James Beatty
Senior Vice President - Private Wealth Advisor
UBS Private Wealth Management
Clientele
517
Client Households
$5m
Account Minimum
$5m
Typical Account Size
High Net Worth, Ultra High Net Worth, Foundations, Small Business
Client Base
$15m
Typical Net Worth
Popular Services Offered
Executive services/Equity compensation
Advice for executives in managing the assets in their corporate equity compensation plans.
Trading individual securities
Advice on trading and purchasing individual securities, such as stocks, mutual funds, Exchange-Traded Funds (ETFs), bonds and other fixed-income instruments.
Philanthropic services
Advice on maximizing charitable impact.
Financial planning
Advice on investment plans for managing cash flows, reducing liabilities, saving for retirement, etc.
Trust & estate planning
Advice on future trust and estate planning.
Loans/credit services
Advice on credit cards, personal loans, mortgage loans and commercial loans.
Retirement planning
Advice on determining retirement income goals, and the actions and decisions necessary to achieve those goals.
Summary
| Team Size: | 16 |
| Team Assets: | $2.2b |
| Years of Experience: | 33 |
| Years at Current Firm: | 14 |
| Financial Planning: | Yes |
Certifications
Private Wealth Advisor
Current Rankings
Past Rankings
Rankings since 2012
Top 1,200 Financial Advisors: 2014 - 2023
About this data
Profile pages in Barron’s are available to: (i) all Barron’s actively ranked advisors whose data is obtained from the Barron’s Advisor rankings, as may be updated and supplemented by such ranked advisor through the purchase of an enhanced profile; and (ii) unranked financial advisors who purchase a Barron’s Advisor Finder profile and have applied for a Barron’s Advisor ranking within 18 months or who are registered with the SEC, have at least 25 years of experience as a financial advisor and have no violations on their financial advisor record. Data from unranked advisors is derived from such advisors who have purchased a Barron’s Advisor Finder profile.