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April 1, 2008 | History
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United States. Securities and Exchange Commission.

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  • Cover of: Survey of American listed corporations.: Balance sheet data, 1939-1943. Reported information on registrants with the Securities and Exchange Commission under the Securities act of 1933, and the Securities exchange act of 1934.

    First published in 1940 — 15 editions
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  • Cover of: Investment trusts and investment companies.

    Cover of edition investmenttrusts00unit Cover of edition investmenttrusts335unit Cover of edition investmenttrusts36unit Cover of edition investmenttrusts01unit First published in 1939 — 14 editions
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  • Cover of: "--good people, important problems and workable laws": 50 years of the U.S. Securities and Exchange Commission.

    First published in 1984 — 4 editions
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  • Cover of: Proxy rules: as in effect January 1, 1984 : also containing Regulation S-K and Form 10-K

    First published in 1956 — 3 editions
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  • Cover of: Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees: pursuant to section 211 of the Securities Exchange Act of 1934.

    First published in 1936 — 3 editions
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  • Cover of: Form 10-K, annual report: pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934.

    2 editions
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  • Cover of: General rules and regulations under the Securities exchange act of 1934: as in effect April l, 1970.

    First published in 1938 — 2 editions
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  • Cover of: Invest in your future: legal opportunities at the SEC

    First published in 1996 — 2 editions
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  • Cover of: Legal recruitment

    First published in 1990 — 2 editions
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  • Cover of: The Public utility holding company act of 1935

    First published in 1952 — 2 editions
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  • Cover of: Regulation S-X: under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935 and Investment Company Act of 1940, form and content of financial statements, as in effect Oct. 14, 1970.

    First published in 1971 — 2 editions
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  • Cover of: Regulation X-14 under securities exchange act of 1934.

    2 editions
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  • Cover of: Report of special study of securities markets of the Securities and Exchange Commission.

    First published in 1963 — 2 editions
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  • Cover of: Rules of practice and rules relating to investigations: and code of behavior governing ex parte communications between persons outside the commission and decisional employees as in effect December 1, 1972.

    First published in 1964 — 2 editions
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  • Cover of: The work of the Securities and Exchange Commission.

    First published in 1968 — 2 editions
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  • Cover of: Cost of flotation of registered equity issues, 1963-1965.

    First published in 1970 — 2 editions
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  • Cover of: Compilation of releases dealing with matters frequently arising under the Securities Act of 1933.

    First published in 1965 — 2 editions
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  • Cover of: Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker.

    First published in 1936 — 2 editions
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  • Cover of: Alerta sobre las ilamadas telefońicas para ventas de inversiones: el telef́ono suena -- sera ́un problema?

    First published in 2002 — 1 edition
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  • Cover of: Annual Report, 1988

    First published in 1989 — 1 edition
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We need a photo of United States. Securities and Exchange Commission.

Subjects

Securities, United States, United States. Securities and Exchange Commission, Law and legislation, Corporations, Stock exchanges, Stockbrokers, Accounting, Disclosure of information, Financial statements, Mutual funds, Rules and practice, Brokers, Legal status, laws, Officials and employees, Recruiting, Fees, Government attorneys, Holding companies, Industries, Investment banking, Investments, Public utilities, Statistics, Stock ownership

Places

United States, New York (State), New York

People

Richard Whitney (1888-)

Time

1960s stock transaction pricing, 1971 publication date

Lists

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ID Numbers

  • OLID: OL263841A

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History

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April 1, 2008 Created by an anonymous user initial import