HTTP/1.1, part 6: Caching

An HTTP cache is a local store of response messages and the subsystem that controls its message storage, retrieval, and deletion. A cache stores cacheable responses in order to reduce the response time and network bandwidth consumption on future, equivalent requests. Any client or server may include a cache, though a cache cannot be used by a server that is acting as a tunnel.¶

Caching would be useless if it did not significantly improve performance. The goal of caching in HTTP/1.1 is to reuse a prior response message to satisfy a current request. In some cases, the existing response can be reused without the need for a network request, reducing latency and network round-trips; we use an "expiration" mechanism for this purpose (see Section 4). Even when a new request is required, it is often possible to reuse all or parts of the payload of a prior response to satisfy the request, thereby reducing network bandwidth usage; we use a "validation" mechanism for this purpose (see Section 5).¶

A cache behaves in a "semantically transparent" manner, with respect to a particular response, when its use affects neither the requesting client nor the origin server, except to improve performance. When a cache is semantically transparent, the client receives exactly the same response status and payload that it would have received had its request been handled directly by the origin server.¶

In an ideal world, all interactions with an HTTP cache would be semantically transparent. However, for some resources, semantic transparency is not always necessary and can be effectively traded for the sake of bandwidth scaling, disconnected operation, and high availability. HTTP/1.1 allows origin servers, caches, and clients to explicitly reduce transparency when necessary. However, because non-transparent operation may confuse non-expert users and might be incompatible with certain server applications (such as those for ordering merchandise), the protocol requires that transparency be relaxed ¶

• only by an explicit protocol-level request when relaxed by client or origin server
• only with an explicit warning to the end user when relaxed by cache or client

Therefore, HTTP/1.1 provides these important elements: ¶

1. Protocol features that provide full semantic transparency when this is required by all parties.
2. Protocol features that allow an origin server or user agent to explicitly request and control non-transparent operation.
3. Protocol features that allow a cache to attach warnings to responses that do not preserve the requested approximation of semantic transparency.

A basic principle is that it must be possible for the clients to detect any potential relaxation of semantic transparency. ¶

• Note: The server, cache, or client implementor might be faced with design decisions not explicitly discussed in this specification. If a decision might affect semantic transparency, the implementor ought to err on the side of maintaining transparency unless a careful and complete analysis shows significant benefits in breaking transparency.

This specification uses a number of terms to refer to the roles played by participants in, and objects of, HTTP caching.¶

cacheable ¶

• A response is cacheable if a cache is allowed to store a copy of the response message for use in answering subsequent requests. Even when a response is cacheable, there may be additional constraints on whether a cache can use the cached copy for a particular request.

first-hand ¶

• A response is first-hand if it comes directly and without unnecessary delay from the origin server, perhaps via one or more proxies. A response is also first-hand if its validity has just been checked directly with the origin server.

explicit expiration time ¶

• The time at which the origin server intends that an entity should no longer be returned by a cache without further validation.

heuristic expiration time ¶

• An expiration time assigned by a cache when no explicit expiration time is available.

age ¶

• The age of a response is the time since it was sent by, or successfully validated with, the origin server.

freshness lifetime ¶

• The length of time between the generation of a response and its expiration time.

fresh ¶

• A response is fresh if its age has not yet exceeded its freshness lifetime.

stale ¶

• A response is stale if its age has passed its freshness lifetime.

validator ¶

• A protocol element (e.g., an entity tag or a Last-Modified time) that is used to find out whether a cache entry is an equivalent copy of an entity.

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119].¶

An implementation is not compliant if it fails to satisfy one or more of the MUST or REQUIRED level requirements for the protocols it implements. An implementation that satisfies all the MUST or REQUIRED level and all the SHOULD level requirements for its protocols is said to be "unconditionally compliant"; one that satisfies all the MUST level requirements but not all the SHOULD level requirements for its protocols is said to be "conditionally compliant."¶

A correct cache MUST respond to a request with the most up-to-date response held by the cache that is appropriate to the request (see Sections 4.5, 4.6, and 14) which meets one of the following conditions: ¶

1. It has been checked for equivalence with what the origin server would have returned by revalidating the response with the origin server (Section 5);
2. It is "fresh enough" (see Section 4). In the default case, this means it meets the least restrictive freshness requirement of the client, origin server, and cache (see Section 16.2); if the origin server so specifies, it is the freshness requirement of the origin server alone. If a stored response is not "fresh enough" by the most restrictive freshness requirement of both the client and the origin server, in carefully considered circumstances the cache MAY still return the response with the appropriate Warning header (see Sections 3.5 and 16.6), unless such a response is prohibited (e.g., by a "no-store" cache-directive, or by a "no-cache" cache-request-directive; see Section 16.2).
3. It is an appropriate 304 (Not Modified), 305 (Use Proxy), or error (4xx or 5xx) response message.

If the cache can not communicate with the origin server, then a correct cache SHOULD respond as above if the response can be correctly served from the cache; if not it MUST return an error or warning indicating that there was a communication failure.¶

If a cache receives a response (either an entire response, or a 304 (Not Modified) response) that it would normally forward to the requesting client, and the received response is no longer fresh, the cache SHOULD forward it to the requesting client without adding a new Warning (but without removing any existing Warning headers). A cache SHOULD NOT attempt to revalidate a response simply because that response became stale in transit; this might lead to an infinite loop. A user agent that receives a stale response without a Warning MAY display a warning indication to the user.¶

Whenever a cache returns a response that is neither first-hand nor "fresh enough" (in the sense of condition 2 in Section 3.1), it MUST attach a warning to that effect, using a Warning general-header. The Warning header and the currently defined warnings are described in Section 16.6. The warning allows clients to take appropriate action.¶

Warnings MAY be used for other purposes, both cache-related and otherwise. The use of a warning, rather than an error status code, distinguish these responses from true failures.¶

1xx

Warnings that describe the freshness or revalidation status of the response, and so MUST be deleted after a successful revalidation. 1xx warn-codes MAY be generated by a cache only when validating a cached entry. It MUST NOT be generated by clients.

2xx

Warnings that describe some aspect of the entity body or entity headers that is not rectified by a revalidation (for example, a lossy compression of the entity bodies) and which MUST NOT be deleted after a successful revalidation.

See Section 16.6 for the definitions of the codes themselves.¶

HTTP/1.0 caches will cache all Warnings in responses, without deleting the ones in the first category. Warnings in responses that are passed to HTTP/1.0 caches carry an extra warning-date field, which prevents a future HTTP/1.1 recipient from believing an erroneously cached Warning.¶

Warnings also carry a warning text. The text MAY be in any appropriate natural language (perhaps based on the client's Accept headers), and include an OPTIONAL indication of what character set is used.¶

Multiple warnings MAY be attached to a response (either by the origin server or by a cache), including multiple warnings with the same code number. For example, a server might provide the same warning with texts in both English and Basque.¶

When multiple warnings are attached to a response, it might not be practical or reasonable to display all of them to the user. This version of HTTP does not specify strict priority rules for deciding which warnings to display and in what order, but does suggest some heuristics.¶

The basic cache mechanisms in HTTP/1.1 (server-specified expiration times and validators) are implicit directives to caches. In some cases, a server or client might need to provide explicit directives to the HTTP caches. We use the Cache-Control header for this purpose.¶

The Cache-Control header allows a client or server to transmit a variety of directives in either requests or responses. These directives typically override the default caching algorithms. As a general rule, if there is any apparent conflict between header values, the most restrictive interpretation is applied (that is, the one that is most likely to preserve semantic transparency). However, in some cases, cache-control directives are explicitly specified as weakening the approximation of semantic transparency (for example, "max-stale" or "public").¶

The cache-control directives are described in detail in Section 16.2.¶

Many user agents make it possible for users to override the basic caching mechanisms. For example, the user agent might allow the user to specify that cached entities (even explicitly stale ones) are never validated. Or the user agent might habitually add "Cache-Control: max-stale=3600" to every request. The user agent SHOULD NOT default to either non-transparent behavior, or behavior that results in abnormally ineffective caching, but MAY be explicitly configured to do so by an explicit action of the user.¶

If the user has overridden the basic caching mechanisms, the user agent SHOULD explicitly indicate to the user whenever this results in the display of information that might not meet the server's transparency requirements (in particular, if the displayed entity is known to be stale). Since the protocol normally allows the user agent to determine if responses are stale or not, this indication need only be displayed when this actually happens. The indication need not be a dialog box; it could be an icon (for example, a picture of a rotting fish) or some other indicator.¶

If the user has overridden the caching mechanisms in a way that would abnormally reduce the effectiveness of caches, the user agent SHOULD continually indicate this state to the user (for example, by a display of a picture of currency in flames) so that the user does not inadvertently consume excess resources or suffer from excessive latency.¶

In some cases, the operator of a cache MAY choose to configure it to return stale responses even when not requested by clients. This decision ought not be made lightly, but may be necessary for reasons of availability or performance, especially when the cache is poorly connected to the origin server. Whenever a cache returns a stale response, it MUST mark it as such (using a Warning header) enabling the client software to alert the user that there might be a potential problem.¶

It also allows the user agent to take steps to obtain a first-hand or fresh response. For this reason, a cache SHOULD NOT return a stale response if the client explicitly requests a first-hand or fresh one, unless it is impossible to comply for technical or policy reasons.¶

While the origin server (and to a lesser extent, intermediate caches, by their contribution to the age of a response) are the primary source of expiration information, in some cases the client might need to control a cache's decision about whether to return a cached response without validating it. Clients do this using several directives of the Cache-Control header.¶

A client's request MAY specify the maximum age it is willing to accept of an unvalidated response; specifying a value of zero forces the cache(s) to revalidate all responses. A client MAY also specify the minimum time remaining before a response expires. Both of these options increase constraints on the behavior of caches, and so cannot further relax the cache's approximation of semantic transparency.¶

A client MAY also specify that it will accept stale responses, up to some maximum amount of staleness. This loosens the constraints on the caches, and so might violate the origin server's specified constraints on semantic transparency, but might be necessary to support disconnected operation, or high availability in the face of poor connectivity.¶

HTTP caching works best when caches can entirely avoid making requests to the origin server. The primary mechanism for avoiding requests is for an origin server to provide an explicit expiration time in the future, indicating that a response MAY be used to satisfy subsequent requests. In other words, a cache can return a fresh response without first contacting the server.¶

Our expectation is that servers will assign future explicit expiration times to responses in the belief that the entity is not likely to change, in a semantically significant way, before the expiration time is reached. This normally preserves semantic transparency, as long as the server's expiration times are carefully chosen.¶

The expiration mechanism applies only to responses taken from a cache and not to first-hand responses forwarded immediately to the requesting client.¶

If an origin server wishes to force a semantically transparent cache to validate every request, it MAY assign an explicit expiration time in the past. This means that the response is always stale, and so the cache SHOULD validate it before using it for subsequent requests. See Section 16.2.4 for a more restrictive way to force revalidation.¶

If an origin server wishes to force any HTTP/1.1 cache, no matter how it is configured, to validate every request, it SHOULD use the "must-revalidate" cache-control directive (see Section 16.2).¶

Servers specify explicit expiration times using either the Expires header, or the max-age directive of the Cache-Control header.¶

An expiration time cannot be used to force a user agent to refresh its display or reload a resource; its semantics apply only to caching mechanisms, and such mechanisms need only check a resource's expiration status when a new request for that resource is initiated. See Section 15 for an explanation of the difference between caches and history mechanisms.¶

Since origin servers do not always provide explicit expiration times, HTTP caches typically assign heuristic expiration times, employing algorithms that use other header values (such as the Last-Modified time) to estimate a plausible expiration time. The HTTP/1.1 specification does not provide specific algorithms, but does impose worst-case constraints on their results. Since heuristic expiration times might compromise semantic transparency, they ought to be used cautiously, and we encourage origin servers to provide explicit expiration times as much as possible.¶

In order to know if a cached entry is fresh, a cache needs to know if its age exceeds its freshness lifetime. We discuss how to calculate the latter in Section 4.4; this section describes how to calculate the age of a response or cache entry.¶

In this discussion, we use the term "now" to mean "the current value of the clock at the host performing the calculation." Hosts that use HTTP, but especially hosts running origin servers and caches, SHOULD use NTP [RFC1305] or some similar protocol to synchronize their clocks to a globally accurate time standard.¶

HTTP/1.1 requires origin servers to send a Date header, if possible, with every response, giving the time at which the response was generated (see Section 8.3 of [Part1]). We use the term "date_value" to denote the value of the Date header, in a form appropriate for arithmetic operations.¶

HTTP/1.1 uses the Age response-header to convey the estimated age of the response message when obtained from a cache. The Age field value is the cache's estimate of the amount of time since the response was generated or revalidated by the origin server.¶

In essence, the Age value is the sum of the time that the response has been resident in each of the caches along the path from the origin server, plus the amount of time it has been in transit along network paths.¶

We use the term "age_value" to denote the value of the Age header, in a form appropriate for arithmetic operations.¶

A response's age can be calculated in two entirely independent ways: ¶

1. now minus date_value, if the local clock is reasonably well synchronized to the origin server's clock. If the result is negative, the result is replaced by zero.
2. age_value, if all of the caches along the response path implement HTTP/1.1.

Given that we have two independent ways to compute the age of a response when it is received, we can combine these as¶

and as long as we have either nearly synchronized clocks or all-HTTP/1.1 paths, one gets a reliable (conservative) result.¶

Because of network-imposed delays, some significant interval might pass between the time that a server generates a response and the time it is received at the next outbound cache or client. If uncorrected, this delay could result in improperly low ages.¶

where "request_time" is the time (according to the local clock) when the request that elicited this response was sent.¶

The current_age of a cache entry is calculated by adding the amount of time (in seconds) since the cache entry was last validated by the origin server to the corrected_initial_age. When a response is generated from a cache entry, the cache MUST include a single Age header field in the response with a value equal to the cache entry's current_age.¶

The presence of an Age header field in a response implies that a response is not first-hand. However, the converse is not true, since the lack of an Age header field in a response does not imply that the response is first-hand unless all caches along the request path are compliant with HTTP/1.1 (i.e., older HTTP caches did not implement the Age header field).¶

In order to decide whether a response is fresh or stale, we need to compare its freshness lifetime to its age. The age is calculated as described in Section 4.3; this section describes how to calculate the freshness lifetime, and to determine if a response has expired. In the discussion below, the values can be represented in any form appropriate for arithmetic operations.¶

We use the term "expires_value" to denote the value of the Expires header. We use the term "max_age_value" to denote an appropriate value of the number of seconds carried by the "max-age" directive of the Cache-Control header in a response (see Section 16.2.3).¶

Note that neither of these calculations is vulnerable to clock skew, since all of the information comes from the origin server.¶

If none of Expires, Cache-Control: max-age, or Cache-Control: s-maxage (see Section 16.2.3) appears in the response, and the response does not include other restrictions on caching, the cache MAY compute a freshness lifetime using a heuristic. The cache MUST attach Warning 113 to any response whose age is more than 24 hours if such warning has not already been added.¶

Also, if the response does have a Last-Modified time, the heuristic expiration value SHOULD be no more than some fraction of the interval since that time. A typical setting of this fraction might be 10%.¶

Because expiration values are assigned optimistically, it is possible for two caches to contain fresh values for the same resource that are different.¶

If a client performing a retrieval receives a non-first-hand response for a request that was already fresh in its own cache, and the Date header in its existing cache entry is newer than the Date on the new response, then the client MAY ignore the response. If so, it MAY retry the request with a "Cache-Control: max-age=0" directive (see Section 16.2), to force a check with the origin server.¶

If a cache has two fresh responses for the same representation with different validators, it MUST use the one with the more recent Date header. This situation might arise because the cache is pooling responses from other caches, or because a client has asked for a reload or a revalidation of an apparently fresh cache entry.¶

Because a client might be receiving responses via multiple paths, so that some responses flow through one set of caches and other responses flow through a different set of caches, a client might receive responses in an order different from that in which the origin server sent them. We would like the client to use the most recently generated response, even if older responses are still apparently fresh.¶

Neither the entity tag nor the expiration value can impose an ordering on responses, since it is possible that a later response intentionally carries an earlier expiration time. The Date values are ordered to a granularity of one second.¶

When a client tries to revalidate a cache entry, and the response it receives contains a Date header that appears to be older than the one for the existing entry, then the client SHOULD repeat the request unconditionally, and include¶

to force any intermediate caches to validate their copies directly with the origin server, or¶

to force any intermediate caches to obtain a new copy from the origin server.¶

If the Date values are equal, then the client MAY use either response (or MAY, if it is being extremely prudent, request a new response). Servers MUST NOT depend on clients being able to choose deterministically between responses generated during the same second, if their expiration times overlap.¶

For the purpose of defining the behavior of caches and non-caching proxies, we divide HTTP headers into two categories: ¶

• End-to-end headers, which are transmitted to the ultimate recipient of a request or response. End-to-end headers in responses MUST be stored as part of a cache entry and MUST be transmitted in any response formed from a cache entry.
• Hop-by-hop headers, which are meaningful only for a single transport-level connection, and are not stored by caches or forwarded by proxies.

The following HTTP/1.1 headers are hop-by-hop headers: ¶

• Connection
• Keep-Alive
• Proxy-Authenticate
• Proxy-Authorization
• TE
• Trailer
• Transfer-Encoding
• Upgrade

All other headers defined by HTTP/1.1 are end-to-end headers.¶

Other hop-by-hop headers MUST be listed in a Connection header (Section 8.1 of [Part1]).¶

Some features of HTTP/1.1, such as Digest Authentication, depend on the value of certain end-to-end headers. A transparent proxy SHOULD NOT modify an end-to-end header unless the definition of that header requires or specifically allows that.¶

A transparent proxy MUST NOT modify any of the following fields in a request or response, and it MUST NOT add any of these fields if not already present: ¶

• Content-Location
• Content-MD5
• ETag
• Last-Modified

A transparent proxy MUST NOT modify any of the following fields in a response: ¶

• Expires

but it MAY add any of these fields if not already present. If an Expires header is added, it MUST be given a field-value identical to that of the Date header in that response.¶

A proxy MUST NOT modify or add any of the following fields in a message that contains the no-transform cache-control directive, or in any request: ¶

• Content-Encoding
• Content-Range
• Content-Type

A non-transparent proxy MAY modify or add these fields to a message that does not include no-transform, but if it does so, it MUST add a Warning 214 (Transformation applied) if one does not already appear in the message (see Section 16.6). ¶

• Warning: unnecessary modification of end-to-end headers might cause authentication failures if stronger authentication mechanisms are introduced in later versions of HTTP. Such authentication mechanisms MAY rely on the values of header fields not listed here.

The Content-Length field of a request or response is added or deleted according to the rules in Section 4.4 of [Part1]. A transparent proxy MUST preserve the entity-length (Section 4.2.2 of [Part3]) of the entity-body, although it MAY change the transfer-length (Section 4.4 of [Part1]).¶

When a cache makes a validating request to a server, and the server provides a 304 (Not Modified) response or a 206 (Partial Content) response, the cache then constructs a response to send to the requesting client.¶

If the status code is 304 (Not Modified), the cache uses the entity-body stored in the cache entry as the entity-body of this outgoing response. If the status code is 206 (Partial Content) and the ETag or Last-Modified headers match exactly, the cache MAY combine the contents stored in the cache entry with the new contents received in the response and use the result as the entity-body of this outgoing response, (see Section 5 of [Part5]).¶

The end-to-end headers stored in the cache entry are used for the constructed response, except that ¶

• any stored Warning headers with warn-code 1xx (see Section 16.6) MUST be deleted from the cache entry and the forwarded response.
• any stored Warning headers with warn-code 2xx MUST be retained in the cache entry and the forwarded response.
• any end-to-end headers provided in the 304 or 206 response MUST replace the corresponding headers from the cache entry.

Unless the cache decides to remove the cache entry, it MUST also replace the end-to-end headers stored with the cache entry with corresponding headers received in the incoming response, except for Warning headers as described immediately above. If a header field-name in the incoming response matches more than one header in the cache entry, all such old headers MUST be replaced.¶

In other words, the set of end-to-end headers received in the incoming response overrides all corresponding end-to-end headers stored with the cache entry (except for stored Warning headers with warn-code 1xx, which are deleted even if not overridden). ¶

• Note: this rule allows an origin server to use a 304 (Not Modified) or a 206 (Partial Content) response to update any header associated with a previous response for the same entity or sub-ranges thereof, although it might not always be meaningful or correct to do so. This rule does not allow an origin server to use a 304 (Not Modified) or a 206 (Partial Content) response to entirely delete a header that it had provided with a previous response.

The response-header field "Age" conveys the sender's estimate of the amount of time since the response (or its revalidation) was generated at the origin server. A cached response is "fresh" if its age does not exceed its freshness lifetime. Age values are calculated as specified in Section 4.3.¶

Age values are non-negative decimal integers, representing time in seconds.¶

If a cache receives a value larger than the largest positive integer it can represent, or if any of its age calculations overflows, it MUST transmit an Age header with a value of 2147483648 (2³¹). An HTTP/1.1 server that includes a cache MUST include an Age header field in every response generated from its own cache. Caches SHOULD use an arithmetic type of at least 31 bits of range.¶

The general-header field "Cache-Control" is used to specify directives that MUST be obeyed by all caching mechanisms along the request/response chain. The directives specify behavior intended to prevent caches from adversely interfering with the request or response. These directives typically override the default caching algorithms. Cache directives are unidirectional in that the presence of a directive in a request does not imply that the same directive is to be given in the response. ¶

• Note that HTTP/1.0 caches might not implement Cache-Control and might only implement Pragma: no-cache (see Section 16.4).

Cache directives MUST be passed through by a proxy or gateway application, regardless of their significance to that application, since the directives might be applicable to all recipients along the request/response chain. It is not possible to specify a cache-directive for a specific cache.¶

When a directive appears without any 1#field-name parameter, the directive applies to the entire request or response. When such a directive appears with a 1#field-name parameter, it applies only to the named field or fields, and not to the rest of the request or response. This mechanism supports extensibility; implementations of future versions of HTTP might apply these directives to header fields not defined in HTTP/1.1.¶

The cache-control directives can be broken down into these general categories: ¶

• Restrictions on what are cacheable; these may only be imposed by the origin server.
• Restrictions on what may be stored by a cache; these may be imposed by either the origin server or the user agent.
• Modifications of the basic expiration mechanism; these may be imposed by either the origin server or the user agent.
• Controls over cache revalidation and reload; these may only be imposed by a user agent.
• Control over transformation of entities.
• Extensions to the caching system.

The Expires entity-header field gives the date/time after which the response is considered stale. A stale cache entry may not normally be returned by a cache (either a proxy cache or a user agent cache) unless it is first validated with the origin server (or with an intermediate cache that has a fresh copy of the entity). See Section 4 for further discussion of the expiration model.¶

The presence of an Expires field does not imply that the original resource will change or cease to exist at, before, or after that time.¶

The format is an absolute date and time as defined by HTTP-date in Section 3.3.1 of [Part1]; it MUST be sent in rfc1123-date format.¶

An example of its use is¶

• Note: if a response includes a Cache-Control field with the max-age directive (see Section 16.2.3), that directive overrides the Expires field.

HTTP/1.1 clients and caches MUST treat other invalid date formats, especially including the value "0", as in the past (i.e., "already expired").¶

To mark a response as "already expired," an origin server sends an Expires date that is equal to the Date header value. (See the rules for expiration calculations in Section 4.4.)¶

To mark a response as "never expires," an origin server sends an Expires date approximately one year from the time the response is sent. HTTP/1.1 servers SHOULD NOT send Expires dates more than one year in the future.¶

The presence of an Expires header field with a date value of some time in the future on a response that otherwise would by default be non-cacheable indicates that the response is cacheable, unless indicated otherwise by a Cache-Control header field (Section 16.2).¶

The general-header field "Pragma" is used to include implementation-specific directives that might apply to any recipient along the request/response chain. All pragma directives specify optional behavior from the viewpoint of the protocol; however, some systems MAY require that behavior be consistent with the directives.¶

When the no-cache directive is present in a request message, an application SHOULD forward the request toward the origin server even if it has a cached copy of what is being requested. This pragma directive has the same semantics as the no-cache cache-directive (see Section 16.2) and is defined here for backward compatibility with HTTP/1.0. Clients SHOULD include both header fields when a no-cache request is sent to a server not known to be HTTP/1.1 compliant.¶

Pragma directives MUST be passed through by a proxy or gateway application, regardless of their significance to that application, since the directives might be applicable to all recipients along the request/response chain. It is not possible to specify a pragma for a specific recipient; however, any pragma directive not relevant to a recipient SHOULD be ignored by that recipient.¶

HTTP/1.1 caches SHOULD treat "Pragma: no-cache" as if the client had sent "Cache-Control: no-cache". No new Pragma directives will be defined in HTTP. ¶

• Note: because the meaning of "Pragma: no-cache" as a response-header field is not actually specified, it does not provide a reliable replacement for "Cache-Control: no-cache" in a response.

The "Vary" response-header field's value indicates the set of request-header fields that fully determines, while the response is fresh, whether a cache is permitted to use the response to reply to a subsequent request without revalidation. For uncacheable or stale responses, the Vary field value advises the user agent about the criteria that were used to select the representation. A Vary field value of "*" implies that a cache cannot determine from the request headers of a subsequent request whether this response is the appropriate representation. See Section 8 for use of the Vary header field by caches.¶

An HTTP/1.1 server SHOULD include a Vary header field with any cacheable response that is subject to server-driven negotiation. Doing so allows a cache to properly interpret future requests on that resource and informs the user agent about the presence of negotiation on that resource. A server MAY include a Vary header field with a non-cacheable response that is subject to server-driven negotiation, since this might provide the user agent with useful information about the dimensions over which the response varies at the time of the response.¶

A Vary field value consisting of a list of field-names signals that the representation selected for the response is based on a selection algorithm which considers ONLY the listed request-header field values in selecting the most appropriate representation. A cache MAY assume that the same selection will be made for future requests with the same values for the listed field names, for the duration of time for which the response is fresh.¶

The field-names given are not limited to the set of standard request-header fields defined by this specification. Field names are case-insensitive.¶

A Vary field value of "*" signals that unspecified parameters not limited to the request-headers (e.g., the network address of the client), play a role in the selection of the response representation. The "*" value MUST NOT be generated by a proxy server; it may only be generated by an origin server.¶

The general-header field "Warning" is used to carry additional information about the status or transformation of a message which might not be reflected in the message. This information is typically used to warn about a possible lack of semantic transparency from caching operations or transformations applied to the entity body of the message.¶

A response MAY carry more than one Warning header.¶

The warn-text SHOULD be in a natural language and character set that is most likely to be intelligible to the human user receiving the response. This decision MAY be based on any available knowledge, such as the location of the cache or user, the Accept-Language field in a request, the Content-Language field in a response, etc. The default language is English and the default character set is ISO-8859-1 ([ISO-8859-1]).¶

If a character set other than ISO-8859-1 is used, it MUST be encoded in the warn-text using the method described in [RFC2047].¶

Warning headers can in general be applied to any message, however some specific warn-codes are specific to caches and can only be applied to response messages. New Warning headers SHOULD be added after any existing Warning headers. A cache MUST NOT delete any Warning header that it received with a message. However, if a cache successfully validates a cache entry, it SHOULD remove any Warning headers previously attached to that entry except as specified for specific Warning codes. It MUST then add any Warning headers received in the validating response. In other words, Warning headers are those that would be attached to the most recent relevant response.¶

When multiple Warning headers are attached to a response, the user agent ought to inform the user of as many of them as possible, in the order that they appear in the response. If it is not possible to inform the user of all of the warnings, the user agent SHOULD follow these heuristics: ¶

• Warnings that appear early in the response take priority over those appearing later in the response.
• Warnings in the user's preferred character set take priority over warnings in other character sets but with identical warn-codes and warn-agents.

Systems that generate multiple Warning headers SHOULD order them with this user agent behavior in mind.¶

Requirements for the behavior of caches with respect to Warnings are stated in Section 3.2.¶

This is a list of the currently-defined warn-codes, each with a recommended warn-text in English, and a description of its meaning.¶

110 Response is stale ¶

• MUST be included whenever the returned response is stale.

111 Revalidation failed ¶

• MUST be included if a cache returns a stale response because an attempt to revalidate the response failed, due to an inability to reach the server.

112 Disconnected operation ¶

• SHOULD be included if the cache is intentionally disconnected from the rest of the network for a period of time.

113 Heuristic expiration ¶

• MUST be included if the cache heuristically chose a freshness lifetime greater than 24 hours and the response's age is greater than 24 hours.

199 Miscellaneous warning ¶

• The warning text MAY include arbitrary information to be presented to a human user, or logged. A system receiving this warning MUST NOT take any automated action, besides presenting the warning to the user.

214 Transformation applied ¶

• MUST be added by an intermediate cache or proxy if it applies any transformation changing the content-coding (as specified in the Content-Encoding header) or media-type (as specified in the Content-Type header) of the response, or the entity-body of the response, unless this Warning code already appears in the response.

299 Miscellaneous persistent warning ¶

• The warning text MAY include arbitrary information to be presented to a human user, or logged. A system receiving this warning MUST NOT take any automated action.

If an implementation sends a message with one or more Warning headers whose version is HTTP/1.0 or lower, then the sender MUST include in each warning-value a warn-date that matches the date in the response.¶

If an implementation receives a message with a warning-value that includes a warn-date, and that warn-date is different from the Date value in the response, then that warning-value MUST be deleted from the message before storing, forwarding, or using it. (This prevents bad consequences of naive caching of Warning header fields.) If all of the warning-values are deleted for this reason, the Warning header MUST be deleted as well.¶

The change controller is: "IETF (iesg@ietf.org) - Internet Engineering Task Force".¶

20.1. Normative References

[ISO-8859-1]

International Organization for Standardization, “Information technology -- 8-bit single-byte coded graphic character sets -- Part 1: Latin alphabet No. 1”, ISO/IEC 8859-1:1998, 1998.

[Part1]

Fielding, R., Ed., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., Ed., and J. Reschke, Ed., “HTTP/1.1, part 1: URIs, Connections, and Message Parsing”, Internet-Draft draft-ietf-httpbis-p1-messaging-05 (work in progress), November 2008.

[Part2]

Fielding, R., Ed., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., Ed., and J. Reschke, Ed., “HTTP/1.1, part 2: Message Semantics”, Internet-Draft draft-ietf-httpbis-p2-semantics-05 (work in progress), November 2008.

[Part3]

Fielding, R., Ed., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., Ed., and J. Reschke, Ed., “HTTP/1.1, part 3: Message Payload and Content Negotiation”, Internet-Draft draft-ietf-httpbis-p3-payload-05 (work in progress), November 2008.

[Part4]

Fielding, R., Ed., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., Ed., and J. Reschke, Ed., “HTTP/1.1, part 4: Conditional Requests”, Internet-Draft draft-ietf-httpbis-p4-conditional-05 (work in progress), November 2008.

[Part5]

Fielding, R., Ed., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., Ed., and J. Reschke, Ed., “HTTP/1.1, part 5: Range Requests and Partial Responses”, Internet-Draft draft-ietf-httpbis-p5-range-05 (work in progress), November 2008.

[Part7]

Fielding, R., Ed., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., Ed., and J. Reschke, Ed., “HTTP/1.1, part 7: Authentication”, Internet-Draft draft-ietf-httpbis-p7-auth-05 (work in progress), November 2008.

[RFC2047]

Moore, K., “MIME (Multipurpose Internet Mail Extensions) Part Three: Message Header Extensions for Non-ASCII Text”, RFC 2047, November 1996.

[RFC2119]

Bradner, S., “Key words for use in RFCs to Indicate Requirement Levels”, BCP 14, RFC 2119, March 1997.

20.2. Informative References

[RFC1305]

Mills, D., “Network Time Protocol (Version 3) Specification, Implementation”, RFC 1305, March 1992.

[RFC2616]

Fielding, R., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., and T. Berners-Lee, “Hypertext Transfer Protocol -- HTTP/1.1”, RFC 2616, June 1999.

[RFC3864]

Klyne, G., Nottingham, M., and J. Mogul, “Registration Procedures for Message Header Fields”, BCP 90, RFC 3864, September 2004.

A case was missed in the Cache-Control model of HTTP/1.1; s-maxage was introduced to add this missing case. (Sections 6, 16.2, 16.2.3)¶

Transfer-coding and message lengths all interact in ways that required fixing exactly when chunked encoding is used (to allow for transfer encoding that may not be self delimiting); it was important to straighten out exactly how message lengths are computed. (Section 7.2, see also [Part1], [Part3] and [Part5])¶

Proxies should be able to add Content-Length when appropriate. (Section 7.2)¶

Range request responses would become very verbose if all meta-data were always returned; by allowing the server to only send needed headers in a 206 response, this problem can be avoided. (Section 7.3)¶

The Cache-Control: max-age directive was not properly defined for responses. (Section 16.2.3)¶

Warnings could be cached incorrectly, or not updated appropriately. (Section 3.2, 4.4, 7.2, 7.3, 16.2.3, and 16.6) Warning also needed to be a general header, as PUT or other methods may have need for it in requests.¶

Clarify denial of service attack avoidance requirement. (Section 12)¶

Extracted relevant partitions from [RFC2616].¶

Closed issues: ¶

• <http://tools.ietf.org/wg/httpbis/trac/ticket/9>: "Trailer" (<http://purl.org/NET/http-errata#trailer-hop>)
• <http://tools.ietf.org/wg/httpbis/trac/ticket/12>: "Invalidation after Update or Delete" (<http://purl.org/NET/http-errata#invalidupd>)
• <http://tools.ietf.org/wg/httpbis/trac/ticket/35>: "Normative and Informative references"
• <http://tools.ietf.org/wg/httpbis/trac/ticket/48>: "Date reference typo"
• <http://tools.ietf.org/wg/httpbis/trac/ticket/49>: "Connection header text"
• <http://tools.ietf.org/wg/httpbis/trac/ticket/65>: "Informative references"
• <http://tools.ietf.org/wg/httpbis/trac/ticket/66>: "ISO-8859-1 Reference"
• <http://tools.ietf.org/wg/httpbis/trac/ticket/86>: "Normative up-to-date references"
• <http://tools.ietf.org/wg/httpbis/trac/ticket/87>: "typo in 13.2.2"

Other changes: ¶

• Use names of RFC4234 core rules DQUOTE and HTAB (work in progress on <http://tools.ietf.org/wg/httpbis/trac/ticket/36>)

Closed issues: ¶

• <http://tools.ietf.org/wg/httpbis/trac/ticket/82>: "rel_path not used"

Other changes: ¶

• Get rid of duplicate BNF rule names ("host" -> "uri-host") (work in progress on <http://tools.ietf.org/wg/httpbis/trac/ticket/36>)
• Add explicit references to BNF syntax and rules imported from other parts of the specification.

Ongoing work on IANA Message Header Registration (<http://tools.ietf.org/wg/httpbis/trac/ticket/40>): ¶

• Reference RFC 3984, and update header registrations for headers defined in this document.

Closed issues: ¶

• <http://tools.ietf.org/wg/httpbis/trac/ticket/106>: "Vary header classification"

Ongoing work on ABNF conversion (<http://tools.ietf.org/wg/httpbis/trac/ticket/36>): ¶

• Use "/" instead of "|" for alternatives.
• Introduce new ABNF rules for "bad" whitespace ("BWS"), optional whitespace ("OWS") and required whitespace ("RWS").
• Rewrite ABNFs to spell out whitespace rules, factor out header value format definitions.