Marine Policy 37 (2013) 3–10
Contents lists available at SciVerse ScienceDirect
Marine Policy
journal homepage: www.elsevier.com/locate/marpol
MPA policy: What lies behind the science?
Alex J. Caveen a,n, Tim S. Gray b, Selina M. Stead a, Nicholas V.C. Polunin a
a
b
School of Marine Science and Technology, Newcastle University, NE1 7RU, UK
School of Geography, Politics and Sociology, Newcastle University, Newcastle, NE1 7RU, UK
a r t i c l e i n f o
abstract
Available online 18 May 2012
What the current policy debate on marine protected areas (MPAs) and marine reserves (MRs) has failed
to address is the fact that protection of the marine environment has as much to do with scientists, and
others values as it has to do with science. To date natural science has played a dominant role in the
implementation of MPAs, yet normative considerations which are embedded in the way scientists and
the wider community think about the condition the marine environment should be in, and which may
influence decision-making, are rarely acknowledged or discussed. This paper seeks to correct that
deficiency by investigating the values that lie behind the natural science of MPAs. With the aid of
epistemic community, advocacy coalition and discourse coalition theories of policy networks, this
article explores the role science and scientists have played in influencing policy on MPAs at the global
and national level, and looks at the extent to which normative conceptualisations within and beyond
natural science have influenced the debate.
& 2012 Elsevier Ltd. All rights reserved.
Keywords:
Marine protected areas
Marine reserves
Science-policy
Epistemic communities
Advocacy coalitions
Discourse coalitions
1. Introduction
Key threats to marine ecosystems include climate change,
pollution, overfishing, and increased user conflict, all of which
transcend scales of governance. Overfishing has been well documented from both a food security [1] and loss of biodiversity [2,3]
standpoint affecting economies of industrial and developing
countries alike. Marine protected areas (MPAs) are regarded by
many marine scientists as a principal management tool needed to
tackle fisheries collapse [4] and continued loss of marine biodiversity [5]. The term ‘MPA’ is often used generically to describe
both spatially delineated areas of sea that still allow multiple
users (herein referred to as ‘MPA’), and areas that are completely
off limits to commercial and recreational fishermen (and perhaps
also non-extractive marine resource users such as tourists) often
referred to as no-take marine reserves (herein referred to as
‘MRs’).
Since the 1970s, the number of MPAs designated has been
steadily rising [6], coinciding with development of international
legislation that required countries to establish protected areas to
conserve wetlands of international importance (RAMSAR, 1971)
and publication of non-binding guidelines and recommendations
on establishing MPAs by the International Union for the Conservation of Nature (IUCN). Some countries have designated
substantial areas of their seas as MPAs, including the US, which
was a leader in setting up national MPA sanctuaries through its
n
Corresponding author.
E-mail address: a.j.caveen@newcastle.ac.uk (A.J. Caveen).
0308-597X/$ - see front matter & 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.marpol.2012.04.005
Marine Protection, Research and Sanctuaries Act (1972), and
Australia, which is responsible for the Great Barrier Reef Marine
Park in 1975.
During the past decade there has been an explosion of interest
in using the MPA approach to conserve marine biodiversity, as
illustrated by contemporary international (e.g. CBD, WSSD1),
regional (OSPAR, MSFD2, EU Habitats Directive) and national
legislation (e.g. Marine and Coastal Access Act in the UK). Why
has there been such a surge in interest for MPAs?. One reason is
that scientists have endorsed the idea of MPAs; indeed, many
natural scientists have become high profile enthusiasts for MPAs
[7], often calling for MRs on the premise, to quote one of three
scientific consensus statements3, that ‘‘existing science justifies
the immediate application of fully protected marine reserves as a
central management tool’’ [7]. These scientific consensus statements reflect scientists’ attitudes towards science-policy that
resemble the linear model—i.e. that achieving agreement on
scientific knowledge is a prerequisite for a political consensus to
be reached and policy action to occur [8].
Three explanatory policy network theories may help to
account for the popularity of MPAs in international and national
policy, namely the epistemic community [9], the advocacy coalition [10], and the discourse coalition [11]. Each conceptualises the
1
Convention on Biological Diversity (CBD), World Summit on Sustainable
Development (WSSD).
2
Marine Strategy Framework Directive (MSFD).
3
For further information see the three consensus statements on Marine
Reserves from America, Europe and Australia (AMSA 2008; NCEAS 2001; Roberts
2007).
4
A.J. Caveen et al. / Marine Policy 37 (2013) 3–10
Table 1
Major characteristics of each policy network.
Epistemic community
Advocacy coalition
Discourse coalition
Membership
Scientists/experts, and senior
bureaucrats
Scientists, bureaucrats, elected
officials, lobbyists, grass-roots
activists, industry, wider civil
society
Anybody who subscribes to a
particular set of storylines and
who engage in policy debates
What binds members together?
Common body of knowledge
Principled beliefs
A shared discourse
Is there consensus in normative
values across the political
spectrum?
Yes
No
No
Ontology: what is fundamental to
policy change?
Actions of people
Actions of people
Language
How does policy change occur?
Integration of experts of the
international regime into their
respective national governments,
and who hold their own
governments to account
Policy change reflects the influence
of competing advocacy coalitions,
and unless one coalition is
overwhelmingly dominant, a policy
compromise usually results
The institutionalisation of a
challenging discourse
Influence of the scientist
The scientist is central to policy
change; they analyse the problem
and set the policy agenda
Scientists align themselves with
their preferred interest groups and
offer their expertise in policy
debate
Scientists may or may not form
part of the discourse coalition
Examples
Mediterranean pollution control;
control of CFCs
MPAs in California; tropical
deforestation
Acid rain; North Sea fisheries
management
science-policy interface differently, and presents a different role
for the scientist and science in the policy process. This article
explores the role that natural science has played in establishing
MPAs as the preferred approach to marine resource management
on the international and UK domestic policy agenda, through an
examination of the three theories. In evaluating the role played
by these policy network theories in the MPA decision-making
process, two questions arise: (1) how has each network contributed to persuading policy-makers to adopt MPAs?; and (2) how
far have these networks based their arguments for MPAs on
science alone?
2. Three policy networks
The following explanatory theories were identified from a
review of a growing literature that attempts to explain the
process at which new policies on environmental protection
emerge. Each model makes different assumptions (Table 1);
combining them provides a useful framework through which to
explain the development of the science-policy interface on MPAs/
MRs.
makers are unfamiliar with the technical details, and thereby
unable to define state interests and develop viable solutions [12].
This opens the door for a group of motivated individuals who
through their expert understanding of the problem area, technical
credentials, and common policy enterprise can offer potential
solutions. The members of the epistemic community who are
initially responsible for bringing states together to negotiate the
regime have sufficient influence within their own governments to
introduce regulation to their own domestic policy agenda [9]. The
epistemic community is thus a good demonstration of the linear
model in action, in that science is its fundamental bedrock
(Table 1), bringing to light new environmental problems and
helping decision makers identify their underlying causes. What
distinguishes an epistemic community from other transnational
knowledge networks such as the International Convention for the
Exploration of the Sea is that they offer more than scientific
advice which states may/may not choose to follow; epistemic
communities set the policy agenda. However, epistemic communities have had mixed success: for example, the Montreal Protocol
has clearly been very successful in limiting CFC emissions [15],
but the Kyoto Protocol has failed to curb global CO2 emissions.
2.2. Advocacy coalitions
2.1. Epistemic communities
Haas [9,12] first coined the term ‘epistemic community’ to
describe the emergence of some international environmental
regimes. An important feature of such regimes, in addition to
their embodiment of rules and norms [13], is that they facilitate
international learning and produce convergent state policies [9].
Typically the notion of an epistemic community has been used to
explain the co-ordinated response of states to a collective action
problem that has arisen at the regional (e.g. pollution control in
the Mediterranean) or global (e.g. the regulation of CFCs) level
[9,14]. At the heart of the epistemic community is a group of
experts who form around consensual knowledge, and share a
policy enterprise (the action that needs to be taken to resolve an
issue; e.g. the regulation of a hazardous chemical). The epistemic
community is a useful theory for explaining policy responses to
highly technical international problems where official decision
Epistemic communities are successful when their core policy
enterprise remains unchallenged at all levels of government, and
little significant opposition exists to refute their causal and
normative assumptions. They are less successful where the
problem area is less clearly defined with respect to its causal
underpinnings, or where irreconcilable differences exist in actors’
fundamental normative beliefs (e.g. commercial whaling). In such
cases, the advocacy coalition [10,16]4 is likely to be more effective
[17,18]. Unlike epistemic communities, advocacy coalitions are
not limited to ‘knowledge experts’, but in addition to academics,
4
The term ‘advocacy coalition’ has been used by Sabatier (1988) and other
authors to explain the actions of advocacy networks solely at the domestic level.
However, this article uses the term to explain the actions of international
advocacy groups that are named elsewhere as ‘transnational advocacy networks’
[16].
A.J. Caveen et al. / Marine Policy 37 (2013) 3–10
elected officials and civil servants, they include non-governmental organisations (NGOs), think tanks, journalists and members of
civil society. Whereas the social norms of the epistemic community manifest themselves in a ‘regime’ that imposes its rules and
regulations on others, the norms of the advocacy coalition are
manifested in a less formal ‘common cause’. Nevertheless, actors
belonging to the advocacy coalition are bound together by shared
values, dense exchanges of information and services, and a
common discourse [19], and the coordinated action of all these
actors is a powerful stimulus to policy change. Typically, however,
there will be several advocacy coalitions within the policy community competing to get their voices recognised by government,
and policy change is a result of shifts in power between competing advocacy coalitions [20]. The relationship between knowledge
and power in the advocacy coalition reflects the notion of
‘‘interest group pluralism’’ where scientists best serve society by
aligning themselves with their favoured faction or interest group,
offering their expertise as an asset in political battle [8,19].
2.3. Discourse coalitions
Both the epistemic community and advocacy coalition approaches
suggest that, in principle, we can separate science from values,
but in some policy debates this may not always be possible. The
discourse coalition is the only policy network approach of the
three to recognise the difficulties of separating science from
values, and the fact that many environmental issues are incomprehensibly complex allowing a number of different plausible
perspectives to exist on the potential solution to a problem [21].
Indeed, discourse analysis suggests that facts are meaningless
until they are viewed in the context of the wider policy argument
of which they are part [11]. Whilst discourse is mentioned in the
advocacy coalition framework, it is viewed there only as a means
through which learning is communicated rather than as a medium
through which actors create the world [11,22]. By contrast, in the
case of the discourse coalition, instead of viewing policy change as a
result of the influence of a group whose members are bound
together by a coherent set of beliefs, policy change occurs when a
new discourse becomes dominant [11,21,23]. A ‘discourse’ refers to
a set of shared storylines that help a person make sense of the
world [21], and are essential in framing political debates; what is
discussed and what is not. Hajer (1993) writes that ‘‘such storylines
are the medium through which actors try to impose their view
of reality on others, suggest certain social positions and practices,
and criticise alternative social arrangements’’. Politics viewed
from this perspective is the result of conflict between competing discourses [23]. Conflict arises when a ‘hegemonic discourse’
already embedded in existing institutions is opposed by a
‘challenging discourse’ that offers an alternative understanding
of a problem [11,23].
3. Methodology
The empirical data used in this paper (indented quotes) comes
from 14 key informant interviews with civil servants in the UK
government’s Department for Environment Food and Rural Affairs
(DEFRA), senior staff from the Statutory Conservation Agencies
(SCAs) and Environmental Non-Governmental Organisations
(ENGOs), senior spokespersons in the fishing industry, and four
marine scientists. Interviews followed a semi-structured format,
eight were carried out face-to-face and six carried out over the
phone from April–December, 2011. The average length of each
interview was about 50 min. Typical questions included: can
MPAs play a role in fisheries management in the UK? Do MPAs
need conservation objectives? Should we designate MPAs when
5
there is uncertainty in the underlying data? Will MPAs have any
benefits to fishermen? All interviews were recorded and then
transcribed. In this article the verbatim words of the interviewee
are used. In addition to the planned key informant interviews,
informal conversations with MPA scientists and practitioners
were undertaken at an international MPA conference in Bergen,
April 2011 and at local stakeholder meetings for planning England’s North Sea marine conservation zones (MCZs5). Only broad
stakeholder categories (e.g. marine ecologist, fisheries scientist,
civil servant, environmentalist etc) were used to identify interview data. Secondary data sources that were used in writing this
article included Fishing News the main weekly newspaper for the
UK’s fishing industry, excerpts from the peer-reviewed and grey
scientific literature, meeting minutes, and Hansard (the edited
verbatim report of proceedings of the UK parliament’s House of
Commons and House of Lords) sourced from the internet.
4. Application of the three network theories to MPA sciencepolicy relations
This section examines the role science and scientists have had
in shaping international and UK policy on MPAs through the three
policy network theories previously explained.
4.1. Epistemic communities
Evidence of an epistemic community in the MPA debate
includes the fact that in getting provisions for MPAs written into
international regimes and agreements, leading roles were taken
by a group of like-minded individuals in UNEP, FAO, IUCN,
secretariat members of current regimes, marine scientists, and
MPA planners and managers [24–26]. This network of marine
experts can be regarded as an epistemic community, in that it was
united in its recognition of the excellence of the MPA as an
approach to protect biodiversity and conserve essential ecosystem functions [27], with the aim of systematically protecting
representative6 habitats across each of the major marine provinces. The policy recommendations of this epistemic community
have been extensive: a number of guidelines and best practices
have been provided by academics, NGOs, and individual governments for the planning, development, management and evaluation of such an MPA network [25,28,29]. Initial analysis suggests
that the effects of this network of experts were strongest in the
USA because a high proportion of its actors originated there, with
many having influence on federal policy to designate an MPA
network [30]. However as the social network expanded, and as
experts from other countries became involved and subsequently
integrated into advisory committees in their own governments,
the domestic policies of these countries have begun to reflect the
policies of the initial group of experts, i.e. through designing
networks of MPAs to conserve nature by adopting ecological
criteria [31,32]. This is reflected in the UK through the adoption
of Natural England’s (England’s statutory conservation agency)
Ecological Network Guidance [33].
Normative elements in the MPA epistemic community are
revealed in the mismatch between the (sometimes light) weight
5
MCZs means Marine Conservation Zones, and is the nomenclature used by
the UK government to denote MPAs created under the Marine Conservation and
Access Act 2009.
6
Stevens (2002) says ‘‘representativeness’’ means that a sample of each
habitat occurring in the area under consideration should be included in a MPA,
though he points out that this implies, controversially, that each habitat type has
an intrinsic functional position in marine ecosystems and thus has intrinsic
conservation value irrespective of characteristics such as diversity, uniqueness,
and endangered species habitat [80].
6
A.J. Caveen et al. / Marine Policy 37 (2013) 3–10
of the empirical science that has been produced to justify MPAs,
and the (consistently heavy) emphasis of the officially recognised
use of the MPA as an approach to conserve marine biodiversity.
A large amount of the natural science literature has focused on
the use of MPAs (primarily MRs) in a fisheries management
context to protect economically valuable fish species, rather than
as a tool to conserve wider marine biodiversity and threatened
species [34]. This is significant as it suggests that many scientists
have been preoccupied with gaining evidence for the fisheries
benefits of MRs at the expense of evidence on the impacts
different types and intensity of fishing have on different habitats
and species. For example, in the UK, the National Federation of
Fishermen’s Organisations (NFFO) has voiced its concerns on the
evidence for planning MCZs, suggesting that as things stand
currently, decision makers do not have reasonable confidence in
whether management measures will have their desired ecological
effect [35].
In a fisheries context there is sound evidence that MPAs/MRs
are a useful at protecting fish associated with tropical and warm
temperate reefs where most fish species are site-attached
[36–38], however, their efficacy in cold temperate waters is more
uncertain [38–40]. Equally, while MPAs are acknowledged to have
fisheries benefits when they are used to protect ‘critical fish
habitat’ (e.g. habitat that plays an important role in the health of
the stock, such as nursery grounds that provide shelter to
juveniles and spawning adults [41]), their wider use as a general
tool to allow fish stocks to recover is much in dispute. Therefore,
it is not self-evident from the science why MPAs should follow as
the policy instrument of choice over more traditional fisheries
management tools (e.g. total allowable catches, days at sea) in the
conservation of the more mobile fish species [40] typically found
in UK waters. Significantly, in international legislation only the
WSSD makes provisions for the use of MPAs7 in a fisheries
context, and even then only to protect nursery grounds [41]. So
arguments that MPAs are legitimate tools for fisheries conservation are highly dependent on local ecological (e.g. what are the
localised movement patterns of fish?) and social (e.g. how will
fishermen behave after the MPA has been established?) factors
[42], and when this evidence is lacking such arguments may be
based more on subjective preferences for closed areas over other
management tools than on empirical proof of their efficacy.
4.2. Advocacy coalitions
Evidence of advocacy coalitions for and against MPAs is found
in the highly coordinated networking that has occurred within
both the global environmental movement (e.g. IUCN, WWF, PEW
trusts) and the opposed (if much weaker) networking in the
global fishing industry manifested in the International Coalition
of Fisheries Associations (ICFA) which met on 13–14th November,
2007 to identify and address issues of common interest in
international fisheries and called on their governments to recognise the limitation of MPAs as a fish stock protection measure.
The increasing designation of MPAs [43,44] seems in part to
reflect the efforts of the pro-MPA international advocacy coalition
consisting of environmental groups, NGOs, and conservation
biologists, to significantly increase the area of protected marine
habitat [45]. Several calls by major environmental groups to
protect certain percentages of the ocean are well known—for
instance, the IUCN’s recommendation for 20–30% to be protected,
and the Marine Conservation Biology Institute’s call for 20% of the
7
Notably referred to as ‘closed areas’. One delegate raised this issue at a
conference in Bergen 2011 suggesting that this term (rather than marine
protected area) is less politically contentious in fisheries management.
world’s seas to be protected from threats by 2020. Such percentage targets have also been incorporated into the CBD which
advocates ‘‘at least 10% of each of the world’s marine and coastal
ecological regions to be effectively conserved’’ by 2010 [46],
though clearly this has not been achieved, since the current
percentage is around 1% [43]. Other examples of the effects of
the advocacy coalition are the Pew Environmental Trust’s global
ocean legacy scheme that aims to establish a worldwide system of
very large ( 4300,000 km2) no-take MRs, four of which have now
been established. The Partnership for Interdisciplinary Studies of
Coastal Oceans (PISCO) also runs a campaign for MRs, producing a
series of educational booklets showcasing their ecological effects.
In the UK, the Marine and Coastal Access Act (2009) has given
government the power to establish networks of marine conservation zones (MCZs). In writing the Act and carrying out its
obligations in designating MCZs, the policy community was
composed of central government (comprising bureaucrats, politicians, and statutory advisers), plus two advocacy coalitions, one
comprising environmentalists (including the Marine Conservation
Society) (MCS), the Friends of the Earth Marine Group (Marinet),
the Wildlife Trust, WWF, RSPB, Natural England, and committed
scientists; and the other comprising the fishing industry (mainly
the MPA Fishing Coalition, headed by Dr Stephen Lockwood, an
ex-CEFAS fisheries scientist, established in January 2010 to
scrutinise the scientific basis for designating a UK network of
marine conservation zones). The pro-MPA advocacy coalition
pressed the scientific credentials of MPAs, while the fishing
industry’s advocacy coalition criticised the policy recommendations of the environmentalists, pointing to the ecological impacts
and socioeconomic costs of the displacement of fishing effort after
an MPA is established [35].
Normative elements in the pro-MPA advocacy coalition are
revealed, first, in the fact that the 10% target adopted by the CBD
was political rather than scientific. To paraphrase one senior
marine conservation scientist.
‘‘We were originally considering 5% as this was more realistic,
however we settled on 10% as the 5% target was thought to be
too small to encourage government action’’.
Second, the targets set for fisheries conservation have been
equally variable. The US Plan Development Team (2002) recommended that a minimum of 20% of the southern Atlantic coast of
the United States should be included in MRs on the basis that it
would protect 20% of the spawning biomass, a threshold below
which stocks were likely to collapse [41,47]. Several authors
argue that 10–50% (modal value of 30%) of the ocean should be
designated as MRs to sustain fisheries [48–52]. But Agardy et al.
(2003) pointed out that the 20–30% ‘rule of thumb’ has originated
from modelling studies that have principally focused on coral
reefs [53], while a fisheries scientist, asked about the scientific
basis for such percentage targets, said that
‘‘5,10 or 20% is a subject we could debate, I have an open mind,
and I don’t want to see the marine ecosystem messed up.
However when we start suggesting that such figures emerge
from science I think this extreme hubris as it implies we know
everything when in fact we don’t.’’
Third, it could be argued that campaigns run specifically for
MRs—for instance, by MCS and Marinet in the UK—have their
origins in the science literature and when one environmental
lobbyist was asked why they believe MRs are the only effective
management tool, the response was
‘‘because the science says so’’.
A.J. Caveen et al. / Marine Policy 37 (2013) 3–10
Indeed many eminent marine conservation scientists and
ecologists have become involved in advocacy for MRs [7,54,55],
nevertheless, advocacy for the universal designation of MRs on
the premise that they will have net benefits to fisheries is highly
controversial, and some commentators argue that such advocacy
is based on very limited empirical science [56]. Claims that are
generally regarded to be strongly supported by evidence (such as
MRs increasing fish abundance and biomass) have their origins in
data collected from very specific habitats, namely coral and rocky
reefs [38]. The argument for ‘spillover’ that there is a net movement of fish across MR boundaries to exceed the lost catches of
fishermen [57] is widely cited both in the scientific literature
[58,59], and certain policy discourses (see Section 4.3), but it is
highly dependent on the type of habitat (e.g. coral/rocky reefs),
layout of habitat [60], mobility [61,62] and life-history [63,64] of
the species in question. Additionally, rigorous scientific testing for
spillover has rarely been achieved.
Fourth, some authors suggest that the underlying thrust of
advocacy for MRs is less the science than the preservationist
value-system held by some advocacy scientists [65,66] which has
confused the fact-value distinction that science strives to maintain [65]. For example, the assumption by some scientists that
fully protected ecosystems (through designating MRs) will have
the greatest range of benefits is presented as scientific fact in two
statements from the Scientific Consensus Statement on Marine
Reserves and Marine Protected Areas [7]:
‘‘Full protection is critical to achieve this full range of benefits
(i.e. rapid increases in abundance, diversity and productivity of
marine organisms etc). MPAs do not provide the same benefits
as MRs (therefore); existing scientific information justifies the
immediate application of fully protected marine reserves.’’
However, the term ‘benefits’ is value-laden, and hides the fact
that MRs cause some disbenefits or challenges to groups such as
fishers. So the above statement contains an implicit valuejudgement that conservation benefits outweigh fishers’ disbenefits. This is a normative, not a scientific, claim, and raises the
question of whether it is acceptable for scientists to couch their
policy arguments purely within the medium of scientific parlance,
without explicitly stating their underlying environmental values
[8,67] which have influenced their intention of achieving a certain
policy outcome8. Indeed, one fisheries scientist made the following comment
‘‘that members of these campaigns for MRs/MPAs have sometimes betrayed their lack of scientific objectivity in the wording of their reports; i.e. that an activity is causing damage, a
value-judgement, rather than fishing has caused a habitat to
change, a scientific fact.’’
No such reservations were expressed by one environmental
lobbyist who welcomed scientists becoming involved with their
campaigns
‘‘by adding academic knowledge, research and persona to their
campaigns, it adds profile and gains publicity; it essentially
gives it a bit of kudos at the end of the day’’
But such blatant scientific advocacy for MRs may damage
constructive policy dialogue between environmentalists, fishermen and policy brokers in that it makes MPA designations seem
to fishers and communities to be motivated by preservationist
concerns [66]. For example, in the UK planning process for MCZs,
the initial calls for fully protected marine reserves by certain
8
issue.
There was a debate in Conservation Biology (2006) volume 20(3), on this
7
environmentalists (partly because they believed science justified
their policy preference), may have increased the fishing industry’s
scepticism of the impartiality of scientists involved in the process
This widespread advocacy for MRs by some environmental groups
may also contribute to fishermen’s perception of the MPA as an
area where all fishing is banned rather than as an area that
restricts the access of certain users to achieve biodiversity
objectives, and such a perception could delay the implementation
of MPAs in places where a strong argument could be made for
their designation.
4.3. Discourse coalitions
Evidence of discourse coalitions in the MPA debate can be
found in the further confusion of the boundary between science
and values. Indeed, it could be argued that the drive to establish
MPAs is not so much to do with the scientific evidence per se as
with the way in which people conceptualise marine ecosystems
[68] and the underlying value priorities that shape their views of
the condition in which they would like the marine environment
to be [69,70]. There are three interpretations of MPAs that the
discourse coalition approach has produced (Table 2), listed below
in order of intensity of support for MPAs, beginning with the most
intense (Table 2).
4.3.1. Marine reserves now9(MRN)
MPAs are conceptualised by this discursive interpretation like
terrestrial nature reserves—i.e. where all commercial activity
such as fishing is prohibited. To quote one environmental lobbyist
‘‘well, the term marine protected area gets used in a number of
different ways depending on who you talk to. We don’t really
use the term MPA but marine reserve (MR), in the same way a
nature reserve on land, so you have a marine reserve on the
sea. That’s the nomenclature we usey Because if you take a
nature reserve on the land, a nature reserve is not going to
have commercial activities taking place inside it.’’
At the heart of this discursive interpretation is a storyline that
documents the decline in the productivity and perceived quality
of marine ecosystems, and predicts catastrophic fisheries collapse
[3,71–73]10 and food insecurity [74]. In this narrative, catch and
effort restrictions are not working, and areas permanently closed
to fishing are essential to allow fish stocks to rebuild [74–78]11.
A member of the House of Lords said that ‘‘the primary purpose of
MCZs is to ensure the conservation of our fish stocks12 so that
they can develop and rebuild after centuries of depredation by
many the fish stock that is built up successfully within the
marine reserve area will spread out beyond that and provide
happy hunting ground for fishers. It is natural that this should
happen and I do not deny that it will happen [79].’’
Such a storyline has been picked up in the media13, implying
that fish stocks are in crisis, and are in dire need of the protection
which only MPAs can provide. A fisheries industry opponent of
MRs attacked this discourse as fundamentally misconceived
‘‘the Marine Bill was very much promoted on terms of well,
fish stocks are crashing, there’s a lack of regulation, marine
9
Also the name of the campaign for marine reserves run by the Marine
Conservation Society (MCS) and the Cooperative group.
10
Though such claims have been generally refuted by the wider scientific
community.
11
Also see the recommendations made by the RCEP report ‘Turning the Tide’
that marine reserves should be created to protect 30% of the seas around the UK
from the environmental impacts of fishing.
12
Which is officially not true.
13
E.g. BBC News article ‘Only 50 years left for sea fish’ (02/11/2006).
8
A.J. Caveen et al. / Marine Policy 37 (2013) 3–10
Table 2
Summary of the major characteristics of the three discourses.
Marine reserves now (MRN)
No trawling (NT)
Spatial planning (SP)
Understanding of an MPA
An area where no commercial
activity takes place
An area where no trawling takes
place
Any area that has a greater degree of
protection than the surrounding sea.
Includes seasonal closures
Objectives of MPAs
To conserve the ecosystem
For the conservation and
restoration of impacted habitats
with fishing benefits assumed to
follow
To establish MCZs where objectives require
them
MPAs as a fisheries
management tool
MRs should be a central
management tool (i.e. all fishing
banned over 30% of the North
Sea). Only then will stocks
recover
Trawling must be limited
through MPAs to allow seabed to
recover
Not a significant tool. Though MPAs may be
useful in protecting spawning and nursery
grounds. Also used as an emergency tool to
reduce fishing mortality
Story lines
Ecosystem collapse. Widespread overfishing. Food
insecurity. Spillover benefits
Undesirable ecosystem change
caused by human activity
(principally fishing). Shifting
baselines. Spillover benefits
Ecosystem change (though natural as much
as human). Stocks can recover to MSY
without having to damage the economic
interests of the fishing industry. The
designation of MPAs will cause
displacement. Ecosystems are dynamic
Adherents
More radical members of the
green lobby
Green lobby, some scientists,
some static gear fishermen
The fishing industry, some scientists
Salience of MPAs on
overarching policy agenda
High
High
Low (emphasis on CFP reform and process of
governance)
Extent of value-laden language
High. Strong conflation between
the positive and normative
Medium
Negligible
View of science-policy-role of
science?
Linear model (administrative
rationalism?). Science should
lead decisions. The science says
that MRs are the best tool
Linear model. Decisions should
be based on science, though the
designation of MPAs may just be
the right thing to do (though this
is not often made clear).
Stakeholder model (democratic
pragmatism?). Robust evidence should
inform decisions, though need to take socioeconomic impacts into account
Uncertainty
MRs should be designated on the
basis of the precautionary
principle in addition to their
scientific benefits
Stop all trawling in a designated
MCZ regardless of what type of
habitat exists
Stop fishing where we know a habitat
feature exists that is likely to be susceptible
to disturbance
Criticisms from opposing
discourses
Highly subjective, tendency to
‘dress’ dialogue up in scientific
terminology, very emotive,
scientifically flawed
Science-policy boundary blurred
particularly with respect to
conservation objectives
Downplays the historic impact of fishing on
the ecosystem, and lack of willingness to
establish areas where trawling is completely
banned due to lack of evidence
conservation zones (MCZs) are the solution, and none of those
propositions are correct; I think that they’ve jumped the gun
because of this moral panic that was about saving the marine
environment, you’ve got to do it, you’ve got to do it now, don’t
wait another minute. Whereas MCZs should have fitted neatly
into marine spatial planning, it is the only way that really
makes any sense, whereas it is all out of synchrony, so I think
that is a big messy’’
However, adherents of this discourse suggest that current
policy in the UK privileges commercial interests over conservation of the environment, one environmental lobbyist saying that
‘‘the Department for the Environment, Food and Rural Affairs’
respect for socio-economic elements exceeded in our view the
responsibility to future generations in ensuring a wholesome
environment in our seas’’.
including drift nets and shellfish pots, is acceptable. To quote
one senior marine conservation scientist
‘‘the most damaging gears for my money are dredging and
trawling and they’ve done immense harm both to the sustainability of the stocks that they catch but also the habitats that
those stocks occupy so I think we need to shrink the footprint of these mobile fishing gears by a lot and there are
conservation benefits to be had from static gear only areasy
but for me an MCZ that doesn’t protect against mobile gears is
not worth having, it will just be a paper park.’’
The main actors who are associated with this interpretation
are ENGOs, some marine scientists, static gear fishermen, and
until recently the SCAs. A civil servant also expressed sympathy
with this discourse
At both the international and national level, the main actors
who are associated with this interpretation are politicians, major
ENGOs, local environmental groups, journalists, and celebrities.
‘‘it doesn’t take an awful lot of scientific evidence to be able to
say sea bed trawlers are trashing the environment, unless we
protect some of the environment there is going to be nothing
left.’’
4.3.2. No trawling (NT)
In this second discourse, MPAs are considered to be areas
where no mobile fishing gears can be used, but static gear,
4.3.3. Spatial planning (SP)
In this third discourse, MPAs are viewed as part of a wider
strategy of spatial planning in the marine environment. On this
A.J. Caveen et al. / Marine Policy 37 (2013) 3–10
view, an MPA, is to quote one fisheries scientist who recited
IUCN’s definition
‘‘any defined area within or adjacent to the marine environment,
which has been reserved by legislation or other effective means,
with the effect that its marine and/or coastal biodiversity enjoys
a higher level of protection than its surroundings.’’
Under this definition, MPAs are tools to be designated for
specific purposes and at specific times when the need arises—e.g.
to protect spawning stocks of commercial fish. So MPAs are
viewed as merely one of a suite of tools that could potentially
be applied to improve the state of commercial fish stocks. As a
fishing industry spokesperson put it
‘‘I don’t think MCZs are a very significant tool in the toolbox in
terms of improving commercial fish stocks. I think that there
may be some incidental benefit or indeed disadvantage, but I
think it will be marginal, the main tools in the toolbox are long
term management plans, harvest control rules, technical
measures, the size of the fleet, the capacity deployed, the total
allowable catches, all of those have got a much more direct
effect I think on fisheries management.’’
Moreover, in this view, the use of MPAs should be flexible—
even allowing trawling where appropriate. One fisheries scientist
adherent said that
‘‘on highly mobile sediment, the evidence of beam trawling
disappears within days, and even on stable substratum does
not necessarily mean trawling will cause irreparable damagey’’
though he also said that he
‘‘would not defend the indefensible, if scallop dredging will
knock 9-bells out of a feature I would not hesitate to recommend such an activity being restricted’’.
So, on this interpretation, rather than taking the representative
network approach which attaches equal importance to each
habitat [80], sites that are known to be sensitive to fishing should
be prioritised for protection. There is some evidence that the SP
discourse may have increased its sway in the debate, much to the
disappointment of adherents of the MRN discourse, since it is now
unlikely that substantial areas will be designated as no-take
MRs14, which MRN adherents claim is necessary to allow the
recovery of UK seas. The main adherents of this third discourse
are a significant fraction of the fishing industry and some fisheries
scientists.
4.3.4. Overview of the three discourse coalitions
Normative elements vary across the three discourses: strong in
MRN; medium in NT; and weak in SP (Table 2). In the MRN
discourse, the argument for MRs is based less on hard evidence
than on the precautionary principle and perhaps a moral commitment to marine restoration. In the NT discourse, scientific
evidence provides some support for banning trawling, if current
trawling were shifted from sensitive to less sensitive habitats it is
predicted that there would be an increase in benthic invertebrate
production (though this may have some impact on the catches of
fishermen) [81,82]—but the calls for a blanket ban on trawling in
all MCZs may partly be based on subjective aversion to scarification of the seabed by many environmentalists. In the SP discourse,
reliance is placed on scientific evidence to demonstrate where
particular fishing methods do not damage the habitat, though
14
Though a small proportion of the MCZ-network has been designated as
reference areas (which are essentially no-take MRs).
9
there is also some emotional opposition to the precautionary
principle.
5. Conclusion
Three policy networks have emerged through which scientists
and others have contributed to the development of MPA
policy—epistemic community; advocacy coalition; and discourse
coalition. and addressing two questions. How has each network
influenced the MPA issue and have these networks based their
arguments for MPAs on science alone? The epistemic community,
which is the most ‘scientific’ network and the most united in
favour of MPAs, has had most influence, communicating directly
with policy makers sometimes as official advisors; the pro-MPA
advocacy coalition, which contains a minority of scientists but
many ENGOs, is opposed by an anti-MPA advocacy coalition,
which has blunted its influence on MPA policy makers; and the
pro-MPA discourse coalition, which contains very few scientists,
and is opposed by a strong industry and fisheries-dependent
community anti-MPA discourse coalition, has operated through
ENGOs and the media with comparatively little influence on
policy makers. The epistemic community, while generally committed to scientific evidence-based stances, betrays signs of
normative assumptions over the benefits of MPAs to fisheries;
the advocacy coalition has a more extensive normative basis as is
indicated by its adoption of an arbitrary percentage for an MPA
network and its value-laden definition of benefits of MPAs; and
the pro-MPA discourse coalition contains mainly normative
arguments. The implication of these findings is that we should
not accept at face value claims that MPAs are supported by
science. The scientific evidence for MPAs is limited and patchy,
and many normative assumptions lie below the surface in many
of the so-called ‘scientific’ arguments.
Acknowledgements
Alex Caveen would like to thank NERC-ESRC for financial
support during his research, and all interviewees for kindly
sharing their views. Also special thanks to Ms Estelle Jones for
looking over an initial version of the draft, the very useful
suggestions of two anonymous reviewers and Julie Urquhart.
References
[1] Garcia SM, Rosenberg AA. Food security and marine capture fisheries:
characteristics, trends, drivers and future perspectives. Philos Trans R Soc B
2010;365:2869–2880.
[2] Sala E, Knowlton N. Global marine biodiversity trends. Annu Rev Environ
Resour 2006;31:93–122.
[3] Worm B, et al. Impacts of biodiversity loss on ocean ecosystem services.
Science 2006;314(5800):787–790.
[4] Clark CW. Marine reserves and the precautionary management of fisheries.
Ecol Appl 1996;6(2):369–370.
[5] Attwood CG, et al. Review of the state of marine protected areas in South
Africa. S Afr J Mar Sci (Suid-Afrikaanse Tydskrif Vir Seewetenskap) 1997;18:
341–367.
[6] Wood LJ. MPA Global: a database of the world’s marine protected areas. Sea
around us project; 2007. o www.mpaglobal.org4 .
[7] NCEAS. Scientific consensus statement on marine reserves and marine
protected areas. Annual meeting for the American association for the
advancement of the sciences, 17 February 2001.
[8] Pielke Jr RA. The honest broker: making sense of science in policy and politics.
Cambridge: Cambridge University Press; 2007.
[9] Haas PM. Do regimes matter-epistemic communities and mediterranean
pollution-control. Int Organiz 1989;43(3):377–403.
[10] Sabatier PA. An advocacy coalition framework of policy change and the role
of policy-orientated learning therein. Policy Sci 1988;21(2–3):129–168.
[11] Hajer M. Discourse coalitions and the institutionalisation of practice: the case
of acid rain in Britain. In: Fischer F, Forester J, editors. The argumentative turn
in policy analysis and planning. London: UCL Press; 1993.
10
A.J. Caveen et al. / Marine Policy 37 (2013) 3–10
[12] Haas PM. Epistemic communities and international policy coordinationintroduction. Int Organiz 1992;46(1):1–35.
[13] Krasner SD. International regimes. Ithaca, NY: Cornell University Press; 1983.
[14] Haas PM. Policy responses to stratospheric ozone depletion. Global Environ
Change 1991;1(3):224–234.
[15] Haas PM. Banning chlorofluorocarbons-epistemic community efforts to
protect stratospheric ozone. Int Organiz 1992;46(1):187–224.
[16] Keck M, Sikkink K. Activists beyond borders: advocacy networks in international politics. Ithaca, NY: Cornell University Press; 1998.
[17] Sabatier PA. The advocacy coalition framework: revisions and relevance for
Europe. J Eur Public Policy 1998;5(1):98–130.
[18] Weible CM, Sabatier PA. Comparing policy networks: marine protected areas
in California. Policy Stud J 2005;33(2):181–201.
[19] Stone D. Introduction: global knowledge and advocacy networks. Global
Networks 2002;2(1):1–11.
[20] Schlager E. Policy-making and collective action- defining coalitions within
the advocacy coalition framework. Policy Sci 1995;28(3):243–270.
[21] Dryzek JS. The politics of the earth: environmental discourses. Oxford
University Press; 1997.
[22] Bulkeley H. Discourse coalitions and the Australian climate change policy
network. Environ Plann C 2000;18(6):727–748.
[23] Fischer F. Reframing public policy.Discursive politics and deliberative Practices. Oxford: Oxford University Press; 2003.
[24] Kelleher G, Kenchington R. Guidelines for establishing marine protected
areas. IUCN; 1991.
[25] Salm RV, et al. Marine and coastal protected areas: a guide for planners and
managers. 3rd ed. Washington, DC: IUCN; 2000.
[26] IUCN. Establishing resilient marine protected area networks-making it
happen. 2008.
[27] Toropova C et al. Global ocean protection: present status and future
possibilities. Brest, France: Agence des aires marines protégées. Gland,
Switzerland, Washington, DC and New York, USA: IUCN WCP. 2011.
[28] Kelleher Graeme. Guidelines for marine protected areas. Best practice
protected area guidelines series 1999;3:1-107.
[29] Pomeroy RS et al. How is your MPA doing? A guidebook of natural and social
indicators for evaluating marine protected area management effectiveness.
How is your MPA doing? IUCN. 2004. p. 1–215.
[30] NOAA. Framework for the national system of marine protected areas of the
United States of America. 2008.
[31] Ardron JA. The challenge of assessing whether the OSPAR network of marine
protected areas is ecologically coherent. Hydrobiologia 2008;606:45–53.
[32] Roberts CM, et al. Application of ecological criteria in selecting marine
reserves and developing reserve networks. Ecol Appl 2003;13(1):S215–S228.
[33] Ashworth J. et al. Delivering the marine protected area network: ecological
network guidance to regional stakeholder groups on identifying. Marine
conservation zones. 2010.
[34] Edgar G. Does the global network of marine protected areas provide an
adequate safety net for marine biodiversity? Aquat Conserv-Mar Freshwater
Ecosyst 2011;21:313–316.
[35] NFFO. MCZs: the opposite of the big society. 2012, /www.nffo.org.uk/news/
mczs.htmlS.
[36] Russ GR, et al. Marine reserve benefits local fisheries. Ecol Appl 2004;14(2):
597–606.
[37] Goni R, et al. Net contribution of spillover from a marine reserve to fishery
catches. Ma Ecol Prog Ser 2010;400:233–243.
[38] Caveen AJ, et al. Are the scientific foundations of temperate marine reserves
too warm and hard? Environ Conserv 2012;39(3):1–5.
[39] Sale PF, et al. Critical science gaps impede use of no-take fishery reserves.
Trends Ecol Evol 2005;20(2):74–80.
[40] Hilborn R, et al. When can marine reserves improve fisheries management?
Ocean Coast Manage 2004;47(3–4):197–205.
[41] Guenette S, et al. Marine reserves: from Beverton and Holt to the present.
Rev Fish Biol Fish 1998;8(3):251–272.
[42] Mascia MB, et al. Impacts of marine protected areas on fishing communities.
Conserv Biol 2010;24(5):1424–1429.
[43] Spalding M, et al. The 10% target: where do we stand? In: Toropova C,
Meliane I, Laffoley D, Matthews E, Spalding M, editors. Global ocean
protection: present status and future possibilities. Brest, France: Agence
des aires marines protégées. Gland, Switzerland, Washington, DC and
New York, USA: IUCN WCP; 2011.
[44] Wood LJ, et al. Assessing progress towards global marine protection targets:
shortfalls in information and action. Oryx 2008;42(3):340–351.
[45] Sanchirico JN, Wilen JE. A bioeconomic model of marine reserve creation.
J Environ Econ Manage 2001;42(3):257–276.
[46] UNEP. Conference of the parties to the convention of biological diversity
(COP9) Decision IX/20: marine and coastal biodiversity. 2008.
[47] PDT. The potential of marine fishery reserves for reef fish management in the
US Southern Atlantic.1990. 40 pp.
[48] Ballantine WJ. Marine reserves—the need for networks. N Z J Mar Freshwater
Res 1991;25(1):115–116.
[49] Dayton PK, et al. Environmental-effects of marine fishing. Aquat ConservMar
Freshwater Ecosyst 1995;5(3):205–232.
[50] Gell FR, Roberts CM. Benefits beyond boundaries: the fishery effects of
marine reserves. Trends Ecol Evol 2003;18(9):448–455.
[51] Nowlis JS, Roberts CM. Fisheries benefits and optimal design of marine
reserves. Fishery Bull 1999;97(3):604–616.
[52] Kendall MS, et al. The influence of bottom type and shelf position on
biodiversity of tropical fish inside a recently enlarged marine reserve. Aquat
Conserv-Mar Freshwater Ecosyst 2004;14(2):113–132.
[53] Bohnsack JA et al. A rationale for minimum 20–30% no-take protection.
Proceedings of the 9th international coral reef symposium. Bali, Indonesia;
2000.
[54] Roberts CM. European scientists consensus statement on marine reserves.
2007.
[55] NSW AMSA. Position statement on marine protected areas and no-take
marine sanctuaries. 2008.
[56] Willis TJ, et al. Burdens of evidence and the benefits of marine reserves:
putting descartes before des horse? Environ Conserv 2003;30(2):97–103.
[57] Lizaso JLS, et al. Density dependence in marine protected populations:
a review. Environ Conserv 2000;27(2):144–158.
[58] Roberts CM, et al. Effects of marine reserves on adjacent fisheries. Science
2001;294(5548):1920–1923.
[59] Russ GR, Alcala AC. Do marine reserves export adult fish biomass? Evidence
from Apo island, central Philippines Mar Ecol Prog Ser 1996;132(1–3):1–9.
[60] Freeman DJ, et al. Habitat patches that cross marine reserve boundaries:
consequences for the lobster Jasus edwardsii. Mar Ecol Prog Ser 2009;388:
159–167.
[61] Shipp RL. A perspective on marine reserves as a fishery management tool.
Fisheries 2003;28(12):10–21.
[62] Willis TJ, et al. Protection of exploited fish in temperate regions: high density
and biomass of snapper Pagrus auratus (Sparidae) in northern New Zealand
marine reserves. J Appl Ecol 2003;40(2):214–227.
[63] Hutchings K, Griffiths MH. Life-history strategies of Umbrina robinsoni
(Sciaenidae) in warm-temperate and subtropical South African marine
reserves. Afr J Mar Sci 2010;32(1):37–53.
[64] Sumpton WD, Jackson S. Reproductive biology of snapper (Pagrus auratus) in
subtropical areas of its range and management implications of reproductive
differences with temperate populations. Asian Fish Sci 2010;23(2):194–207.
[65] Polunin NVC. Marine protected areas, fish and fisheries. In: Hart PJB,
Reynolds JD, editors. Handbook of fish biology and fisheries. Volume 2:
Fisheries. Blackwell Publishing; 2002. p. 293–318.
[66] Jones PJS. Marine protected area strategies: issues, divergences and the
search for middle ground. RevFish Biol Fish 2001;11(3):197–216.
[67] Schneider S.H. Science as a contact sport: the battle to save earth’s climate.
Nat Geog Soc. 2009.
[68] Gray TS, et al. New cod war of words: cod is god versus sod the cod—Two
opposed discourses on the North Sea Cod Recovery Programme. Fish Res
2008;93(1–2):1–7.
[69] Fanshawe S, et al. Restored top carnivores as detriments to the performance
of marine protected areas intended for fishery sustainability: a case study
with red abalones and sea otters. Conserv Biol 2003;17(1):273–283.
[70] Mee LD, et al. How good is good? Human values and Europe’s proposed
marine strategy directive Mar Pollut Bull 2008;56(2):187–204.
[71] Jackson JBC, et al. Historical overfishing and the recent collapse of coastal
ecosystems. Science 2001;293(5530):629–638.
[72] Lotze HK, et al. Depletion, degradation, and recovery potential of estuaries
and coastal seas. Science 2006;312(5781):1806–1809.
[73] Pauly D, et al. Fishing down marine food webs. Science 1998;279(5352):
860–863.
[74] Pauly D, et al. Towards sustainability in world fisheries. Nature 2002;
418(6898):689–695.
[75] Pauly D. On the need for a global network of large marine reserves. In:
Shipley JB, editor. Symposium on aquatic protected areas as fisheries
management tools. Quebec City, Canada: Amer Fisheries Soc; 2003. p. 63.
[76] Pauly D, et al. The future for fisheries. Science 2003;302(5649):1359–1361.
[77] Allison GW, et al. Marine reserves are necessary but not sufficient for marine
conservation. Ecol Appl 1998;8(1):S79–S92.
[78] Hilborn R. Reinterpreting the state of fisheries and their management.
Ecosystems 2007;10(8):1362–1369.
[79] Eden Lord. Speech in the House of Lords on the Marine and Coastal Access
Bill, Committee (6th Day), 12 March 2009. Columns 708–709.
[80] Stevens T. Rigor and representativeness in marine protected area design.
Coast Manage 2002;30(3):237–248.
[81] Hiddink JG, et al. Cumulative impacts of seabed trawl disturbance on benthic
biomass, production, and species richness in different habitats. Can J Fish
Aquat Sci 2006;63:721–736.
[82] Hiddink JG, et al. Assessing and predicting the relative ecological impacts of
disturbance on habitats with different sensitivities. J Appl Ecol 2007;44:
405–413.