Learning Disabilities Research & Practice, 20(1), 68–78
C 2005, The Division for Learning Disabilities of the Council for Exceptional Children
Copyright
English Language Learners and Learning Disabilities: Research Agenda
and Implications for Practice
Peggy McCardle
National Institute of Child Health & Human Development, NIH, U.S. Department of Health and Human Services
Joan Mele-McCarthy
Office of Special Education & Rehabilitation Services, U.S. Department of Education
Kathleen Leos
Office of English Language Acquisition, U.S. Department of Education
Although little is known about learning disabilities (LDs) in English language learners (ELLs),
there is a substantial knowledge base about the identification, assessment, and intervention of
and for LDs in monolingual native English-speaking students. Building on this knowledge,
participants at an October 2003 National Symposium on Learning Disabilities in English Language Learners were asked to suggest research questions, priorities, and suggestions on how
to build the necessary infrastructure to address critical research needs. In the discussions that
took place, important themes emerged: (1) identification and assessment of LD and/or reading
disabilities (RD) in ELLs (ELL/Ds), (2) understanding of the language and literacy developmental trajectories of ELLs, (3) understanding of the individual and contextual factors affecting
outcomes, (4) the intersection of all of these areas with neurobiology, and (5) developing and
testing the effectiveness of interventions for learning disabilities in ELL/Ds. These themes,
and the research agenda that was forged around them, are presented. In addition, the practice
implications of this agenda are presented, along with some suggestions for current practice
while we await future research findings.
The purpose of this special issue of Learning Disabilities Research and Practice (LDR&P) is to illuminate and underscore
the complexity of identifying learning disabilities (LD) in English Language Learners (ELLs). A second goal is to map out
some of the research areas that must be addressed. The articles comprising this special issue were crafted to identify the
critical issues confronting the field, discuss the approaches
to research that should be applied to these complex issues,
and indicate the direction that future research should take if
we are to decrease both the underreferral and the overreferral
of ELLs for special education and accurately identify those
ELLs who require special education assistance. We hope that
the information presented will stimulate additional research
and foster the interdisciplinary collaborations that are essential for the development of a comprehensive and productive
research program.
Although little is known about LDs in ELLs, there is a
substantial knowledge base about the identification, assessment, and intervention of and for LDs in monolingual native English-speaking students. To most efficiently move forThe assertions and opinions contained herein represent those of the authors and of their symposium participants as recorded and interpreted by
the authors; they should not be taken as representing official policies of the
NICHD, NIH, OSERS, OELA, or the U.S. Departments of Health & Human
Services and Education.
Requests for reprints should be sent to Peggy McCardle, Ph.D., MPH,
NICHD, 6100 Executive Blvd. Suite 4B05, Rockville, MD 20852-7510.
Electronic inquiries may be sent to pm43q@nih.gov.
ward with research on this important but underresearched
subgroup of the U.S. population, we must build upon that
knowledge base to inform the identification and assessment
of learning disabilities in ELLs. We must combine this information with new methodologies to determine the best ways
of distinguishing between learning difficulties due to LDs
and those due to language differences that appear as these
students are learning English.
At the October 2003 National Symposium on Learning
Disabilities in English Language Learners, participants were
asked to suggest research questions, research priorities, and
suggestions on how to build the necessary infrastructure
to address these critical research needs. In the discussions
from that symposium, important themes and suggestions
within these themes were raised, from which an initial research agenda was crafted. The five major themes were (1)
identification and assessment of learning disabilities (LD)
and/or reading disabilities (RD) in ELLs (ELL/Ds), (2) understanding of the language and literacy developmental trajectories of ELLs, (3) understanding of the individual and
contextual factors affecting outcomes, (4) the intersection
of all of these areas with neurobiology, and (5) developing
and testing the effectiveness of interventions for learning
disabilities in ELL/Ds. The following summary, organized
around these themes includes, but is not limited to, information gained at the symposium. Following the summary
is the proposed research agenda and some implications for
practice.
MCCARDLE, MELE-MCCARTHY, AND LEOS: RESEARCH AGENDA
ASSESSMENT AND IDENTIFICATION
OF LDS IN ELL STUDENTS
Within the area of identification and assessment, it is important that we draw from the earlier research on monolingual
English-speaking students with LDs. There is significant evidence regarding the identification of LDs indicating that LD
classifications based on an IQ-achievement discrepancy have,
at best, weak validity (Aaron, 1997; Fletcher et al., 2002;
Hoksyn & Swanson, 2002; Lyon, Fletcher, & Barnes, 2003;
Siegel, 1992; Stanovich & Siegel, 1994; Sternberg & Grigorenko, 2002; Stuebing et al., 2002). Moreover, the report by
the President’s Commission on Excellence in Special Education (U.S. Department of Education, Office of Special Education and Rehabilitation Services, 2002) calls for abandoning
the discrepancy approach. Current research is seeking to develop the necessary classification and definition frameworks
critical to the identification of meaningful subtypes of LDs
(Fletcher et al., 2002; Morris et al., 1998; Torgeson, 2002).
As we approach the topic of LDs identification in ELLs, we
must do so using what we know of the current state of the
science.
It is unclear how specific types of LD will manifest in different languages (National Symposium on Learning Disabilities in English Language Learners: Symposium Summary,
2003; Ortiz, 1997; Wagner, Francis, & Morris, 2005). The
field needs the same type of fundamental classification studies of ELLs that were performed for monolingual students
with LDs. The development of a theory-driven classification
system is essential for the internal and external validation of
subtypes of LDs in ELLs (Morris et al., 1998). An example
of how the field developed such research for the classification
and definition of LDs in monolingual English-speaking students in the United States can be found in Lyon (1994) and
Lyon, Fletcher, and Barnes (2003), which presented major issues, directions, and emerging trends in the measurement of
LD, critical concepts, and the state of the science at the two
different points in time with respect to assessment in academic domains. At present, given the over- and underreferral
problems of LDs that exist in our nation’s schools, it seems
clear that we are not accurately identifying LD in ELLs. Lyon
(1994) and recent studies that grew out of that work can be
highly informative as we bring the best science to bear on the
issues of LD in ELLs.
A logical beginning point would be the replication of LD
classification and identification studies already conducted
(Lyon, Fletcher, & Barnes, 2003). While both longitudinal
and cross-sectional studies are needed, the process can be
expedited initially by using cross-sectional designs and sampling at multiple points along the continuum of development.
The sampling net should be cast in a comprehensive manner
so that a wide range of individual differences in reading, math,
and written and oral language can be studied. The ascertainment strategy should include recruitment of low-achieving
children with and without IQ-achievement discrepancies as
well as children with academic and language abilities within
and above the average range. In order to develop a classification system or model that will provide developmental benchmarks and clear identification of ELLs with LDs,
cross-sectional studies must be complemented by longitudi-
69
nal studies that track the developmental learning trajectories
of cohorts of students that will include those with typical development and those with learning difficulties. In addition, it
will be important that co-morbid conditions such as Attention
Deficit Hyperactivity Disorder be identified and documented
in students who exhibit learning problems.
Any effort at classification and definition of any condition
requires valid and accurate measurement. There is a need for
assessment tools for ELLs generally; there are major issues
in the assessment of learning in typically developing ELLs,
such as whether to assess in English or the native language
or both, and whether there are tools available. Some new
measures have been developed for use with ELLs whose native language is Spanish, within the federally funded Development of English for Spanish Speaking Children research
network.1 However, additional tools are needed to measure
student and teacher behavior and interactions, as well as the
contexts of school, community, and home. Instruments are
needed for use with ELLs with native languages other than
Spanish. Work on instrument development should also focus
on whether reliable, valid instruments can be developed for
use with ELLs regardless of native language, since it is often not feasible to develop specific assessment measures for
all of the various home languages of U.S. students. This is
particularly the case when the proportion of students speaking those languages is small and native speaker expertise is
unavailable. In addition, there is a need for new, accurate
and user-friendly assessment tools that teachers can use for
screening and for ongoing monitoring to guide instruction. To
tailor instruction to meet students’ needs, teachers must have
the necessary tools to identify language, literacy, and academic competencies in ELLs. Teachers need guidelines for
determining in what language(s) a particular student should
be assessed.
Another key issue for assessment, but one which was not
dealt with directly in this workshop, is that of accommodations. ELLs and ELL/Ds often require the use of accommodations during assessments to ensure that the format of the
assessment does not mask their mastery of skills or content
knowledge. Appropriate, effective accommodations for assessment need to be identified for both ELLs and for ELL/Ds.
There are different types of accommodations, and under current guidelines not all accommodations are permitted in all
situations (Rivera & Stansfield, 2000). For example, for ELLs
with limited ability in English, certain accommodations such
as extended time, simplifying the English language, and the
use of bilingual glossaries and dictionaries are typically permitted. For ELLs identified as having disabilities that meet
the requirements for special education and related services
under the Individuals with Disabilities Education Act, accommodations are frequently included in the Individualized
Education Program (IEP), and are determined by the IEP
team (i.e., teachers, administrators, parents). These include
test-taking accommodations such as extended time, reading
the test aloud to the student (when reading is not the ability
being assessed), and allowing the student to dictate responses.
Even when accomodations are recommended by the IEP
team, not all accommodations listed on a student’s IEP are
permitted on state assessments. Each state education agency
is required to determine which accommodations can be used
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SPECIAL SERIES: LEARNING DISABILITIES IN ENGLISH LANGUAGE LEARNERS
on state assessments so that the assessments remain reliable
and valid. Therefore, accommodations permitted on classroom or local education agency tests may not be used on
state-level tests. In addition, just as definitions of LDs vary
from state to state, allowable accommodations for state assessments also vary from state to state for both students with
disabilities and for ELLs without disabilities.
To complicate matters, there is presently little research
providing clear evidence as to which accommodations are
appropriate for whom and under what conditions, how well
they work, and whether they affect the validity of standardized assessments. Finally, little is known about the necessary
duration of various types of accomodations. It may be the
case, for instance, that for ELLs without disabilities, accommodations may be a transitional tool that can be phased out
over time as a student’s skills increase and the dependence on
the accommodations decreases. For ELL/Ds, the use of accommodations may need to continue throughout their school
years and extend into their postsecondary education. Such
decisions should be based on empirical evidence regarding
the effectiveness and impact of the various types of accommodations. Therefore, it will be crucially important that the
use of accommodations for ELLs and ELL/Ds be studied as
a specific topic in its own right, including the effectiveness of
various types of accommodations and the timing and duration
of their use.
Another aspect of assessment to consider is the use of
technology. As assessments are being developed and adapted,
and systems or models of classification and identification are
being explored, it is also important to explore the possibilities that technology offers. In addition to the obvious uses of
technology, such as offering greater standardization of task
presentation and more rapid data collection and analysis, the
ready availability and the relatively inexpensive access to
computers can be used to offer native-language support to
students when native speakers are not available. It is important to explore new software programs that could reduce the
cost associated with assessment and individualized language
support. Technological advances should also be used where
possible to develop measures that can be administered in parallel in whatever native language the student speaks and in
English. Within this context, it is important to note that simple translations of one instrument into another language are
rarely, if ever, appropriate, and even with back-translation,
such approaches are not optimal. (See Li, McCardle, Clark,
Kinsella, & Berch, 2001 for a discussion of approaches
to parallel instrument development.) Both the positive and
any possible negative aspects of computer-assisted assessment, screening, and language support must be studied and
documented.
UNDERSTANDING THE LANGUAGE AND
LITERACY DEVELOPMENTAL TRAJECTORIES
FOR ELLs
In order to fully understand LDs, it is essential to document
and more completely understand normative development of
language and literacy abilities among well-defined groups
of ELL children. What constitutes typical language develop-
ment for bilingual children has been understudied, with few
published studies in the literature and small numbers of subjects in the studies that are published. It will be especially important to study differences in English language learning that
begins at different points in the developmental trajectory. A
comparison group of English-speaking monolingual speakers is not always the optimal comparison group for bilingual
individuals. However, for purposes of studying ELL students
in the U.S. education system, including such comparisons
can be important depending on the research questions being
addressed. The influence of particular native languages on
the learning of English must be understood if we are to develop appropriate educational instructional approaches and
interventions. In addition, greater emphasis must be placed
on first language research in bilingual children and ELLs.2
Despite the difficulty in studying ELLs’ first languages, due
to the quantity and diversity of these languages (necessitating a broad sampling for statistical significance), theoretical
models must be developed to examine not only children’s
English competency, but also their first language abilities.
Where possible, those languages that can show generalizable
patterns for ELLs should be strategically selected in order to
develop assessments and interventions that might be useful
in multilingual classrooms. Research should seek to identify
the conditions under which children are most likely to succeed, and based upon these conditions, interventions may be
considered in the first language or in English, or both. Intervention in the first language is not always necessary, but it is
important to know when and under what conditions it might
be advantageous.
While the accurate and early identification of LDs is an
important focus, it is clear from research on monolingual
students that not all children who fail to learn to read have
LDs in reading (or in other academic domains). Thus, it will
be equally important to identify impediments to learning in
ELLs who do not have LDs. There is a clear need for effective methods to identify the social, cultural, emotional,
instructional, and linguistic factors that may impede normal
language and academic development in ELLs without LDs.
These impediments can best be identified through a combination of studies. For example, investigations that include comprehensive longitudinal studies examining the interactions
and interrelationships among the child, his or her culture(s),
linguistic abilities, and the home and school environments are
important. Such research will help to predict outcomes and
identify which characteristics and conditions are most likely
(or unlikely) to produce learning success. Any such study
should include, at a minimum, measures of language proficiency in both or all languages spoken by that student, the
type of school instruction received (including bilingual, English as a Second Language [ESL], or general education, with
specific characteristics of that instruction), the language(s) of
instruction (and when or for what purposes they are used, if
more than one language is used in instruction), the age of the
child, the language(s) used at home, and specific educational
outcomes.
Such studies raise major issues for measurement. Measures most often do not cover the age ranges across which
the cohorts will need to be studied; thus, such questions as
whether the measures to be used in sequence assess the same
MCCARDLE, MELE-MCCARTHY, AND LEOS: RESEARCH AGENDA
construct must be addressed. In addition, measures available
for use may not have been normed on ELLs; in fact, the norms
for some available measures were developed so long ago that
they may no longer be appropriate for today’s monolingual
English-speaking students. New measures, possible adaptations, and new normative data for extant measures will be
required to carry out such research.
UNDERSTANDING INDIVIDUAL AND
CONTEXTUAL FACTORS AFFECTING
OUTCOMES IN ELLs
Whether in assessment, instruction, or intervention, it is crucially important that cultural and contextual factors be taken
into account. We need detailed information about the interactions and interrelationships among child, culture, home, and
school. Such information will enable us to identify those cultural, contextual, and linguistic factors that will affect how an
assessment is developed and implemented and how instruction or intervention is delivered and how its effectiveness is
determined.
Salient cultural variables must be identified. There is insufficient research to clearly identify and understand which cultural variables among specific subgroups of ELLs correlate
to positive or negative educational outcomes. For example,
there is a need to examine the role of cultural and linguistic
factors in the development of native American children, a seriously underresearched population. Within the native American community, two major interests are the continued development of a given tribe or nation’s language and cultural
base, as part of the children’s heritage, and the relationship
of these priorities to each child’s cognitive development and
academic performance in an educational setting.3
Information on child, culture, and home and school environments is crucial in order to more accurately predict
child outcomes, to understand which characteristics contribute to learning success, to understand affect and motivation as they relate to academic learning, and to tailor interventions in ways that will optimize children’s potential
for successful learning. It is important to understand the
roles of affective and motivational factors in academic outcomes for all children, but this is especially important for
ELLs who bring linguistic and cultural heritages that differ from those typically expected and accommodated within
the educational setting. Researchers must also investigate the
roles of parents and family (siblings, grandparents, and extended family), the home environment, and parents’ access
to information about their child’s academic progress. The interface between home and school cultures is not only key to
predicting child outcomes but also to designing interventions
that might bridge those cultures and better equip teachers and
parents of ELL students to communicate effectively with one
another.
Research is also needed that will clearly identify and examine the impact of school infrastructure factors. It is important to study the quality of instruction, the language of
instruction, the types of support available within a child’s
school, and the efficacy of that support. Do particular school
infrastructure factors contribute to successful educational
71
outcomes for ELLs? The most effective types of school structure and support systems for ELLs (i.e., not just curricula and
programs) must be identified, and the characteristics of those
students for whom these structures or programs work optimally must be defined. In order to provide optimal education
for ELLs, we must understand how environmental factors
in and around a school affect ELL educational outcomes.
Because there are so many variations among school environments, it will be necessary to design the research carefully,
taking power and potential effect sizes into account, with
large samples where possible in order to derive generalizable
conclusions.
STUDYING THE INTERSECTION
OF NEUROBIOLOGY AND LANGUAGE
AND LITERACY IN ELLs
The neurobiological correlates of reading disability and the
neurodevelopmental trajectories associated with successful
reading acquisition are likely to be similar in children who
are ELLs and those who are monolingual. However, this remains a hypothesis still to be investigated. The application of
neurobiology to language and literacy development is still at
the earliest stages; to date, some exciting results have been
obtained and functional neuroimaging technology holds great
promise for new insights about children with LDs and those
with normal reading and language development. Therefore,
it also holds great promise for use in elucidating the neuroanatomical and neurophysiological correlates of language
and learning in ELLs. It will be especially interesting to study
neurobiological development in ELLs and bilingual children
in relation to the age at which they acquire a second language and whether acquisition of languages is sequential or
simultaneous.
There are some logical next steps for functional neuroimaging research, as indicated in the articles within this
issue. These next steps include developing normative data
on patterns of brain activation for various language tasks, in
both the first language and additional languages of those who
are ELLs or bilingual. Additional steps include developing
norms for second (or subsequent) language development at
successive stages of acquisition for both simultaneous and sequential acquisition; comparing profiles of each constituent
operation for first language and second or additional languages; identifying the neurological operations that generate
differences between first language and second or additional
language profiles; and discovering whether aberrant profiles
correspond to particular behavioral or psychological deficits
or strengths.
Currently, most of the work on reading and language development has used functional magnetic resonance imaging
(fMRI) and magnetoencephalography (e.g., Holland et al.,
2001; Keller, Carpenter, & Just, 2001; Papanicolaou, Pugh,
Simos, & Mencl, 2004; Simos et al., 2001). However, researchers are also using other methods such as diffusion tensor imaging (Klingberg et al., 2000) or combining neuroimaging methods (e.g., Dale et al., 2000; Klingberg et al., 2000),
and the technology is developing rapidly. As we continue
to develop the necessary important research on behavioral
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SPECIAL SERIES: LEARNING DISABILITIES IN ENGLISH LANGUAGE LEARNERS
aspects of bilingual and multilingual language and literacy
development and disorders, it will be important to coordinate this work with explorations of the neurobiological aspects of these behaviors, as has been and is being done for
monolingual reading and language development. Functional
neuroimaging should also be an important adjunct to crosslinguistic studies of language development and reading. For
research in most other countries, this will coincide with research on bilinguals and multilinguals, because it is more
common in most nations for individuals to speak multiple
languages at early ages.
The most foundational issue for neuroimaging research is
to elucidate the neurobiological bases for language representation in bilinguals, especially regarding the age at which the
second or additional language is acquired. There is currently
work underway, funded by the National Institutes of Health,
to develop a large normative database of anatomical brain
development (Pediatric MRI Study of Normal Brain Development; http://www.brain-child.org) for children from birth
to 18 years of age. The next step will be to develop a similar
normative database for data derived from functional imaging modalities applied to typical language development. This
normative database is necessary to map physiological correlates specific to linguistic operations in the first language,
and for similar norms for subsequent (or simultaneously acquired) language(s) at successive stages of acquisition in the
same individuals. It then becomes possible to compare first
language (L1) and second and additional language (L2) profiles, to attempt to determine whether, and on what tasks or
task types, L1 and L2 profiles differ. In addition, researchers
eventually hope to be able to examine whether specific neuroimaging profiles correspond to particular behavioral and
psychological deficits.
THE DEVELOPMENT AND TESTING
OF EFFECTIVE INTERVENTIONS
It is crucial that any program of research designed to study the
development and identification of LDs in ELLs be informed
by investigations of the effects of different evidence-based
interventions on well-defined groups of children. Because
extant data with monolinguals indicate that no single intervention, even one that works for many children, will work
for all children, it is critical to determine which interventions
are effective for which children or types of children, and to
determine the factors that enhance or reduce an intervention’s effectiveness under particular circumstances. Whether
or not there are cross-linguistic influences in student learning
must also be accounted for in research on the effectiveness of both instruction in general and of specific interventions. Well-designed research testing experimental interventions and the conditions under which they are effective will
also be instrumental in accurately identifying LDs in ELLs.
As part of this research, teachers’ linguistic abilities, their
cultural background, their preparation, content knowledge,
and teaching (pedagogical) expertise must also be taken into
account.
Teachers and other practitioners working with ELLs need
to know if their interventions are effective and how to
adjust instruction to address individual differences in how
children respond or do not respond to their teaching. Therefore, instructional programs and interventions for bilingual,
multilingual, and ELL/D students that are currently in use
must be evaluated. While it seems natural to use researchbased instructional programs that we know are effective for
monolingual English-speaking students with students who
are learning English as a second or additional language, it is
important to realize that instructional approaches for ELLs
and ELL/Ds may need to be different, and it is important to
know what these differences are. It is highly likely that not
only existing assessments (as noted earlier) but also existing
instructional approaches and interventions will require some
adaptation and modification. We need to know what modifications or adaptations are needed, and whether these vary
by first language or language type. Do ELLs with disorders
of basic psychological processes respond differently to intervention than do those without such disorders? For example,
would an ELL with a reading disability manifest different
responses to instruction than an ELL who is not learning
simply because of language differences or due to inadequate
instruction?
In their training, teachers need to have mastered a significant amount of information about the structure of language
in general, and of the English language specifically. Such information becomes even more important when these teachers encounter ELLs in their classrooms (Fillmore & Snow,
2002), and most teachers will at some point be teaching ELLs
(McCardle, Mele-McCarthy, Cutting, Leos, & D’Emilio,
2005). This knowledge will also underlie and enhance their
ability to identify students at risk for reading difficulty. In
addition, the case has been made that teachers also need
to be aware of and be able to read and understand research
on reading development, reading disability, and reading instruction and intervention (Chhabra & McCardle, 2004). For
our ELLs and ELL/Ds, we should expect no less in teacher
preparation and ongoing teacher professional development.
However, as the authors writing for this thematic issue of
LDR&P have repeatedly indicated, ELLs present an even
more complex picture. Thus, there are additional factors that
must be included in the preparation of classroom teachers
who will work with ELLs—as well as in the preparation of
all professionals who will work with these students. We have
not yet identified what all of these factors will be or the
best methods to ensure that these are effectively presented
to teachers. Thus, there are specific research needs within
the domain of teacher preparation and ongoing professional
development.
First, researchers and teacher educators (realizing that
there is or should be significant overlap in these categories)
need to examine teacher training courses and practicum experiences. It will be important to identify the components
of effective preservice teacher preparation and professional
development and to ensure that teachers have mastered the approaches and techniques within these. We need to know what
skill sets best equip teachers to successfully engage ELLs
and ELL/Ds in the educational process, and what teachers
and other professionals need to know, linguistically and culturally, which will best prepare them to work with this diverse
group of students.
MCCARDLE, MELE-MCCARTHY, AND LEOS: RESEARCH AGENDA
Teachers will need to know how to recognize language differences that can interfere with learning (especially in reading, writing, and oral expression) and how to address these
educationally, as well as how to distinguish these from indicators of potential learning difficulties that are not attributable
to the child’s language differences, that is, that are indicative
that this child has or is at risk for learning disabilities. In
addition, teachers will need to know how to monitor ongoing progress and adapt their instruction to the strengths and
weaknesses of individual students and subgroups of students.
This will involve identifying specific measures and learning
to administer, interpret, and use the results of these measures. Thus, at every stage of the research on the language
and literacy development and learning disabilities in ELLs,
researchers will not only need to be publishing their results
in scientific journals to inform other researchers and guide
future research, but they should also keep in mind that when
firm research findings and convergent evidence are obtained,
such evidence should also be shared in those journals and
periodicals read by teachers and practitioners.
THE RESEARCH AGENDA
The major areas that define the research agenda that has
grown out of the October 2003 multisponsored symposium
are discussed above. Below, actual research questions and
topics are presented that articulate examples of how this
agenda can move forward. Given the universe of important
and interesting issues that must be addressed with regard to
the education and development of ELLs, this list can not include all that must be done. Instead, it is offered as a starting
point for the field; it is meant to offer examples and is neither
exhaustive nor exclusive. Fuller explanations of each of the
listed items are found in our earlier discussion of the major
themes of this research agenda.
Classification research is needed that will accomplish the
following goals:
r Replicate recent and current classification and identifir
r
r
cation studies of monolingual students with LDs with
ELL students.
Develop innovative cross-sectional study designs, with
sampling at multiple points in the continuum of development, to examine student learning characteristics.
Develop sampling strategies that will adequately cover
the full range of ability levels and will be as inclusive
as possible.
Develop assessment strategies that allow us to understand the co-morbidities between specific kinds of learning problems.
73
r Clear guidelines for those referring for assessment and
r
r
r
those making decisions regarding when and in what languages assessments should be conducted.
Validation of cognitive and linguistic assessment tools
and neuroimaging tasks for use with ELLs.
Exploration of the benefits of using technology in administering assessments, offering accommodations, and
providing native language support.
Study of the effectiveness and appropriateness of various specific accommodations, circumstances and duration of use, and when and how to best withdraw or
terminate them.
Language and literacy developmental trajectories for ELL
students:
r Examine the development over time of both typical
r
r
r
ELLs and ELL/Ds, and attempt to correlate this with
neural activation patterns.
Determine effective methods for identifying the issues
that impede the typical development (social, cultural,
emotional, etc.) of ELLs in this country.
Develop subtype profiles of ELLs with LDs, and use
these to develop, design, and test interventions.
Longitudinally study response to intervention among
ELLs with LDs.
As part of the identification of developmental trajectories
in ELL students, there are a number of language and cognitive
factors that should be considered:
r Specific student characteristics, including age, changes
r
r
r
r
in language proficiency in both (all) languages (which
may include decline in L1 as well as rate of increase in
proficiency in either or both L1 and L2), achievement,
cognitive ability, motivation, and self-efficacy.
The interaction of academic outcomes, English language acquisition, and first language characteristics and
abilities.
Characteristics of the type of instruction (bilingual,
ESL, general education) the student is receiving, and
fidelity of instruction.
The influence of multiple language contexts, including
peer group, classroom, school, home, and community.
The differential impact of learning a heritage language,
where children are native speakers of English, learning
a language for which few other native speakers are available to provide practice, linguistic context, and models.
A subgroup addressing neurobiology issues outlined logical next steps for research in the application of neurobiology
to language and literacy development:
Assessment development or adaptation is needed:
r Develop a normative database of brain activation pror Screening tools to identify ELLs who are at risk for
r
learning difficulties, as well as more detailed measures
for full assessment.
Classroom-based assessments and tools for teachers to
monitor student progress, and training manuals for the
effective use of these tools.
r
files for linguistic operations in the first and subsequent
language(s) at successive stages of acquisition, as well
as within simultaneous languages learners.
Examine whether different activation patterns correspond to particular behavioral or psychological patterns
or deficits.
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SPECIAL SERIES: LEARNING DISABILITIES IN ENGLISH LANGUAGE LEARNERS
IMPLICATIONS AND SUGGESTIONS
FOR PRACTICE
While there is a great deal of research needed to develop and norm assessment instruments, to adapt or renorm
extant measures, and to test the effectiveness of instructional methods and interventions for ELLs and ELL/Ds,
teachers and practitioners are currently faced with teaching students now, individualizing their instruction, and deciding whether to refer students for specialized services
(i.e., ESL or special education and related services) and
what types of referrals to make. The research agenda outlined in this article obviously carries with it implications for
practice. A few of these implications are briefly discussed,
but we have also included some practical suggestions for
interim practice while awaiting the fruits of this research
agenda.
Assessment
Teachers and practitioners can assess ELL students in several
ways. For the classroom teacher, the development of classroom assessments that include the interactions among child,
culture, home, and school will facilitate accurate assessment
of academic achievement in the ELL population. Additionally, development of validated teacher checklists could serve
as a basis for referral to an ESL teacher and to clinicians who
work with children with disabilities. For the ESL teacher, new
or adapted instruments that determine English proficiency in
both academic and social contexts will provide a means of assessing current status and developing an instructional plan for
individual students, and for grouping students appropriately
for small group work.
On a practical level, while awaiting new and better measures, teachers and practitioners should at least ensure that
when ELLs are assessed for English proficiency, academic
skills, or the presence of a learning disability, they are assessed in their first language as well as in English (if they
speak English). Native language assessments of language and
literacy abilities as well as English assessments should be
administered, when feasible, upon school entry, regardless
of age of the student. This information is an important contributor to proper educational placement and for provision
of appropriate services, across the span from kindergarten to
grade 12, if there is a question about a student’s language,
literacy, or learning abilities.
For assessing vocabulary in ELL students, it is important
to consider the purpose of the assessment. If the goal is to
measure vocabulary size in English, then an English measure alone may suffice. However, if the goal is to estimate
the size of a student’s overall conceptual vocabulary knowledge, then a combination of the word knowledge in both
languages will be more appropriate. Children often learn the
meaning of different words in each language; thus vocabulary test results in either their first language or English will
render an incomplete picture of the words a child actually
knows.
Teachers and practitioners should become familiar with
the cultural norms of the children and families with whom
they work, as there may be cultural differences in formal and
informal communication, classroom behavior and attitudes
toward education, and attitudes toward disabilities. Teachers
and specialists should also be familiar with the phonological, syntactic, and morphological parameters of the student’s
first language, as these may interact with the learning of
English. Research has demonstrated that ELLs’ linguistic
performance cannot be fully or appropriately evaluated separately from their culture, because culture influences how one
uses language to express oneself and how language is used
in a social context (Brown, 2004; Erikson & Mohatt, 1982;
Heath, 1988; Marshall, 2000).
Accommodations
While accommodations must be more fully studied for their
specific effectiveness and the circumstances under which they
can best be used to advantage for students, teachers and practitioners can become familiar with the allowable accommodations for ELLs on standardized tests at both the state and
local level, and attempt to use these to their advantage so that
assessments give them the best possible information on what
students know. For classroom tests and assessments, teachers
and practitioners could determine, as a team, the types of accommodations might be used, under what conditions, and for
which students they seem to enhance learning opportunities.
While waiting for the evidence base for assessment of
learning disabilities in ELLs, there are some practices that
teachers and practitioners can employ to assist ELL students
who may have learning disabilities. Providing accommodations to ELLs in wide-scale (e.g., state assessments), local,
and classroom assessments can serve to reduce the effect
of limited proficiency in English and thus in some measure improve the accuracy of such assessments (Abedi, Lord,
Hofstetter, & Baker, 2000). But caution must be used in how
certain accommodations are implemented. For example, interpreters can be used to administer criterion-referenced tests
where standardized test administration procedures are not required for acquisition of valid test results. However, if an interpreter is to be used for assessments, the interpreter should
have some background in education, and the teacher or clinician using the interpreter and scoring or using any results of
such an assessment should meet with the interpreter prior to
the session with the student, to discuss the goals of the assessment and discuss the items to be administered. It should
be noted that literal translation of test items often will not
impart the exact meaning of the test item in English. For
this reason, written translation and back-translation are recommended over the use of interpreters whenever possible,
noting that without norming studies these translation procedures are not optimal but are preferred over interpreter use
when possible. Clear guidelines should be established as to
when the interpreter may or may not prompt the student, restate the item, etc. Family members or friends should not be
used as interpreters for assessment.
Sheltered English, also known as simplified English, has
been shown to be helpful for some ELLs (Abedi et al., 2000;
Echevarria, Vogt, & Short, 2004). An observation instrument
is available for teacher use with sheltered English (Guarino
MCCARDLE, MELE-MCCARTHY, AND LEOS: RESEARCH AGENDA
et al., 2001). Much more information on sheltered English is
available on the website of the Center for Applied Linguistics
at http://www.cal.org. Of course, it is important that sheltered
or simplified English be used only as an interim approach, to
assist students on a short-term basis while they are improving
their English language skills. If such instruction is required
on a very long-term basis, the student should be assessed for
possible learning disabilities.
If teachers believe that commonly accepted accommodations to testing for ELLs would not yield a true measure
of the ELLs’ skills and abilities, practitioners in the field
of bilingual and ELL education advocate for administering
three alternative assessment measures (Brown, 2004). They
are dynamic assessment based on Vygotsky’s learning theory (Vygotsky, 1978) and the test-teach-retest assessment developed by Feuerstein (1979); curriculum-based assessment
(Fradd, McGee, & Wilen, 1994); and testing-the-limits as
a means of probing responses on standardized assessments
(Gutierrez-Clellen & Pena, 2001). When using such instruments, it is important that procedures and results be clearly
described so that they may be used to tailor instructional
approaches to maximize student learning. These alternative
assessments may be very useful to determine the language
and academic skills of ELLs for the purposes of instruction;
however, these assessment procedures do not have a valid
and reliable evidence base for determining if an ELL has a
disability.
Identification of and Intervention
for Learning Disabilities
Identification and classification studies for learning disabilities in ELLs will generate developmental trajectories of both
typical and atypical development in both language and literacy. These trajectories will provide valuable information to
the clinician, (e.g., psychologist, special education teacher,
speech-language pathologist) in both tailoring instruction to
the struggling student and to determining whether an ELL
has difficulty learning in a language or whether he or she has
lacked opportunity to learn English.
Despite the expansive amount of research yet to be conducted relative to learning disabilities in ELLs, existing research does tell us that being bilingual does not cause language impairment, and that children with specific language
disorders will have challenges in both languages, but that this
does not in and of itself dictate that language input should
be restricted to one language (Genesee, Paradis, & Crago,
2004). There is a close but not well-understood link between
language and literacy abilities and disabilities. Interestingly,
if ELLs are identified as students with learning disabilities, it
is likely that they may be classified initially as students with
a speech-language impairment (Zehler et al., 2003). Yet we
also know that many students may be referred for special education who are having difficulty achieving in the classroom
based on limited English skills, who do not actually have
learning disabilities (Zehler et al., 2003). This highlights the
importance of developing methods for the accurate disambiguation of language learning and learning disabilities in
ELLs.
75
Technology
Technology is an underused resource in our educational system. Ideally, research would demonstrate the most efficient
and effective uses of technology in the assessment of and intervention with ELL students, both with and without LD. For
example, technology that produces simultaneous translation
and language support in a choice of multiple languages could
help students in high school classrooms learn the academic
content at their cognitive and academic level while they are
learning English.
Although we currently have limited research information
on the use of computer technology in assessment for the identification of learning disabilities in ELLs, or intervention for
this population of learners, there are practices that may prove
useful for ELLs and ELL/Ds now, while we are waiting for
a research base. First, translation software is available that
older students with some literacy and computer skills can
use, although cost, teacher training, and the language abilities needed to support use of the programs must be taken into
consideration and may limit educational usefulness. Software
that auditorizes text may assist students in learning English
and in accomplishing academic tasks; at its most basic, this
can be found in commercial word processing software options
originally created for individuals with physical and visual
disabilities. In addition, Evans, Kurniawan, and Blenkhorn
(2003) specifically have adapted and enhanced this approach
for individuals with reading and other learning disabilities.
This same group has procedures whereby text-to-speech synthesizers can be produced in new languages for use with assistive applications (Evans, Polyzoaki, & Blenkhorn, 2002).
Furthermore, software developers now have the ability to produce texts that, through hypertext, offer native language support on vocabulary and task instructions in a large variety of
languages, which can provide assistance in situations where
speakers of those native languages are not available or there
are too many languages represented for such in-person support to be feasible.
Cultural Context
The research agenda that evolved from the work of this Symposium carefully weaves together the cultural and contextual
factors that affect how assessments, instruction and interventions are developed and employed. This attention to culture
and context will promote cultural awareness and sensitivity
in both researchers and practitioners who work with ELLs
and ELL/Ds.
Teachers and practitioners should become familiar with
the cultural norms of their ELLs. Several authors offer
practice parameters for cultural sensitivity (Chisholm, 1994;
Cross, Bazron, Dennis, & Isaacs, 1989; Lynch & Hanson,
1992; Saville-Troike, 1978). Many resources on the incorporation of culture in the classroom are also available on the
web site of the National Clearinghouse for English Language
Acquisition and Language Instruction Educational Programs (http://www.ncela.gwu.edu/). Ortiz (1997) addresses
linguistic and cultural incorporation for language-minority
students with LDs. Teachers of ESL, special educators, and
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SPECIAL SERIES: LEARNING DISABILITIES IN ENGLISH LANGUAGE LEARNERS
speech-language pathologists should become familiar with
the phonological, morphological, and syntactic parameters
of the languages spoken by their students as a means of
understanding the interaction of the ELL’s first language
system with the acquisition of English. The Office of
English Language Acquisition, through its own web site
(http://www.ed.gov/about/offices/list/oela/index.html) and
through its National Clearinghouse for English Language
Acquisition (web site provided above), provides ongoing
information on educational practice and policy affecting
ELL students. Other professional associations and organizations also provide access to resources, through their
web sites or publications, which delineate specific strategies
to ensure culturally competent practice for professionals
who work with learners from diverse linguistic and ethnic
backgrounds.
planned with real-world applications in mind. As the research
proceeds to explore accurate identification and treatment of
monolingual students with learning problems, the research
on ELLs must keep pace. That is, research must use the
most current approaches and build on existing and emerging information, including studies of response to intervention approaches. This research would promote abandoning
the invalid definition currently in use for LD that relies on
the demonstration of an IQ-achievement discrepancy. Studies must take into account the student’s language and instructional history and use culturally and linguistically appropriate, reliable assessment instruments. Students must be given
the educational opportunities to succeed, and for those who
do not for whatever reasons, rapid identification and assessment that enable teachers and others to target the areas of need
and remediate them are essential. We can and must do no less
for all students, including those whose native language is not
English.
SUMMARY
More research is needed on the language and literacy development of ELLs. We hope that this special issue of LDR&P
has convincingly indicated many of the specific areas that
must be investigated if we are to be able to identify those
ELLs with learning disabilities, to distinguish between those
who are having difficulty learning English and those who truly
have difficulties learning (regardless of native language). The
agenda for additional research also includes the development of appropriate assessment tools and strategies, effective instructional approaches, effective interventions and appropriate teacher preparation, and professional development
programs. Both basic, foundational research and applied research are needed.
As a first step, classification and definition research is
needed; this should build upon the solid work already done
on the definition and classification of learning disabilities
in monolingual English-speaking students. We must be able
to predict successful educational outcomes in ELLs, and to
provide the most effective educational interventions for each
child. Labels such as LD can be highly useful to aid communication among professionals; if a common definition is
agreed upon, the label can represent a significant cluster of
information succinctly, whether for research or clinical purposes. With better predictive capability, we can better target appropriate instructions and interventions to students or
groups of students. Accurate identification includes not only
finding and assisting those students with LDs but also avoiding mislabeling students who do not have LDs. In addition, in
assigning any label that will help a student obtain important
necessary services, we must be culturally sensitive to how the
label is communicated to the child and parents, and what it
means functionally for the student.
Real progress will depend upon the ability to apply what
is learned from classification and intervention research to
the identification and treatment of ELL/Ds. In order for this
to occur, such research must study classroom interventions,
monitor implementation, consider and justify control and
comparison alternatives, and assess and analyze errors made
by children in the course of various assessments. Research
on assessment, identification of learning difficulties, and intervention development and effectiveness studies should be
NOTES
1. DELSS is funded jointly by the National Institute of
Child Health and Human Development, U.S. Department of Health and Human Services, and the Institute
of Education Sciences, U.S. Department of Education.
The assessments that are available for research use under specified conditions, are listed on the network web
site at http://www.cal.org/delss.
2. A workshop was held in April 2004 to identify the
state of science and develop a research agenda on bilingual language development, sponsored by the NICHD,
OELA, OSERS, and multiple professional associations; see summary document at http://www.nichd.
nih.gov/crmc/cdbb/cdbb.htm.
3. As part of a coordinated effort to address the multiple language and learning issues of language minority
students, a national colloquium is being developed by
the NICHD, OELA, and OSERS in collaboration with
key native American researchers and American Indian
education associations, as well as other professional
education associations, to survey the current status and
identify specific research needs for American Indian,
Alaska native, and native Hawaiian students.
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About the Authors
Peggy McCardle is Associate Chief, Child Development and Behavior Branch, Center for Research for Mothers and Children,
at the National Institute of Child Health and Human Development (NICHD). She also serves as Director of the branch’s research
program in Language, Bilingual and Biliteracy Development and Disorders, which includes three interagency-funded research
networks: the Biliteracy Research Network; the Adult Literacy Research Network; and the new Adolescent Literacy Research
Network. She also serves as liaison to the National Reading Panel, is on the steering committee of the National Literacy Panel
for Language Minority Children and Youth, and leads or serves on various interagency working groups.
Joan Mele-McCarthy is a senior policy advisor to the Assistant Secretary in the Office of Special Education and Rehabilitative
Services (OSERS) at the U.S. Department of Education. Her work in OSERS includes policy and special projects involving
children who have disabilities and the professionals who serve them. She works closely with the Assistant Secretary in matters
concerning the Individuals with Disabilities Education Act (IDEA) and the No Child Left Behind Act (NCLB).
Kathleen Leos is the Associate Deputy Under Secretary and Senior Policy Advisor to the U.S. Department of Education, No
Child Left Behind-Title III, Office of English Language Acquisition. In this capacity, Ms. Leos oversees Title III regulation and
policy development, interpretation and codification, technical training, and dissemination to the states, D.C., and Puerto Rico
of the NCLB legislation for all English Language Learner students in U.S. public, private, and charter schools.