International Journal of Community Well-Being (2019) 2:301–337
https://doi.org/10.1007/s42413-019-00045-7
PERSPECTIVE ARTICLE
Assessing Community-Based Wildlife Conservation
Programs with the Gross National
Happiness Framework
Beth Allgood 1 & Mark Hofberg 1
Michael Moser 4
& Laura
Musikanski 2 & Lisa Michelini 3 &
Received: 19 June 2019 / Accepted: 7 October 2019 / Published online: 3 December 2019
# Springer Nature Switzerland AG 2019
Abstract
Many wildlife conservation projects aim to create sustainable and effective solutions by
incorporating human and community well-being into their projects. While a few of
these projects are incorporating a community well-being approach based on noneconomic factors such as health, education, culture, community vitality, and good
governance, most define well-being in purely economic terms. Often, the goal is
equitable sharing of the economic value of wildlife as the primary incentive for
communities to conserve wildlife. However, these projects have had variable results
due to a variety of factors. The question of how conservation projects can reliably and
consistently improve both community well-being and wildlife outcomes has yet to be
answered. The authors posit that existing indices that measure well-being such as the
government of Bhutan’s Gross National Happiness (GNH) index, can provide a
framework to systematically identify well-being factors through a community-driven
method. In this article, nine sustainable and successful community-based wildlife
conservation projects are assessed to determine what aspects of well-being (as described by the nine domains of Bhutan’s GNH framework) were considered in project
planning and implementation. The results indicate that each project did incorporate a
variety of aspects of human well-being into planning and implementation, which likely
contributed to their success. Future research recommendations include the development
and testing of a community-based well-being instrument to analyze and guide
community-based wildlife conservation programs.
Keywords Well-being . Community-based wildlife conservation . Gross National
Happiness . Community engagement
* Mark Hofberg
mhofberg@ifaw.org
Extended author information available on the last page of the article
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Introduction
Pressures on wildlife and natural habitats are increasing, leading to a global situation in
which, for many wildlife species and many habitats “challenges are growing causing a
dramatic decline of wildlife populations” (Kideghesho and Rija 2018, p. 2). At the
same time levels of happiness and satisfaction with life are low or declining in many
nations and levels of negative affect increasing (Helliwell et al. 2019). There is
mounting evidence that healthy habitats and robust wildlife contribute to individual
and community well-being (Bell et al. 2018; Allgood et al. 2014). The wildlife
conservation field over time has evolved to attempt to incorporate community wellbeing needs into projects (Dressler et al. 2010). Incorporating community engagement
and improving community well-being can help conservation projects communicate,
understand, incorporate, and value community members and their input (Berkes 2004;
Delgado-Serrano 2017) and community input helps to identify and prioritize community well-being needs so that meaningful incentives for support of conservation can be
built into initiatives (Berkes 2004). However, successfully conserving wildlife while
simultaneously improving community well-being has proven to be an elusive achievement (Dressler et al. 2010). In this essay, we propose that existing human well-being
indices such as Bhutan’s Gross National Happiness can be used to assess the impact of
community-based wildlife conservation projects.
An International Context for Well-Being and Its Application
to Community-Based Wildlife Conservation
Bhutan pioneered efforts to create wider measures of well-being with its Gross National
Happiness (GNH) philosophy in 1972 (Musikanski 2014). Bhutan’s government
established a GNH Commission tasked with assessing proposed national policies
through this framework in order to determine their potential impact on the well-being
of the population. In 2008, they began to measure GNH with a GNH index (Ura et al.
2012). While the Gross Domestic Product (GDP) measures only economic activity
(Costanza et al. 2009), the GNH index assesses nine domains or circumstances of life
(Ura et al. 2012). GNH equally weighs the domains of (1) community vitality, (2)
cultural diversity, (3) ecological resilience, (4) education, (5) good governance, (6)
health, (7) living standard, (8) psychological well-being, and (9) time use, and as such,
is a holistic measure of well-being (Ura et al. 2012) (Table 1).
Bhutan’s GNH has led to the application of well-being frameworks at the international level. In 2011, the United Nations (UN) General Assembly passed Resolution 65/
309, Happiness: Towards a holistic approach to development, encouraging member
nations to measure their citizens’ happiness and well-being, and to use that measure to
help guide public policies (United Nations General Assembly 2011). This was followed
in 2012 by a UN high-level meeting on happiness and well-being, chaired by Prime
Minister Jigmi Y. Thinley of Bhutan (Royal Government of Bhutan 2012). The
Organization for Economic Cooperation and Development (OECD) also set an international precedent in 2013 by issuing the Guidelines on Measuring Subjective Wellbeing and definitively determining that well-being can be measured (OECD 2013). The
OECD report, How Was Life? Global Well-being since 1820 notes that societies are
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Table 1 Bhutan’s gross national happiness domains
Domain name
Description
Community Vitality
Evaluates donations of time and money, community relationships, social support,
family, safety, and pride in the community.
Cultural Diversity and
Resilience
Evaluates cultural participation, speaking the native language, tradition, religion,
and artistic skills.
Ecological Resilience
Evaluates ecological issues, environmental responsibility, wildlife conflict or the
absence of, pollution, and urbanization issues.
Education
Evaluates holistic schooling, literacy, knowledge, and certifications.
Good Governance
Evaluates government performance, fundamental rights, government services,
political participation, and political freedom.
Health
Evaluates mental health, including depression and anxiety, self-reported health and
nutrition status, number of healthy days, and long-term disability.
Living Standards
Evaluates assets, housing quality, and household income.
Psychological
Well-being
Evaluates life satisfaction, positive emotions, negative emotions, and spirituality.
Time Use
Evaluates the balance between paid work, unpaid work, leisure, and sleep, as well
as the flexibility of working life.
richer, healthier, and better educated than they were nearly two centuries ago, but
inequality and violence are consistent problems in many areas and environmental
damage is mounting (van Zanden et al. 2014).
The benefits of measuring and enacting policies that consider all of the factors that
impact community well-being are becoming well understood among international
development organizations like the UN and OECD. More local, regional, national,
and international measures of well-being are being proposed and adopted (Abdallah
et al. 2012; McGuire et al. 2012; Lawn 2003; Musikanski and Polley 2016). At the
same time, efforts are underway to lift levels of well-being at national levels, as
exemplified by the Global Happiness and Well-being Policy Reports (Global
Happiness Council 2018, 2019), and at the community development level (Lee et al.
2015). The proliferation of these measures of well-being suggest that wildlife conservation projects should incorporate well-being measurement into their projects in order
to assess the project’s effect on well-being.
Wildlife Conservation Trends and their Impact on Communities
and Wildlife Conservation Projects
Fortress Conservation
Conservation efforts began by excluding or limiting activity in large areas. In the
nineteenth century, U.S. preservationist John Muir was instrumental in setting the
minimization of human activity as a major goal of conservation projects in the U.S.
(Westover 2016). Prompted by the conservationist movement, President Theodore
Roosevelt set aside approximately 230 million acres of public land for conservation
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(National Park Service 2017). Since then, the global conservation establishment has
created a plethora of protected areas worldwide. Fifteen percent of the Earth’s landmass
is now considered protected (Jones et al. 2018).
These are remarkable achievements for conservationists, but the success has not
come without costs. The protected areas range from strict nature reserves to managed
resource areas and they permit varying degrees of human activity, usually limited to
sustainable use of a protected area’s resources (Bruner et al. 2001). Significant amounts
of protected land have historically been devoted to exclusionary fortress conservation
(Wilshusen et al. 2002), which is based on the belief that the best way to protect
biodiversity is to fully isolate wilderness from humans under the assumption that all
local and traditional land-uses contribute to biodiversity loss and degradation of the
environment (Brockington 2002). This approach to conservation creates tensions
between local communities and conservationists that can ultimately harm the wellbeing of the community while impeding the effectiveness of conservation efforts
(Dowe 2011).
In the National Park systems of the U.S., a long record of exclusionary
conservation and forceful relocation of Native Americans caused great misery
for decades (Pearce 2011). In central Africa, research demonstrates that certain
communities have also been negatively affected by fortress-style conservation
efforts (Kangalawe and Noe 2012; Ayari and Coussel 2017). Some conservation
practitioners did not adequately work with indigenous communities living on
protected lands to ensure that livelihoods and culture were preserved or communities were fairly compensated (Brockington 2002; Halladay and Gilmour 1995),
which, in some cases, has led to conflict between indigenous communities and
conservation personnel (Kangalawe and Noe 2012). The 2018 World Happiness
Report showed that areas where there is conflict have the lowest levels of
satisfaction with life compared to any other area (Helliwell, Layard & Sachs
2018). The exclusion of local communities from access to the wilderness and
wildlife they rely upon harms their well-being in other ways. It often leads to a
loss of local knowledge and traditions and sense of culture. Many communities
that relied upon the wilderness were invested spiritually and practically in sustaining the long term health of the ecosystem and habitat, and when they are cut
off from it, that connection is lost. Thus, it can be said that fortress conservation
that separates communities from the ecological systems they rely upon does not
address the root causes of detrimental wildlife resource utilization and eventually
leads to community hardship (Bulte and Rondeau 2007). Due in part to the
detriments on community well-being that fortress conservation can cause, wildlife
conservation efforts have changed, for the most part, to include consideration for
the communities adjacent to, still residing in, or otherwise utilizing lands protected
for wildlife conservation (Hulme and Murphree 2002).
Integrated Conservation and Development Projects
Integrated conservation and development projects (ICDPs), developed in the late
twentieth century, are approaches that leverage socio-economic tools to incentivize
wildlife conservation or disincentive unsustainable activities while improving social
development priorities. (Alpert 1996; Hughes and Flintan 2001, pp. 4–6). Often,
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economic compensation is awarded to communities that engage in conservation activities in the form of benefit sharing, alternative livelihood developments, and development activities such as building schools, roads, and hospitals (Hughes and Flintan
2001, pp. 4–6). This approach can be seen as aligned with the United Nations
Development Programme (UNDP), where human development factors are defined as
“improving people’s lives…giving people more freedom and opportunities to live lives
they value” and “providing opportunities” (United Nations Development Programme
2019, pp. 3–6).
However, there are many problems with projects that compensate or incentivize
communities and individuals primarily through an economic basis. Disproportionately high benefits can accrue to those in power rather than to the community
members who live in closest proximity to wildlife (Brockington 2002). Financial
incentives, particularly the small-scale incentives most conservation organizations
provide, can also contribute to power imbalances and a downward spiral of
exploitation of the vulnerable (Spencer and Spender 2016).
Additionally, economic incentives based on replacement costs for resources, recreational value, or ecosystem services often cannot compete with short-term alternatives
that have more lucrative economic benefits. (Hackel 1999). Economic incentives also
do not account for important well-being factors, such as cultural, educational, psychological, spiritual factors as well as a sense of community, connection, stability, and
many other aspects of well-being that cannot be measured by money or financial
incentives (Allgood et al. 2014). One time or small financial incentives are unlikely
to keep up with the economic burdens placed on these communities by the effects of
climate change and other environmental disasters (McShane and Wells 2004). Furthermore, the use of financial incentives without regard for all the factors that contribute to
well-being can result in the shifting of a community’s culture from caring about the
environment and each other to caring about financial wealth, status, and appearance at
the expense of the environment, community, and happiness (Kasser 2002; Kasser and
Ryan 1993).
People value more than financial rewards (Kubiszewski 2014). Research has demonstrated that well-being consists of many different factors and economics is just one of
them (Organisation for Economic Cooperation and Development 2013). To achieve
overall well-being, basic needs must be met, including the provision of water, food,
shelter, and safety (Maslow 1943). These needs could be met in most communities by
financial means; however, other needs must be met for well-being, such as healthy
relationships, sense of community, cultural connection, and sense of heritage (Berkes
2004; Milner-Gulland et al. 2014). These aspects of well-being are not easily compensated by financial means.
There are many successful examples of conservation projects incorporating economic and human development goals (Pringle 2017; Verner and Kronik 2010; Smith
2014). However, incorporating development goals does not always lead to intended
outcomes and can lack a strong connection between development interventions and
conservation outcomes (Buach et al. 2014; Hughes and Flintan 2001, pp. 7–9) or even
favor development over conservation (Hackel 1999; Delgado-Serrano 2017). Regardless, the trend has brought to focus the need to include human development indicators
and involve local communities in conservation initiatives.
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Community-Based Conservation
Mirroring the development of IDCPs, in the last four decades, many conservation
practitioners have shifted to approaches that incorporate various levels of
community-based involvement (Campbell and Vainio-Mattila 2003; DelgadoSerrano 2017). Economist Elinor Ostrom demonstrated that the tragedy of the
commons theorized by Hardin (1968) could be avoided if, among other conditions, local community members are included (Ostrom 1990). Hardin (1968)
argued that individuals acting in their own self-interest would result in the
depletion of shared resources and ultimately make everyone involved worse-off.
However, Ostrom (1990) demonstrated that common resources can be shared
effectively if certain conditions are met. These conditions were outlined in her
eight design principles for common resource institution and notably highlighted
the inclusion of local interests in all stages of resource management. Ostrom
(1990) emphasized the appropriation of decision-making and enforcement regarding resource conservation to the local community in which those most closely tied
to a resource participate most in determining its distribution. This approach
underscores the value of local government participation and the inclusion of a
community-based approach in sustainable resource conservation. In Ostrom’s
framework, the presence of democratic and transparent local management that
represents the interests of the community directly impacts the success of resource
conservation efforts. Accordingly, conservationists have developed approaches
including community-based conservation (CBC) and community-based natural
resource management (CBNRM) which aim to put the governance of natural
resources (including wildlife and other biodiversity) into the hands of local
communities (Berkes 2004; Dressler et al. 2010; Shackleton et al. 2010).
The Case for a Well-Being Framework for Community-Based Wildlife Conservation
Based on the proliferation of models such as IDCPs, CBC, and CBNRM, wildlife
conservation is clearly shifting from a narrow focus on species and ecosystem to
include community engagement and considerations of the people that live closest to
the wildlife. Contrasting the philosophies of wildlife ecologist Aldo Leoplold and
wildlife preservationist John Muir, Goralnik and Nelson (2011), found that the conservation of nature requires that “we must acknowledge our wider community, accept our
role within it, and then act on its behalf” (p. 191). This is reflected in a wider
recognition by Bekoff (2013) that the success of conservation hinges on whether its
practitioners can learn about ‘how human attitudes are formed, maintained, and
changed for the better.” (Bekoff 2013, p.xvii). Many wildlife conservation projects that
combine human development approaches and/or community engagement with conservation have achieved positive results, however, many have also failed (Shackleton et al.
2010; Buach et al. 2014; Delgado-Serrano 2017). Replicability and sustainability
continue to present challenges (Dressler et al. 2010). Achieving a structured approach
for addressing the intersection of community well-being and conservation is therefore
needed. This structured approach, in the authors opinion, should encompass well-being
indicators to measure and guide the effectiveness and sustainability of communitybased conservation.
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307
Allgood et al. (2014) reviewed various alternative indicator systems that
encompassed social, economic and environmental factors and their connections
to wildlife and found that Bhutan’s Gross National Happiness (GNH) Index to be
a suitably holistic indicator set composed on a broad set of indicators. They used
the GNH framework to analyze how animals contribute to human well-being They
reviewed peer-reviewed research and reviewed effective and sustainable
community-based wildlife conservation programs to analyse ways that animals
contribute to human well-being, with well-being defined and organized by the
GNH framework. The case studies included both conservation of wildlife and
animal welfare of domestic and farm animals. Allgood et al.’s (2014) analysis
suggests a link between conservation of wildlife and human well-being in many of
the GNH domains.
Investigation into the Relevance of GNH Framework for Community-Based Wildlife
Conservation Projects
In light of Allgood et al.’s (2014) analysis the authors investigated nine wildlife
conservation projects to explore the relevance of GNH to community well-being
in wildlife conservation projects. The projects were chosen based on the following criteria: (1) The wildlife conservation outcomes were effective and sustainable, (2) there was community engagement at some or all stages of the projects,
(3) some aspect of community well-being was improved and (4) data was
available. The nine projects are named according to the country in which they
were conducted: Botswana, India, Indonesia, Malawi, Mexico, Mozambique,
Rwanda, Tanzania (Kilombero), and Tanzania (Mbeya).The project in Botswana
established an education program in a remote village outside of the Okavango
Delta to provide experiential education in conservation and wildlife while
boosting self-confidence and overall test scores. The project in India helped
fishermen and the local government near a critical whale shark nursery employ
fishing methods that helped protect whale sharks instead of intentionally or
unintentionally catching them. The project in Indonesia worked with villagers
to establish sustainable farming techniques and provide affordable health care in
order to prevent illegal logging of orangutan habitat. The project in Malawi
dramatically cut human-wildlife conflict by building a water pump and electric
fence while also helping villagers establish sustainable agriculture. In Mexico,
community members established conservation easements in order to protect a
lagoon and surrounding area that is a gray whale nursery, migratory bird
sanctuary, and an important source of fish. The project in Mozambique
established a sustainable tourism industry in Gorongosa National Park in partnership with local government and with local communities. The project in
Rwanda provides experiential conservation and health education to local
schoolchildren, improving health and coexistence with mountain gorillas. The
project in Kilombero, Tanzania is helping small-scale farmers to use sustainable
and wildlife friendly farming practices. The project in Mbeya, Tanzania is also
helping farmers establish sustainable farming practices while also helping the
farmers establish and monitor land use plans that maintain water quality and
protect ecologically sensitive areas,
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Obtaining Data on Projects
Primary contacts for each of the projects were identified and contacted by personal
communication. Each of the primary contacts were high level managers of the projects
with knowledge of the history, planning process, data, as well as had access to
employees and community members. Each of the nine primary contacts were emailed
a questionnaire (Appendix II) which was promptly filled out and returned to the
authors. The questionnaire prompted the contacts to answer questions about the history
and status of the project, the project’s community engagement, and overall sustainability. Additionally, the questionnaire included questions about how economic and noneconomic factors have changed since the project started and if they were included and
planning. The questionnaire also included a short set of questions that the primary
manager could ask one to three community members. The primary contacts were also
asked to provide any additional documentation including planning documents, surveys,
and status reviews. In three of the nine projects, the project managers were unable to
provide responses from community members: Mexico, Mozambique, Tanzania
(Mbeya).
Summarizing Data for Analysis
Structured summaries (Appendix I) of each project were composed based on
questionnaire responses, personal communication with project contacts, and additional documentation provided by project contacts. The summary describes how
each project involved the community; explored the ways in which the case study’s
incorporated indicators in the nine GNH domains in planning; and evaluated the
impact on well-being of each case study based on the indicators in each of the
nine domains.
Scoring the GNH Domains
Each project was scored for each GNH domain based on two categories: whether
or not each domain was considered in planning (considered in planning) and how
well the project improved or maintained indicators in that domain (results). For
considered in planning, projects were scored on a yes (=1) or no (=0) basis
(Table 2). For results, projects were scored on a zero through three basis with
0 = unknown, or unsatisfactory; 1 = slight increase or remained satisfactory;
2 = moderate increase or remained good; and 3 = substantial increase or remained
excellent (Table 3). Each GNH domain was assessed a score for both the considered in planning category and the results category by aggregating the individual
domain score of each case study together. These scores were converted to percentages for each domain using the total possible score for each of the categories.
For considered in planning, nine was the maximum score. High scores indicated
that a given domain and associated indicators were planned for and considered by
a larger share of the cases studies. For results, the maximum score for a domain is
27. To find the percentage, the total score was divided by 27. A high score for a
given domain indicates that a large share of the projects saw positive change or
maintained positive indicators for that domain.
G N H Ecological diversity and Standa rd of Health Education
G o o d C o m m u n i t y Psychological well- Cultural diversity and T i m e
domain
resilience
living
governance
vitality
being
resilience
use
Considered in planning
Rwanda
1
1
1
1
0
1
0
0
0
Malawi
1
1
1
1
0
1
0
0
1
Indonesia
1
1
1
1
0
0
0
0
1
India
1
0
0
0
0
1
1
1
0
Kilombero
1
1
0
0
1
0
0
0
0
Mbeya
1
1
0
0
1
0
0
0
0
Mexico
1
1
0
1
1
0
0
0
0
Botswana
1
1
0
1
1
1
1
1
0
Mozambique
1
1
1
1
0
1
0
0
0
Total
9
8
4
6
4
5
2
2
2
100%
89%
44%
67%
44%
56%
22%
22%
22%
Percentage
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Table 2 Total score and percentage of total for considered in planning for each of the nine domains
309
310
Table 3 Total score and percentage of total for results for each of the nine domains
G N H Ecological diversity and Standa rd of Health Education
G o o d C o m m u n i t y Psychological well- Cultural diversity and T i m e
domain
resilience
living
governance
vitality
being
resilience
use
Results
2
2
3
3
0
3
1
1
Malawi
3
3
3
2
1
3
1
0
0
3
Indonesia
3
3
3
2
1
1
2
1
2
India
3
0
0
0
1
3
1
2
0
Kilombero
3
3
1
1
2
2
0
0
0
Mbeya
3
3
2
2
3
1
2
2
0
Mexico
3
3
2
2
3
3
1
2
0
Botswana
2
1
0
3
2
2
3
1
0
Mozambique
3
3
3
3
1
2
1
0
0
25
21
17
18
14
20
12
9
5
93%
78%
63%
67%
52%
74%
44%
33%
19%
Total
Percentage
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Rwanda
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311
Results of Investigation into the Relevance of GNH Framework
for Community-Based Wildlife Conservation Projects
How Often Each GNH Domain was Considered in Planning (Table 2)
All nine projects incorporated environmental and wildlife indicators into their planning,
with ecological diversity and resilience scoring the maximum nine points. Most
projects included factors found in the Human Development Index (United Nations
Development Programme 2019), which, for the purposes of this paper, are indicators in
the standard of living, health, and education domains in planning (eight, four, and six
projects respectively). Eight out of the nine projects included at least one of these three
domains in planning. Four projects included all three of these domains. The good
governance and community vitality domains were included in planning frequently, with
four and five projects including their indicators in planning respectively. Two of the
projects included indicators in both of these domains, while only one did not include
either of them. The three remaining domains, psychological well-being, cultural diversity and resilience, and time use, were not included in planning as frequently, with only
four of the projects including at least one of them in planning. Two projects included
both psychological well-being and cultural diversity and resilience in planning while
another two included time use.
Scores for Each GNH Domain in the Results Category (Table 3)
All nine projects posted positive scores for ecological diversity and resilience. The
domain received 25 or 93% of the possible 27 points available. Seven of the nine
projects exhibited great increases or maintained high levels of indicators in this domain.
The classic development domains (standard of living, health, and education) received
relatively high scores with 21, 16, and 18 respectively. Additionally, community vitality
received a score of 20, a relatively high figure, especially considering that only five
projects explicitly planned for indicators in the domain. Good governance and psychological well-being received moderate scores, with 14 and 12 respectively. Cultural
diversity and resilience and time use received the lowest scores, nine and five
respectively.
The Relevance of GNH in Community-Based Wildlife Conservation Projects
by Domain
Nine projects were assessed to understand the degree to which holistic measures of
community well-being (as described by the nine domains in Bhutan’s GNH framework) were improved or considered in planning. Through this assessment, the frequency in which each GNH domain was used in planning or improved through the projects
was then tabulated and analyzed.
Ecological Diversity and Resilience Domain
The ecological diversity and resilience domain was included in planning by every
project, and nearly every project demonstrated high achievement for this domain. These
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results were expected given that positive conservation outcomes were a criteria for
choosing the projects. However, it is important to note that each case study’s positive
change in environmental indicators was the result of a change in behavior by the
community. For example, in Indonesia, community members stopped illegal logging
because they were able to learn sustainable farming techniques and were provided
affordable medical care, reducing the drivers of illegal logging. In Malawi, members of
the community stopped entering the park to hunt and fish illegally and switched to fish
farming in the village in fish ponds to support their families.
It is also important to note that the only two projects (Rwanda and Botswana) that
did not post the maximum score for ecological diversity and resilience results are
focused primarily on education and may not be measuring environmental or wildlife
changes, or will not see such changes until the targets of the project (school children)
are of age to make a difference in their communities.
Standard of Living, Health, and Education Domains
Of the three human development domains (standard of living, health, and education),
standard of living was subject to the most substantial planning and had excellent, well
reported results. Eight of the nine projects received 21 of the total 27 points for results.
Health and education were often explicitly included in planning but were less frequently included than standard of living. This is likely due to some projects focusing on
education or health domains to the exclusion of the other.
However, even if a project is focused primarily on one domain, it does not mean that
the project cannot incorporate planning and interventions related to another. In other
words, an education-based project, for instance, can still incorporate health indicators
and interventions and may find greater success doing so. Incorporating a comprehensive measure of well-being such as the GNH index into planning may help a project
incorporate additional aspect of well-being into planning and implementation.
Community Vitality Domain
Community vitality was included in planning by five of the nine projects. However,
every project saw positive results for this domain, which led to a high score of 20 out of
27. Additionally, a project that planned for community vitality was more likely to have
better results (all five of these projects had moderate to excellent results in community
vitality).
Some of the projects specifically measured changes in community vitality. For
example, the Malawi project monitored attitudes toward wildlife and the environment
before and after the initial interventions. In India, fishermen’s attitudes toward whale
sharks moved from that of a product to that of a valued part of the ecosystem, both
ecologically and spiritually.
The fact that all of the projects saw positive results in the community vitality
domain, regardless of whether it was planned, underscores its importance to the
success and sustainability of community-based conservation projects. Even if the
case study’s implementers were not explicitly mentioning it, they integrated
community vitality considerations into their interventions. Using a comprehensive
human well-being index such as GNH may help future projects surface important
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313
factors that aid in the effectiveness and sustainability project that may not be
initially apparent. It may also allow conservation planners to incorporate community vitality into planning and implementation.
Good Governance, Psychological Well-Being, Cultural Diversity and Resilience,
and Time Use Domains
The four domains of good governance, psychological well-being, cultural diversity and
resilience, and time use had the lowest scores and the lowest percentages of projects
that explicitly included them in planning. However, there was at least one case study
that explicitly incorporated each one of them. These projects either saw large improvements in that specific domain or integrated what was already a strong domain in the
community as an asset to implementation. In each of these cases, the incorporation of
these domains directly led to excellent conservation outcomes and project
sustainability.
The Mexico project found that there was little to no land use governance
within the area before the project, which was partially responsible for poor
water quality and erosion affecting a lagoon that is a vital gray whale nursery.
The project helped the community create a land use map and associated
policies which together formed an equitable and sustainable governance tool
that is transparent and driven by community members. This governance tool is
a clear improvement in the good governance domain and has directly led to
better land use decisions that have protected water quality and reduced erosion.
The community-led nature of the governance tool is likely a prominent factor in
the project’s sustainability.
The Botswana project included psychological well-being as a key indicator in their
education-focused interventions. The project’s comprehensive education programs are
intended to boost the school children’s self confidence in addition to teaching them
about conservation. The project implementers placed equal value on improving the
psychological well-being of the school children and improving test scores as they
worked toward achieving a conservation mindset within Gudigwa Village. This approach has resulted in significant improvements in both test scores and attitudes
towards conservation and wildlife.
The whale shark project in India explicitly incorporated the strong religious
culture of the fishing communities as a factor in project planning. One of the
project’s main strategies was to partner with religious leaders so that they could
engage the community in learning about the importance of the whale sharks to
their coastal lands and livelihoods. Working within the existing culture (the
cultural diversity and resilience domain) has helped the project to achieve strong
wildlife conservation outcomes and attain remarkable longevity and
sustainability.
The Malawi project identified improving time use as a key objective to improving human well-being in the community. One of the primary interventions
was building a water pump inside the village so that water gatherers (who are
primarily women and children) did not have to spend several dangerous hours
every day traveling back and forth to the river to obtain water. Besides eliminating
frequent wildlife (and human) conflicts, the time saved by the women and girls
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allows them to participate in other activities, such as educational programs for the
girls, which are known to improve a host of other community and individual wellbeing factors (Sen 1999). Understanding how interventions can improve time use
can be an important factor in community-based wildlife conservation projects.
Limitations
The nine projects are not intended to be a representative sample of wildlifeconservation projects. The authors only included successful projects that, while geographically and topically diverse, are inherently biased by what projects the authors
have access to.
Synopsis of GNH Domain Investigation
We examined how nine community-based wildlife conservation projects incorporated components of human well-being into project planning and implementation, using the GNH index to define well-being. Results show that the
projects universally planned for indicators within the ecological diversity and
resilience domain and achieved excellent results for those indicators. Additionally, the projects frequently planned for and achieved positive results for
indicators in domains that are typically associated with sustainable development: standard of living, education, and health. The remaining four domains,
community vitality, good governance, psychological well-being, cultural diversity and resilience, and time use, were less frequently explicitly included in
planning, but several of the projects provided examples of how incorporating
each of them in planning and implementation led to positive conservation
outcomes and project sustainability.
These projects are examples of successfully linking conservation and community well-being in order to create positive and sustainable change for people,
wildlife, and the environment. Analysis shows that the projects incorporated one
or more non-traditional factors into planning and implementation that are not often
measured or included in standard sustainable development or conservation portfolios. Standard measures of success in conservation of development may have
overlooked these potentially vital factors. Incorporating an established well-being
framework such as the GNH into planning and implementation may lead to
improved conservation results.
The projects as a group also demonstrate the advantage of a community-based
approach for every step of a project, from design, to planning, to implementation.
The radical listening in Indonesia and the participatory community engagement in
Malawi were two examples of structured community engagement that helped
elucidate some of the indicators or factors spread across the nine domains that
needed to be addressed with the project. In Mexico and in Tanzania (Mbeya),
project implementers introduced water and land resource governance structures,
but turned to the community members themselves to implement the projects and
govern the process.
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Recommendations and Future Research
A structured approach for addressing the intersection of community well-being and
conservation is needed. By using a holistic framework like GNH to inform the
development of a structured, community-led plan for a wildlife conservation intervention, project planners can surface the vital, but sometimes hard to ascertain, culturally
relevant well-being factors which can be essential to the success of any intervention.
We believe adopting such methods will result in more efficient and effective impacts
for wildlife and community members.
Additionally, well-being assessments can provide a key data set for program evaluation. Use of pre, interim, and post intervention well-being assessment provides the
opportunity to assess impacts on communities at the onset and for the duration, and (if
relevant) termination of a project. These insights can enable decision-making for midcourse corrections when needed, and provide evidence of important project outcomes.
Future research recommendations include the development and testing of a wellbeing instrument to analyze the well-being of a community that is organized around the
GNH domains, or other human well-being index such as the UN’s Sustainable Development Goals (SDGs). Future research could test the viability of such an instrument.
Compliance with Ethical Standards Statement
There are no conflicts of interests. All relevant ethical standards were observed.
Appendix I
Rwanda – Conservation Heritage - Turambe
Near Volcanoes National Park
Contact: Valerie Akurasendenge, Conservation Heritage - Turambe
Short Description:
One of several NGO’s working in the gorilla habitat, Conservation Heritage –
Turambe (CHT) works with communities living near Volcanoes National Park in
northwestern Rwanda. The location of these parks is of high conservation concern
due to the presence of mountain gorillas and the highly diverse habitat across three
countries (Rwanda, DRC, and Uganda).
Problem:
Gorillas are Critically Endangered due to habitat loss and poaching. The local
communities are poor and rely on resources collected from the protected areas and
agriculture. Communities encroach on gorilla habitat in order to farm and collect
resources resulting in human-wildlife conflict and habitat loss.
Solution:
CHT aims to reduce human conflict with gorillas and encroachment into their habitat
by improving community livelihoods through conservation and health education of
schoolchildren and other means. CHT works with 200 schoolchildren every year
providing conservation and health class sessions.
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Community Member Involvement:
Rwandan community members have been involved in CHT from the beginning.
CHT collaborates closely with local leaders and the Rwandan Development Board.
School directors and teachers have also taken lessons to heart and show ownership of
health and conservation projects such as tree planting, kitchen gardens, and environmental clubs.
Human Wellbeing:
Ecological Diversity and Resilience: Through CHT’s education programs, communities learn about gorillas and their habitat and the importance of living in harmony
with them. Surveys conducted in 2016 show a 23% increase in agreement that
mountain gorillas play an important role in the ecosystem and a 34% increase in
understanding why the gorillas are important to the community. The expectation is
that by understanding the importance of gorillas and their habitat, extractive and
harmful practices will occur less.
Standard of Living: It is apparent that CHT has helped improve living standards by
ensuring the protection of one of the largest job creators in Rwanda: eco-tourism. The
CHT director said that CHT “creates opportunities for the community to raise their own
income” citing eco-tourism, cultural tourism, and other alternative income sources such
as the sheep project. This reduces the reliance on resource extraction and destructive
agriculture expansion.
Health: Before implementation of the project, many community members, especially
schoolchildren, exhibited poor hygiene, particularly a lack of hand washing and dental
hygiene. Survey data taken three years after the implementation of the project show an
overall increase in hygienic behaviors including hand washing, bathing, and keeping a
clean home.
Education: Before implementation of the project, there was regular education for
schoolchildren but the curricula did not include conservation and there was a lack of
understanding of what conservation or conservation education means. The CHT
director has noticed a clear increase in understanding of conservation education and
its benefits among school directors, teachers, local leaders, and other community
members through annual events and through increased recognition and partnership
requests by local schools.
Good Governance: Not addressed by the project and it is unclear whether governance has changed at all.
Community Vitality: The CHT director identified a lack of community interest in
conservation before the project. However, as more community members learned about
the benefits of a healthy gorilla population and habitat, they started to take pride in it.
The community now feels a sense of excitement and pride over the gorillas and the
importance of park protection and its role in their daily lives. Survey data taken three
years after project implementation show a 23% increase in agreement that mountain
gorillas play an important role in the ecosystem and a 34% increase in understanding
why the gorillas are important to the community.
Psychological Wellbeing: Poverty causes low psychological wellbeing. The improved standard of living from the project interventions likely leads to improved
psychological wellbeing.
Cultural Diversity and Resilience: Not addressed and it is unclear whether local
customs and traditions were part of or incorporated in to the program. However, since
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nearly all CHT employees including the director are Rwandan, there is an automatic
connection to the communities.
Time Use: Not addressed and it is unclear whether time use has changed.
Sustainability and Effectiveness:
The project director considers the project sustainable due to the interest from the
community. They are clearly respected and valued within the communities. However,
we have concerns about the sustainability if the project is unable to continue providing
sheep and other alternative livelihood methods.
The project has been effective, educating local communities about the importance of
maintaining them. However, it is unclear exactly how well to increased knowledge has
led to reduction in human-wildlife conflict and reduced degradation of Volcanoes
National Park. Human behavior research shows us that simply knowing a behavior is
wrong doesn’t necessarily lead to ceasing the behavior. However, CHT focuses on
school children, and in time results may be become more apparent has they grow into
household leaders and decision makers.
Community Questionnaire.
2x Female, school teacher.
Male, school teacher.
The community members were clear that the project helps their schoolchildren with
hygiene, living with the environment, and conservation. They believe that the presence
of CHT and its benefits improve their lives in many ways including donating sheep,
attracting tourists, and community pride in the gorillas and the environment.
Malawi – International Fund for Animal Welfare (IFAW)
Chikolongo Village near Liwonde National park
Contact: Keith Bohannon, IFAW.
Short Description:
The Chikolongo Livelihoods Project is focused on the extended community of
Chikolongo which is south of Lake Malawi across the Shire river from Liwonde
National Park in Southern Malawi. The Chikolongo community encompasses a rural
area with about 90,000 people (mostly maize subsistence farmers) populating four
villages led by Chiefs. Liwonde National Park is one of Malawi’s most important
reserves, endowed with diverse habitats and wildlife.
Problem:
Villagers were often attacked by crocodiles and hippos often on their way to the
Shire River to get water. Farmers have also suffered casualties protecting their crops
from elephants. 92% of the village had reported significant crop damage due to
elephants. Some villagers also went into the park to poach wildlife in order to provide
for their families, resulting in thousands of snares littering the landscape and leading to
painful injury and death for wildlife.
Solution:
The project’s primary objective is to “reduce human animal conflict in Chikolongo
village whilst improving food security and nutrition.” The project is meeting these
goals by eliminating the need for people to go into the park and preventing conflictcausing wildlife from entering the village. The project erected a fence between the park
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and the community, proved a water pump for drinking and irrigation, and improved
food, nutritional, and job opportunities.
Community Member Involvement:
The project was built on “participatory community engagement” which has led to
trust and a “social license to operate (SLO).” Specifically, a baseline survey of
community needs was conducted using consultations, focus groups, and key informant
interviews. The first intervention, to build water supply for the village, was developed
after community input illustrated it was a primary reason for wildlife-related injuries
and deaths. The project has maintained that relationship through rigorous outreach and
evaluation and has adjusted the project accordingly. For example, the project added
1.5 km of pipeline, transporting water further into the village in response to community
input.
Community members are also heavily involved in implementation. An example is
managing the rotation of the 25 irrigated community plots. Another example is
community members “bought in” to the fish ponds by building them. 25 families in
the community worked on the ponds and therefore own a share of the fish.
Human Wellbeing:
Ecological Diversity and Resilience: The project has in essence eliminated entry into
the park to conduct unsustainable resource gathering and poaching. Reduced poaching
and habitat degradation will allow wildlife populations and important ecosystem
services to recover.
Standard of Living: Malawi in general is highly reliant on maize and is vulnerable to extreme climate events including both drought and flooding. The project
aimed to alleviate this concern by providing access to water for both drinking and
irrigation and diversify food sources (rice, fish, ducks, and chickens). In three
years, the percentage of community members reporting that they are not able grow
enough food to eat has decreased from 92% to 44% and there has been a
significant increase in the consumption of protein; seven fish ponds hold approximately 50,000 tilapia. Additionally, there has been no crop damage from wildlife
since the fence was erected. Further, the project provides several sources of
employment for community members including 40 bee hives which produced
about 10 kg of honey per two months.
Health: Before implementation of the project, crocodile attacks would kill 3–4
people per month as community members would travel to the park for water and game.
The border fence and water pump have severely reduced attacks. The water pump has
also improved sanitation.
Education: The project provides trainings to community members on improving agricultural productivity, money management, and other practical topics. The
project also developed and provided schools supplies and materials on elephant
ecology and human-wildlife conflict. Additionally, the construction of the pump
has allowed many more girls to be able to attend educational opportunities as
they do not have to spend hours each day fetching water. Lack of training in
alternative livelihood techniques was identified as an area that needs improvement. More community members need to be training in fish farming, building
and repairing wells and pumps, and other trades in order to improve sustainability of the project and allow for more community ownership of the different
aspects of the project.
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Good Governance: Not addressed by the project. However, with such a large
percentage of the Park’s employees being local residents, communities most likely feel
better represented and feel that they have a larger role in their government.
Community Vitality: The project has created an 88% change in attitude towards the
park and wildlife. Further, the project has resulted in the construction of a sports field
and meeting point for community engagement.
Psychological Wellbeing: Poverty causes low psychological wellbeing. The improved standard of living from the project interventions likely leads to improved
psychological wellbeing.
Cultural Diversity and Resilience: Not addressed and it is unclear whether local
customs and traditions were part of or incorporated in to the program.
Time Use: The construction of a water pump has reduced the need for the long trip
to and from the river improving the time use efficiency for many village women and
children.
Sustainability and Effectiveness:
The project representative believes that the project is currently not fully sustainable
but there is clearly community-based support (known as the Social License to Operate).
The project is still reliant on continued support and management. However, with
training in management, leadership skills, capacity building, and other training, the
project may be able to become self-sustaining.
The project has clearly been effective, dramatically reducing community members
entering the park in order to collect resources or poach. The project has also clearly
improved safety, health, food security, and nutrition.
Community Questionnaire.
2 Male and 1 Female direct beneficiaries, Male community leader, and non-direct
beneficiaries.
Community members stated that the project was important for sustainability, wildlife
and human protection, and food security—specifically naming water availability,
employment, and safety from wild animals. The respondents were happy about living
near the park but there was some dissonance in the role of wildlife. One respondent
connected wildlife to tourism while another only saw them as a nuisance.
Indonesia – Health in Harmony
Gunung Palung National Park in Borneo
Contact: Kinari Webb, Health in Harmony.
Short Description:
Gunung Palung National Park, which is in the province of West Kalimantan in
Borneo, Indonesia, contains diverse habitat types and wildlife including orangutans.
There are approximately 65,000 people living around the park, with most of them being
farmers.
Problem:
Before the onset of the project, most of the villagers around the park were pushed to
illegal logging in the park in order to make money to pay for expensive and distant
health care. Illegal logging is a primary driver of the high deforestation rates in Borneo,
one of the world’s most biodiverse regions.
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Solution:
The ASRI project was started in 2007 to find the root cause of the logging and
protect the forest and improve the livelihoods of the community members. Using a
form of community engagement called “radical listening”; project implementers
learned that lack of health care access was the primary driver of illegal logging. ASRI
provided health care at reduced cost for those not engaging in logging, provided
training in sustainable farming practices, and worked to restore cleared forests.
Community Member Involvement:
The ASRI project was built on community involvement from the onset from
planning to implementation through monitoring and evaluation. Implementers engaged
in over 400 h of community meetings in a total of 34 meetings to find out community
needs. The program continues to hold meetings to understand how villagers feel about
specific interventions and if they are working as intended. Further, ASRI’s “radical
listening” allows the community ideas to be made into programs including the Forest
Guardian Program and Chainsaw Buyback Program which only exist because the
community came up with the ideas.
The Forest Guardian Program and the sub-village deforestation status colors are
great examples of the community involved in implementation and change.
Human Wellbeing:
Ecological Diversity and Resilience: The project has dramatically reduced deforestation from illegal logging by villagers. In the first five years, the number of loggers
dropped from an estimated 1350 households to 450 in 2012. The most recent estimate
is 180 households. It is estimated that the trees saved by the program have resulted in
1500 orangutans saved. ASRI’s reforestation project has resulted in new forest where
slash and burn agriculture was previously. Reforestation has led to wildlife returning.
Camera traps have captured orangutans, sun bears, leopards, and others. The project
has also seen the spread of sustainable and organic farming techniques which put less
pressure on water and soil resources.
Standard of Living: The ASRI project has improved the standard of living in the
communities by reducing the cost of health care, providing high paying jobs, and
alternative livelihoods initiatives such as the Goats for Widows Program, Kitchen
Gardens, and the Chainsaw Buyback Program. As of the most recent comprehensive
survey in 2012, average income has increased substantially.
Health: Central to the project is improving access to health care to villagers by
bringing quality and affordable health care to the village. In the first five years of the
project, infant deaths decreased by over 3 fold and there has been a dramatic reduction
in disease.
Education: The program employs a community education program tailored for all
ages so villagers learn about the connection between human health and environmental
health. One example is the ASRI Kids course which teaches elementary school students
about the environment through experiential learning. Villagers were also able to learn
about sustainable farming techniques. More than half of the reformed loggers switched
to farming.
Good Governance: Not directly addressed by the project. However, programs like
the Forest Guardians program which employs locals to monitor village conditions and
deforestation activities, potentially allow villagers to feel that they have a role in
governance.
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Community Vitality: Not directly addressed by the project, but anecdotal evidence
and community surveys suggest that community members understand and take pride in
the forest, wildlife species, and ecosystem services.
Psychological Wellbeing: Community members are employed as much as possible
to improve the feeling of financial security. Further, villagers know that they have
access to health care which reduces stress and anxiety.
Cultural Diversity and Resilience: Not directly addressed by the project, but one of
the unique facets of the health care access program was allowing for villagers to pay for
healthcare by bartering instead of through currency. This is an innovative strategy for
incorporating village customs into interventions.
Time Use: Programs like the Goats for Widows Program and Kitchen Gardens allow
for better allocation of time. Further, bringing medical care into the villages eliminates
the 2-h trip that was the previous norm.
Sustainability and Effectiveness:
The project contact believes that the project is sustainable. This is due to the secured
funding for the clinic, involvement of local community members both as clients and as
ASRI employees, and interest from the younger generation. While outside funding is
certainly still needed, the project is obviously deeply embedded and appreciated by the
community.
The project has clearly been effective, dramatically reducing illegal logging in and
around the national park, improving access to health care for the communities, and regrowing cleared forest.
Community Questionnaire.
Female Teacher.
Male Government Contractor.
Female Housewife.
Community members felt strongly positive about the health service and education
programs. They also identified water quality, medicine plants, and climate as benefits of
a healthy forest and why the ASRI program is important for protecting the forest.
Community members varying levels of connection to the wildlife species and the
surrounding community but all felt connected to nature.
India – Whale Shark Campaign, Wildlife Trust of India (WTI)
Gujarat State, India
Contact: Rupa Gandhi Chaudhary, WTI.
Short Description:
With an extensive 1600 km of longest coastline among all maritime states of
India, the state of Gujarat situated on the West coast of India has been
recognized as the home ground of the world’s largest fish: the whale shark
(Rhincodon typus). In Gujarat, the fishing communities called it ‘barrel’ — an
homage to the barrels used to hunt the species. The fish were hunted by the
hundreds for liver oil used in water-proofing boats and the by-product meat was
exported until the end of twentieth century. The Whale Shark Campaign is
working with approximately 5000 fisher folk from five fishing villages on the
Saurashtra coast.
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Problem:
Fishermen would opportunistically hunt whale sharks for their liver oil, as well as
fins and meat. During a survey period between 1999 and 2000, 591 whale sharks were
killed with nearly 300 landed in one month alone (December, 1999). Despite being
protected under the Indian Wildlife Protection Act in 2001, the whale sharks continued
to be hunted due to low awareness of the law.
Solution:
In 2004, IFAW-WTI partnered with the Gujarat Forest Department to start the Whale
Shark Campaign to protect to reduce whale shark hunting by increasing awareness and
changing behavior in the fishing communities. The campaign has successfully turned
the fishermen from hunters into protectors. The project also incentivizes fishermen to
cut their nets to rescue entangled whale sharks by compensating for gear losses.
Community Member Involvement:
The project continuously monitors acceptability and adapts the project based on
feedback. The community is also heavily involved in whale shark rescue as well. They
are heavily involved in the actual rescuing as well as making suggestions and improvements to rescue protocol.
Human Wellbeing:
Ecological Diversity and Resilience: Gujarat recorded 591 whale shark killings
during the survey period from 1999 to 2000 with a maximum recorded landings of
279 sharks in Dec 1999 alone and nearly 40 whale sharks landed in a single day. Since
the launch of the whale shark campaign in 2004, whale shark hunting by fishermen has
essentially ceased. From 2004 to the end of 2017, a total 687 whale sharks have been
released by fishermen on Gujarat coast of which 50% rescues have been undertaken by
fishermen themselves. The project also conducts research on whale shark biology
through monitoring, tagging, and genetic analysis.
Standard of Living: Before the project, seasonal hunting of whale sharks was a way
to get supplemental income. However, the project was able to offset some of that
income loss by compensating for gear loss when a whale shark is entangled in the
netting and fishermen have to cut their own netting to set the animal free. Additionally,
the project is exploring the possibilities of establishing whale shark tourism in India to
incentivize coastal communities to contribute towards the conservation of marine
wildlife and habitats.
Health: Not addressed and it is unclear whether health has changed.
Education: Not addressed and it is unclear whether education has changed.
Good Governance: Not addressed by the project. However, it can be inferred that the
community’s trust in government has increased due to the Gujarat Forest Department
compensated any fisherman that cut their nets in order to free entangled whale sharks.
The timely and correct payment of compensation fosters trust. Nearly Rs 70 lakh has
been paid to fishermen and over 600 rescues affected since 2005.
Community Vitality: The community people have changed their perception to look
at Whale Shark as an important ecological component of marine wildlife and coastal
biodiversity. Whale Shark Day is celebrated each year in eight coastal cities where the
fish is their mascot. Additionally, according to community member surveys, the
fishermen take a large amount of pride from the presence of whale sharks and the
importance of their area as their feeding and breeding grounds as well their integral role
in their conservation as rescuers and documenters.
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Psychological Wellbeing: Taking pride in their role in protecting whale sharks may
lead to improved psychological wellbeing.
Cultural Diversity and Resilience: Many of the community members are very
religious and respect religious leaders. One of the project’s main strategies was to
engage with religious leaders so they could teach the community about the importance
of the whale sharks to their coastal community and livelihoods.
Time Use: Not addressed and it is unclear whether time use has changed.
Sustainability and Effectiveness:
The project contact believes that the project is sustainable due to the fact that the
project is community led, which has resulted in acceptability and a sense of ownership
among stakeholder communities. Government buy in is also key, allowing for compensation for gear loss.
The project has clearly been effective, turning hunters into protectors. Since the
launch of the whale shark campaign in 2004 to the end of 2017, a total of 687 whale
sharks have been released by fishermen on Gujarat coast, of which 50% rescues have
been undertaken by fishermen themselves. Further, as a result of the project, whale
shark ecology, biology, and life history are better understood.
Community Questionnaire.
2x Male Fisherman.
2x Male Fisherman community head.
Community members agreed that the project has helped them learn to live with
wildlife. Fishermen always release whale sharks and document it and the compensation
for lost nets is key.
Community members feel pride in the whale shark and their role in its conservation.
They are happy to be seen as conservation heroes and understand the ecological
importance of the animal to their coastal ecosystem and the fish that rely on it. The
whale shark conservation also provides a sense of identity for the community.
All community members identified strong connections within their community and
to the whale sharks.
Tanzania (Kilombero) – African Wildlife Foundation (AWF)
Kilombero Landscape, Tanzania
Contact: Jimmiel Mandima, AWF.
Short Description:
Kilombero landscape, located in Southern Tanzania, is the largest seasonal wetland
habitat in Africa and therefore home to a large number of iconic wildlife species including
endemic species like the Kilombero weaver, and imperiled species like the African elephant.
The landscape is home to several native and non-native tribes, there are approximately
100,000 small-scale farmers cultivating predominantly rice and cocoa.
Problem:
Kilombero Valley has experienced rapid population growth and therefore agricultural production has increased. In many cases, agricultural production is increased at the
expense of wildlife and wildlife habitat. Further, farming techniques are subpar in many
cases resulted in low-income. The rate of habitat loss and degradation is not
sustainable.
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Solution:
The African Wildlife Foundation (AWF) is working with the International
Union for the Conservation of Nature (IUCN) to implement the Sustainability
and Inclusion Strategy for Growth Corridors (SUSTAIN) program in the
Kilombero landscape starting in 2015. The project is aimed at fulfilling community needs for water, land, and food in a sustainable and nature based fashion. The
program set up a consultation program for 2000 small-scale farmers to improve
production sustainably.
Community Member Involvement:
Community members have been involved from the project design, the inception, and throughout implementation. Community member needs were captured in
the first phase and incorporated into planning and implementation. The project
conducts regular check-ins with the community to assess interventions. For implementation, the community is heavily involved in the project’s local governance
of natural resources including tree planting, water use associations, participatory
forest management partnerships and others.
Human Wellbeing:
Ecological Diversity and Resilience: The project has focused on watershed management and biodiversity conservation as the two main ecology related objectives. To
that end, the project has established participatory forest management partnerships,
ecosystem services payment schemes, and catchment committees to manage and
monitor water resources.
Standard of Living: The project has improved income for participating farmers
through improved farming techniques and equipment. Participating farmers were able
to use new sugar cane and cocoa varieties that improved production and income. The
project has also partnered with sugar cane buyers to ensure that there is a good market
for the farmers to sell to.
Health: Project contact believes that the watershed protection initiatives have helped
improve health, presumably through improved water quality however we were not
provided data.
Education: Project contact said education was indirectly addressed, likely through
training programs that taught sustainable farming techniques.
Good Governance: The project identified governance as an issue with room for
improvement. The project provided several awareness trainings to local communities
regarding the need for good governance in land use and natural resource management.
Local community management bodies have been established including a catchment
committee to govern water resource management.
Community Vitality: Community vitality likely improved due to structural involvement of community members in their own natural resource governance such as through
the catchment committees and forest management partnerships. Community surveys
indicated pride in local biodiversity.
Psychological Wellbeing: Taking pride in their role in protecting their watershed and
local wildlife may lead to improved psychological wellbeing.
Cultural Diversity and Resilience: Not addressed and it is unclear whether this
changed.
Time Use: Not addressed and it is unclear whether time use has changed.
Sustainability and Effectiveness:
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The project contact believes the project is sustainable because the strong partnerships have been established with local government authorities, the private sector, and
communities. The program has been supporting government policies and partners have
showed the commitment by embedding the activities in to their work plan and
allocating funds accordingly. Additionally, community surveys indicate that the program is popular. However, the program is heavily reliant on funding so there is a
question whether the benefits would continue without funding. But, the program is still
relatively new and with continued investment may see more sustainability.
The project has been effective at improving the livelihoods of small scale farmers
through improved farming techniques and equipment. Further, the project is improving
watershed management and spreading sustainable agricultural practices.
Community Questionnaire.
Male Councilor.
2x Male Farmer.
Community members feel that the project is helping the community by promoting
and giving training of sustainable agricultural practices and protecting water quality.
The councilor also mentioned he now understands the importance of the area as a
wildlife corridor. All three community members felt connected to their communities,
must there was a less agreement on connection to wildlife. There was some pride in
wildlife but also perceived risk of damage to crops. The farmers expressed that the
benefits only go to cocoa farmers which may indicate the need for upscaling.
Tanzania (Mbeya) – African Wildlife Foundation (AWF)
Mbeya Landscape, Tanzania
Contact: Jimmiel Mandima, AWF.
Short Description:
The Mbeya landscape is known as the Southern Highlands of Tanzania and is the
headwaters for several major rivers and basins. The lush climates support a variety of
habitat types which in turn support a wide variety of wildlife species, many of
conservation concern. The communities in the landscape consist of mostly farmers
growing rice, maize, beans, and cash crops such as cocoa and avocado.
Problem:
The average household size is six people with average annual income of $300.
Literacy level is low with the majority having only primary education. Their agricultural production system is poor causing environment degradation which perpetuates a
vicious cycle of poverty. Crop production per acre e.g. maize and potato is 300 kg and
1500 kgs while the full potential production can reach 2400 kgs and 8000 kgs
respectively. Transportation infrastructure in rural areas within the landscape is very
poor hence limiting access of farm inputs and health services. Agricultural production
is quickly expanding in ecologically sensitive areas across the landscape—yet not in a
way that is sustainable or particularly beneficial to small farmers.
Solution:
The African Wildlife Foundation (AWF) is working with local stakeholders to
benefit both the farmers and the habitat by increasing agricultural yields in a sustainable
and environmentally friends way. AWF intends to accomplish this by incentivizing
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farmers to use conservation practices and collaboratively developing land use plans that
better maintain water quality and other ecosystem services.
Community Member Involvement:
The program ensured community participation at every stage. AWF conducted
stakeholder consultation before planning and the first intervention was a partnership
between community members and a avocado company. Other interventions such as the
Participatory Forest Management method and Water User Associations approaches
involve community members from inception. Further, land use planning was conducted
by local communities; in other words, villagers zoned their own village. The sum of the
above strategies is that community institutions carry out management and conservation
of natural resources for their own benefit. An example of community-led project
evolutions is that the project added food crops like maize and rice in addition to
avocadoes because of community input.
Human Wellbeing:
Ecological Diversity and Resilience: One of the key results of the project has been
improved conservation of water and land resources. This is accomplished by legally
binding land use plans that protect conservation areas, organic pesticides and fertilizers
made and used by farmers, soil and water conservation measured used by farmers, and
natural resource management plans designed and implemented by the community.
Essentially, farmers are growing more crops on less land with fewer inputs and less
damage to the environment.
Standard of Living: Crop productivity has increased by 5-fold, production costs are
reduced, and farmers are using organic and sustainable techniques. Because of the
sustainable and high yield agriculture and a market for farmers to sell to, farmers are
seeing much higher standards of living.
Health: Because of the sustainable and high yield agriculture, communities are able
to afford health care.
Education: Because of the sustainable and high yield agriculture, communities are
able to afford education.
Good Governance: Before the project, there was a lack of coordination between
government and community, no defined roles for conservation, education, and
health services. The project improved governance of natural resources dramatically through covenants, public-private partnerships, and community-led resource
management associations. The deep involvement of community members in their
own governing and policy decision making directly leads to trust and participation
in governance.
Community Vitality: High community member involvement in the governance
structures set up by the project is indicative of improved community vitality.
Psychological Wellbeing: Poverty caused low psychological wellbeing. Because of
the sustainable and high yield agriculture, households are able to provide for their
families improving psychological wellbeing. Food security contributes greatly to
improved wellbeing.
Cultural Diversity and Resilience: Not explicitly stated, but it is apparent that the
project used the existing village structures and culture as a way to deliver change in
land use and farming techniques. In other words, the project relied on existing cultural
norms (in this case a strong village identity).
Time Use: It is unclear whether time use has changed.
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Sustainability and Effectiveness:
The project is self-sustaining due to a variety of factors. There is adequate
local capacity for sustainable farming techniques to continue sustainable farming.
Further, land use plans are being enforced at the local level. In addition,
community intuitions are heavily involved in the carrying out of management
and conservation of natural resources as opposed to top-down management from
distant government. Finally, the agriculture company that AWF provided a loan
to for the first intervention is now running on its own without additional outside
funds.
AWF has effectively fulfilled its goals of both increasing community livelihoods and
better protecting natural resources. Essentially, farmers are growing more crops on less
land with fewer inputs and less damage to the environment. Further, communities are
involved in land use planning that protects natural resources.
Community Questionnaire.
No community questionnaire but the project contact believes that community
members can link wildlife with improved livelihoods through wildlife tourism and
presence of the project.
Mexico – Conservation Alliance for Laguna San Ignacio
Laguna San Ignacio, Baja Peninsula, Mexico
Contact: Fernando Ochoa, Conservation Alliance for Laguna San Ignacio.
Short Description:
Laguna San Ignacio on the Baja Peninsula of Mexico is a UNESCO World Heritage
Site known for the gray whales that migrate there to give birth and raise their young.
The lagoon is also a migratory bird sanctuary and important source of fish, abalone, and
lobster for local communities. The fisheries are considered sustainable.
Problem:
In the 90s, there was a proposal to build the world’s largest saltworks in the lagoon.
After years of pushback from the community and environmental groups, the project
was cancelled. However, since the area remained vulnerable to development, more
work needed to be done to protect the lagoon, its ecosystem services, and the wildlife
dependent on its habitat.
Solution:
In 2004, community members and local organizations formed the Conservation Alliance
for Laguna San Ignacio (Alliance). The Alliance is working to 1. Secure additional legal
protections for the land around the lagoon, 2. Increase local capacity for sustainable business
and 3. Monitor environmental conditions and respond to any threats.
Community Member Involvement:
Community involvement is integral to the inception and operation of the project.
In fact, the Alliance built off of the community’s historical involvement from
stopping the salt works project in the 1990s. One of the Alliance partners (Pronatura
Noroeste) is made up of all community members and they provided key voices in
developing the project strategy. The Alliance ensured community participation and
buy-in by holding multiple meetings with community members to ensure the
conservation easement rules would work with everyone.
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The community has been heavily involved in implementing the conservation easements, both maintaining conserved areas and implement restoration such as mangrove
restoration. Communal farmers have begun working on several projects with support
from the Alliance, including solar panels and other infrastructure improvements.
Human Wellbeing:
Ecological Diversity and Resilience: Identified as lacking before the project.
Through the project, conservation easements have been put into effect on almost
340,000 acres and about 150 miles of coastline. This includes communal farmland,
private property, and concessions from the Mexican government. These easements
ensure the protection and restoration ecologically vital mangroves, riparian areas, and
beaches. Further, ecological monitoring is conducted to ensure conservation easement
agreements are being fulfilled.
Standard of Living: The standard of living improved for the communal farmers and
other members of the community due to the economic benefits received through the
conservation easements and associated monitoring and restoration activities.
Health: Identified as lacking in community before the project. Upon the creation of
the Alliance, health aid has been channeled to the community including optometrists,
dentists, and other health providers.
Education: Identified as lacking in the community before the project. Alliance
member have brought environmental education programs including capacity building.
The project contact says that the easement process has brought community members
into contact with other environmental groups which have led to environmental education programs.
Good Governance: Little to no land use governance within the area before the
project. As part of the project, a land use map and policies associated with it were
created with input from the entire community. Land for community members now has
legal status, and the community has a governance tool that it did not have before that is
also supported by the community at large. One of the Alliance member groups, which
consist of community members, is in charge of monitoring.
Community Vitality: The project contact believes that the communal farmers have
deeper sense of ownership and kinship to the land and to the biodiversity after signing
conservation easements and understanding how protecting the environment helps them.
Further, the easements have given them the opportunity for better interactions between
community members.
Psychological Wellbeing: Wellbeing may have been improved due to the peace of
mind gained from knowing the land, and their way of life, is protected in perpetuity.
Cultural Diversity and Resilience: Not mentioned explicitly but the project clearly
drew on the traditional culture that fought together against the salt works project which
could have brought more money and jobs but of course hurt many factors including
ecological diversity and resilience. Additionally, the communal nature of the “Ejido”,
or farming commune, clearly facilitated the project’s success at valuing and including
community-based input. The project drew on and strengthened both the cultural attitude
towards protecting nature and the community based aspect of the farming commune.
Time Use: It is unclear whether time use has changed.
Sustainability and Effectiveness:
Conservation easements are very long term (in perpetuity) and provide economic
incentive for conservation. Community monetary benefits and stewardship costs are
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supported by a long term funding mechanism. Further, project and conservation actions
associated are supported by the community. Additionally, the Alliance has the means to
legally demand compliance of conservation contracts. However, there have been no
breaches of contract and the community has received hundreds of thousands of dollars
in benefits.
The Alliance’s goals are to protect land, increase local capacity, and conduct
environmental monitoring. It appears that the goals are being met through the conservation easement program in addition to the environmental education programs conducted by Alliance member groups.
Community Questionnaire.
No community questionnaire but the project contact believes that community
members can link wildlife and nature with improved livelihoods through conservation
easement payments and other benefits.
Botswana – Great Plains Conservation
Okavango Delta, Botswana
Contact: Anna Rathmann, Great Plains Conservation.
Short Description:
The Okavango Delta is the largest inland delta in the world and is well known for its
seasonal flooding which creates ideal conditions for savannah wildlife species. There
are several protected areas in the delta including Selinda and Duba reserves. The Great
Plains Conservation has been working in Botswana to improve protected areas including Selinda and Duba.
Problem:
Communities that border the reserves are remote, have low income, and poor access
to electricity, water, and other basic services. They also tend to have poor education
scores due to these factors. The village of Gudigwa is one community that achieved
some of the lowest test averages in the region.
Solution:
In 2011, Great Plains Conservation established the Conservation Education Program
with a focus on Gudigwa village. The education program included the creation of a
school wildlife club and student conservation camps in order to provide the village
children supplemental education in conservation so they understood the importance of
conservation and their role in it. At the same time, the education program aimed to
boost self-confidence and improve overall test scores.
Community Member Involvement:
The Conservation Education Program works directly with the headmaster and
teachers to implement the wildlife club and student conservation camps. Further, the
program facilitates feedback from community members and has changed lesson plans
and approaches in response. One of the primary staff facilitators is a member of the
local community who went through a similar education program and now leads
education at the student conservation camps.
Human Wellbeing:
Ecological Diversity and Resilience: The community understands the importance of
conservation and therefore human-wildlife conflicts areas reduced and environmental
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stewardship is improved. The goals of the program, specifically the strategy of working
with primary school-aged children are very long term so the ecological diversity and
resilience outcomes may not be apparent for some years to come.
Standard of Living: The program’s conservation education allows schoolchildren to
gain the knowledge they need for jobs in the tourism, government, or science fields
including wildlife monitors, safari guides, land managers, and many others. Tourism
the major employer in the region and the program helps community members be able to
be employed in that industry.
Health: Not addressed and it is unclear whether health has changed.
Education: Gudigwa village had one of the lowest ranking primary schools in the
region. Since the project’s inception, test scores have significantly improved. Additionally, anecdotal evidence suggests an increased literacy in wildlife and conservation
issues.
Good Governance: Great Plains worked within the existing governance structure in
implementing the education program. Gudigwa village is one of 5 villages that are in
the Okavango Community Trust which is a community led formal governance structure
that allows for revenue sharing of tourism based dollars. Great Plains worked with the
Trust to build the education program.
Community Vitality: The project contact believes that the education program has
imbued a sense a pride in the community.
Psychological Wellbeing: The project contact mentioned that the programs are
intended to boost the schoolchildren’s self confidence in addition to teaching them
about conservation. The increase in test scores and anecdotal evidence supports this.
Cultural Diversity and Resilience: Great plains worked directly with the school
system and all stakeholders from the schoolmaster, to the teachers, to the students in
order to work within the existing school structure and culture.
Time Use: Not addressed and it is unclear whether time use has changed.
Sustainability and Effectiveness:
The program is considered sustainable because of its long term commitment to
community. The program and Great Plains Conservation has gained the trust of
local leaders, teachers, and parents who view the conservation education as
positive. The student conservation camps are dependent upon the in kind donation of Great Plains’ safari camps, but even without that, it is likely that the
community would continue to value conservation and implement conservation
education.
The program has been highly effective at improving test scores in Gudigwa primary
school and teaching the schoolchildren the importance of conservation, which was the
primary goal of the program.
Community Questionnaire.
Male Community Member.
Male Teacher.
Female Student.
All respondents expressed pride and happiness with the wildlife and nature in and
around their community. The teacher talked about the importance of conservation
learning such as the importance of trees and not cutting them down to the community.
There was also an understanding that the presence of wildlife helps sustain the
economy through tourism.
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Mozambique – Gorongosa Project
Gorongosa National Park, Mozambique
Contact: Denise A.Robertson, Gorongosa Project.
Short Description:
Once one of Africa’s pristine national parks, Gorongosa National Park and its
abundant wildlife were decimated by the post-colonial civil war and extended poverty.
After the war, the Mozambique government attempted to restore the park but was
hampered by lack of infrastructure and charismatic wildlife to attract tourists. There are
an estimated 175,000 to 200,000 people in Gorongosa Park’s buffer zone.
Problem:
Gorongosa’s buffer zone communities suffer from poverty, a lack of basic services in
community, poor healthcare, and education. Illegal snaring, human wildlife conflicts,
and illegal forestry are all threats the park is dealing with.
Solution:
In 2008, The Mozambique government and the Gregory C. Carr Foundation signed
a 20 year agreement to establish a sustainable tourism industry that included community livelihood interventions as a key feature. Besides restoration and translocation to
improve habitat and wildlife, the goal was to foster a sense of collective ownership of
the park among the communities residing in Gorongosa’s buffer zone and boost local
protection and reduce human wildlife conflict, poaching, and illegal logging by
improving their living standards. The Gorongosa Project works with national and local
governments to provide basic services including health care, education, wells, alternative livelihood development, and many other development interventions.
Community Member Involvement:
One of the stated goals of the Gorongosa Project is to work within the communities
surrounding the park. As part of the initial project, a community relations department
was founded to establish contracts with community representatives to oversee the
sharing of 20% of the park’s revenues, recruit local employees, and guarantee local
access. Today, 85% of the park’s 500 permanent employees, including the warden, and
all temporary employees are recruited locally, ensuring community involvement in the
project. The project also is conducting a comprehensive survey of households in the
buffer zone to inform management policy.
Human Wellbeing:
Ecological Diversity and Resilience: Wildlife recovery has accelerated as a result of
the project, with nearly 80% of the estimated pre-war biomass as of 2016. Nearly all
extant large-mammal populations are increasing. Recovery is attributed to habitat
protection, reduced poaching, and translocations. However, species richness is an area
still needing improvement with key species still missing or at low populations including
apex predators like leopards and hyenas.
In 2010, the park was able to expand to include Mount Gorongosa itself and its
vitally important headwaters and biodiverse forests.
Standard of Living: The communities around Gorongosa are very poor and there is low
capacity to provide even basic services. However, the Gorongosa Project, through many
different means, has improved living standards. The project ensures 20% of park revenue
goes to communities and 85% of the park’s 500 permanent employees and all temporary
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employees are recruited locally. Further, the project provided agricultural and agroforestry
assistance to nearly 3000 farmers by providing training and equipment. The project also
pays market prices to buy surplus crops and sells them back when needed. The project is also
supporting alternative livelihood development (honey and coffee) and plans to build
processing capacity locally.
Health: Communities in the buffer zone suffer from high infant mortality,
malnutrition, and high instances of malaria. The Gorongosa Project has improved
community health by working with the Mozambican government to employ
interventions including Mobile Health Brigades in 16 communities. In 2016, they
vaccinated nearly 5000 children and supplied more than 2400 bed nets, treated
1700 malaria cases and provided 1700 prenatal consultations. Community health
workers are also employed for permanent health presence.
Education: The Gorongosa Project works with the Mozambican government to provide
education opportunities to the communities in the buffer zone. The project arranges for
students from neighboring villages to have educational field trips to the park (2500 local
children on full day educational trips each year). They have also build four 4 schools and
have provided several scholarships for university degrees. The project has identified
“development of young Mozambican talent” as a key to the future success of the project,
park, and communities. The project is also providing agricultural and agroforestry training.
Finally, the project has started girls club in 17 schools designed to help them stay in school
and they plan to upscale to all 90+ schools in the buffer zone.
Good Governance: Not addressed by the project. However, with such a large
percentage of the Park’s employees being local residents, communities most likely feel
better represented and feel that they have a larger role in their government.
Community Vitality: One of the main goals of the project is to instill a sense of
collective ownership of the park within the communities of the buffer zone. Many of
the interventions such as bringing schoolchildren into the park and ensuring communities receive a portion of the park’s income help with this goal. One specific goal is to
ensure residents of the buffer zone are the largest group of Park visitors.
Psychological Wellbeing: Poverty causes low psychological wellbeing. The improved standard of living from the project interventions likely leads to improved
psychological wellbeing.
Cultural Diversity and Resilience: Not addressed and it is unclear whether local
customs and traditions were part of or incorporated in to the program.
Time Use: Not addressed and it is unclear whether time use has changed.
Sustainability and Effectiveness:
The Gorongosa Project is highly sustainable. The initial 20 year agreement
with the Mozambican government and funders was extended by 15 years in 2016
ensuring government support and funding. The $9 million annual budget is
currently supplied by donors, but the project is taking steps shift to a selfsustaining nature-based tourism model. Even then, the project has effectively
brought in donors and international development dollars and will continue to for
the foreseeable future. The project’s focus on community development and
relationships with the communities surrounding the park ensure local buy-in.
The project has been effective at improving human development indicators from
education to income to health. Restoration of the park’s decimated wildlife continues
but more time is needed.
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Community Questionnaire.
No community questionnaire was submitted.
Appendix II
Updated Questionnaire 12/19/2017.
Section I: General Understanding of Project and Community.
Please fill in any additional information that you would like.
Describe the landscape and wildlife of special concern.
Describe the community or communities that the project works with.
Describe the project and its mission. Why was the project started? Who started it?
How long has it been going on?
Section II: Community, benefits, and success.
These questions and your answers will form the heart of our research. Please
answer the questions below thoughtfully and with detail.
Project Success and Sustainability.
Q: Why do you think the project has been successful?
A:
Q: Do you think the project is sustainable? Why exactly do you think that?
A:
Q: Do you think the community members feel differently about the wildlife or their
lives because of this project?
A:
Community Involvement.
Q: How deeply would you say the local community was involved in project
planning? Please describe in what ways.
A:
Q: Is the local community similarly involved in implementation? Again, please be
detailed!
A:
Q: Has the local community been involved with helping the project change and
evolve? Please describe in detail.
A:
Economic/Non-economic Factors.
Here are some examples of non-economic factors: Psychological Wellbeing, Good
Governance, Health, Education, Community Vitality, Cultural and Tradition, Ecological Diversity and Resilience.
Q: Do any of these factors standout as areas that were especially lacking in the
community before the project? Feel free to explain.
A:
Q: Were any of these factors included in project planning? Feel free to explain in
further detail.
A:
Q: Was there any change in any of these factors after the project was implemented?
Please be detailed.
A:
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Q: Can you describe the purely economic benefits of the project to the local
community?
A:
Section III: Community Member Questionnaire.
If you are able to, please ask the following questions to a set of at least 3 diverse
members of the community who interact with or benefit from the program or the
wildlife.
Name:
Gender:
Occupation:
Q: What do you think about this project? Does it help your people live with
wildlife?
A:
Q: Do you feel pride about your local wildlife?
A:
Q: Do you feel connected to your community? To the surrounding nature? To the
animals?
A:
Q: Do you think this project benefits yourself and your community? How?
A:
Name:
Gender:
Occupation:
Q: What do you think about this project? Does it help your people live with
wildlife?
A:
Q: Do you feel pride about your local wildlife?
A:
Q: Do you feel connected to your community? To the surrounding nature? To the
animals?
A:
Q: Do you think this project benefits yourself and your community? How?
A:
Name:
Gender:
Occupation:
Q: What do you think about this project? Does it help your people live with
wildlife?
A:
Q: Do you feel pride about your local wildlife?
A:
Q: Do you feel connected to your community? To the surrounding nature? To the
animals?
A:
Q: Do you think this project benefits yourself and your community? How?
A:
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Affiliations
Beth Allgood 1 & Mark Hofberg 1 & Laura Musikanski 2 & Lisa Michelini 3 & Michael
Moser 4
Beth Allgood
eallgood@ifaw.org
Laura Musikanski
laura@happycounts.org; https://www.happycounts.org/
Lisa Michelini
lmichel2@nd.edu
Michael Moser
michael.moser@uvm.edu
1
International Fund for Animal Welfare, Washington, DC, USA
2
Happiness Alliance, WA, USA
3
University of Notre Dame, Notre Dame, IN, USA
4
University of Vermont, Burlington, VT, USA