Reviews in Environmental Science and Bio/Technology 2: 293–306, 2003.
2004 Kluwer Academic Publishers. Printed in the Netherlands.
293
Disinfection in food processing – efficacy testing of disinfectants
G. Wirtanen* & S. Salo
VTT Biotechnology, Microbiology, Tietotie 2, P.O. Box 1500, FIN 02044, VTT, Finland
(*author for correspondence: e-mail: gun.wirtanen@vtt.fi)
Key words: biofilm, microbes, chemical residues, cleaning, disinfection, food processing
Abstract
The key to effective cleaning and disinfection of food plants is the understanding of the type of the soil to be
removed from the surfaces. An efficient cleaning and disinfection procedure consists of a sequence of rinses
using good quality water with application of detergents and disinfectants. Disinfection is required in food
plant operations, where wet surfaces provide favourable conditions for the growth of microbes. The efficacy
of disinfectants is usually determined in suspensions, which do not mimic the growth conditions on surfaces
where the agents are required to inactivate the microbes. Therefore, the suspension tests do not give
adequate information and reliable carrier tests, which mimic surface growth, are needed. In developing a
proposal for the testing of disinfectants on surfaces to an analytical standard, it is important to identify the
major sources of variation in the procedure. In response to the need for a relatively realistic, simple and
reliable test for disinfectant efficacy a method for culturing laboratory model biofilms has developed. The
use of artificial biofilms i.e. biofilm-constructs inoculated with process contaminants in disinfectant testing
can also be used for screening the activity of various disinfectants on biofilm cells. Both biofilm carrier tests
showed clearly that the biofilm protects the microbes against the disinfectants. The chemical cleanliness is
also essential in food plants. The total cleanliness of the process lines is mainly based on measuring the
microbial load using culturing techniques. These results can give an incorrect picture of the total cleanliness, because the viable microbes do not grow when disinfectants are left on the surface. The luminescent
bacteria light inhibition method offers a useful alternative for testing chemical residue left on surfaces after
cleaning and disinfection operations.
1. Introduction
The general aims for microbial control including
biofilm removal are to prevent spoilage of products and to ensure that the quality specifications of
the product are met. The most important means
for maintaining efficient microbial control include:
(1) minimizing the microbial load from outside
sources to the process, (2) efficient control of
growth at microbiologically vulnerable sites and
(3) adequate cleaning and disinfection of the process lines (Wirtanen et al. 2000). Physical, chemical
and microbiological cleanliness is essential in food
processing plants. Physical cleanliness means that
there is no visible waste, foreign matter or slime on
the equipment surfaces. Chemically clean surfaces
are surfaces from which undesirable chemical residues have been removed, whereas microbiologically clean surfaces imply freedom from spoilage
microbes and pathogens (Gould 1994).
Attached microbes or microbes in biofilms can
be a problem in food processing, because they
adhere to the surfaces and if the cleaning is
insufficient the remaining cells start to grow and
contaminate the product (Hood & Zottola 1995).
The selection of detergents and disinfectants in the
food industry depends on the efficacy, safety and
rinsability of the agent as well as where it is corrosive or affects the sensory values of the products
manufactured. An independent quality control
system to monitor the cleaning results for a food
plant can be integrated in the Hazard Analysis
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Critical Control Points (HACCP) program. The
key to effective cleaning and disinfection of food
plants is the understanding of the type and nature
of the soiling agent (sugar, fat, protein, mineral
salts etc.) and the microbial growth to be removed
from the surfaces (Czechowski & Banner 1990;
Troller 1993).
2. Cleaning and disinfection
Cleaning and disinfection is carried out in order to
produce safe products with acceptable shelf life
and quality. In the food industry there is a trend
towards longer production runs with short intervals for sanitation. The cleaning programmes
should be performed as cost-effectively and safely
as possible, which means as infrequently as possible, in the shortest possible time, with low chemical, energy and labour costs, producing as little
waste as possible and with no damage to the
equipment (Lelieveld 1985; Holah 1992). The
mechanical and chemical power, temperature and
contact time in the cleaning regime should be
carefully chosen to achieve an adequate cleaning
effect (Czechowski & Banner 1990; Mosteller &
Bishop 1993).
The use of effective cleaning agents and disinfectants on surface-attached microbes minimises
contamination of the product, enhances shelf life
and reduces the risks of foodborne illness. A prolonged exposure of the surfaces to cleaning agents
and disinfectants enhances the removal (Troller
1993). Attention should also be paid to the quality
of the processing water, steam and other additives.
Using additives of poor quality easily spoils the
process. Furthermore, the tools and methods used
must also suit the process and the personnel must
be properly trained and responsible to maintain a
good level of plant hygiene (Lelieveld 1985; Mattila-Sandholm & Wirtanen 1992).
An efficient cleaning and disinfection procedure consists of a sequence of rinses and detergent and disinfectant applications in various
combinations of temperature and concentration
(Frank & Koffi 1990; Holah 1992; Troller 1993;
Gould 1994; Wirtanen 1995). In a wet open
process the gross soil should be removed by dry
methods, e.g. brushing, scraping or vacuuming
and visible soil rinsed off with low-pressure water.
Using water of sufficient volume and temperature
increases the cleaning effect. However, a pure
water washing system is not practical due to
ineffectiveness and cost limitation. Surfactants,
which suspend the adhered particles and microbes
from the surfaces in the water, are added to increase the washing effect. After a production run
the equipment should be dismantled and cleaned.
The cleaned utensils should be stored on racks
and tables, not on the floor (Mattila-Sandholm &
Wirtanen 1992; Holah & Timperley 1999). The
cleaning of open process surfaces and surfaces in
the processing environment is carried out using
either foam or gel cleaning. The foam-units are
constructed to form foam of varying wetness and
durability depending on the cleaning to be performed. The application of gels extends the contact time with a soiled surface and can be used
with low-pressure system. The cleaning is mostly
carried out in combination with a final disinfection, because there are likely to be viable microbes on the surfaces that could harm continued
production. Furthermore good ventilation in the
process facilities is needed to enable drying of the
process equipment and process lines (Holah 1992;
Wirtanen et al. 2000).
In the cleaning of closed processes, prerinsing
with cold water is carried out to remove loose soil.
The CIP treatment is normally performed using
hot cleaning solutions, but cold solutions can also
be used in the processing of fat-free products. The
warm alkaline cleaning solution, normally of 1–2%
sodium hydroxide, is heated to 75–80 C and the
cleaning time is 15–20 min. The equipment is
rinsed with cold water before the acid treatment is
performed at approximately 60 C for 5 min. The
cleaning solutions should not be reused in processes aiming at total sterility because the reused
cleaning solution can contaminate the equipment.
The design of the tank should ensure that also
parts directly above the spray ball is also cleaned.
Drainage, minimisation of internal probes, crevices and stagnant areas, arrangement of valves,
couplings and instrument ports and instrumentation should be planned carefully so that the
equipment is easily cleanable. Problems caused by
equipment constructions and materials cannot be
eliminated with CIP, because the CIP treatment
was not designed to eliminate biofilms (Czechowski & Banner 1990; Brackett 1992; Chisti & MooYoung 1994; Zottola & Sasahara 1994; Wirtanen
et al. 1997).
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3. Common disinfectants
Disinfectants have been developed to destroy microbes. Microbes have nevertheless, been found in
disinfectant solutions, which is due to their ability
to form resistant strains and build-up of protective
biofilms (Gilbert & Allison 1999; McBain et al.
2000; Wirtanen et al. 2002). This means that
microbial contaminants can be spread on the surface to be cleaned instead of being cleansed. As
early as 1967, it was reported that chlorhexidine
mixtures were contaminated with Pseudomonas sp.
Pseudomonas sp. have also been found in concentrated iodine solutions (Marrie & Costerton 1981).
Serratia marcescens was found to be viable even
after 27 months in a disinfectant containing 2%
chlorhexidine. A concentration of 0.1% chlorhexidine is sufficient to kill the cells of S. marcescens if
they are freely suspended in liquid (Marrie &
Costerton 1981; Costerton & Lashen 1983).
Microbial contamination of e.g. Alcaligenes
faecalis, Enterobacter cloacae, Eschericia coli,
Flavobacterium meningosepticum and Pantoea agglomerans has also been found in solutions of
Table 1. Advantages and disadvantages of some disinfectants used in the food processes (according to Flemming 1991; Troller 1993
and Wirtanen 1995)
Disinfectant type
Advantages
Disadvantages
Alcohols
Effective against vegetative cells, non-toxic,
easy-to-use, colourless, harmless on skin,
soluble in water, volatile
Effective in low concentration, broad microbial spectrum,
kills spores, penetrates biofilms, non-toxic (fi acetic acid
and water)
Decomposes to water and oxygen, relatively non-toxic,
easy to use; weakens biofilms and supports detachment
Microbistatic,
ineffective against spores
Peracetic acid
Hydrogen peroxide
Corrosive, unstable
High concentrations needed,
corrosive
Chlorine
Effective in low concentration, broad microbial spectrum, Toxic by-products, resistance
easy to use, supports microbial detachment, cheap
development, residues, corrosive,
reacts with EPS, discolouration,
explosive gas
Hypochlorite
Cheap, effective in a broad microbial spectrum,
easy to use, supports detachment
Unstable, toxic, oxidative, corrosive,
rapid regrowth, no prevention of
adhesion, discolouration of
products
Chlorine dioxide
Effective in low concentration, can be produced on-site,
low dependency in pH
Effective, non-toxic, prevents regrowth, supports
microbial detachment, non-irritating, non-corrosive,
odourless, flavourless
Toxic by-products, explosive gas
Quaternary ammonium
agents
Inactivated in low pH and by salts
(Ca2+ and Mg2+), resistance
development, ineffective against
Gram-negative bacteria
Iodophor
Non-corrosive, easy to use, non-irritating, broad
activity spectrum
Expensive, flavour, odour,
forms purple compounds with
starch
Ozone
Similar effect as chlorine, decomposes to oxygen,
no residues, decomposes biofilm
Corrosive, inactivated easily,
reacts with organics
(fi epoxides)
Glutaraldehyde
Effective in low concentrations, cheap, non-corrosive
Low penetration in biofilms,
degrades to formic acid, increased
DOC
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quaternary ammonium compounds, aldehydes and
amfotensides (Heinzel 1988).
Disinfection is required in food plant operations where wet surfaces provide favourable conditions for the growth of microbes. The aim of
disinfection is to reduce the surface population of
viable microbes after cleaning and to prevent
microbial growth on surfaces before restart of
production. Disinfective agents do not penetrate
the biofilm matrix left on the surfaces after an
ineffective cleaning procedure very well, and thus
do not destroy all the living cells in biofilms
(Bloomfield 1988; Pontefract 1991; Brackett 1992;
Holah 1992; Carpentier & Cerf 1993). Disinfectants are most effective in the absence of organic
material, e.g. fat-, sugar- and protein-based
materials. Interfering organic substances, pH,
temperature, concentration and contact time generally control the efficiency of disinfectants
(Czechowski & Banner 1990; Mosteller & Bishop
1993; Gould 1994). The disinfectants must be
effective, safe and easy to use, and easily rinsed off
surfaces, leaving no toxic residues or residues that
affect the sensory values of the product. The use of
disinfectants in food plants depends on the material used and the adhering microbes. Disinfectants
(Table 1) approved for use in the food industry are
alcohols, chlorine-based compounds, quaternary
ammonium compounds, oxidants (peracetic acid,
hydrogen peroxide and ozone), persulphates,
surfactants and iodophors. They should be chosen
based on the process (Sequeira et al. 1989; Larson &
Morton 1991; Troller 1993; Wirtanen 1995):
• Is the agent effective in the pH range used?
• Is the agent stable when diluted? Does it
vaporize?
• Is the agent toxic, safe or irritating?
• What is the spectrum of the agent?
• How does temperature affect the activity of
the agent?
• Is the agent corrosive on the surface?
• Is the agent surface active?
• Is the agent stable when reacting with organic
material?
• Is the agent effective, and what are the costs?
There are several chlorine or chlorine-based
compounds, which are approved for use in food
plants, e.g. gaseous chlorine, chlorine dioxide, sodium and calcium hypochlorites. The antibacterial
active moiety is formed when the chlorine com-
pound is added to water. Hypochlorous acid is
formed and it dissociates further into protons and
hypochlorite anions. Stabilised hypochlorites are
used when a long duration is required. The range
of microbes killed or inhibited by chlorine-based
compounds is probably broader than by any other
approved sanitizer (Troller 1993; Stewart et al.
1994; Sanderson & Stewart 1997).
Hydrogen peroxide has been found to be
effective in removing biofilms from equipment
used in hospitals. The effect of hydrogen peroxide
is based on the production of free radicals, which
affect the biofilm matrix. The microbicidal effect of
peracetic acid on microbes in biofilms was shown
to vary (Exner et al. 1987; Christensen 1989;
Kramer 1997). Aldehydes did not break the biofilm, but rather seemed to improve its stability.
The biofilm must be disrupted in some way before
chemical agents such as peracetic acid and aldehydes can be used effectively (Exner et al. 1987).
The effect of ozone treatment has been found to
vary depending on the processing circumstances
and the microbes tested, e.g. ozonation has proved
very effective in treatment of cooling water systems
(Lin & Yeh 1993).
Also, iodophors are used in the food industry.
In the disinfection the iodine compound takes part
in the oxidation of essential parts of the microbial
cells. Like chlorine-containing products, iodophors are active against Gram-positive and Gramnegative bacteria, yeasts and molds (Holah et al.
1990; Holah 1992; Troller 1993). Bacterial spores,
however, are highly resistant to iodophors. Iodophors cannot be used in food plants where starchcontaining products are produced because iodine
forms a purple complex with starch.
Quaternary ammonium compounds are used as
sanitizers in dairies and in the food industry, because they have good wetting properties and are
nonspecifically described as cationic surface active
agents in which the cationic part is hydrophobic.
The greatest effect of quaternary ammonium
compounds is observed against Gram-positive
bacteria, whereas Gram-negative organisms, many
of them significant in the contamination of food,
may not be affected (Troller 1993).
Fogging can be defined as chemical disinfection
using automatic spraying of disinfectant in a
closed room. The aim of disinfection testing on an
industrial scale using fogging is to study the efficiency of the disinfection on surfaces at different
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places in the room. Controlled experiments have
been carried out at two cheese-producing dairies.
Neither of the fogging trials showed clear reduction of the microbial load. Critical control points
in fogging are the amount of fog used, the disinfectant concentration used for the fog, thorough
rinsing of equipment and drying of facilities
(Wirtanen et al. 1997, 2002).
4. Efficacy and residue testing methods
Efficacy of disinfectants and antimicrobial agents
are usually determined in free cell suspensions,
which do not mimic the growth conditions on
surfaces where the agents are required to inactivate
the microbes (Frank & Koffi 1990; Wirtanen
1995). The agent must reduce the microbial populations by 5 log units in suspensions in order to be
considered effective. The goal for reduction of
surface-attached bacteria with disinfectants is 3 log
units (Mosteller & Bishop 1993). The standard
suspension tests have proved sufficiently reliable
because the variations of results are within
acceptable limits when replication is adequate.
There can, however, be problems with the repeatability and reproducibility of suspension tests
performed with an organic load. It is obvious that
the surface tests are even more difficult to perform
than suspension tests because of the carrier material used and the viability of dried cells on the
surfaces (Bloomfield et al. 1994). In developing a
proposal for the testing of disinfectants on surfaces
to an analytical standard, it is important to identify the major sources of variation in the procedure. Microbes growing or dried on surfaces are
not susceptible to disinfectants from all sides as
they are in suspensions. Due to the requirement
for penetration, disinfectants are thus used in
higher concentrations on surfaces than in suspensions (Mattila-Sandholm & Wirtanen 1992).
4.1. Suspension tests
Determination of disinfectant efficiency is often
performed in suspension tests with ready-to-use
dilutions. The European Committee for Standardization (CEN) has launched many standards.
The microbes used are standard test organisms as
well as spoilage bacteria, pathogens and spores of
concern in hygiene. All disinfectants passing the
efficacy test should reduce the number of vegetative cells by ‡5 log units and the number of bacterial spores by ‡ 1 log unit (Wirtanen 1995). The
suspension tests in European Standards are:
• in EN 1040:1997 the basic bactericidal activity of a disinfectant is tested against both
Gram-negative (Pseudomonas aeruginosa)
and Gram-positive bacteria (Staphylococcus
aureus),
• in EN 1275:1997 the basic fungicidal activity
of a disinfectant is tested against both yeast
(Candida albicans) and mould (Aspergillus
niger),
• in the quantitative suspension test EN
1276:1997 the bactericidal activity of a disinfectant for use in food, industrial, domestic
and institutional areas is tested against both
Gram-negative (P. aeruginosa, and Escherichia coli) and Gram-positive (S. aureus and
Enterococcus hirae) bacteria (additionally the
following bacteria Salmonella typhimurium,
Lactobacillus brevis and Enterobacter cloacae
can be used if needed) in hard water,
• in the quantitative suspension test EN
1650:1997 the fungicidal activity of a disinfectant for use in food, industrial, domestic
and institutional areas is tested against both
yeast (C. albicans and if needed Saccharomyces cerevisiae can additionally be used) and
mould (A. niger) in hard water,
• in the quantitative suspension test EN
1656:2000 the bactericidal activity of a disinfectant for use in veterinary field is tested
against both Gram-negative (P. aeruginosa,
and Proteus vulgaris) and Gram-positive (S.
aureus and Enterococcus hirae) bacteria in
hard water with an organic load of bovine
albumin or a mixture of bovine albumin and
yeast extract or skimmed milk,
• in the quantitative suspension test EN
1657:2000 the fungicidal activity of a disinfectant for use in veterinary field is tested
against both yeast (C. albicans) and mould
(A. niger) in hard water with organic load of
bovine albumin or a mixture of bovine albumin and yeast extract or skimmed milk,
• in the quantitative suspension test prEN
13704:1999 the sporicidal activity of a disinfectant for use in food, industrial, domestic
and institutional areas is tested against
298
bacterial spores of Bacillus subtilis (if needed
spores of B. cereus and Clostridium sporogenes
can additionally be used) in hard water,
• in EN 1499:1997 the basic activity of hygienic
handwash products is tested against E. coli on
test persons’ hands,
• in EN 1500:1997 the basic activity of hygienic
handrub products is tested against E. coli on
test persons’ hands.
The activity of disinfectants is at VTT Biotechnology tested using a Dutch 555-suspension test
protocol. The 555-suspension test is performed to
find out the bactericidal, fungicidal and sporicidal
activity of the disinfectant. The activity is measured after a challenging time of 5 min. The
product has both bactericidal and fungicidal
activity if the microbial reduction is at least 5 logunits for vegetative cells and sporicidal activity if
the reduction of spores is at least 1 log-unit. The
microbes used are Salmonella Choleraesuis,
P. aeruginosa, S. aureus, B. cereus (spores) and
S. cerevisiae and the test is carried out using
bovine albumin as the organic load. In a modified
555-suspension test the disinfectant is tested
against a chosen panel of process contaminants
(consisting of bacteria, yeasts and/or moulds) in
bovine albumin solution (Wirtanen 1995;
Wirtanen & Juvonen 2002).
4.2. Tests using biofilms
Various surface tests have shown that surface-attached cells are more resistant to disinfectant
treatment than are cells in suspension (Wirtanen
1995; Wirtanen et al. 1997). Results obtained using
only one assessment method in testing can be
inaccurate. For example, cultivation and CTCDAPI staining in a comparison based on biofilms
showed underestimation of viable bacteria in the
cultivation (Wirtanen et al. 1997). Microscopy
techniques have often been used as a reference
method for cultivation based on swabbing. It has
been reported that counting cells by direct
microscopy consistently give a result at least one
log unit higher than the cultivation method (Holah
et al. 1988). This may be because the bacteria do
not grow under the conditions provided in the plate
count method or that large numbers of bacteria
remain on the surfaces after swabbing (Holah
1992). In our experiments, epifluorescence micros-
Figure 1. Diagram of the biofilm-based disinfectant test. Biofilm is grown on test coupons using an inoculated filter paper
placed on top of a suitable nutrient agar (Charaf et al. 1999).
copy clearly revealed that even vigorous swabbing
detached only a small portion of the actual biofilm
and the cells within it (Wirtanen 1995). Therefore
methods used in assessment and in detachment
should both be chosen carefully. One testing procedure, based on cultivation, image analysis,
impedance and metabolic indicators e.g. CTCDAPI staining, seems to give a good estimation of
both removal of biofilm from surfaces and killing
of bacteria on surfaces (Wirtanen et al. 1997).
Microbial cells dried on test surfaces have also been
used in disinfectant carrier tests e.g. Draft prEN
13697. The model biofilms have many of the
characteristics of ‘‘wild’’ biofilms. The microbial
cells are adhered to test surfaces, they produce
slime and they show increased resistance to disinfectants. In response to the need for a relatively
realistic, simple and reliable test for disinfectant
efficacy, Charaf et al. (1999) have developed a
method for culturing laboratory model biofilms.
The method involves growing biofilm on test coupons using inoculated filter papers placed on top of
a suitable nutrient agar (Figure 1). After the removal of the filter paper, the coupons are subjected
to disinfectant testing as per suspension tests. The
above mentioned methods for disinfectant testing,
however, require further validation.
4.3. Tests with biofilm constructs
The poloxamer hydrogels demonstrate thermoreversible gelation properties, being liquid and fully
miscible with water at temperatures <15 C, but
firm gels at temperatures >15 C. This means high
cell densities can be cultured within the gels at 30 C
and subsequently exposed to a disinfectant. After
treatment, a full recovery of the individual cells can
be achieved simply by moving the hydrogels into
neutraliser solutions/diluents at <15 C (Wirtanen
299
Figure 2. Test protocol in efficacy testing of disinfectants using biofilm constructs (Wirtanen et al. 1998, 2001, 2003).
et al. 1998, 2001, 2003). Poloxamer F127 is a diblock co-polymer of polyoxyethylene and polyoxypropylene. It has been investigated earlier for its
potential as an agar substitute in microbiology.
Solutions are unaffected by autoclaving and appear
to be non-toxic to all the bacterial species so far
tested (Gilbert et al. 1998; Wirtanen et al. 1998,
2001). The poloxamer matrices we have studied not
only reproduce the reaction-diffusion resistance
properties of the biofilms but also simulate other
aspects of the biofilm mode of growth (Figure 2).
The use of artificial biofilms i.e. biofilm-constructs
inoculated with process contaminants in disinfectant testing is suitable for screening the activity of
various disinfectants.
4.4. Microbial based residue test
As mentioned above, chemical cleanliness is also
essential in food plants. Chemically clean surfaces
are surfaces from which undesirable chemical residues have been removed. The total cleanliness of
the process facilities prior to initiating production
is mainly based on measuring the microbial load
using culturing techniques. It is possible that these
results do not indicate the total cleanliness, they
only show that there are no viable microbes on the
surface. It is possible that there are chemical residues of the cleaning agents and disinfectants left
on the surface. This is not allowed but usually no
tests are run to avoid this. The luminescent bacteria light inhibition method can be used to measure low amounts of residues both in liquids and
on surfaces. The luminescence inhibition method
with the photobacterium Vibrio fischeri is a useful
tool to estimate the toxicity of different samples,
which is based on the reduction in light output due
to interactions between bacteria and toxic compounds (Lappalainen 2001; Lappalainen et al.
2003). Specified volumes of the test sample or
diluted sample is mixed with the suspension of
luminescent bacteria in a cuvette (Figure 3). The
decrease in light output is measured in a luminometer after a contact time of 5 min. The values
measured are compared to a control sample and
the changes in intensity are taken into account by
using a correction factor when calculating the results (Lappalainen et al. 2003).
5. Results of disinfectant efficacy and residues
5.1. Suspensions
Figure 3. Test protocol for testing of chemical residues
(Lappalainen 1991; Lappalainen et al. 2003).
Tests carried out at VTT Biotechnology have
shown that microbes in suspensions are easily
300
Table 2. The microbicidal effect of four commercial disinfectants (alcohol-based, hydrogen peroxide-based, hypochlorite-based and
persulphate-based products) against Listeria innocua, L. monocytogenes, E. coli, Salmonella Infantis, S. Choleraesuis and Bacillus
cereus grown in suspension (reduction unit is log cfu/ml)
Disinfectant/Concentration
Escherichia coli
Listeria innocua
Listeria monocytogenes
Salmonella Choleraesuis
Salmonella Infantis
Bacillus cereus (spores)
Alcoholbased
Hydrogen
peroxide-based
Hypochlorite-based
Persulphate
based
100%
75%
1%
0.50%
0.25%
1.40%
0.70%
0.35%
1/1.251
>6.7
>6.4
>6.3
>6.5
>6.8
ND
>6.7
>6.4
>6.3
>6.5
>6.8
0.14
>6.7
>6.4
>6.3
>6.5
>6.8
0.20
>6.7
>6.4
>6.3
>6.5
>6.8
0.26
>6.7
>6.4
>6.3
>6.5
>6.8
ND
>6.7
>6.4
>6.3
>6.5
>6.8
ND
>6.7
>6.4
4.9
>6.5
>6.8
ND
>6.7
>6.4
>6.3
>6.5
>6.8
ND
>6.7
>6.4
>6.3
>6.5
>6.8
ND
Control
7.46
7.11
7.04
7.29
7.67
6.04
ND = no microbicidal effect observed.
destroyed, which is in agreement with several
studies from other laboratories (Table 2). LeChevallier et al. (1988) showed that unattached
Gram-negative bacteria in drinking water were
susceptible to chlorine disinfectants whereas attached cells were not. Eagar et al. (1988) reported
that planktonic cells of Pseudomonas fluorescens
were more sensitive towards glutaraldehyde than
sessile cells. Best et al. (1990) stressed that the
selection of appropriate disinfectants for use on
contaminated surfaces should be carried out
carefully. They tested the effects of disinfectants on
Listeria monocytogenes in carrier and suspension
tests and found that sodium dichloroisocyanurate
was the only effective solution in the presence of
milk containing 2% fat.
Available reports about the susceptibility of
foodborne yeasts to various chemicals used in the
food industry are sporadic and covers only a few
disinfectants against some spoilage yeasts (Juvonen et al. 2001). McGrath et al. (1991) showed
that ready-to-use concentrations of a hypochlorite disinfectant killed most of the S. cerevisiae
tested in suspension by 15–20 min. The ascospore-containing cultures of Pichia and Saccharomyces species are more resistant to
disinfectants than the vegetative populations
(McGrath et al. 1991). Hypochlorite, peracetic
and phosphoric acid as well as anionic compound in ready-to-use concentrations were effective against suspended yeasts isolated from
orange juice (Winniczuk & Parish, 1997). Chlorine dioxide appeared to be effective against yeast
and mould contaminants (Han et al. 1999). The
efficacy of various types of disinfectants against
food-spoilage was thoroughly studied using a
modified 5-5-5 suspension tests against yeast
contaminants isolated from various food processing environments. The results of the suspension tests (Table 3) showed that the alcohol,
peroxide and tenside based disinfectants were
efficient. The disinfectants containing chlorine
and persulphate did not destroy suspended yeast
cells (Wirtanen & Juvonen 2002).
5.2. Biofilms
The microbicidal effect of the four commercial
disinfectants (hydrogen peroxide-based, alcoholbased, persulphate-based and hypochlorite-based
products) were also tested using biofilms of six
different bacteria (L. innocua, L. monocytogenes,
E. coli, S. Infantis, S. Choleraesuis and B. cereus).
The bacteria were allowed to form biofilms on the
surface of steel coupons (Figure 1) according to
the method described by Charaf et al. (1999).
When the results of the suspension test and the
biofilm test were compared, the protection of the
biofilm against the disinfectants was shown clearly. In the suspension tests all disinfectants had a
sufficient microbicidal effect towards all vegetative
bacterial types, but in the biofilm tests the microbicidal effects of the same disinfectants was lower.
Only the alcohol-based and the hydrogen peroxide-based agents were efficient enough giving a logreduction greater than three for most vegetative
bacteria tested. Spore forming bacteria were also
used in the biofilm test. The test showed (Table 4)
that the biofilm protects also spores against the
disinfectants.
Table 3. The in-use concentrations of alcohol-based (A1-A3), hydrogen peroxide-based (H1-H3), chlorine-based (C1-C2), tenside-based (T1-T2) and persulphate-based (S1)
disinfectants needed to kill various yeast isolates obtained from different food processes. The disinfectant efficacy was tested using a modified 5-5-5 suspension test using
Saccharomyces servazzii, S. cerevisiae, Zygosaccharomyces rouxii, Candida krusei, C. lambica, C. lipolytica, C. boidinii, C. intermedia, C. parapsilosis, Cryptococcus albidus,
Debaromyces hansenii, Dekkera anomala, Rhodotorula glutinis, R. rubescens and R. mucilaginosa (Wirtanen & Juvonen 2002)
Yeast
S. servazzii C-00362
S. cerevisiae C-00370
S. cerevisiae C-96203
Z. rouxii C-00363
Z. rouxii C-00367
Z. rouxii C-95218
C. lambica C-00365
C. lipolytica C-00365
C. lipolytica C-00380
C. boidinii C-00366
C. intermedia C-00372
C. parapsilosis C-00373
C. parapsilosis C-00381
C. krusei C-00371
C. albidus C-00392
C. albidus C-00397
D. hansenii C-00382
R. glutinis C-00391
R. rubescens C-00393
R. mucilaginosa C-00396
D. anomala C-91183
R. mucilaginosa
Disinfectant treatmentsa
Control
4.7–5.1
5.8–6.4
5.0–5.6
5.9–6.1
4.6–4.7;
4.6–5.1
5.6–6.0
5.0–5.7;
4.9–5.1;
5.7–6.1;
6.3–6.5
6.0–6.7
5.9–6.4
5.9–6.1
4.9–5.4
4.6–5.2
5.3–6.1
5.3-6.0
5.7–6.0
5.8–6.1
6.3–7.0
5.6–6.1
6.1–6.3
6.2–6.5
6.7
6.5–6.6
A1b
A2
A3
H1
H2
H3
C1
C2
Tl
T2
S1
100%
100%
100%
100%
100%
100%
ME 2.0
100%
100%
100%
100%
100%
100%
100%
100%
100%
100%
100%
100%
ME 2.7
100%
100%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
75%
0.5%
0.5%
0.25%
0.25%
0.25%
0.25%
ME 1.4
ME 1.5
1.0%
0.25%
1.0%
1.0%
1.0%
0.5%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.5%
1.0%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
ME 3.6
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25 %
0.25%
0.25%
0.25%
0.3%
1.3%
0.3%
0.3%
0.3%
0.3%
0.3%
ME 2.2
1.3%
0.3%
ME 2.8
1.3%
ME 3.3
0.3%
0.3%
0.3%
0.3%
0.3%
0.3%
1.3%
0.3%
1.3%
0.3%
1.0%
0.7%
ME 3.7
0.3%
0.3%
0.7%
ME 2.1
1.0%
0.7%
1.0%
ME 1.3
1.0%
ME 3.7
0.7%
0.3%
0.3%
0.3%
ME 3.0
–
0.3%
–
1.0%
ME 4.3
1.0%
0.1 %
1.0%
1.0%
ME 4.0
ME 2.8
ME 3.1
ME 4.3
1.0%
ME 3.5
ME 1.7
ME 3.0
ME 2.3
ME 2.7
ME 3.9
1.0%
ME 3.0
ME 2.5
1.0%
ME 4.4
0.2%
2%
0.2%
0.2%
0.2%
0.2%
2%
0.2%
0.2%
0.2%
2%
2%
2%
ME 4.4
0.2%
0.2%
0.2%
0.2%
2%
0.2%
0.2%
0.2%
2%
2%
2%
2%
2%
4%
2%
2%
2%
2%
2%
2%
2%
ME 3.7
2%
2%
2%
2%
2%
2%
2%
2%
–
–
–
–
–
–
–
–
ME 1.1
–
–
–
ME 0.9
–
–
–
1 tab/1.25 l
–
–
–
ME 3.5
–
a
The percentage given is the lowest in-use concentration of the agent tested,which kills the yeast tested; if a microbial effect (ME) value is given in a shadowed cell the highest
concentration of the agent tested is given (ME unit is log cfu/ml).
b
The agent A1 was tested only as undiluted (recommended concentration).
301
302
<-20
3%
100.0
-20 - 0
10 %
50.0
0 - 20
21 %
Inh/ %
50 - 100
38 %
0.0
0
100
200
300
400
500
-50.0
-100.0
20 - 50
28 %
-150.0
Figure 4. Residue test results of 501 dairy samples. The results are divided in five groups according to the inhibition result. The
distribution of all results shows clearly that there are residues left on the surfaces in about 40% of the samples, in which the inhibition
was greater than 50% (Lappalainen et al. 2003).
tunistic pathogens (Wirtanen & Juvonen 2002).
The yeast also readily form biofilms on process
surfaces at both low and elevated temperatures.
Therefore, the spoilage yeast can be a hygiene risk,
when failures occur in the cleaning and disinfection procedure. The aim of our study was to assess
the efficacy of various types of disinfectants
against yeast isolated from various food processes
growing on surfaces (Charaf et al. 1999). The results of the surface test showed that the alcoholbased agent was the most efficient disinfectant
against the yeasts tested (Table 5). After 5 min
Abundant growth of unwanted yeast during
production can lead to defects in the final products
and, furthermore, problems in process hygiene
(McGrath et al. 1991; Winniczuk & Parish 1997;
Han et al. 1999; Juvonen et al. 2001). Low pH,
high sugar or salt content favours the growth of
yeast. Spoiling yeast takes part in the deterioration
of syrups, pralines, jams, berries and fruits, fruit
juices, pickled vegetables and dairy products. In
many cases the risk caused by growth of spoilage
yeast in products has been underestimated because
many of these yeast are not known to be oppor-
Table 4. The microbicidal effect of four commercial disinfectants (alcohol-based, hydrogen peroxide-based, hypochlorite-based and
persulphate-based products) against biofilms of Listeria innocua, L. monocytogenes, E. coli, Salmonella Infantis, S. Choleraesuis and
Bacillus cereus (reduction unit is log cfu/cm2)
Disinfectant/Concentration
Escherichia coli
Listeria
innocua
Listeria
monocytogenes
Salmonella
Choleraesuis
Salmonella
Infantis
Bacillus
cereus
(spores)
Alcohol-based
Hydrogen peroxide-based
100%
75%
1%
0.50%
0.25%
1.40%
0.70%
>5.07
[0.00]
>2.99
[0.00]
>5.30
[0.00]
>5.07
[0.00]
>2.99
[0.00]
>5.30
[0.00]
429 [0.80] 2.81
[2.10]
>2.99
>2.99
[0.00]
[0.00]
4.72
>5.30
[1.01]
[0.00]
1.44
[3.18]
>2.99
[0.00]
4.20
[1.91]
2.11
[0.84]
>299
[0.00]
–0.47
[0.99]
>3.14
[0.00]
>3.14
[0.00]
1.81
[1.20]
2.47
[1.17]
1.80
[1.31]
>6.06
[0.00]
ND
>6.06
[0.00]
ND
5.09
[1.68]
ND
4.30
[1.95]
ND
5.48
[1.01]
ND
ND = no microbicidal effect observed.
Hypochloritebased
Control
0.35%
Persulphate
based
1/1.251
0.44
[0.77]
1.76
[0.63]
–0.91
[0.24]
0.29
[0.65]
2.68
[0.55]
–1.19
[0.08]
1.54
[0.29]
2.35
[1.11]
0.00
[0.00]
5.39
[0.51]
3.32
[0.37]
5.62
[0.00]
1.98
[2.02]
1.81
[1.26]
2.22
[0.67]
0.58
[1.15]
3.47
[0.32]
1.55
[0.52]
ND
0.34
[0.15]
ND
0.43
[0.06]
ND
1.61
[0.13]
0.36
[0.23]
6.38
[0.25]
5.21
[0.59]
303
likely effects of a formulation against microbial
contamination in situ, they enable discrimination
between the disinfectant formulations at normal
use levels and the choice of the most effective one.
The survival levels obtained made the test able to
distinguish the performances of many different
disinfectant formulations against a variety of test
strains where this had been impossible with conventional testing methods (Wirtanen et al. 1998,
2001, 2003). Conventional suspension tests fail to
discriminate between the agents in terms of their
efficacy and are therefore, not of assistance in the
final selection of agents (Gilbert et al. 1998; Wirtanen et al. 1998). The results showed that Gramnegative bacteria are more resistant to disinfectant
treatment the hydrogen peroxide-based disinfectant was also effective in some cases and especially
when the duration of the disinfectant treatment
was extended to 15 min the peroxide-based and
quaternary ammonium containing disinfectants
were also efficient (Table 5). The disinfectants
containing chlorine and persulphate were ineffective in destroying yeast biofilms.
5.3. Biofilm constructs
The biofilm construct test is a severe measure of
disinfection efficiency giving reproducible results.
Whilst the results do not necessarily reflect the
Table 5. Efficacy of disinfectant treatments on yeast biofilms grown on stainless steel after 5 min (upper table) and 15 min (lower
table): The yeast isolates used were Saccharomyces cerevisiae, Candida lipolytica, C. intermedia, C. parapsilosis, C. krusei, Cryptococcus
albidus, Debaromyces hansenii, Rhodotorula glutinis, R. rubescens; R. Mucilaginosa, Dekkera anomala and Trichosporon asahii
Disinfectant treatments
Yeasts
Alcohol-based
Concentration
100%
75%
Hydrogen
peroxide-based
50%
S. cerevisiae C-00370
S. cerevisiae C-96203
C. lipolytica C-00380
C. intermedia C-00372
C. parapsilosis C-00373
C. parapsilosis C-00381
C. krusei C-00371
C. albidus C-00392
D. hansenii C-00382
R. glutinis C-00391
R. rubescens C-00393
R. mucilaginosa C-00396
D. anomala C-91183
T. asahii G-10
S. cerevisiae C-00370
C. lipolytica C-00380
C.
C.
C.
C.
R.
intermedia C-00372
parapsilosis C-00373
parapsilosis C-00381
albidus C-00392
mucilaginosa C-00396
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
Persulphatebased
0.5%
0.25%
1.4%
0.7%
4%
2%
0.2%
1 tab/
1.25 l
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
–
–
Quaternary
ammonium
1.0%
ND
–
–
Hypochlorite-based
ND
ND
ND
ND
ND
ND
ND
ND
–
–
ND
ND
ND
–
–
ND
ND
ND
NO
–
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
¼ Reduction greater than 3 log-units; h ¼ Reduction below 3 log-units but exceeding 1.5 log-units; ND ¼ reduction lower than 1.5
log-units; – ¼ Not tested.
304
treatments than Gram-positive bacteria. This is in
agreement with the general observations (Nikaido
& Vaara 1985; McKane & Kandel 1996) as well as
studies using surfaces with dried bacterial cells
(Grönholm et al. 1999) and biofilms (Wirtanen
1995; Wirtanen et al. 1997, 2002).
5.4. Microbial based residue test
The method based on photobacteria is rapid to
perform, because the incubation time is only
5 min. The results show that residues do exist on
production surfaces prior to production start-up
(Figure 4). Most of the samples taken in dairies
were swab samples because of ease of sampling.
There were in total 501 samples from different
countries. The samples from factories can be divided into three groups: samples with very clear
inhibition (inhibition percentage >50), samples
with moderate inhibition (inhibition percentage
between 20 and 50%) and samples that induced
light production (inhibition value negative).
About 40% of the samples showed a clear inhibition. In other words, this means that there are
residues on surfaces before starting the production if no preventive rinsing is performed. This
method offers a useful alternative for testing
chemical residue left on surfaces after cleaning
and disinfection.
6. Conclusions
Disinfection is required in food plant operations
where wet surfaces provide favourable conditions
for the growth of microbes. The use of effective
disinfectants minimizes contamination of the
product, enhances shelf life, and reduces the risks
of foodborne illness. A prolonged exposure of the
surfaces to disinfectants enhances the microbicidal
effect. Disinfectants approved for use in the food
industry are alcohols, oxidants, iodophor- and
chlorine-based compounds, persulphates, surfactants and quaternary ammonium compounds.
The efficacy testing based on suspensions gives
an answer to whether the disinfectant is effective
against the microbe tested. According to the
standard tests available a reduction of 5 log-units
is needed for the agent to be effective against
vegetative microbial cells and 1 log-unit for bacterial spores. Various laboratory studies have
shown that surface-attached cells are more resistant to disinfectant treatment than suspended cells.
This has lead to development of various types of
carrier tests, e.g. tests using microbial cells dried
on surfaces, biofilm-constructs, and biofilms
grown on test coupons. The above mentioned
methods require further validation and improved
repeatability.
Research has shown that there can be chemical
residues on the surfaces prior to production. The
results from using a photobacterial method can be
categorized into the following levels: very clear,
moderate and no inhibition. This method offers a
useful alternative for testing chemical residue on
surfaces and is worthy of further study.
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