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    AML Compliance Fundamentals
    AML Compliance Fundamentals
    AML Compliance Fundamentals
    Audiobook2 hours

    AML Compliance Fundamentals

    Written by M.L. Humphrey

    Narrated by M.L. Humphrey

    4.5/5

    ()

    About this audiobook

    M.L. Humphrey draws upon twenty years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and reporting.
    This book is meant to be a high-level overview of AML compliance requirements, which means it focuses on the general concepts behind the regulations as opposed to any specific industry- or country-level regulations or any specific suspicious activity fact patterns. But the book should give a strong foundation for understanding those industry- or country-level requirements.
    LanguageEnglish
    PublisherAuthor's Republic
    Release dateNov 5, 2022
    ISBN9798823430395
    AML Compliance Fundamentals
    Author

    M.L. Humphrey

    Hi there Sci Fi fans, my name is Maurice Humphrey. I am a Vermont native, husband, father, grandfather, well over 60, Navy veteran, retired IBM engineer, retired printer repairman, Graduated: Goddard Jr. College, VT Technical College, and Trinity College. Over the years I've written technical articles, taught technical classes, and presented at technical conventions. I've been reading science fiction for over 50 years now. First books were "Journey to the Centre of the Earth" by Jules Verne and "The Stars Are Ours" by Andre Norton. I've read and collected many great stories, and a considerable amount of junk ones as well. I'd say by now that I probably have a good idea of what I consider a good story.

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