Fermi–Dirac statistics

Before the introduction of Fermi–Dirac statistics in 1926, understanding some aspects of electron behavior was difficult due to seemingly contradictory phenomena. For example, the electronic heat capacity of a metal at room temperature seemed to come from 100 times fewer electrons than were in the electric current.^[3] It was also difficult to understand why the emission currents generated by applying high electric fields to metals at room temperature were almost independent of temperature.

The difficulty encountered by the Drude model, the electronic theory of metals at that time, was due to considering that electrons were (according to classical statistics theory) all equivalent. In other words, it was believed that each electron contributed to the specific heat an amount on the order of the Boltzmann constant k_B. This problem remained unsolved until the development of Fermi–Dirac statistics.

Fermi–Dirac statistics was first published in 1926 by Enrico Fermi^[1] and Paul Dirac.^[2] According to Max Born, Pascual Jordan developed in 1925 the same statistics, which he called Pauli statistics, but it was not published in a timely manner.^[4][5][6] According to Dirac, it was first studied by Fermi, and Dirac called it "Fermi statistics" and the corresponding particles "fermions".^[7]

Fermi–Dirac statistics was applied in 1926 by Ralph Fowler to describe the collapse of a star to a white dwarf.^[8] In 1927 Arnold Sommerfeld applied it to electrons in metals and developed the free electron model,^[9] and in 1928 Fowler and Lothar Nordheim applied it to field electron emission from metals.^[10] Fermi–Dirac statistics continue to be an important part of physics.

For a system of identical fermions in thermodynamic equilibrium, the average number of fermions in a single-particle state i is given by the Fermi–Dirac (F–D) distribution:^{[11][nb 1]}

where k_B is the Boltzmann constant, T is the absolute temperature, ε_i is the energy of the single-particle state i, and μ is the total chemical potential. The distribution is normalized by the condition

${\displaystyle \sum _{i}{\bar {n}}_{i}=N}$ 

that can be used to express ${\displaystyle \mu =\mu (T,N)}$  in that ${\displaystyle \mu }$  can assume either a positive or negative value.^[12]

At zero absolute temperature, μ is equal to the Fermi energy plus the potential energy per fermion, provided it is in a neighbourhood of positive spectral density. In the case of a spectral gap, such as for electrons in a semiconductor, the point of symmetry μ is typically called the Fermi level or—for electrons—the electrochemical potential, and will be located in the middle of the gap.^[13][14]

The Fermi–Dirac distribution is only valid if the number of fermions in the system is large enough so that adding one more fermion to the system has negligible effect on μ.^[15] Since the Fermi–Dirac distribution was derived using the Pauli exclusion principle, which allows at most one fermion to occupy each possible state, a result is that ${\displaystyle 0<{\bar {n}}_{i}<1}$ .^{[nb 2]}

• Fermi–Dirac distribution
•  
  Energy dependence. More gradual at higher T. ${\displaystyle {\bar {n}}=0.5}$  when ${\displaystyle \varepsilon =\mu }$ . Not shown is that ${\displaystyle \mu }$  decreases for higher T.^[16]
•  
  Temperature dependence for ${\displaystyle \varepsilon >\mu }$ .

The variance of the number of particles in state i can be calculated from the above expression for ${\displaystyle {\bar {n}}_{i}}$ :^[17][18]

${\displaystyle V(n_{i})=k_{\text{B}}T{\frac {\partial }{\partial \mu }}{\bar {n}}_{i}={\bar {n}}_{i}(1-{\bar {n}}_{i}).}$ 

 

From the Fermi–Dirac distribution of particles over states, one can find the distribution of particles over energy.^{[nb 3]} The average number of fermions with energy ${\displaystyle \varepsilon _{i}}$  can be found by multiplying the Fermi–Dirac distribution ${\displaystyle {\bar {n}}_{i}}$  by the degeneracy ${\displaystyle g_{i}}$  (i.e. the number of states with energy ${\displaystyle \varepsilon _{i}}$ ),^[19]

${\displaystyle {\begin{aligned}{\bar {n}}(\varepsilon _{i})&=g_{i}{\bar {n}}_{i}\\&={\frac {g_{i}}{e^{(\varepsilon _{i}-\mu )/k_{\text{B}}T}+1}}.\end{aligned}}}$ 

When ${\displaystyle g_{i}\geq 2}$ , it is possible that ${\displaystyle {\bar {n}}(\varepsilon _{i})>1}$ , since there is more than one state that can be occupied by fermions with the same energy ${\displaystyle \varepsilon _{i}}$ .

When a quasi-continuum of energies ${\displaystyle \varepsilon }$  has an associated density of states ${\displaystyle g(\varepsilon )}$  (i.e. the number of states per unit energy range per unit volume^[20]), the average number of fermions per unit energy range per unit volume is

${\displaystyle {\bar {\mathcal {N}}}(\varepsilon )=g(\varepsilon )F(\varepsilon ),}$ 

where ${\displaystyle F(\varepsilon )}$  is called the Fermi function and is the same function that is used for the Fermi–Dirac distribution ${\displaystyle {\bar {n}}_{i}}$ :^[21]

${\displaystyle F(\varepsilon )={\frac {1}{e^{(\varepsilon -\mu )/k_{\text{B}}T}+1}},}$ 

so that

${\displaystyle {\bar {\mathcal {N}}}(\varepsilon )={\frac {g(\varepsilon )}{e^{(\varepsilon -\mu )/k_{\text{B}}T}+1}}.}$ 

The Fermi–Dirac distribution approaches the Maxwell–Boltzmann distribution in the limit of high temperature and low particle density, without the need for any ad hoc assumptions:

• In the limit of low particle density, ${\displaystyle {\bar {n}}_{i}={\frac {1}{e^{(\varepsilon _{i}-\mu )/k_{\rm {B}}T}+1}}\ll 1}$ , therefore ${\displaystyle e^{(\varepsilon _{i}-\mu )/k_{\rm {B}}T}+1\gg 1}$  or equivalently ${\displaystyle e^{(\varepsilon _{i}-\mu )/k_{\rm {B}}T}\gg 1}$ . In that case, ${\displaystyle {\bar {n}}_{i}\approx {\frac {1}{e^{(\varepsilon _{i}-\mu )/k_{\rm {B}}T}}}={\frac {N}{Z}}e^{-\varepsilon _{i}/k_{\rm {B}}T}}$ , which is the result from Maxwell-Boltzmann statistics.
• In the limit of high temperature, the particles are distributed over a large range of energy values, therefore the occupancy on each state (especially the high energy ones with ${\displaystyle \varepsilon _{i}-\mu \gg k_{\rm {B}}T}$ ) is again very small, ${\displaystyle {\bar {n}}_{i}={\frac {1}{e^{(\varepsilon _{i}-\mu )/k_{\rm {B}}T}+1}}\ll 1}$ . This again reduces to Maxwell-Boltzmann statistics.

The classical regime, where Maxwell–Boltzmann statistics can be used as an approximation to Fermi–Dirac statistics, is found by considering the situation that is far from the limit imposed by the Heisenberg uncertainty principle for a particle's position and momentum. For example, in physics of semiconductor, when the density of states of conduction band is much higher than the doping concentration, the energy gap between conduction band and fermi level could be calculated using Maxwell-Boltzmann statistics. Otherwise, if the doping concentration is not negligible compared to density of states of conduction band, the Fermi–Dirac distribution should be used instead for accurate calculation. It can then be shown that the classical situation prevails when the concentration of particles corresponds to an average interparticle separation ${\displaystyle {\bar {R}}}$  that is much greater than the average de Broglie wavelength ${\displaystyle {\bar {\lambda }}}$  of the particles:^[22]

${\displaystyle {\bar {R}}\gg {\bar {\lambda }}\approx {\frac {h}{\sqrt {3mk_{\rm {B}}T}}},}$ 

where h is the Planck constant, and m is the mass of a particle.

For the case of conduction electrons in a typical metal at T = 300 K (i.e. approximately room temperature), the system is far from the classical regime because ${\displaystyle {\bar {R}}\approx {\bar {\lambda }}/25}$  . This is due to the small mass of the electron and the high concentration (i.e. small ${\displaystyle {\bar {R}}}$ ) of conduction electrons in the metal. Thus Fermi–Dirac statistics is needed for conduction electrons in a typical metal.^[22]

Another example of a system that is not in the classical regime is the system that consists of the electrons of a star that has collapsed to a white dwarf. Although the temperature of white dwarf is high (typically T = 10000 K on its surface^[23]), its high electron concentration and the small mass of each electron precludes using a classical approximation, and again Fermi–Dirac statistics is required.^[8]

The Fermi–Dirac distribution, which applies only to a quantum system of non-interacting fermions, is easily derived from the grand canonical ensemble.^[24] In this ensemble, the system is able to exchange energy and exchange particles with a reservoir (temperature T and chemical potential μ fixed by the reservoir).

Due to the non-interacting quality, each available single-particle level (with energy level ϵ) forms a separate thermodynamic system in contact with the reservoir. In other words, each single-particle level is a separate, tiny grand canonical ensemble. By the Pauli exclusion principle, there are only two possible microstates for the single-particle level: no particle (energy E = 0), or one particle (energy E = ε). The resulting partition function for that single-particle level therefore has just two terms:

${\displaystyle {\begin{aligned}{\mathcal {Z}}&=\exp {\big (}0(\mu -\varepsilon )/k_{\rm {B}}T{\big )}+\exp {\big (}1(\mu -\varepsilon )/k_{\rm {B}}T{\big )}\\&=1+\exp {\big (}(\mu -\varepsilon )/k_{\rm {B}}T{\big )},\end{aligned}}}$ 

and the average particle number for that single-particle level substate is given by

${\displaystyle \langle N\rangle =k_{\rm {B}}T{\frac {1}{\mathcal {Z}}}\left({\frac {\partial {\mathcal {Z}}}{\partial \mu }}\right)_{V,T}={\frac {1}{\exp {\big (}(\varepsilon -\mu )/k_{\rm {B}}T{\big )}+1}}.}$ 

This result applies for each single-particle level, and thus gives the Fermi–Dirac distribution for the entire state of the system.^[24]

The variance in particle number (due to thermal fluctuations) may also be derived (the particle number has a simple Bernoulli distribution):

${\displaystyle {\big \langle }(\Delta N)^{2}{\big \rangle }=k_{\rm {B}}T\left({\frac {d\langle N\rangle }{d\mu }}\right)_{V,T}=\langle N\rangle {\big (}1-\langle N\rangle {\big )}.}$ 

This quantity is important in transport phenomena such as the Mott relations for electrical conductivity and thermoelectric coefficient for an electron gas,^[25] where the ability of an energy level to contribute to transport phenomena is proportional to ${\displaystyle {\big \langle }(\Delta N)^{2}{\big \rangle }}$ .

It is also possible to derive Fermi–Dirac statistics in the canonical ensemble. Consider a many-particle system composed of N identical fermions that have negligible mutual interaction and are in thermal equilibrium.^[15] Since there is negligible interaction between the fermions, the energy ${\displaystyle E_{R}}$  of a state ${\displaystyle R}$  of the many-particle system can be expressed as a sum of single-particle energies:

${\displaystyle E_{R}=\sum _{r}n_{r}\varepsilon _{r},}$ 

where ${\displaystyle n_{r}}$  is called the occupancy number and is the number of particles in the single-particle state ${\displaystyle r}$  with energy ${\displaystyle \varepsilon _{r}}$ . The summation is over all possible single-particle states ${\displaystyle r}$ .

The probability that the many-particle system is in the state ${\displaystyle R}$  is given by the normalized canonical distribution:^[26]

${\displaystyle P_{R}={\frac {e^{-\beta E_{R}}}{\displaystyle \sum _{R'}e^{-\beta E_{R'}}}},}$ 

where ${\displaystyle \beta =1/k_{\text{B}}T}$ , ${\displaystyle e^{-\beta E_{R}}}$  is called the Boltzmann factor, and the summation is over all possible states ${\displaystyle R'}$  of the many-particle system. The average value for an occupancy number ${\displaystyle n_{i}}$  is^[26]

${\displaystyle {\bar {n}}_{i}=\sum _{R}n_{i}P_{R}.}$ 

Note that the state ${\displaystyle R}$  of the many-particle system can be specified by the particle occupancy of the single-particle states, i.e. by specifying ${\displaystyle n_{1},n_{2},\ldots ,}$  so that

${\displaystyle P_{R}=P_{n_{1},n_{2},\ldots }={\frac {e^{-\beta (n_{1}\varepsilon _{1}+n_{2}\varepsilon _{2}+\cdots )}}{\displaystyle \sum _{{n_{1}}',{n_{2}}',\ldots }e^{-\beta (n_{1}'\varepsilon _{1}+n_{2}'\varepsilon _{2}+\cdots )}}},}$ 

and the equation for ${\displaystyle {\bar {n}}_{i}}$  becomes

${\displaystyle {\begin{aligned}{\bar {n}}_{i}&=\sum _{n_{1},n_{2},\dots }n_{i}P_{n_{1},n_{2},\dots }\\&={\frac {\displaystyle \sum _{n_{1},n_{2},\dots }n_{i}e^{-\beta (n_{1}\varepsilon _{1}+n_{2}\varepsilon _{2}+\cdots +n_{i}\varepsilon _{i}+\cdots )}}{\displaystyle \sum _{n_{1},n_{2},\dots }e^{-\beta (n_{1}\varepsilon _{1}+n_{2}\varepsilon _{2}+\cdots +n_{i}\varepsilon _{i}+\cdots )}}},\end{aligned}}}$ 

where the summation is over all combinations of values of ${\displaystyle n_{1},n_{2},\ldots }$  which obey the Pauli exclusion principle, and ${\displaystyle n_{r}=0}$  = 0 or ${\displaystyle 1}$  for each ${\displaystyle r}$ . Furthermore, each combination of values of ${\displaystyle n_{1},n_{2},\ldots }$  satisfies the constraint that the total number of particles is ${\displaystyle N}$ :

${\displaystyle \sum _{r}n_{r}=N.}$ 

Rearranging the summations,

${\displaystyle {\bar {n}}_{i}={\frac {\displaystyle \sum _{n_{i}=0}^{1}n_{i}e^{-\beta (n_{i}\varepsilon _{i})}\sideset {}{^{(i)}}\sum _{n_{1},n_{2},\dots }e^{-\beta (n_{1}\varepsilon _{1}+n_{2}\varepsilon _{2}+\cdots )}}{\displaystyle \sum _{n_{i}=0}^{1}e^{-\beta (n_{i}\varepsilon _{i})}\sideset {}{^{(i)}}\sum _{n_{1},n_{2},\dots }e^{-\beta (n_{1}\varepsilon _{1}+n_{2}\varepsilon _{2}+\cdots )}}},}$ 

where the upper index ${\displaystyle (i)}$  on the summation sign indicates that the sum is not over ${\displaystyle n_{i}}$  and is subject to the constraint that the total number of particles associated with the summation is ${\displaystyle N_{i}=N-n_{i}}$ . Note that ${\displaystyle \textstyle \sum ^{(i)}}$  still depends on ${\displaystyle n_{i}}$  through the ${\displaystyle N_{i}}$  constraint, since in one case ${\displaystyle n_{i}=0}$  and ${\displaystyle \textstyle \sum ^{(i)}}$  is evaluated with ${\displaystyle N_{i}=N,}$  while in the other case ${\displaystyle n_{i}=1,}$  and ${\displaystyle \textstyle \sum ^{(i)}}$  is evaluated with ${\displaystyle N_{i}=N-1.}$  To simplify the notation and to clearly indicate that ${\displaystyle \textstyle \sum ^{(i)}}$  still depends on ${\displaystyle n_{i}}$  through ${\displaystyle N-n_{i},}$  define

${\displaystyle Z_{i}(N-n_{i})\equiv \sideset {}{^{(i)}}\sum _{n_{1},n_{2},\ldots }e^{-\beta (n_{1}\varepsilon _{1}+n_{2}\varepsilon _{2}+\cdots )},}$ 

so that the previous expression for ${\displaystyle {\bar {n}}_{i}}$  can be rewritten and evaluated in terms of the ${\displaystyle Z_{i}}$ :

${\displaystyle {\begin{aligned}{\bar {n}}_{i}&={\frac {\displaystyle \sum _{n_{i}=0}^{1}n_{i}e^{-\beta (n_{i}\varepsilon _{i})}\,Z_{i}(N-n_{i})}{\displaystyle \sum _{n_{i}=0}^{1}e^{-\beta (n_{i}\varepsilon _{i})}\,Z_{i}(N-n_{i})}}\\&={\frac {0+e^{-\beta \varepsilon _{i}}\,Z_{i}(N-1)}{Z_{i}(N)+e^{-\beta \varepsilon _{i}}\,Z_{i}(N-1)}}\\&={\frac {1}{[Z_{i}(N)/Z_{i}(N-1)]\,e^{\beta \varepsilon _{i}}+1}}.\end{aligned}}}$ 

The following approximation^[27] will be used to find an expression to substitute for ${\displaystyle Z_{i}(N)/Z_{i}(N-1)}$ :

${\displaystyle {\begin{aligned}\ln Z_{i}(N-1)&\simeq \ln Z_{i}(N)-{\frac {\partial \ln Z_{i}(N)}{\partial N}}\\&=\ln Z_{i}(N)-\alpha _{i},\end{aligned}}}$ 

where ${\displaystyle \alpha _{i}\equiv {\frac {\partial \ln Z_{i}(N)}{\partial N}}.}$ 

If the number of particles ${\displaystyle N}$  is large enough so that the change in the chemical potential ${\displaystyle \mu }$  is very small when a particle is added to the system, then ${\displaystyle \alpha _{i}\simeq -\mu /k_{\text{B}}T.}$ ^[28] Applying the exponential function to both sides, substituting for ${\displaystyle \alpha _{i}}$  and rearranging,

${\displaystyle Z_{i}(N)/Z_{i}(N-1)=e^{-\mu /k_{\text{B}}T}.}$ 

Substituting the above into the equation for ${\displaystyle {\bar {n}}_{i}}$  and using a previous definition of ${\displaystyle \beta }$  to substitute ${\displaystyle 1/k_{\text{B}}T}$  for ${\displaystyle \beta }$ , results in the Fermi–Dirac distribution:

${\displaystyle {\bar {n}}_{i}={\frac {1}{e^{(\varepsilon _{i}-\mu )/k_{\text{B}}T}+1}}.}$ 

Like the Maxwell–Boltzmann distribution and the Bose–Einstein distribution, the Fermi–Dirac distribution can also be derived by the Darwin–Fowler method of mean values.^[29]

A result can be achieved by directly analyzing the multiplicities of the system and using Lagrange multipliers.^[30]

Suppose we have a number of energy levels, labeled by index i, each level having energy ε_i and containing a total of n_i particles. Suppose each level contains g_i distinct sublevels, all of which have the same energy, and which are distinguishable. For example, two particles may have different momenta (i.e. their momenta may be along different directions), in which case they are distinguishable from each other, yet they can still have the same energy. The value of g_i associated with level i is called the "degeneracy" of that energy level. The Pauli exclusion principle states that only one fermion can occupy any such sublevel.

The number of ways of distributing n_i indistinguishable particles among the g_i sublevels of an energy level, with a maximum of one particle per sublevel, is given by the binomial coefficient, using its combinatorial interpretation:

${\displaystyle w(n_{i},g_{i})={\frac {g_{i}!}{n_{i}!(g_{i}-n_{i})!}}.}$ 

For example, distributing two particles in three sublevels will give population numbers of 110, 101, or 011 for a total of three ways which equals 3!/(2!1!).

The number of ways that a set of occupation numbers n_i can be realized is the product of the ways that each individual energy level can be populated:

${\displaystyle W=\prod _{i}w(n_{i},g_{i})=\prod _{i}{\frac {g_{i}!}{n_{i}!(g_{i}-n_{i})!}}.}$ 

Following the same procedure used in deriving the Maxwell–Boltzmann statistics, we wish to find the set of n_i for which W is maximized, subject to the constraint that there be a fixed number of particles and a fixed energy. We constrain our solution using Lagrange multipliers forming the function:

${\displaystyle f(n_{i})=\ln W+\alpha \left(N-\sum n_{i}\right)+\beta \left(E-\sum n_{i}\varepsilon _{i}\right).}$ 

Using Stirling's approximation for the factorials, taking the derivative with respect to n_i, setting the result to zero, and solving for n_i yields the Fermi–Dirac population numbers:

${\displaystyle n_{i}={\frac {g_{i}}{e^{\alpha +\beta \varepsilon _{i}}+1}}.}$ 

By a process similar to that outlined in the Maxwell–Boltzmann statistics article, it can be shown thermodynamically that ${\displaystyle \beta ={\tfrac {1}{k_{\text{B}}T}}}$  and ${\displaystyle \alpha =-{\tfrac {\mu }{k_{\text{B}}T}}}$ , so that finally, the probability that a state will be occupied is

${\displaystyle {\bar {n}}_{i}={\frac {n_{i}}{g_{i}}}={\frac {1}{e^{(\varepsilon _{i}-\mu )/k_{\text{B}}T}+1}}.}$ 

• Reif, F. (1965). Fundamentals of Statistical and Thermal Physics. McGraw–Hill. ISBN 978-0-07-051800-1.
• Blakemore, J. S. (2002). Semiconductor Statistics. Dover. ISBN 978-0-486-49502-6.
• Kittel, Charles (1971). Introduction to Solid State Physics (4th ed.). New York: John Wiley & Sons. ISBN 978-0-471-14286-7. OCLC 300039591.