on graphite (CR)
5 wt% Ru/AC (CR)
5 wt% Pd/AC (CR)
Ru black (COM)
65 wt% Ni/SiO2-Al2O3 (COM)
5 wt% Pt/AC (CR)
65 wt% Ni/AC (CR)
2.2.
Catalytic
activity 10 6
(mol ethc/g
of metal/s)
Catalytic
selectivity
towards sum
of þ12H
stereoisomers (%)
8.2
7.9
7.8
7.5
7.2
7.2
6.8
1.5
0.4
0.3
0.1
0.05
98
96
92
96
78
64
53
2
77
93
0.6
33
Catalyst preparation and characterisation
Mild chemical reduction was used in the preparation of supported catalysts. An appropriate amount of metal chloride salt
was dissolved in 10 mL of distilled water. This solution was
then added dropwise to the aqueous slurry of the support. After
48 h of stirring, the mixture was reduced by solution of sodium
borohydride in water at 90 C. Subsequently, the catalysts were
washed five times with distilled water and acetone and
centrifuged at 5000 rpm/min for 10 min each time. They were
then left to dry overnight at room temperature under ambient
atmosphere. The BrunauereEmmeteTeller (BET) specific
surface areas of catalysts were determined by adsorptionedesorption of nitrogen at liquid nitrogen temperature,
using Micromeritics TriStar 3000 equipment. High resolution
transmission electron microscopy (HRTEM) micrographs were
taken using an HRTEM JEOL 2010. The quantitative analysis of
the metal content in the ruthenium based catalysts was carried
out using Energy Dispersive X-ray analysis (EDAX). Representative samples were examined by High Vacuum Cambridge 360
Stereoscan Scanning Microscope fitted with an Oxford Instruments INCA for the X-ray analysis. The samples were focused
with the magnification of about 600k and four different areas of
each of the samples were examined by the EDX analysis with
working distance set at 25 mm, dead time 50% and process
time of 6 min. The influence of signal from the carbon disc
sample holder was taken into consideration for the calculation
of the final metal loading.
2.3.
Catalytic hydrogenation and products analysis
The catalytic hydrogenation reactions were performed in
a 10 mL glass insert placed in a stainless steel 300 mL Parr
batch reactor with magnetic stirring. The glass insert was
used due to the small volume of the molten reaction mixture
as compared to the total volume of the reactor. The glass
insert assured the effective and homogeneous stirring of the
whole molten reaction mixture. One gram of 9-ethylcarbazole
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was placed in the glass, followed by 0.2 g of catalyst. The
reactor was then sealed, flushed with hydrogen and then
heated to 130 C. When the desired temperature was reached,
70 bar of pure hydrogen was charged into the reactor and the
reaction time was measured. The reaction was stirred using
a PTFE encapsulated bar and a magnetic stirrer produced by
Ika-Werke at the speed of 600 rpm/min, which was placed
under the heating mantle of the autoclave. After a set period
of time, the autoclave was cooled down to room temperature
using a water bath, the hydrogen pressure was released and
the reaction mixture was analysed using a GCeMS (Agilent
6890GC-MS) equipped with a non-polar capillary column
(Agilent 19091s-433) and an auto-sampler. For the NMR study
the intermediates and products were analysed versus time:
several batches were made in parallel, with varied reaction
times.
Hydrogen absorption measurements were done using
a Sieverts apparatus with an “in house” set-up. This set-up
allowed the monitoring of the hydrogen absorption at different
stable temperatures by measuring the pressure decrease in the
sample chamber [26]. For pressure-drop measurements, the
reaction conditions were modified using 0.05 g of 5 wt% Ru on
alumina (CR) catalyst mixed with 1 g of 9-ethylcarbazole in
a 15 mL sample chamber. The hydrogenation reaction was
stirred using a magnetic stirrer, and to avoid the evaporation
and condensation of the products outside the sample chamber,
a cooling trap was used. The sample chamber was heated up
using an oil bath equipped with thermocouples. A lower catalyst to reactant ratio was used in order to slow down the
kinetics as compared to the previous testing protocols to follow
the rates of hydrogen uptakes at various temperatures for
comparison.
1
H and 13C NMR spectra were obtained at 400.13 (100.61)
MHz on a Bruker Avance-400 NMR spectrometer. The 1H and
13
C NMR spectra, the 1H,1H-DQFeCOSY (double quantum
coherence correlation spectroscopy), eJRES (J resolved) and
eNOESY (nuclear overhauser effect spectroscopy), and the 1H,
13
C-HSQC (heteronuclear single quantum coherence), eHMBC
(heteronuclear multiple bond correlation) and eHSQCeTOCSY
(total correlation spectroscopy) experiments were performed at
298 K using a 5 mm broadband inverse probe with z-gradient
and 90 pulse lengths of 6.8 ms (1H) and 14.9 ms (13C). All spectra
were recorded with Bruker standard pulse programs and
parameter sets and the 1H/13C chemical shifts were referenced
internally using the resonance signals of cyclohexane-d12 at
1.38/26.43 ppm.
2.4.
Theoretical calculations
DFT calculations were performed using Gaussian 03 software
[27] with 6-311G basis set and B3LYP hybrid functional for
electron correlation method [28,29]. The calculations were
performed for all the reactants and products in the gas phase
only, to simplify the problem and shed light on the stability of
the intermediates in this reaction. The geometries of all
possible intermediates and products were optimized and the
thermal energies were calculated. Thermodynamic parameters of products or intermediates involving transitional, rotational and translational modes were also taken into account
[30]. Subsequently, the calculated total energy (the sum of
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electronic energies found from geometry calculations and
thermal energies) was compared with the sum of total energies of the starting material (9-ethylcarbazole) together with
the total energy of moles of hydrogen added to create defined
intermediate according to the formula given below in Eq. (2):
(2)
EC14 H13 N þ nEH2 /EC14 H13þ2n N
where:
EC14 H13 N is the total energy of 9-ethylcarbazole, EH2 is the
total energy of added moles of hydrogen and EC14 H13þ2n N is the
total energy of intermediate products.
3.
Results
3.1.
Catalyst screening
The hydrogen saturation of 9-ethylcarbazole was investigated
over a number of supported and unsupported noble metal
catalysts. The catalytic activity (Ac) per gram of metal present
and selectivities (Sel) were calculated according to Eqs.
(3) and (4):
Ac ¼
9-ethylcarbazole converted ½moles
total metal content ½g time ½s
(3)
Sel ¼
product ½moles
100
sum of products ½moles
(4)
surface area per gram shows rather poor catalytic activity, due
to the poor metal utilization. Other metal catalysts prepared
by the same chemical reduction method on the same support
(activated carbon, AC) arranged by decreasing catalytic
activity are as follows: Ru > Pd > Pt > Ni. The catalytic systems
based on 5 wt% Ni were found to show no activity at all under
comparable reaction conditions and thus higher metal loadings of nickel were used. Similarly, supported platinum was
found to give very low catalytic activity for this reaction.
Generally, platinum is well known to display high activity in
hydrogenation reactions [12], however, the reasons of the poor
activity observed in the present work are not yet clear. Further
study will be required.
Overall, the best combination of selectivity and activity
were clearly displayed by 5 nominal wt% ruthenium on
alumina (CR- actual loading 4.8 wt%). This catalyst proved to
be superior to its commercial counterpart on a gram basis (see
Tables 1 and 2). The findings also suggest that the performance of the catalyst in this reaction is not only dependent on
its composition but also on the method of synthesis. The
superior performance of the 5 wt% ruthenium on alumina (CR)
is attributed to the better utilization of the metal atoms
present in this catalyst as compared to the commercial 5 wt%
of Ru on alumina.
3.2.
The catalyst was compared based on the catalytic activity per
gram of metal, since this value is important in terms of metal
utilization and the cost of the storage system. All screened
catalytic systems are depicted in Table 1. Since for hydrogen
storage, it is very important to fully hydrogenate the unloaded
compound without producing side products, therefore the
catalytic activity and the selectivity towards the sum of
stereoisomers of fully hydrogenated product (9-ethyl-perhydrocarbazole) for all of the catalytic systems studied have
been compared.
Careful inspection of Table 1 reveals that the catalytic
activity and selectivity critically depend on the types of metal
and support used. In general, the most active catalytic
systems are ruthenium based supported catalysts, whereas
unsupported ruthenium (ruthenium black) with expected low
Catalyst characterisation
The physical properties such as metal particle size, metal
loading obtained by EDAX analysis and total specific surface
area of the selected catalysts are shown in Table 2. All catalytic systems were mesoporous with a wide range of pore
sizes, however the pore size did not seem to affect much the
activity of the systems. A similar observation was previously
made by Shinohara et al. in the dehydrogenation of decalin
[31]. There was also no direct correlation between the specific
surface area of support and activity of the catalysts. To
appreciate the influence of the support, ruthenium was
deposited onto various solid carriers via chemical reduction
using sodium borohydride. As seen in Table 2, the metal
loadings achieved for all of the synthesized catalysts were
very similar to the expected 5 wt%. The typical EDAX spectrum of 5 wt% Ru on alumina (CR) with the inset of SEM
micrograph of the same sample, are shown in Fig. 1. It was
Table 2 e Physical properties of the catalytic systems investigated arranged in the decreasing order of catalytic activity. CR
describes chemically reduced samples and COM describes commercial samples, sd is standard deviation of size
measurement.
Catalyst
(based on recipe value)
Synthesis
method
Particle size
[nm] (s.d)
BET specific
surface area [m2/g]
Average pore
diameter [nm]
Metal loading
% by EDAX
5 wt% Ru/Al2O3
5 wt% Ru/TiO2
5 wt% Ru/Al2O3
5 wt% Ru/SiO2eAl2O3
5 wt% Ru/zeolite
Ru/graphite
5 wt% Ru/activated carbon
65 wt% Ni on SiO2eAl2O3
Ru black
CR
CR
COM
CR
CR
CR
CR
COM
COM
1.61 (0.38)
2.11 (0.55)
9.08 (1.20)
2.37 (0.61)
2.31 (0.62)
2.30 (0.58)
2.99 (1.04)
7.50 (1.54)
Aggregated
152
191
83
483
343
7
538
95
22
11.7
14.6
12.0
5.4
3.2
35.3
5.2
10.0
24.4
4.8
4.8
e
4.8
4.7
4.9
4.8
e
e
i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 5 ( 2 0 1 0 ) 1 1 6 0 9 e1 1 6 2 1
observed that the catalytic activity is clearly dependent on the
type of support used and decreases in order as follows:
Al2O3 > TiO2 > SiO2eAl2O3 > zeolite graphite > activated
carbon, which is shown in Table 1, for the set of Ru catalyst on
various carriers. The ruthenium supported on zeolite can be
considered more active then ruthenium supported on
graphite, due to the fact that the former contains lower
amount of ruthenium metal (see Table 2). The rates of the
reaction are apparently higher on acidic oxide catalyst than on
neutral high surface area carbon or neutral low surface area
graphite. Careful analysis of the ruthenium catalysts prepared
by chemical reduction also reveals that the obtained activity is
closely related to the inverse of metal particle size, as it can be
seen in Fig. 2. With regards to selectivity to a fully hydrogenated product, when comparing Ru on silicaealumina, zeolite
and graphite, all having similar particle size and metal
loading, the selectivity tends to decrease with decreasing
acidity of the support. Moreover, it is worth noting that the
mild chemical reduction method used in the present work,
which results in well dispersed small nanoparticles, is evidenced from the HRTEM images of the best catalyst, 5 wt% Ru
on alumina (CR) in Fig. 3. In these images, it can be seen that
the small metal nanoparticles are finely dispersed on the
alumina carrier. The lattice spacings of the metal nanoparticles measured in the image on the left and were: 2.1
A
and 1.9
A, respectively. These numbers correspond well with
those of elemental cubic ruthenium published in the XRD
database (ICSD 01-088-2333): namely, 2.21
A (111) and 1.95
A
(200) crystallographic planes. Therefore, the produced nanocatalyst contained crystalline structure of elemental Ru.
3.3.
Hydrogen uptake measurements
A series of hydrogen absorption curves were recorded for the
best catalyst 5 wt% ruthenium on alumina (CR) in order to
obtain information about the uptake capabilities of 9-ethylcarbazole. The absorption isotherms were measured to
observe the influence of the reaction temperature on the rate
of the reaction. Therefore, the isotherms were measured at
11613
120 C, 130 C, 140 C, 150 C and 170 C where an increment
of the reaction rate was observed with increased temperature (Fig. 4). Conversely, there is no significant difference
between 150 C and 170 C and under both conditions, the
hydrogen uptake reaches the theoretical hydrogen uptake
value for 9-ethylcarbazole (5.7 wt%). As also seen from Fig. 4
that the uptake for 130 C is slightly higher than 120 C but
their initial rates are very similar. Higher rates of the reaction
between hydrogen and molten reactant account for higher
uptakes when high temperatures are used. However, at
170 C the uptake rate might be limited by mass transfer of
substrates since there is no evidence of further increase in
reaction rate from 150 C (which is commonly encountered in
hydrogenation). However, no such mass transfer limitation
was reported in solution phase hydrogenation of the same
reactant in Ref. [13]. We therefore envisage that the hydrogen
solubility or the transfer of hydrogen in molten state was
limited in this system. Further kinetic study should be
performed.
Based on these measurements, first order rate constants
for each temperature were derived. The rate constants are
listed in Table 3 together with catalytic activity calculated for
each of the temperatures according to Eq. (3). Subsequently,
the logarithm of the kinetic rate constants was plotted versus
the reciprocal temperature to obtain the Arrhenius plot, as
shown in Fig. 5. The apparent activation energy was estimated
to be 58 kJ/mol based on the consumption of 9-ethylcarabazole. This value is lower than the apparent activation
energy of 99.5 kJ/mol estimated by Sotoodeh et al. [13], indicative of a degree of mass transfer limitations in our case
(molten reactant). We envisage that the hydrogen solubility or
transfer of hydrogen in molten state was limited in this
system. However, one must be cautious that the apparent
activation energies were estimated using different experimental conditions (absence of solvent, smaller reactor,
different stirring speed, different catalyst and catalyst to
reactant ratio, etc.). Further detailed kinetic measurements
with model fittings should be carried out to explain the
difference in the measured activation energy.
Fig. 1 e An SEM micrograph (inset) and EDAX spectrum showing the chemical composition of 5 wt% Ru on alumina (CR). The
scale bar in the SEM micrograph is 4 microns. The highest peak in the EDAX spectrum belongs to carbon disc mounted on an
aluminium SEM specimen stub (Agar Scientific).
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Fig. 2 e Catalytic activity versus particle size for
synthesized (CR) ruthenium based catalysts on different
supports. There is a clear inverse relationship between
catalytic activity and particle size.
3.4.
The study of the reaction products and
intermediates
It is important to identify the structures of the reaction
intermediates and products which would lead to a better
understanding of the mechanism of this reversible reaction
and allow us to identify the challenges of this system. The
stereoisomers of the products and intermediates of the catalytic hydrogenation of 9-ethylcarbazole have not been studied
previously [13,14]. It is believed that their identification is
a crucial step in defining the actual reaction pathway as well
as in analysis of the potential reaction reversibility.
Two partially hydrogenated intermediates (9-ethyl-tetrahydrocarbazole and 9-ethyl-octahydrocarbazole) and a set of
three different fractions of the fully hydrogenated compound
9-ethyl-perhydrocarbazole were separated, quantified and
identified by means of GCeMS. The product distribution
versus time is shown in Fig. 6, for the initial 8 h of the reaction
time using 5% Ru on alumina (CR). This profile was obtained
running each time span as a separate reaction due to the
technical difficulties with continuous sampling of the high
viscosity melt. The reaction products and intermediates
identified only using GCeMS analysis together with
a simplified version of the possible reaction pathway are
depicted in Fig. 7. A variety of 1D and 2D NMR (2 dimensional
nuclear magnetic resonance) techniques were then used to
further elucidate the structures of products and related
intermediates that were not provided by means of GCeMS, in
order to gain an insight into the reaction pathway. In Fig. 8
the 2D-correlated 1H, 13C-HSQC (correlations of Hs to
directly bound Cs, spectra at bottom) and eHMBC (correlation
of Hs to Cs 2e3 bonds apart, top spectrum) NMR spectra are
shown. The red and blue coloured correlation signals belong
to 9-ethylcarbazole (starting material) and to 9-ethyl-tetrahydrocarbazole (þ4H), respectively. All assigned correlation
signals unambiguously verified the structure of the latter
compound shown in Fig. 8. It must be mentioned that in the
2D and 1D NMR spectra a total of 14 carbons with the corresponding protons were assigned (for chemical shifts, see
Appendix). It is evident from Fig. 6 that 9-ethyl-tetrahydrocarbazole (þ4H) must be formed in an early stage of the
reaction as it is shown in Fig. 7. The structure of the following
intermediate,
9-ethyl-octahydrocarbazole
(þ8H),
was
assigned following the same procedure: a) identification of
carbon atoms not yet assigned to already known structure
over the HSQC cross signals, b) identification of carbon atoms
near these protons over the HMBC correlated spectra and
c) additional assignments of the 1H spin systems over
1
H,1H-DQFeCOSY experiments. After longer reaction periods
a lot of additional cross signals appeared in the 2D NMR
spectra (data not shown), and the assignments to the structures shown in Fig. 9 became more and more complicated, but
with additional 2D NMR experiments (see below) we were
able to identify also some of the 9-ethyl-perhydrocarbazoles.
Fully hydrogenated (þ12H) products of 9-ethylcarbazole
possess 4 stereocentres at positions 4a, 4b, 8a and 9a of the
molecule (Fig. 9). Therefore, 24 ¼ 16 stereoisomers are theoretically possible. Owing to mirror planes and/or C2 axes
transforming one structure into another, this number is
reduced to 6 molecules distinguishable by means of NMR.
Owing to mirror planes or to C2 axes within the structure
itself, only 8 carbon resonances are expected for the 4
symmetric products AeD and for the two asymmetric molecules E and F a total of 14 carbon resonances are expected in
the 13C NMR spectra.
Fig. 3 e On the right, 5 wt% ruthenium on alumina (CR) showing evenly dispersed metal nanoparticles on the alumina
support. On the left, HRTEM image of the same sample showing ruthenium metal lattice fringes.
11615
6%
0.0022 0.00225 0.0023 0.00235 0.0024 0.00245 0.0025 0.00255 0.0026
0
5%
-1
-2
y = -6976.9x + 11.061
R² = 0.9204
4%
-3
3
2
4
3%
ln k
Hydrogen uptake %
i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 5 ( 2 0 1 0 ) 1 1 6 0 9 e1 1 6 2 1
5
1
-4
-5
2%
-6
-7
1%
-8
1/T
0%
0
2
4
6
8
10
12
14
16
Time [h]
Fig. 4 e Hydrogen absorption in 9-ethylcarbazole
measurements at 1 e 170 C, 2 e 150 C, 3 e 140 C, 4 e 130 C
and 5 e 120 C at 70 bar H2 over 5 wt% ruthenium on alumina
(CR).
In the aliphatic part of a 1D 13C NMR spectrum 14 carbon
resonances of equal signal intensities are indeed observed
(Fig. 10). When the hydrogenation reaction was quenched
much earlier, 13C NMR signals were equal, but when compared
to the spectrum discussed above considerably decreased
relative signal intensities were observed at the same chemical
shifts. With the aid of a 1H, 13C-HSQCeTOCSY experiment we
showed that the magnetization of the proton at 0.9 ppm
(outstanding from others) is transferred over the conjunct
spin system of 6 attached carbons (Fig. 11, left) and with
a lower threshold of the same spectral region it is evident that
12 carbons are attached to the selected proton (Fig. 11, right,
no correlation observable over quaternary carbons or nitrogen
to the ethyl group). Thus, one of the fully hydrogenated
products must have one of the structures E or F shown in Fig. 9
with 14 different carbon atoms but its quantification was
proved difficult. The 1H and 13C chemical shifts of (þ12H) E (see
Fig. 9) were fully assigned over the DQFeCOSY and HMBC NMR
experiments (see Fig. 11). Owing to 3J(H-4b/H-8a) z 10 Hz
a trans diaxial configuration of these two protons can be
envisioned, whereas 3J(H-4a/H-9a) is rather small. From
chemical shift arguments with Dd13C of 8.7 ppm for the carbon
pair C-8a/C-9a and of 4.5 ppm for C-4a/C-4b, we concluded
that product (þ12H) E is consistent with the configuration
Fig. 5 e An Arrhenius plot using experimental rate
constants from the reactions at 120e170 C.
shown in Fig. 9 with H-8a and H-9a in trans positions, whereas
for the minor asymmetric and fully hydrogenated product
(þ12H) F values Dd13C of 2.1 (for C-8a/C-9a) and 9.5 ppm (for C4a/C-4b) were also observed. This observation supports the
presumption that H-4a and H-4b are trans to each other in this
conformer. However, species F was found to be in much lower
concentrations in the analysed mixture, as compared to E.
Using the above mentioned NMR techniques, we have also
identified two of the 4 symmetric structures AeD, depicted in
Fig. 9. Owing to six distinct carbon resonances found in the
HSQCeTOCSY spectra, it must be assumed that the two additional species must be symmetric and that their chemical
structures belong to the four shown in the same figure (structures AeD). It is clear that from the analysis of an
HSQCeTOCSY spectrum the attached N-ethyl groups are not
detectable, but they can be assigned over the 1H, 13C-HMBC
experiments (correlation over 2e3 bonds). Although the 1D 13C
NMR spectra were not recorded using relaxation delays
Table 3 e Rate constants and catalytic activity for 9ethylcarbazole hydrogenation over 5 wt.% Ru/Al2O3
catalyst. These values were calculated based on rate
constants derived from measurements shown in Fig. 4.
Temperature
C
120
130
140
150
170
Rate constant,
k 10 2 (min 1)
Catalytic activity 10 1
(mM ethc/g of metal/s)
0.13
0.15
0.26
0.63
0.81
0.40
0.46
0.67
1.12
1.23
Fig. 6 e The reaction products distribution versus time for
the initial 8 h of the reaction obtained using 5% Ru on
alumina (CR) as identified by GCeMS and NMR techniques.
The (D4H) stands for 9-ethyl-tetrahydrocarbazole, (D6H) is
9-ethyl-hexahydrocarbazole and so on. The letters E, B and
F correspond to the 9-ethyl-perhydrocarbazole isomers
depicted in Fig. 9.
11616
i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 5 ( 2 0 1 0 ) 1 1 6 0 9 e1 1 6 2 1
Fig. 7 e A simplified scheme containing intermediates and products of catalytic hydrogenation of 9-ethylcarbazole
(D4H and D8H correspond to four and eight hydrogen atoms added to the starting material, respectively). The D6H
intermediate was detected only by mass spectrometry (MS), all of the other compounds were detected by both MS and NMR.
ppm
110
N
115
120
9-ethyl-tetrahydrocarbazole
(+4H)
125
130
N
135
140
9-ethylcarbazole
(+0H)
4.0
3.5
3.0
2.5
2.0
1.5
ppm
ppm
ppm
15
110
20
115
25
8.0
7.8
7.6
7.4
7.2
7.0
6.8
120
30
125
35
ppm
4.0
3.5
3.0
2.5
2.0
1.5
ppm
Fig. 8 e Regions of interest of 1H, 13C-HSQC (bottom) and eHMBC (top) 2D NMR spectra of a mixture of 9-ethylcarbazole (starting
material, in red) and 9-ethyl-tetrahydrocarbazole (D4H, in blue) quenched during an early stage (1 h) of hydrogenation.
i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 5 ( 2 0 1 0 ) 1 1 6 0 9 e1 1 6 2 1
11617
Fig. 9 e Chemical structures of all six 9-ethyl-perhydrocarbazole stereoisomers distinguishable by means of NMR
(absolute configuration shown arbitrarily) with partial numbering of carbon atoms used for signal assignments (see text and
Appendix). Upper row are symmetric compounds for which 8 different carbon resonances were observed, and the bottom
line are asymmetric compounds for which 14 different carbon resonances were observed.
sufficient for full relaxation of the carbon nuclei, similar relative signal intensities were observed for each species, notably,
the signals of C-10 and C-11 of the symmetric products each
exhibit half the intensity compared to the resonances of C-1e4,
C-4a and C-9a. The chemical shifts of individual positions of
the core structures in the molecules were assigned over
DQFeCOSY and HMBC correlations and with help of chemical
shift arguments.
Fig. 10 e Aliphatic region of the 1D 13C{1H} NMR spectrum of a 9-ethylcarbazole batch hydrogenated during a longer period
(22 h). Totally 14 carbon signals with relative high signal intensities of D12H E product (signals of C6D12 around 26 ppm)
were observed.
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i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 5 ( 2 0 1 0 ) 1 1 6 0 9 e1 1 6 2 1
Fig. 11 e Regions of interest of 1H, 13C-HSQCeTOCSY spectra showing the correlations of H-6 of 9-ethyl-perhydrocarbazole
(structure D12H E in Fig. 9) to the 6 carbons C-(1e4, 4a and 9a; left), and to all 12 carbons C-(1e8, 4a, 4b, 8a, 9a; right).
The spectrum on the right is shown with a much lower threshold.
3.5.
DFT theoretical calculations
The relative stabilities of different candidate intermediate
compounds and products were calculated using DFT methods.
All the calculations have been done in a gas phase approximation. In order to introduce thermal effects, the total energy
was calculated including thermal contributions to the free
energies of the molecule at 423 K, in order to determine the
theoretical enthalpies of reaction for a gas phase reaction [27].
In Fig. 12 the energy differences are plotted between the
reactants and product according to Eq. (2). A total of 96
different possible products were modelled.
It can also be seen that the free energy of one of the (þ8H)
isomers gives a considerably lower energy than all the (þ10H)
compounds. In the hydrogenation reaction in the molten form
with the absence of the solvent, the (þ8H) intermediate was
observed to be the main product formed. The calculated energetics of the system (with no consideration of activation energy
barriers) suggest that it may favour the direct formation of the
(þ12H) compound, as seen in Fig. 12. Based on these theoretical
considerations only extremely low amounts of (þ10H) if any,
would be expected to be produced in this reaction. In our
experiments, the production of (þ10H) products was not
detected. However, only traces of (þ10H) intermediate were
previously observed as a minor product in the same hydrogenation reaction but using decalin as a solvent [13,14]. This
observation clearly agrees well with our calculation results.
As can be seen in Fig. 12, the intermediates that are favourable to be created in the reaction are: 9-ethyl-tetrahydrocarbazole (þ4H), 9-ethyl-hexahydrocarbazole (þ6H),
9-ethyl-octahydrocarbazole (þ8H) and five isomers of 9-ethylperhydrocarbazole (þ12H).
The more negative the calculated values, the more stable
the compounds are in the gas phase. It can be seen that there
is an energy penalty for most of the isomers considered: there
are no products with 9-ethyl-dihydrocarbazole (þ2H) that are
more stable than the reactants. A general trend is that only
few of the calculated structures are energetically favourable
under these conditions: the (þ8H) isomers, the 9-ethyldodecahydrocarbazole (þ10H) isomers and (þ12H) isomers,
where these hydrogenated products appear to be more stable
than the reactants. Table 4 summarises the energy differences
for these more stable compounds. The numbers in brackets
correspond to the numbers of carbon to which the hydrogen
atom was attached to. The numbering of the carbon atoms
starting from the carbon next to nitrogen and going clockwise
is shown in the scheme of 9-ethylcarbazole that is in the
Fig. 12 e DFT calculated free energy differences between
9-ethylcarbazole and the most stable reaction
intermediates/products (labelled) in the gas phase.
i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 5 ( 2 0 1 0 ) 1 1 6 0 9 e1 1 6 2 1
11619
Table 4 e Calculated energy difference in [kJ/mol] of hydrogenated intermediate with respect to 9-ethylcarbazole as
a function of hydrogen loading. Numbers between brackets refer to the carbon position at which the hydrogen atoms were
added (also see Fig. 7).
(þ4H)
(3456)
12.98420
(1234)
9.75843
(þ6H)
(þ8H)
(þ10H)
(þ12H)
(123456)
78.93812
(23451011)
48.46200
(2345891011)
143.71344
(345678910)
59.12408
(3456891011)
57.15482
(56789101112)
50.44525
(34569101112)
33.98009
(1456891011)
28.05494
(12369101112)
27.73268
(1256891011)
24.68955
(12349101112)
23.63593
(3456781112)
21.46309
(34789101112)
14.06269
(34569101112)
7.25857
(12369101112)
5.34527
(12789101112)
3.20234
(345678912)
3.19751
(12569101112)
0.41199
(3456789101112)
125.48033
(2345789101112)
121.16840
(1234789101112)
95.10115
(1236789101112)
81.95844
(1456789101112)
74.15556
(1456789101112)
74.13903
(1256789101112)
67.49901
(1 up, 6 7 12 down)
182.25727
(1 6 up, 7 12 down)
170.54110
(all up)
166.09700
(6 up, 1 7 12 down)
160.25676
(1 12 up, 6 7 down)
157.70859
bottom of the table. It is interesting to note that the lowest
energy structure corresponds to the asymmetrical fully
hydrogenated product E rather than the symmetrical products, as shown in Fig. 9.
Experimentally, we have not observed (þ6H) in NMR analysis, probably because the concentration observed on GCeMS
was in a trace level. However, we have observed high concentrations of (þ8H) with a selectivity of up to 35e40% using
ruthenium black commercial catalyst. It can be seen from
Fig. 12 and Table 4 that this intermediate seems very favourable
to be created due to large negative total energy difference that
is almost as low as the energy of the fully hydrogenated
stereoisomers of 9-ethyl-perhydrocarbazole, in fact the calculations suggest that some of the (þ8H) compounds are more
stable than the (þ10H) ones. Moreover, the structures having
the lowest total energy difference agreed well with the structures assigned based on NMR experiments.
The theoretical calculations together with NMR analysis of
the reaction intermediates both showed clearly that several
different stereoisomers of intermediates are possible to arise
in this hydrogenation reaction, therefore the reaction
pathway is expected to be more complicated than the
simplified version as shown in Fig. 7. Thus, different parallel
reactions together with the isomerisation steps are likely to
take place which can in turn influence the final stereochemistry of the fully loaded products.
It is important to underline that the calculations do not
take into consideration the effects of the catalyst in the
reaction or the cohesive energy of the molecules in the melt.
Nonetheless, the general trends are in agreement with
11620
i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 5 ( 2 0 1 0 ) 1 1 6 0 9 e1 1 6 2 1
experiment, a further and more complete theoretical study of
these systems is underway and will be reported soon.
4.
Conclusions
The conversion and selectivity of the catalytic hydrogenation
reaction of molten 9-ethylcarbazole was found to be critically
dependent on the type of metal and support used. A very
active catalyst, 5 nominal wt% Ru on alumina, was synthesized by means of mild chemical reduction and has shown to
give better performance than its commercially available
counterparts with similar composition, mainly because of its
much higher atom efficiency. Most of the chemical structures
of the partially stable intermediates and final fully hydrogenated products predicted by DFT calculations were identified
in the reaction mixtures using NMR techniques. The wide
range of structures of the intermediates found using
combined methods of NMR and theoretical calculations
suggest that the catalytic reaction is not taking place as
a simple consecutive hydrogenation. Apart from the identification of two symmetric hydrogenation products from
possible AeD structures (þ12H) the observation of asymmetrically hydrogenated compounds E and F as products under
the chosen reaction conditions is rather surprising with
regard to the expected concerted attack of two protons from
one and the same side of a molecule to a double bond. Their
formations may likely involve intermediate isomerisation
steps on different metal surface sites, or several parallel
reactions which give different intermediates and products.
This can give implications on the reversibility of the hydrogenation process, taking into consideration the variety of
stereoisomers of the intermediates and products possible. The
geometry of the intermediates will have an influence on the
compound’s adsorption mode on the metal’s catalytically
active sites. To derive the true reaction mechanism, it is
extremely important to assign the structures of all of the
intermediates and products. The next step will be to quantify
their concentration and derive the reaction pathway
depending on the type of catalyst used, which is currently
under study and will be reported soon.
In summary, the theoretical hydrogen uptake of 9-ethylcarbazole in molten state was achieved using our best
synthesized catalyst with favourable kinetics in spite of
a range of fast elementary surface reactions envisaged, giving
various intermediates. The measured activation energy is
lower than those reported in solvent, indicative of a small
degree of mass transfer limitations. However, the catalytic
reaction achieves the theoretical hydrogen uptake value at
fast kinetics without encountering insurmountable diffusion
problems or severe deactivation in the melt. This demonstrates that 9-ethylcarbazole could be a promising candidate
for hydrogen storage.
Acknowledgements
We would like to kindly acknowledge Mr Fernando Eblagon
and Dr William Oduro who made a major insightful
contribution to this work. Dr K.M. Kerry Yu is acknowledged
for the technical support of this work. We would also like to
acknowledge Prof Heyong He and Shanghai Key Laboratory of
Molecular Catalysis and Innovative Materials at Fudan
University, China for TEM images; Dr Sam French of Johnson
Matthey, Billingham, UK for fruitful discussion. Finally, we
would like to thank University of Oxford, and STFC for financial support, computing resources provided by the U.K.
e-science Centre, STFC (SCARF).
Appendix. Supplementary data
Supplementary data associated with this article can be found
in the online version, at doi:10.1016/j.ijhydene.2010.03.068.
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