Article
Hormonal and Neuromuscular Responses
to Breastfeeding: A Pilot Study
Biological Research for Nursing
2017, Vol. 19(4) 399-408
ª The Author(s) 2017
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DOI: 10.1177/1099800417697380
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Madalynn Neu, PhD, RN1, Zhaoxing Pan, PhD2, Ashley Haight, BS3,
Karen Fehringer, PhD, OTR/L4, and Katrina Maluf, PT, PhD5
Abstract
Objectives: Difficult breastfeeding in the first weeks after birth may result in muscle tension in infants and activation of the
maternal hypothalamic–pituitary–adrenal (HPA) axis and sympathetic nervous system (SNS). Our primary objective was to
examine the feasibility of collecting neuroendocrine markers of maternal HPA axis and SNS activation (salivary cortisol and
a-amylase [sAA]) and electromyographic (EMG) markers of infant distress during feeding in the first 2 weeks after birth. We also
examined the relationships of these indices to each other and to mother–infant interactive behaviors during feeding.
Methods: We recruited mothers in the postpartum unit of a teaching hospital and observed a feeding in the dyad’s home.
Cortisol and sAA were sampled before feeding, 10 min into feeding, at feeding end, and 20 min after feeding. Infant muscle activity
was recorded continuously with an EMG data logger. We used the Nursing Child Assessment Feeding Scale to measure mother–
infant interaction. Results: The 20 mothers reported no disruption to breastfeeding and no change in infant behavior due to
collection measures. Mean cortisol levels decreased significantly; there was no significant change in sAA levels. Relationships were
found between interactive behavior and trends in neuroendocrine biomarkers. Longer bursts of infant muscle activity were
associated with higher levels of maternal cortisol during feeding but not mother–infant interactive behaviors.
Conclusions: Maternal salivary biomarkers and their association with feeding behaviors can be a useful tool for clinical
longitudinal research beginning soon after birth. Infant EMG data may be useful for assessing maternal arousal.
Keywords
feeding, cortisol, a-amylase, electromyography, mother–infant interaction
Because feeding is one of the most frequent nurturing mother–
infant activities in the first months of life, early feeding is an
important way to establish mother–infant relationship patterns.
Studies have confirmed the importance of responsive mother–
infant interactions in development of emotion regulation, trust,
cognition, social competence, and secure attachment (Crockenberg, Leerkes, & Barrig, 2008; Kochanska et al., 2010).
Mother and infant cocreate their relationship through patterns of exchanges. Repeated interaction instructs each dyad
member to expect particular behaviors and adapt to the other
during subsequent interactions (Black & Aboud, 2011; Fogel,
2000). Sensitive maternal behavior during feeding includes
recognition of, and prompt response to, infant cues. Other
maternal behaviors such as securing position; smiling and
talking to the infant without overstimulating; and providing
opportunities for physical, emotional, and social learning
are considered adaptive and nurturing. Infants signal needs
and respond to mothers’ interactive behavior (Oxford &
Findlay, 2015). Although breastfeeding is reported to be
superior to formula feeding in promoting positive and
responsive mother–infant interaction (Bystrova et al.,
2009), difficulties can occur that inhibit achievement of
an optimal experience for mother and infant (Stuebe
et al., 2014; Yalcin & Kuskonmaz, 2011). Maternal and/
or infant inability to participate in responsive feeding interaction may result in problems such as increased duration of
infant crying, reduced maternal and infant sleep, persistent
feeding difficulty, and poor mother–infant interaction (Neu
et al., 2014; Yalcin & Kuskonmaz, 2011).
A variety of physiologic, demographic, and maternal emotional factors can influence early breastfeeding and mother–
infant interactional behavior. Research has recently identified
1
College of Nursing, University of Colorado Anschutz Medical Campus,
CO, USA
2
Department of Pediatrics, University of Colorado Anschutz Medical Campus,
CO, USA
3
School of Physical Therapy, University of Colorado, CO, USA
4
Colorado School of Public Health, University of Colorado Anschutz Medical
Campus, CO, USA
5
School of Exercise and Nutritional Sciences, San Diego State University,
CA, USA
Corresponding Author:
Madalynn Neu, PhD, RN, College of Nursing, University of Colorado, 13120 E.
19th Ave. Box C288-19, Aurora, CO 80045, USA.
Email: madalynn.neu@ucdenver.edu
400
700 genes that affect maternal bonding, postpartum depression,
social behaviors, nervous system developmental events, and
signaling pathways for prolactin, oxytocin (OT), endogenous
opioids, and steroid receptors (Gammie, Driessen, Zhao, Saul,
& Eisinger, 2016). b-endorphins (BEs) activate reward
centers in the brain, reducing stress and providing euphoric
feelings in the mother that initiate positive maternal feelings
and promote a desire for physical contact with the infant soon
after birth. Breastfeeding and the associated skin-to-skin contact continue to initiate release of BEs and the associated
rewarding maternal feelings (Bystrova et al., 2009; Sakala,
Romano, & Buckley, 2016).
Successful breastfeeding depends on the interaction of BEs,
prolactin, epinephrine, norepinephrine, OT, and cortisol.
Although moderate increases in epinephrine and norepinephrine assist the birth process, levels of these hormones decrease
after birth to allow maternal relaxation and promote calm interaction with the infant (Hillman, Kallapur, & Jobe, 2012). Adequate prolactin levels are necessary for milk production and
continuation of breastfeeding (Sakala et al., 2016). In addition,
the neuropeptide OT is associated with maternal sensitivity,
responsiveness, recognition of emotions and mood of the
infant, and breastfeeding (Feldman, 2012; MacKinnon et al.,
2014). While the interaction of optimal levels of these factors
promotes successful breastfeeding, when they are out of balance, breastfeeding can be negatively impacted. For instance,
adequate cortisol levels are necessary to stimulate prolactin,
but excess cortisol inhibits prolactin production and thus lowers milk supply (Sakala et al., 2016).
The demographic factors of cultural customs and socioeconomic status often influence the choice to breastfeed (Jones,
Power, Queenan, & Schulkin, 2015). Maternal emotional status, such as symptoms of depression or anxiety, also affects
breastfeeding success (Stuebe et al., 2014). Abnormal breast
shape or mammary tissues, polycystic ovary disease, and obesity are other obstacles to breastfeeding (Marasco, 2014;
Stuebe et al., 2014).
Investigating the myriad factors that negatively affect
breastfeeding was well beyond the scope of the present study,
however. Instead, we chose to use measures that can be
obtained in saliva (cortisol and a-amylase) and thus would be
less invasive than blood samples in order to collect information
on maternal arousal during breastfeeding, which is associated
with mother–infant interactional feeding behavior. Although
the literature shows that OT interacts with cortisol to lower
stress in women without depression, and the hormone is important in facilitating maternal nurturing behaviors (Cox et al.,
2015; Feldman, 2012), we did not include measures of salivary
OT in the present study because of concerns about the reliability and validity of the measure (Horvat-Gordon, Granger,
Schwartz, Nelson, & Kivlighan, 2005).
Cortisol is the hormonal end product of the hypothalamic–
pituitary–adrenal (HPA) axis, and salivary cortisol is a valid
biomarker of HPA-axis function (Aardal & Holm, 1995). HPAaxis activation triggers a cascade that results in cortisol secretion,
which mobilizes energy in order to respond to real or perceived
Biological Research for Nursing 19(4)
threats. Salivary a-amylase (sAA) is an enzyme produced in
the acinar cells, which is an indirect biomarker of sympathetic nervous system (SNS) function (Nater & Rohleder,
2009). Reactivity of cortisol and/or sAA, or an increase or
decrease in the levels of the biomarker following exposure
to a stimulus, indicates sensitivity to that stimulus (Ji,
Negriff, Kim, & Susman, 2015).
Including both cortisol and sAA in studies is desirable
because they respond differently to various challenges (Laurent, Ablow, & Measelle, 2012). The stable-state diurnal sAA
pattern opposes that of cortisol, with sAA levels increasing
(Giesbrecht, Granger, Campbell, Kaplan, & the APrON Study
Team, 2012) and cortisol levels decreasing (Lupien & McEwen, 2009). sAA is rapidly activated, and increases may indicate either psychosocial stress or feelings of control, approach,
and positive mood. Conversely, increases in cortisol levels are
associated with negative affectivity, withdrawal, attachment
stress, and lack of control (Laurent et al., 2012).
Mothers who have difficulty breastfeeding their infants may
perceive rejection, inadequacy, and disapproval and may cease
to breastfeed (Zanardo et al., 2012). These feelings are associated with HPA-axis and SNS activations (Bosch et al., 2009;
Dickerson & Kemeny, 2004). Activation of HPA-axis and SNS
may lead to maternal withdrawal or hostility in interactions
with the infant (Laurent et al., 2012; Out, BakermansKranenburg, van Petit, & van Ijzendoorn, 2012). Infants frequently exposed to maternal withdrawal or hostility are at risk
for negative emotional arousal and self-regulatory disruption
(Crockenberg et al., 2008; Gerhold, Laucht, Texdorf, Schmidt,
& Esser, 2002; Mäntymaa et al., 2015).
Activation of the HPA axis and SNS, as evidenced by
increasing levels of cortisol and sAA, may be associated with
observed mother–infant behavior during feeding. Most
research on mother–infant interaction involving term infants
involve infants older than 3 months of age (Golik et al.,
2013; Karacetin, Demir, Erkan, Cokugras, & Sonmez, 2011;
Richter & Reck, 2013), which misses the critical period immediately following birth. Rapid changes in the dyadic relationship occur during this time, likely establishing interaction
patterns. Recognition of very early interactional difficulties
might allow for targeted interventions that can prevent subsequent serious problems. Thus, in the present study, we examined the feasibility of collecting and assessing maternal
salivary cortisol and sAA levels and their associations with
dyadic interactional feeding behavior in the first 2 weeks of
breastfeeding.
Infant physiologic arousal, whether low or high, likely also
plays an important role in the behavior of both the infant and
mother during breastfeeding. However, sAA is at low levels at
birth and is thus not a good indicator of SNS activity in the
early weeks of an infant’s life (Davis & Granger, 2009). In
addition, the collection of saliva for cortisol or sAA is not
possible while the infant is feeding. However, evaluation of
muscle tension using electromyography (EMG) may provide
an indirect measure of infant distress. Surface EMG has been
used previously in infants to detect pain, muscle movement,
401
Neu et al.
and muscle tension (Teulier, Ulrich, & Martin, 2012; Worley,
Fabrizi, Boyd, & Slater, 2012), yet it has not been evaluated as
a biomarker during infant feeding. Therefore, we assessed muscle tension during feedings as an indicator of infant psychophysiological distress.
Our primary objective in the present study was thus to
examine the feasibility of collecting neuroendocrine markers
of maternal HPA and SNS activation (salivary cortisol and
sAA) and EMG markers of infant distress during feeding in
the first 2 weeks after birth. We also examined the relationships
of these indices to each other and to mother–infant interactive
behaviors during feeding. Results will be helpful in planning
future longitudinal research.
Method
Setting and Sample
We recruited mother–infant dyads from the postpartum unit at
a hospital in the western United States for this descriptive
comparative study. Inclusion criteria for infants were term birth
(i.e., 38–42 weeks’ gestation) with Apgar scores of 7–10 at
1 min and 8–10 at 5 min and less than 4 days of hospitalization
after delivery (discharge policy of hospital). Inclusion criteria
for mothers were English-speaking and at least 18 years of age.
In this report, we include data only from mothers who were
breastfeeding. Exclusion criteria for infants were congenital
anomaly or small for gestational age (i.e., <10th percentile for
infants born at term). Mothers were excluded if they were
taking steroid medications or had a diagnosis of mental or
chronic physical illness. For correlation analysis, sample size
of 25 achieves 80% power to detect a difference of .52610
between the null hypothesis correlation of 0 and the alternative
hypothesis correlation of.52610 using a two-sided hypothesis
test with a significance level of .05.
Measures
Demographic Data. Recorded demographic data were age, ethnicity, gender of the infant, occupation and education of the
mother, vaginal birth or C-section, length of stay of the infant
in the hospital, medications taken in the last 24 hr, and type of
infant feeding (breast or formula).
Assessment of Mother–Child Interactive Behaviors. We used the
Nursing Child Assessment Feeding Scale (NCAFS) to evaluate
mother–child interaction during breastfeeding. The NCAFS is
an observational tool with four maternal subscales (Sensitivity
to Cues, Response to Distress, Social–Emotional Growth Fostering, and Cognitive Growth Fostering) and two infant subscales (Clarity of Cues and Responsiveness to Caregiver).
Maternal subscales combined comprise 50 items, covering
observable behaviors that describe maternal caregiving during
a feeding. Scores range from 0 to 50 for the maternal subscales
and from 0 to 26 for the infant subscales. Higher scores indicate
more optimal maternal or infant behaviors. The NCAFS is used
widely with infants from birth through 12 months of age. The
scale has adequate internal and test–retest reliability. Concurrent validity with Bradley and Caldwell’s Home Observation
for Measurement of the Environment Scale (1978) was r ¼ .48,
.36, and .54 with caregiver, child, and dyadic scores, respectively (Oxford & Findley, 2015). Oxford and Findley (2015)
published normative data for 853 dyads with infants 0–5
months of age.
Physiological Measures. We assayed saliva samples within 3
months of collection, processing all samples from a single
subject in the same assay. We used a commercial, expandedrange, high-sensitivity enzyme immunoassay kit (Salimetrics,
State College, PA) to determine salivary cortisol levels. The kit
detects cortisol levels in the range of 0.083–82.77 nmol/L
(0.003–3.0 mg/dl). We ran samples in duplicate and reported
the means. Inter- and intraassay coefficients of variability were
3.9% and 9.5%, respectively. To determine sAA levels, we
used a commercial kinetic assay kit (Salimetrics), running the
samples in duplicate and diluting them to a 1:200 ratio. Interand intraassay coefficients of variability for sAA were 4.0 and
11.1%, respectively.
We quantified muscle activity as the rate and duration of
bursts in the EMG signal throughout the feeding period. Our
primary EMG outcomes focused on the temporal characteristics of muscle activity because it is not possible to obtain a
reference contraction to compare the normalized amplitude of
muscle activity across infants. Less frequent and longer bursts
of muscle activity are typical of postural contractions and sustained muscle tension, whereas more frequent bursts of brief
muscle activity are typically observed during voluntary or
spontaneous movements. We quantified EMG bursts as Hunter
and Enoka (2003) previously described. Briefly, the EMG signal
was rectified and low-pass filtered at 2 Hz. The processed signal
was then differentiated to identify rapid changes in signal amplitude and divided by the average of the rectified EMG to account
for differences in absolute amplitude among infants. The start of
a burst was identified when the differentiated EMG signal
exceeded 5 standard deviations (SD) of the mean EMG during
a 30-s period of muscle rest; the end of a burst was identified as
the time at which the signal decreased most rapidly (i.e., most
negative value) before the start of the next burst. Individual
bursts were constrained to occur >2s apart, with a minimum
duration of 0.5s. Burst duration was calculated as the time
between the start and end of each identified burst, and the burst
rate was calculated as the number of bursts per minute.
Procedures
The institutional review board at a 600-bed university teaching
hospital in the western United States approved the study.
Nurses from the Clinical and Translational Research Center
(CTRC) at the recruitment hospital screened and approached
mothers in the postpartum unit within 24 hr after delivery. The
CTRC nurses explained the study to mothers who met the
eligibility criteria and obtained informed consent for mother
and infant. Enrollment lasted 3 months. A research assistant
402
(RA) telephoned each participating mother, explained the study
protocol in detail, and scheduled a feeding observation appointment. Because both salivary cortisol and sAA show measurable
levels between 11 a.m. and 1 p.m. (Nater & Rohleder, 2009),
we scheduled observations to fall within this window.
Feeding observations took place in the homes of the dyads
and most lasted approximately 20 min. The RA videotaped the
feeding observations for NCAFS scoring. Before videotaping,
the RA asked the mother to feed the infant as usual, except to
avoid watching television, texting, and/or having other children
in the room when possible. The RA also asked the mother to
refrain from talking to her (the RA) during the observation
except during saliva collection. We chose to videotape in the
dyad’s home, reasoning that the mother would be more comfortable with her new baby in her own home rather than in a
laboratory environment. However, we could not hide the camera from the mother. The RA tried to be as unobtrusive as
possible while videotaping at the same time insuring that the
faces and as much of the bodies as possible of the members of
the dyad were included. A certified NCAFS examiner later
reviewed and scored the videotape. The NCAFS often is scored
using video recordings, so the coder can stop the recording or
reverse to confirm behaviors. The examiner used the NCAFS
scoring sheets to note dyad behaviors.
The RA collected saliva from the mother (1) immediately
before the feeding, (2) 10 min after the feeding began, (3) when
the feeding ended, and (4) 20 min after the feeding ended. Peak
responses occur 20 and 10 min after a potential stressor for
cortisol and sAA, respectively (Engert et al., 2011). We chose
these time points for saliva collection to capture changes in
cortisol and sAA during the feeding. Mothers sat quietly holding the infant while waiting for the final saliva collection.
Mothers denied drinking caffeinated or alcoholic beverages
or exercising within 3 hr prior to the observation, smoking,
or consuming anything other than water for the hour prior; and
using medications except vitamins in the previous 24 hr (Granger,
Kivlighan, el-Sheikh, Gordis, & Stroud, 2007). To obtain saliva, mothers placed and kept a SalivaBio oral swab (SOS;
Salimetrics, Carlsbad, CA) under their tongues for 2 min. The
SOS filters large macromolecules and other particulate matter
from the sample. The RA placed each sample in the Salimetrics
collection tube and put the tube in an iced cooler. Within 2 hr
after the observation, samples were placed in a freezer at
20 C, where they stayed until assay.
The RA recorded infant muscle activity continuously
throughout each feeding session using surface EMG. Before
the feeding, the RA placed a concentric Ag/AgCl electrode
(1.6-cm diameter) on the skin overlying the anterior deltoid
of the infant’s arm that was facing away from the mother’s
body during feeding and a ground electrode on the infant’s
elbow. The RA secured electrodes with a Coban wrap to minimize movement artifacts in the EMG signal. EMG data were
sampled with a single-channel EMG data logger (micrEMG,
OT Bioelectronics, Torino, Italy) from the start to the end of the
feeding session, as defined by the mother, without interruption
during nonfeeding infant behaviors such as crying or sleeping.
Biological Research for Nursing 19(4)
Signals were amplified (980 V/V) and band-pass filtered (10–
500 Hz) prior to sampling (1,024 Hz) and stored on an internal
secure digital (SD) card for subsequent off-line processing. We
selected the microEMG device for ecological EMG monitoring
in the home because it is minimally obtrusive (22 g, 57 mm
37 mm 16 mm), inexpensive, and portable. Results from a
recent study indicate that the microEMG and the laboratorybased Telemyo 900 EMG system perform similarly, supporting
the use of the microEMG for recording muscle activity during
free living situations (Walters, Kaschinske, Strath, Swartz, &
Keenan, 2013).
After the observations, mothers completed the demographic
survey. The RA also asked the mothers if they enjoyed feeding,
if they typically did other activities during the feeding, if the
videotaping and RA presence caused distress or was disturbing,
if saliva collection had caused her discomfort, or whether the
EMG monitoring had changed infant-feeding behavior. We
gave a US$25 gift card to the mother and offered a complimentary breastfeeding consultation from an occupational therapist
(K.F.) who specialized in infant feeding.
Statistical Methods
We used SAS 9.4 for statistical analysis. Because length of
feeding varied from dyad to dyad, we did not collect samples
at fixed time intervals; therefore, we chose slope as the best
way to analyze cortisol and sAA. Based on the estimated slope,
we classified the trend of each individual response profile as
increasing (positive slope) or decreasing (negative slope) by
fitting a linear regression model to the hormone data of each
individual mother. To assess the average trending of 20 mothers, we used a linear mixed-effect model with random intercept
and linear terms, which basically fits an individual linear
regression line to individual data for each subject while providing a regression line for estimating the average trend of all
the subjects. The dependent variable in this model was cortisol
or sAA level, and the predictor was minutes from the first
saliva sample (Time 0). We then correlated the slope estimate
from this model with other measures.
Because parity (multiparas and primipara) may be associated with differences in cortisol or sAA slope during feeding,
we introduced parity status and its interaction with measurement time into the linear mixed-model analysis of trending.
For both cortisol and sAA, the interaction term was not statistically significant, so we did not conduct a separate analysis
for parity.
We used independent t tests to compare NCAFS measures
and Fisher’s exact test to compare categorical measures
between the two trending categories. We calculated descriptive
statistics for EMG outcomes to characterize total feeding time,
burst rate, and burst duration. To assess associations between
EMG and neuroendocrine indices of infant and maternal stress,
we used Pearson’s correlation coefficients. We used the same
analysis to examine the relationship of EMG indices to
mother–infant behavior as assessed by NCAFS scores.
403
Neu et al.
Table 1. Baseline Characteristics of Participants.
Characteristic
Mean (SD)
Maternal age (years)
Infant age (days) on study day
30.5 (6.1)
11.9 (4.8)
n (%)
7 (35)
Primipara
Type of delivery
Vaginal
C-section
Maternal education
Some high school
High school graduate
College degree (4 year)
Graduate degree
Father involved, yes
Race
African American or Black
Hispanic
White
16 (80)
4 (20)
3 (15)
4 (20)
2 (10)
11 (55)
17 (85)
3 (15)
4 (20)
13 (65)
Note. N ¼ 20. SD ¼ standard deviation.
Results
We recruited 28 mother–infant dyads. Of these, three mothers
could not be contacted after enrollment, three mothers were
missing cortisol data points due to feedings of less than 10 min,
and two mothers bottle-fed their infants. Because of the small
sample of bottle-fed infants, we included only breastfeeding
dyads in this analysis. Thus, data for 20 mothers were available
for the cortisol and sAA analyses. For the correlation of
NCAFS and biological data, the sample was reduced to 19 due
to one feeding videotape that was defective. Table 1 shows
demographic data for the 20 dyads. The mean total NCAFS
score of 56.7 (+7.7), mean maternal score of 39.6 (+5.3), and
mean infant score of 17.1 (+3.3) were within 1 SD of the
published norms (Oxford & Findley, 2015).
Mothers reported that they enjoyed feeding, but most typically combined other activities with the feeding, such as watching television, talking on the phone or texting, talking to their
other children, listening to music, reading, or working. However, five mothers (25%) reported concentrating only on the
baby or feeding. NCAFS total mean scores did not differ
between dyads of mothers who concentrated only on the infant
(54.8 +10.4) and mothers who occupied themselves with other
activities (57.4 +6.8) in this small sample. Only three mothers
requested a feeding consultation. Another five mothers had
scores in the lowest 10th percentile, according to NCAFS
norms (Oxford & Findlay, 2015) but did not request a feeding
consultation.
Feasibility
Our primary objective was to examine the feasibility of collecting
neuroendocrine markers of maternal HPA and SNS activation
(salivary cortisol and sAA) and EMG markers of infant distress
during feeding in the first 2 weeks after birth. Mothers stated
that the saliva collection was not disruptive to the feeding and
denied feeling distressed by collection. They also stated that
the EMG electrode did not change their infant’s usual feeding
behavior. Thus, collection of multiple saliva samples
was feasible.
Visual inspection of raw EMG records often revealed substantial movement artifacts (identified as transient spikes in the
EMG record exceeding the maximum voltage range [+10 V])
and poor signal quality (i.e., low signal-to-noise ratio) that
could not be reliably interpreted as bursts of muscle activity.
We removed these portions of the EMG signal during this
visual inspection using custom interactive software developed
in Mat Lab (Math Works, Inc., Natick, MA), leaving an average of 64% of the total feeding time available for analysis. We
excluded complete EMG records for five infants due to poor
signal quality. Mean EMG burst rate calculated for the remaining EMG data set was 6.8 + 4.0 bursts/min, and mean burst
duration was 3.4 + 0.8 s.
Physiologic Biomarkers and Associations With
Mother–Infant Interactional Feeding Behavior
Our secondary objective was to examine the relationship of
maternal salivary cortisol and sAA and infant EMG indices
to each other and to mother–infant interactive behaviors during
feeding. Because there were variabilities between participants
in terms of baseline values, direction and rate of change, and
timing of salivary sampling, we used slope as the summary
outcome. Figure 1 shows the regression lines for the 20 subjects
with salivary cortisol and sAA data. We noted two outliers in
the sAA regression. The linear mixed-model regression analysis showed a nonsignificant upward trend in sAA with or without outliers, so we included the outliers in the figure to show
sample variability. The downward trend in salivary cortisol was
significant, F(1, 19) ¼ 9.89, p ¼ .005.
The sAA levels of seven mothers decreased during the feeding, while levels of 13 mothers increased. Table 2 shows the
differences in NCAFS subscale scores, when dyads were
grouped according to whether sAA increased or decreased.
Only the difference in maternal sensitivity to infant cues was
significant, showing that mothers with higher scores in sensitivity had decreasing levels of sAA versus mothers with lower
scores, whose sAA levels increased. Most effect sizes were
small (d < .5). Although the difference was not statistically
significant, mothers of infants who were responsive to their
mothers’ facial expressions and actions had decreasing sAA
levels while levels of mothers with infants who were less
responsive increased. The effect size for this difference was
moderate (0.69).
The salivary cortisol levels decreased for 15 mothers and
increased for five. Mothers with higher scores on NCAFS sensitivity to infant cues showed a trend for decreasing levels of
salivary cortisol versus mothers with lower scores, whose cortisol levels increased, T(1.99, 17), p ¼ .06, as shown in Table 2.
Mothers of infants with higher scores on the display of clear
feeding cues had increasing cortisol levels versus mother of
404
Biological Research for Nursing 19(4)
B
700
*
600
Salivary Corsol (mcg/dL)
Salivary Amylase (U/mL)
A
500
*
400
300
200
100
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
0
0
10
20
30
40
50
0
60
Minutes from the first saliva sample
Regression line: Amylase = 74.4775 +0.7298*me
10
20
30
40
50
60
Minutes from the first saliva sample
Regression line: Corsol = 0.2457 – 0.00165*me
Figure 1. Raw data of (A) salivary a-amylase (sAA; U/ml) and (B) cortisol (nmol/L). Dashed lines connect data points from the same mother.
The solid lines are the predicted population mean curves (n ¼ 20) from linear mixed-model regression analysis. The time points at which
measures were collected were (1) immediately before the feeding, (2) 10 min after the feeding began, (3) when the feeding ended, and (4) 20 min
after the feeding ended. Figure 1A shows trends (slope ¼ .73, p ¼ .16) in sAA levels (not significant) during the data collection period. Figure 1B
shows trends in cortisol levels (slope ¼ .002, p ¼ .005) during the data collection period. *Two outliers showed large increases in sAA levels
from baseline. Sensitivity analysis after excluding outliers produced a consistent positive but nonsignificant trend.
Table 2. Nursing Child Assessment Feeding Scale (NCAFS) Scores in Relation to Direction of Trend in Change in Salivary a-Amylase (sAA)
and Cortisol Levels.
Trend Decreased
NCAFS Subscale and Measure
n
Subscale Score
M (SD)
Maternal sensitivity to cues
sAA
6
15.50 (0.55)
Cortisol
15
14.53 (1.36)
Maternal response to child’s distress
sAA
6
9.50 (1.64)
Cortisol
15
9.93 (1.22)
Maternal social–emotional growth fostering
sAA
6
11.00 (1.90)
Cortisol
15
10.93 (2.12)
Maternal cognitive growth fostering
sAA
6
5.17 (1.17)
Cortisol
15
5.13 (1.36)
Infant clarity of cues
sAA
6
11.17 (2.14)
Cortisol
15
11.33 (2.19)
Infant responsiveness to caregiver
sAA
6
6.17 (0.75)
Cortisol
15
5.67 (1.88)
Trend Increased
n
Subscale Score
M (SD)
p Value
13
4
13.62 (1.39)
13.00 (1.41)
0.005
0.06
13
4
10.00 (1.15)
9.50 (1.73)
13
4
Cohen’s Effect
Sizea
Normed NCAFS
Score for 0–5 Monthsb
1.94
1.10
13.63
13.63
0.45
0.57
0.36
0.29
10.14
10.14
10.54 (2.60)
9.75 (3.30)
0.70
0.39
0.20
0.43
11.48
11.48
13
4
4.69 (2.14)
3.75 (3.20)
0.62
0.46
0.29
0.60
5.52
5.52
13
4
11.85 (2.03)
12.75 (0.50)
0.51
0.03
0.32
1.05
11.99
11.99
13
4
5.15 (2.19)
4.75 (2.06)
0.16
0.41
0.69
0.47
7.03
7.03
Note. N ¼ 19. SD ¼ standard deviation.
a
Effect size was included as presentation of standardized differences between the groups and is helpful for assessing the clinical meaning of the observed difference.
b
The table for 12 years of maternal education was used because 85% of the maternal sample had completed high school (Oxford & White, 2015, p. 112).
infants with lower scores, whose levels decreased, T(2.29,
16.9), p ¼ .04. Although the differences were nonsignificant,
the moderate effect sizes for maternal social–emotional and
cognitive growth fostering and infant responsiveness showed
that mothers with decreasing cortisol levels had higher dyad
growth-fostering scores and more responsive infants than
mothers with increasing levels.
There were no significant relationships between infant EMG
burst rate or duration and NCAFS scores (r ¼ .33 and .10,
respectively; p > .05). Similarly, infant EMG burst rate was not
significantly correlated with neuroendocrine indices of maternal
stress during feeding (mean salivary cortisol, r ¼ .35, p > .05;
or mean sAA, r ¼ .21, p > .05). Infant EMG burst duration
was significantly correlated with mean levels of maternal
405
Neu et al.
salivary cortisol (r ¼ .60; p < .03) but was not associated with
sAA (r ¼ .00; p > .05).
Discussion
Aim 1 was to determine the feasibility of collecting maternal
saliva samples and infant EMG data during a feeding session in
the first 2 weeks after birth. Although we found that it is feasible to collect maternal saliva samples during an infant feeding
session, we could not use samples from three mothers because
feedings were too short. In future research, regular timing of
salivary sample collection and covarying feeding time may
prevent subject loss.
We excluded a high percentage of EMG recordings due to
insufficient signal quality, suggesting limited feasibility of
obtaining reliable EMG recordings from the arm muscles of
feeding infants in the first 2 weeks of feeding. Future studies
should consider monitoring activity of a more task-relevant
muscle such as the masseter or frontalis. We did not select
these muscles in the present study due to concerns that placement of EMG electrodes on the face might interfere with feeding or be unacceptable to the mother. Monitoring maternal
trapezius muscle activity during feeding may be a more feasible alternative for assessing distress in the mother–infant dyad,
as this muscle has been shown to be sensitive to psychological
stressors in adults (Shahidi, Haight, & Maluf, 2013).
Salivary Cortisol and sAA Findings
Aim 2 was to gather descriptive information on levels of cortisol and sAA in mothers of infants less than 3 weeks of age
during feedings. Overall, salivary cortisol and sAA levels
showed that the HPA axis and SNS responded to the feeding
inversely, but the trend in sAA was nonsignificant. Although
we conducted observations at a time when sAA levels were
expected to be high enough to be reactive, the levels actually
displayed little reactivity and were generally low. Collection,
even during late morning or early afternoon, may not reveal
changes in sAA levels in the first 2 weeks after birth. The
significant decrease in cortisol that we observed during the
feeding session suggests that feeding evoked positive feelings
for most mothers.
In a prior study of pregnant women, Giesbrecht, Granger,
Campbell, Kaplan, and the APrON Study Team (2012) found
that not only momentary feelings of depression but also feelings of energy or arousal were associated with increased sAA
levels. In the present study, when we classified sAA reactivity
according to NCAFS scores, a small group of mothers with
high sensitivity scores displayed a decrease in sAA levels,
suggesting that they were emotionally aroused at the start of
feeding but relaxed as they provided sensitive care to their
responsive infants.
The upward trend in cortisol levels in the small group of
mothers in the present study with low dyad NCAFS scores
suggests that mothers who were less sensitive to their infants’
cues and scored lower on fostering social–emotional and
cognitive growth during the feeding session may have found
feeding unpleasant. Their infants were less responsive, which
may have engendered withdrawal or somewhat negative feelings. They also may have felt that the feeding was somewhat
uncontrollable. Laurent, Ablow, and Measelle (2012) reported
an increase in cortisol levels during attachment stress in mothers of older infants. It is interesting that, in the present study,
mothers with increasing cortisol levels and the lowest NCAFS
scores had infants who provided the clearest feeding cues.
Perhaps these infants needed to provide clearer feeding cues
to get their needs met.
As stated previously, measuring all the physiologic factors
that influence successful breastfeeding was well beyond the
scope of this study, but other research has suggested connections among genetics, prolactin, BEs, OT, and cortisol. A
genetic contribution is evident for maternal bonding and social
behavior as well as production of necessary prolactin, OT, BEs,
and steroid receptors (Bystrova et al., 2009; Gammie et al.,
2016; Sakala et al., 2016). Low OT levels may have contributed to less sensitivity and fewer growth-fostering behaviors in
mothers during feeding. Research has also found that OT inhibits HPA-axis secretion of cortisol (Cox et al., 2015). With
inadequate levels of OT, cortisol levels would be more likely
to increase and could inhibit prolactin production, which would
decrease milk supply, making breastfeeding more difficult and
less rewarding (Sakala et al., 2016). Because maternal BE production is maintained after the birth by rewarding and pleasurable feelings and, in turn, promotes pleasurable and rewarding
feelings, difficult breastfeeding could reduce BE production
and further diminish maternal pleasure during feeding. Infant
sucking also stimulates release of maternal OT and prolactin
(Sakala et al., 2016). Infants exhibiting low arousal and weak
suck, disinterest in feeding, and/or low responsivity to the
mother could result in less reward to the mother, decreasing
BEs, and negative arousal in the mother indicated by increasing
cortisol levels (Bosch et al., 2009; Dickerson & Kemeny, 2004;
Zanardo et al., 2012).
EMG Findings
Compared to findings in a previous study of fatiguing isometric contractions in adults (Hunter & Enoka, 2003), infants
in the present study displayed a higher frequency of shorter
duration bursts of arm muscle activity during feeding. This
pattern of muscle activity is consistent with spontaneous arm
movements commonly observed in young infants. Our findings indicate that the frequencies of bursts of muscle activity
were unrelated to mother–infant interactive feeding behaviors
and thus are unlikely to reflect infant distress during feeding.
Interestingly, however, longer periods of sustained muscle
activity in infants were associated with higher levels of maternal salivary cortisol during feeding. This finding may provide
preliminary support for the use of EMG burst duration as a
biomarker of HPA axis–mediated distress in the infant–
mother dyad.
406
Other Findings
Mothers in this study breastfed their infants, at least for the
first 1–2 weeks postbirth. The low NCAFS scores of five
(26%) of the mothers may have been due to physiologic factors or, perhaps, may have reflected a settling-in period.
Short hospital stays after birth seem to leave mothers in need
of assistance with breastfeeding after discharge (Yalcin &
Kuskonmaz, 2011).
Also of interest is that only about one third of mothers
reported concentrating only on their infant for the entire feeding or part of the feeding. Mean NCAFS scores did not differ
between dyads of mothers who concentrated only on the infant
and mothers who did not. With the proliferation of technological innovations, there may be long-term consequences of use
of these innovations on the mother–infant relationship during
feedings. This finding may thus indicate an important area for
future research.
Limitations
This study was a pilot with a small sample and involved observation of only one feeding in the early weeks of life. Future
research with a larger sample and/or more frequent observations would yield more information on mother–infant interactive behaviors and activation of the HPA axis and SNS during
feeding over time. Mothers in this study exclusively breastfed.
A larger longitudinal study could include mothers who use
formula or mixed breast and formula feeding. The mothers in
this study were primarily highly educated and fathers were
involved. Findings may be different with a sample of mothers
with less education and/or single mothers in high-stress situations. We did not collect additional variables—such as the
amount of holding the mother has done, especially skin-toskin, social support, maternal body mass index, and nipple
pain—that might have influenced feeding behavior and hormonal activity in this sample, but they would be important to
include in future research. Because the SNS is activated by
both positive and negative emotional arousal, researchers
might consider using short surveys or qualitative interviews
to provide insight into the mother’s feelings during feedings.
Conclusion
Despite these limitations, our findings demonstrate the feasibility of collecting maternal saliva for biomarker assay and
infant EMG during feedings in the first 2 weeks of life and
to report meaningful trends in these indices that are associated
with mother–infant interactive feeding behavior. These observations indicated several areas for future research. The relationship between EMG burst duration and increasing maternal
cortisol level during feeding suggests there may be value in
further research into using infant EMG as a biomarker of HPA
axis–mediated distress in the infant–mother dyad. Salivary cortisol and sAA are quite easy to collect and, coupled with behavioral observation, can be used as biomarkers of arousal in
Biological Research for Nursing 19(4)
mothers for future longitudinal research that has the potential
to identify unfavorable feeding interaction trajectories early in
the relationship. Clinically, this is important because intervention in the early weeks of life can prevent long-term and established difficulties and preserve breastfeeding in the dyad.
Authors’ Note
The contents of this article are solely the responsibility of the authors
and do not necessarily represent official NIH views.
Acknowledgments
The authors would like to acknowledge Peggy Emmett, MA, MT
(ASCP), and Mary Harrington, MT (ASCP), of the Children’s Hospital Colorado CTRC Core Lab for their valuable assistance with the
salivary cortisol and sAA assays.
Authors Contribution
Madalynn Neu contributed to conception, design, and acquisition;
drafted the manuscript; critically revised the manuscript; gave final
approval; and agrees to be accountable for all aspects of work ensuring
integrity and accuracy. Zhaoxing Pan contributed to design, analysis,
and interpretation; drafted the manuscript; critically revised the manuscript; gave final approval; and agrees to be accountable for all aspects
of work ensuring integrity and accuracy. Ashley Haight contributed to
design and interpretation, drafted the manuscript, critically revised the
manuscript, gave final approval, and agrees to be accountable for all
aspects of work ensuring integrity and accuracy. Karen Fehringer
contributed to design and interpretation, drafted the manuscript, critically revised the manuscript, gave final approval, and agrees to be
accountable for all aspects of work ensuring integrity and accuracy.
Katrina Maluf contributed to design, analysis, and interpretation;
drafted the manuscript; critically revised the manuscript; gave final
approval; and agrees to be accountable for all aspects of work ensuring
integrity and accuracy.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to
the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for
the research, authorship, and/or publication of this article: This study
was supported by NIH/NCATS Colorado CTSA # UL1 TR000154 and
UL1 TR001082 and intramural funding from University of Colorado
College of Nursing.
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