The Lean Healthcare Handbook: A Complete Guide to Creating Healthcare Workplaces
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About this ebook
The book shows readers exactly how to use Lean tools to design healthcare work that is smooth, efficient, error free and focused on patients and patient outcomes. It includes in-depth discussions of every important Lean tool, including value stream maps, takt time, spaghetti diagrams, workcell design, 5S, SMED, A3, Kanban, Kaizen and many more, all presented in the context of healthcare. For example, the book explains the importance of quick operating room or exam room changeovers and shows the reader specific methods for drastically reducing changeover time.
Readers will learn to create healthcare value streams where workflows are based on the pull of customer/patient demand. The book also presents a variety of ways to continue improving after initial Lean successes. Methods for finding the root causes of problems and implementing effective solutions are described and demonstrated. The approach taught here is based on the Toyota Production System, which has been adopted worldwide by healthcare organizations for use in clinical, non-clinical and administrative areas.
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The Lean Healthcare Handbook - Thomas Pyzdek
Part ILean Tools and Techniques
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2021
T. PyzdekThe Lean Healthcare HandbookManagement for Professionalshttps://doi.org/10.1007/978-3-030-69901-7_1
1. Introduction to Lean and Muda (Waste)
Thomas Pyzdek¹
(1)
The Pyzdek Institute, Tucson, AZ, USA
In this chapter, we provide a 10,000-foot overview of Lean healthcare. In subsequent chapters, we explore each topic in much greater depth. The purpose of the overview is to help you understand the big picture of what Lean healthcare is and where it came from.
The central challenge of leadership is to balance and align the interests of various stakeholders over both the short- and long-term. Lean is a method that helps leaders align customer satisfaction and employee satisfaction and personal fulfillment. As such it is much more than a set of technical tools. It is an invaluable way for leaders to operationalize their top-level vision, mission, and goals for all stakeholders. This is why many healthcare organizations are embracing Lean as their primary operating system.
Lean’s origins date back to the post-WW II era in Japan. It was developed by Taiichi Ohno, a Toyota production executive, in response to a number of problems that plagued the Japanese industry. In fact, what we now refer to as Lean
is based on the Toyota Production System. The main problem facing Toyota was that the domestic Japanese market did not need large numbers of identical cars or trucks. Smaller quantities and a lot of variety were, quite literally, the order of the day. Mass production techniques, which were developed by Henry Ford to economically produce long runs of nearly identical products, were ill-suited to the situation faced by Toyota. Today the conditions faced by Toyota in the late 1940s are common and Lean is being adopted by businesses all over the world as a way to improve efficiency and to serve customers better. Healthcare organizations, of course, deal with people who are all different. So Lean is perfect for healthcare.
1.1 What Is Lean?
A major focus of Lean is the ability to rapidly and automatically reconfigure organizations in response to changing needs of the market. Flexibility is the key. This flexibility is possible only if waste is systematically targeted and eliminated. In Lean, we address three broad categories of inefficiency:
1.
Muda (waste)
2.
Mura (unevenness)
3.
Muri (overburden)
Waste comes from a variety of sources. It takes training to see waste in an operation. You will learn how to see waste as you go through this course. By the way, the word Lean was not used by Toyota. It was coined by American researchers who studied the Toyota approach in the 1990s.
Value Stream
So, what is the value stream anyway? The Lean Enterprise Institute defines a value stream as all activities, both value added and non-value added, required to bring a product from the raw material into the hands of the customer, a customer requirement from order to delivery, and a design from concept to launch. These are endpoints of processes. A value stream consists of product and service flows and information flows. Information initiates activity in the value stream and shows the status of the value stream. Value stream improvement usually begins at the door-to-door level within a facility, and then expands outward to eventually encompass the full value stream, including supplier and customer value streams. In healthcare, an example of this would be pre-treatment and post-discharge instructions to the patient and follow-up.
Thinking Lean
Lean is all about eliminating waste in value streams. To accomplish this, you must identify waste. Identifying waste is easier if you have more detailed knowledge about what kind of waste to look for. Then you can address the more manageable waste categories, rather than tackling all types of waste at one time. In Lean we are talking about process waste, not medical waste.
To be Lean we must eliminate waste of all kinds. This is easier to do if you know something about what kinds of waste exist.
This exercise will help you develop skill in identifying waste by telling you about useful waste categories. Here are some types of waste to look for:
1.
Over Processing. Unnecessary processing waste includes things like asking the patient for the same information multiple times or giving the patient information that they do not need or cannot use.
2.
Transport. Transportation waste involves moving patients for tests or procedures as well as the movement of specimens, medications, equipment, and so on. Although transportation sometimes cannot be avoided, it does not add value and should be minimized.
3.
Over producing. Overproducing means producing too much of something, or producing something before it is needed. With Lean, we try to make what is needed at the time that it is needed.
4.
Waiting. Waiting wastes the most precious thing of all, time. Waiting is endemic in healthcare. Patients wait to get into the exam room, then wait for the physician, then for the dischargeprocess, then for the meds they need. There is no end to the amount of waiting.
5.
Inventory. Inventory is having more than the absolute minimum needed to do the job. For example, ordering more supplies than are needed in the short term. Inventory is related to overproducing. However, overproducing creates the inventory in-house (Work-In-Process, or WIP, inventory) while inventory also includes supplies you purchase.
6.
Unnecessary Motion. Unnecessary movement of employees such as looking for a needed form or piece of equipment is also waste. You must learn to look for processes that have people and things moving much more than they need to.
7.
Errors and Mistakes. Mistakes and errors are serious problems in healthcare. The Leapfrog Group estimates that up to 440,000 Americans die annually from preventable hospital errors and mistakes.
8.
Unneeded Goods and Services. In healthcare unneeded goods and services include things such as unnecessary tests or procedures. Not only does unnecessary medical testing not reduce one’s risk for illness or death, it can create a potential for harm,
according to The Society of General Internal Medicine. In healthcare eliminating unnecessary tests and procedures is sometimes a challenge because there is money to be made by doing them. However, it is clearly unethical to do things to patients simply for the money!
9.
Wasted Human Potential. The people attracted to the healthcare profession represent the best and the brightest and they have a great deal to offer. Perhaps the saddest waste is when people employed in healthcare are not utilized to the fullest. Their contributions are restricted, their ideas are ignored, and their skills are underutilized. Lean is all about maximizing the contributions of everyone in the organization.
Keep in mind that this is not a comprehensive list of waste, there is no such thing. Learn to ask if what is being done adds value for the patient and if it does not, think about ways to reduce or eliminate it. Lean is a journey of continuous improvement.
How to Think Lean
To think Lean
is to declare war on Muda. To win the war on Muda you must learn to think Lean. Thinking Lean is to focus on Muda’s opposite: value. Defining value means answering some questions.
What IsCustomer Value? What do customers want? What would customers willing to pay for? The answers to these questions define customer value. In healthcare, the customer is usually the patient. There are other stakeholders (e.g., payers) but ultimately it is the patient who receives care.
Processes. By what processes are these values created? Processes add value by taking action on inputs and producing outputs that have greater value.
Activities. How does each activity in the process help meet the wants and needs of the customer?
Valueflow. How can we make the value creation processes flow more efficiently?
Just in Time. How can we be sure that we are producing only what is needed, when it is needed?
Perfection. How can we become more perfect at creating value? Perfection is the ultimate goal of Lean Healthcare.
Summary of Thinking Lean
Thinking Lean involves answering five categories of questions:
1.
Value
2.
The valuestream
3.
Flow
4.
Pull and
5.
Perfection
These are the core principles of Lean.
Value
Value is what customers want or need, and are willing and able to pay for. This is not always easy to determine, especially in healthcare, but it must be done. For existing products and services use focus groups, surveys, and other methods described in this book. Most importantly, do not rely on internal sources! The definition of value must begin with the provider and customer jointly analyzing value and challenging old beliefs. Talk to customers rather than guessing about what they want. But go beyond this and study customers to see what they need that you can help them with. True innovation involves learning about customer needs that they do not even know they have! For example, not long ago it was believed by hospital workers that their responsibility began when patients came in the door of the hospital and ended when they left. It is now widely accepted that proper treatment requires work both before entering and after leaving the hospital.
Here is an example. A hospital wanted to improve the satisfaction of its in-patients. Surveys and one on one conversations were held to learn what patients wanted, and the hospital staff worked hard on the things that they learned. Later the hospital was surprised to learn that patients were expressing unhappiness with the hospital on social media. The reason? No one called them to follow-up after they went home. The hospital thought that the relevant patient experience ended upon discharge, but the patients thought otherwise. If the hospital nurse was asked to define value, chances are she would not think beyond her own workplace. In Lean training, you learn how to translate the voice of the customer
(VOC) into useful internal requirements.
With your definition of value in hand, you now Evaluate which activities add value and which activities are Muda. The results are usually surprising. In many cases, most activities are not value added. Processes that are as high as 90% Muda are not uncommon.
Example
A Lean team working on improving the emergency department process conducted a test. Rather than meeting in a conference room, the team met
in the ED on a busy evening; In Lean we call this Going to the Gemba
(or Going to the Genba
).¹ In Japanese, it means the actual place or, specifically, shop floor and refers to the location where the actual work is performed. Each team member observed patients one at a time and logged their observations, along with time stamps. Later the team members each reported their results in a more traditional meeting in a conference room. The time patients were actually with a doctor or nurse, value added time, was only a tiny fraction of the time spent from entering the ED to leaving it. Most of the time was spent on waiting, filling out forms, trying to figure out what to do next, and other activities patients viewed as not what they came to the ED for in the first place.
Value Added and Non-value Added
Let us elaborate on the concepts of value added and non-value added. Non-value-added activities consume resources but do not create anything a customer wants and would willingly pay for. Value added activities are the opposite of this; they are activities that produce something the customer wants and would pay for willingly. Of course, patients cannot always know what types of tests or treatments they need. In part, it is up to the provider to honestly determine if an activity is value added or not. To the extent possible, they should do this by helping patients understand the purpose and risks of the care they are about to receive.
Value Stream Maps
Value stream maps are shown as pictures on a single sheet of paper no larger than 11-in. by 17-in. In the part of the world that uses the metric system, this size of paper is known as A3 and learning how to clearly present a complete idea or picture on one large sheet of paper is known as A3 thinking. The purpose of value stream mapping is to define value from the customer’s viewpoint. When creating value stream maps, you begin with a map of the current state, then you apply the Lean toolkit to identify Muda in the current value stream and to design a process with much less Muda. At a later stage in the project, you map the Leaner future state process. If it is not possible to make all of the needed changes immediately, you develop a transition plan. Then the plan is implemented and the new Lean process validated. Value stream mapping is just one of several different types of flowcharting techniques that are taught in the Lean Healthcare Advisor training course offered by The Pyzdek Institute (Fig. 1.1).
../images/502103_2_En_1_Chapter/502103_2_En_1_Fig1_HTML.pngFig. 1.1
Value stream mapping as A3 thinking
Figure 1.2 is an example of a current state value stream map for an Emergency Department. All value stream maps are somewhat unique, but all share a common underlying design. This value stream map shows the activities that occur from the time a patient is en route to the ED until they are discharged or admitted to the hospital. Special symbols and lines are used to show things like transportation operations, inventory or waiting, information flows, processes and process data, and other information. The maps include a timeline showing the time spent on value added and non-value-added activities. When finished, the value stream map provides a comprehensive picture of the entire value stream.
../images/502103_2_En_1_Chapter/502103_2_En_1_Fig2_HTML.pngFig. 1.2
Value stream map of an emergency department process before applying Lean
Value stream mapping and mapping symbols are covered in detail in Lean Healthcare Advisor training and in this book. For now you should just understand that it is possible to create a one-page drawing that conveys a vast amount of information about a value stream in an easily understood way. This makes it much easier to understand the value stream, see the waste, and know what to do to make improvements.
Takt Time
In Lean we pace all activity in the entire value stream to match the customer demand. A Lean concept called takt time helps us do this. Takt time is calculated by dividing the available work time in a short period of time, such as one workday, by the customer required volume for that time period. We want the value to flow to the customer as the customer needs it. Takt time is the key to value flow. If we produce too fast or too slowly, it is wasteful. When you calculate takt time you exclude non-working time, such as breaks. Takt time is used to create short-term work schedules for such purposes as staffing, scheduling machines, ordering materials, and so on. Equation (1.1) is a simple example of calculating takt time for a labor and delivery department of a hospital that delivers an average of 6000 babies/year. Since babies come whenever they want to, the takt time is based on a full 24-h day.
$$ \mathrm{takt}=\frac{\mathrm{Available}\ \mathrm{work}\ \mathrm{time}}{\mathrm{Customer}\ \mathrm{required}\ \mathrm{volume}}=\frac{24\ \mathrm{h}}{\raisebox{1ex}{$6000$}\!\left/ \!\raisebox{-1ex}{$365$}\right.}=1.46\ \mathrm{h} $$(1.1)
Of course, babies will not pop out every 1.46 h like clockwork. You will learn about several tools that will help you deal with variation in demand as you read this book.
Spaghetti Diagrams
One source of Lean improvement is reducing wasted movement. Spaghetti diagrams map the physical movement of work through a process or value stream. In traditional batch-and-queue
organizations, where work or customers wait for service, there is a lot of wasted movement as work units travel through the process. If you draw a line showing the way a part or person moves through a batch-and-queue value stream, it looks like a plate of spaghetti. Some people use push pins and colored yarn or string to make it even more dramatic looking. In any case, a spaghetti diagram is a drawing of the path a person or item takes through a physical process. The Lean route will look a lot different than the non-Lean route. The difference between the Lean route and the spaghetti route is Muda, or wasted movement (see Figs. 1.3 and 1.4). Note that different colors are often used to show the motion of different people, which might not be easy to see in black and white.
Fig. 1.3
Spaghetti diagram before Lean
../images/502103_2_En_1_Chapter/502103_2_En_1_Fig4_HTML.pngFig. 1.4
Spaghetti diagram after Lean
Figure 1.4 is the spaghetti diagram after Leaning out the process. In this book, you will learn methods for making changes like these. For now, just remember that unnecessary motion is waste that needs to be studied and eliminated.
Creative Thinking Is Important
When setting goals for a future state process, it is helpful to stretch the mind. One way to become inspired is to identify the absolute best in class performance for a particular activity. For example, the quickie lube joints’ claim to exceptional value is that they can get you in and out in 15 min or less, much quicker than the old corner service station which often took a couple of hours or more. Sounds impressive, right? However, a pit crew can service a car in less than 7 s!
Value Flow
The key to value flow is to break the mental bonds of the batch-and-queue mindset. Batch and queue is everywhere. At your favorite restaurant where you are handed a little gadget to alert you when your table is ready. At the airport where you move from one line to another and another and show the same ID several times. At your physician’s office where it is made clear to you that your time is less important than the doctor’s time. On the phone where you find yourself on hold waiting for a tech support agent.
Lean work processes are designed to create flow. Flow focuses on the object of value. The product, design, service, order, etc. that is being created for the customer. In the case of healthcare, the object of value is often the patient. The focus is not on the department, the supplier, the hospital, or any other facet of the enterprise or its operation. All work practices are carefully evaluated and rethought to eliminate stoppages of any kind so the object of value proceeds smoothly and continuously to the customer.
Flow requires that the whole value stream be considered simultaneously. Processes within the value stream are designed and arranged to maximize flow. Creating these maps is discussed later in this book (See Value Stream maps below.)
5S
Flow is easier to achieve if the workplace is properly designed and maintained. Lean begins with a safe and well-organized workplace. In Lean we use 5S to help organize the workplace. Here are brief descriptions of each of the five S’s:
SORT. Clearly distinguish what is necessary to do the job from what is not. Eliminate the unnecessary.
SET IN order. Put needed items in their correct place to allow for easy accessibility and retrieval.
SHINE. Keep the workplace clean and clear of clutter. This promotes safety as well as efficiency.
STANDARDIZED cleanup. Develop an approach to maintaining a clean and orderly work environment.
SUSTAIN. Make a habit of maintaining your workplace.
Later we discuss each of the 5S’s in greater depth.
Constraint (Bottleneck) Management
In Lean a constraint is any step in the process that cannot produce at a rate equal to or greater than takt time.² Constraints, or bottlenecks, require special attention. A constraint is that step or part of the process that limits the throughput of the entire value stream. As such, constraints determine how much output the value stream can produce. When a constraint is not producing, the value stream is not producing. Every effort needs to be focused on assuring that:
The constraint has sufficient resources to keep running
Every unit supplied to the constraint is of acceptable quality
Every unit produced by the constraint is of acceptable quality
The constraint