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Factoring in the micro: a transaction-level dynamic factor approach to the decomposition of export volatility. (2021). Grazzi, Marco ; Cuzzola, Angelo ; Barigozzi, Matteo ; Moschella, Daniele.
In: LEM Papers Series.
RePEc:ssa:lemwps:2021/22.

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  1. → l Y, F(1) , θ(1) that needs an appropriate initialization and stops when an appropriate stopping rule (we mutuate convergence condition from the end of section 2.1 of Bańbura and Modugno, 2014, with a threshold of 0.001).
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  2. ——— (2012): “The Empirics of Firm Heterogeneity and International Trade,” Annual Review of Economics, 4, 283–313.
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  3. ——— (2016): “Global Firms,” CEP Discussion Papers dp1420, Centre for Economic Performance, LSE.
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  4. Acemoglu, D., V. M. Carvalho, A. Ozdaglar, and A. Tahbaz-Salehi (2012): “The network origins of aggregate fluctuations,” Econometrica, 80, 1977–2016.

  5. Amiti, M. and D. E. Weinstein (2018): “How much do idiosyncratic bank shocks affect investment? Evidence from matched bank-firm loan data,” Journal of Political Economy, 126, 525–587.

  6. Bańbura, M. and M. Modugno (2014): “Maximum likelihood estimation of factor models on datasets with arbitrary pattern of missing data,” Journal of Applied Econometrics, 29, 133–160.
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  7. Baldwin, R. E. (2009): The great trade collapse: Causes, consequences and prospects, Cepr.
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  8. Barigozzi, M. and M. Luciani (2019): “Quasi maximum likelihood estimation and inference of large approximate dynamic factor models via the EM algorithm,” arXiv preprint arXiv:1910.03821.

  9. Bergounhon, F., C. Lenoir, and I. Mejean (2018): “A guideline to French firmlevel trade data,” Tech. rep., mimeo Polytechnique.
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  10. Bernard, A. B., E. A. Boler, R. Massari, J.-D. Reyes, and D. Taglioni (2017): “Exporter dynamics and partial-year effects,” American Economic Review, 107, 3211–28.

  11. Bottazzi, G. and A. Secchi (2006): “Gibrat’s law and diversification,” Industrial and Corporate Change, 15, 847–875.
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  12. Bottazzi, G., L. Li, and A. Secchi (2019): “Aggregate fluctuations and the distribution of firm growth rates,” Industrial and Corporate Change, 28, 635–656.

  13. Braakmann, N. and J. Wagner (2011): “Product diversification and stability of employment and sales: first evidence from German manufacturing firms,” Applied Economics, 43, 3977–3985.

  14. Breitung, J. and S. Eickmeier (2015): “Analyzing business cycle asymmetries in a multi-level factor model,” Economics Letters, 127, 31–34.

  15. Carvalho, V. and X. Gabaix (2013): “The Great Diversification and Its Undoing,” American Economic Review, 103, 1697–1727.

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  17. Caselli, F., M. Koren, M. Lisicky, and S. Tenreyro (2020): “Diversification Through Trade*,” The Quarterly Journal of Economics, 135, 449–502.

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  20. Di Giovanni, J., A. A. Levchenko, and I. Mejean (2018): “The micro origins of international business-cycle comovement,” American Economic Review, 108, 82–108.

  21. Doz, C., D. Giannone, and L. Reichlin (2012): “A quasi–maximum likelihood approach for large, approximate dynamic factor models,” Review of economics and statistics, 94, 1014–1024.

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  24. Forni, M., M. Hallin, M. Lippi, and L. Reichlin (2000): “The generalized dynamic-factor model: Identification and estimation,” Review of Economics and statistics, 82, 540–554.

  25. Gabaix, X. (2011): “The Granular Origins of Aggregate Fluctuations,” Econometrica, 79, 733–772. Kelly, B., H. Lustig, and S. V. Nieuwerburgh (forthcoming): “Firm Volatility in Granular Networks,” Journal of Political Economy.

  26. ξRnR                      where F is a (T × 1) global factor vector and Dc are block factor vectors. Following Doz et al. (2012) we compute the log-likelihood, l(Y, Z, θ), associated to the system composed by the equations (12) and (13) as a function of the data matrix Y , the set of parameters θ = {Λ, R, A, Q} and the matrix of factors Z(see appendix B of Bańbura and Modugno, 2014, for the explicit form.) Then, we proceed to the maximization of l through the following two steps procedure (which details are exposed below): 1. Given the factors, the parameters are derived by analytical maximization of l. 2. Given the parameters, the factors are derived running Kalman Filter/Smoother on the system of equations (12) and (13). This procedure defines a sequence of increasing log-likelihood values l Y, F(0) , θ(0) → l Y, F(0) , θ(1)
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  27. Initialization algorithm. The procedure is initialized computing the sequential least square estimator associated to the model on a ‘complete’ matrix of data. The estimates Λ(0) , R(0) , A(0) , Q(0) are the results of the following two steps: 1. We fill the missing values of the original dataset with series medians, then we smooth the outcome taking the moving averages of the series, so that we can work with the filled matrix Y ; 2. Once a complete matrix is given, the sequential least square estimator by Breitung and Eickmeier (2015) can be applied to obtain the block-by-block parameters initialization.
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  28. Koren, M. and S. Tenreyro (2007): “Volatility and Development,” The Quarterly Journal of Economics, 122, 243–287.

  29. Kramarz, F., J. Martin, and I. Mejean (2020): “Volatility in the small and in the large: The lack of diversification in international trade,” Journal of International Economics, 122, 103276.

  30. Long Jr, J. B. and C. I. Plosser (1983): “Real business cycles,” Journal of political Economy, 91, 39–69.

  31. Reis, R. and M. W. Watson (2010): “Relative goods’ prices, pure inflation, and the Phillips correlation,” American Economic Journal: Macroeconomics, 2, 128–57.

  32. Stock, J. H. and M. W. Watson (2002): “Forecasting using principal components from a large number of predictors,” Journal of the American statistical association, 97, 1167–1179.

  33. X t=1 P−1,g,t !0 (25) (26) Estimates of the complete form parameters Â(k+1) , Q̂(k+1) are obtained by trivial recomposition of the block structure. The updated estimates for the loadings matrix can be seen as the NA-corrected OLS solutions of the regressions (see Bańbura and Modugno, 2014, pag. 138, eq. (11))17 yt = ΛgZg,t + ΛcZc,t + vt c = 1, . . . , C (27) for nb series of the block b. vec(Λb) = T X t=1 Zgc,tZ gc,t ⊗ IndNA t !−1 vec T
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