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Osteoarchaeology Dedication To Dimitris Osteoarchaeology A Guide to the Macroscopic Study of Human Skeletal Remains Efthymia Nikita AMSTERDAM l BOSTON l HEIDELBERG l LONDON l NEW YORK SAN DIEGO l SAN FRANCISCO l SINGAPORE l SYDNEY Academic Press is an imprint of Elsevier l l OXFORD TOKYO l PARIS Academic Press is an imprint of Elsevier 125 London Wall, London EC2Y 5AS, United Kingdom 525 B Street, Suite 1800, San Diego, CA 92101-4495, United States 50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB, United Kingdom Copyright © 2017 Elsevier Inc. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions. This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein). Notices Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding, changes in research methods, professional practices, or medical treatment may become necessary. Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility. To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein. Library of Congress Cataloging-in-Publication Data A catalog record for this book is available from the Library of Congress British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library ISBN: 978-0-12-804021-8 For information on all Academic Press publications visit our website at https://www.elsevier.com/ Publisher: Sara Tenney Acquisition Editor: Elizabeth Brown Editorial Project Manager: Joslyn Chaiprasert-Paguio Production Project Manager: Lisa Jones Designer: Maria Ines Cruz Typeset by TNQ Books and Journals Contents Preface ix 1. The Human Skeleton 1 1.1 Bone Function 1.2 Bone Classification 1.3 Bone Structure 1.3.1 Gross Anatomy 1.3.2 Microscopic Anatomy 1.4 Bone Composition and Cells 1.5 Bone Growth and Development 1.6 Planes of Reference and Directional Terms 1.7 Bone Identification 1.7.1 Axial Skeleton 1.7.2 Appendicular Skeleton 1.8 Teeth 1.8.1 Tooth Types and Dental Numbering Systems 1.8.2 Dental Directional Terms 1.8.3 Tooth Anatomy and Composition 1.8.4 Tooth Formation and Development 1.8.5 Tooth Identification References Suggested Readings Appendices Appendix 1.I: Bone Inventory Appendix 1.II: Tooth Inventory Appendix 1.III: Bone and Tooth Inventory Using Osteoware 2. Taphonomy 2.1 Taphonomy in Archaeological and Forensic Contexts 2.2 Decomposition Process 2.3 Scavengers 2.3.1 Insects 2.3.2 Carnivores 2.3.3 Rodents 2.3.4 Pigs 2.3.5 Marine Predators 2.3.6 Avian Predators 2.4 Human Agents 2.4.1 Tool Marks 2 2 3 3 4 4 5 5 6 6 27 54 2.4.2 Fire 2.4.3 Mortuary Practices 2.5 Natural Environment 2.5.1 Plant Activity 2.5.2 Soil 2.5.3 Aquatic Environments 2.6 Intrinsic Preservation Factors 2.7 Commingling References Appendices Appendix 2.I: Assessment of the Degree of Preservation of the Skeleton Appendix 2.II: Recording Taphonomic Alterations Appendix 2.III: Recording Taphonomic Alterations Using Osteoware 3. Sex and Ancestry Assessment 54 56 56 57 58 64 64 66 66 69 69 77 77 79 80 80 81 82 83 83 83 83 84 3.1 Sex Assessment 3.1.1 Morphological Methods 3.1.2 Metric Methods 3.1.3 Sex Assessment in Juveniles 3.2 Ancestry 3.2.1 Morphological Methods 3.2.2 Metric Methods 3.2.3 Ancestry Assessment in Juveniles References Appendices Appendix 3.I: Sex Assessment Recording Protocol Appendix 3.II: Case Study for Sex Assessment Appendix 3.III: Ancestry Assessment Recording Protocol Appendix 3.IV: Recording Sex and Ancestry Markers in Osteoware 4. Age Estimation 4.1 Age Estimation 4.2 Juveniles 4.2.1 Appearance and Union of Ossification Centers 4.2.2 Long-Bone Length 85 89 89 89 89 90 90 91 96 100 100 102 104 105 105 106 116 117 119 119 122 124 124 128 128 130 132 133 135 135 136 136 140 v vi Contents 4.2.3 Other Bone Dimensions 4.2.4 Dentition 4.3 Adults 4.3.1 Fusion of Primary and Secondary Ossification Centers 4.3.2 Morphology of the Pubic Symphysis 4.3.3 Morphology of the Auricular Surface 4.3.4 Suture Closure 4.3.5 Morphology of the Sternal Rib End 4.3.6 Dentition 4.3.7 Other Age Markers 4.3.8 Multifactorial Age Estimation: Transition Analysis References Appendices Appendix 4.I: Age Estimation Recording Protocol: Juveniles Appendix 4.II: Age Estimation Recording Protocol: Adults Appendix 4.III: Recording Age Markers in Osteoware Appendix 4.IV: Case Study for Age Estimation 5. Biological Distance 5.1 Metric Methods 5.1.1 Cranial Shape and Size as a Proxy for Genotypic Variation 5.1.2 Cranial Digitization 5.1.3 Cranial Linear Measurements 5.1.4 Dental Measurements 5.1.5 Euclidean and Mahalanobis Distances 5.1.6 Statistical Analysis 5.2 Nonmetric Traits 5.2.1 Genetic Information and Confounding Factors 5.2.2 Recording Cranial Nonmetric Traits 5.2.3 Recording Dental Nonmetric Traits 5.2.4 The Mean Measure of Divergence 5.2.5 Nonmetric Mahalanobis Distances 5.2.6 Data Analysis 5.3 R-Matrix Analysis 5.3.1 Continuous Data 5.3.2 Binary Data References Appendices Appendix 5.I: Definitions of Cranial Landmarks Appendix 5.II: Definitions of Cranial Linear Measurements Appendix 5.III: Recording Protocol for Cranial Landmarks Appendix 5.IV: Combining the Two Digitized Halves of a Cranium Into One Single Configuration Using Morpheus et al. Appendix 5.V: Computing the Coordinates of Missing Landmarks Using Mirror-Imaging Appendix 5.VI: Performing Generalized Procrustes Analysis in PAST Appendix 5.VII: Calculating the Centroid Size Appendix 5.VIII: A Case Study on Calculating Mahalanobis Distances Using Continuous Data Appendix 5.IX: Definitions of Cranial Nonmetric Traits Appendix 5.X: Definitions of Dental Nonmetric Traits Appendix 5.XI: A Case Study of the Treatment of Nonmetric Traits Appendix 5.XII: Recording Nonmetric Traits and Craniometrics in Osteoware 141 142 149 149 149 150 153 156 158 160 160 162 165 165 167 169 170 175 176 176 177 178 178 178 181 182 182 182 183 183 186 188 188 189 190 190 194 194 196 199 6. Growth Patterns 6.1 6.2 6.3 6.4 6.5 Growth in Human Populations Growth Patterns as a Stress Marker Catch-Up and Catch-Down Growth Osteoarchaeological Applications Methodological Approaches 6.5.1 Skeletal Expressions of Stress With Regard to Growth Patterns 6.5.2 Practical Considerations 6.5.3 Comparative Material 6.6 Limitations of Growth Pattern Studies 6.7 Stature Estimation 6.7.1 Anatomical Methods 6.7.2 Mathematical Methods 6.7.3 Special Considerations in Stature Estimation 6.8 Body Mass Estimation References Appendices Appendix 6.I: Postcranial Measurements Appendix 6.II: Recording Postcranial Metrics in Osteoware 7. Activity Patterns 7.1 Entheseal Changes 7.1.1 Anatomical Information 7.1.2 Factors Affecting Entheseal Change Expression 7.1.3 Recording Schemes and Statistical Analysis 200 204 205 208 209 214 222 232 240 243 244 244 245 245 246 246 246 247 247 248 248 248 251 253 254 258 258 266 269 269 269 274 275 7.2 Long-Bone Cross-Sectional Geometric Properties 7.2.1 Impact of Mechanical Loading on Long-Bone Cross-Sectional Geometric Properties 7.2.2 Data Collection 7.2.3 Standardization 7.2.4 Statistical Analysis 7.3 Dental Wear 7.3.1 Mechanisms That Underline Dental Wear 7.3.2 Recording Schemes and Statistical Analysis References Appendices Appendix 7.I: Recording Schemes for Entheseal Changes Appendix 7.II: Estimating Cross-Sectional Geometric Properties From Periosteal Molds Appendix 7.III: Ordinal Recording Schemes for Dental Wear Appendix 7.IV: Calculating the Area of Exposed Dentine as a Ratio to the Occlusal Surface Area Appendix 7.V: Dental Wear Recording in Osteoware 8. Pathological Conditions 8.1 The Osteological Paradox 8.2 Macroscopic Paleopathological Examination 8.3 Developmental Anomalies 8.3.1 Cranium 8.3.2 Spine and Thorax 8.3.3 Conditions Affecting Multiple Anatomical Regions 8.4 Metabolic Diseases 8.4.1 Scurvy 8.4.2 Rickets and Osteomalacia 8.4.3 Osteoporosis 8.4.4 Paget’s Disease of Bone 8.5 Hematopoietic Diseases 8.5.1 General Skeletal Manifestations: Cribra Orbitalia and Porotic Hyperostosis 8.5.2 Thalassemia 8.5.3 Sickle-Cell Anemia 8.5.4 Iron-Deficiency Anemia 8.6 Endocrine Disorders 8.6.1 Pituitary Disturbances 8.6.2 Thyroid Disturbances 276 276 281 282 282 282 282 285 285 289 289 291 296 298 300 301 302 303 304 304 304 305 305 305 305 306 307 308 308 309 309 310 310 310 311 Contents vii 8.7 Infectious Diseases 8.7.1 Osteomyelitis 8.7.2 Tuberculosis 8.7.3 Leprosy 8.7.4 Treponemal Diseases 8.7.5 Nonspecific Infections 8.8 Tumors 8.8.1 Benign Tumors of Bone 8.8.2 Primary Malignant Neoplasms 8.9 Trauma 8.9.1 Fractures 8.9.2 Dislocations 8.9.3 Surgical Procedures and Mutilation 8.9.4 Forensic Distinction of Trauma 8.9.5 Identifying Perimortem Trauma 8.10 Joint Disease 8.10.1 Proliferative Arthropathies 8.10.2 Erosive Arthropathies 8.11 Dental Diseases 8.11.1 Periodontal Disease 8.11.2 Caries 8.11.3 Dental Calculus 8.11.4 Periapical Cavities 8.11.5 Antemortem Tooth Loss 8.11.6 Enamel Hypoplasia 8.12 Calculation of Disease Prevalence and Statistical Analysis References Appendices Appendix 8.I: Recording Schemes for Common Pathological Conditions Appendix 8.II: Recording Pathological Conditions in Osteoware 311 311 312 314 315 315 316 316 9. Statistical Methods in Human Osteology 9.1 Basic Statistical Concepts 9.2 Descriptive Statistics 9.2.1 Summary Statistics 9.2.2 Boxplots and Histograms 9.2.3 Contingency Tables 9.2.4 Case Studies on the Calculation of Summary Statistics 9.3 Inferential Statistics: Statistical Hypothesis Testing 9.3.1 Introductory Concepts 9.3.2 One- and Two-Tailed Tests 9.3.3 The Concept of Distribution 9.3.4 Testing the Null Hypothesis: The p-value 9.3.5 Parametric and Nonparametric Tests 317 318 318 321 321 322 324 325 325 327 328 328 329 331 331 332 333 333 334 342 342 352 355 356 357 357 358 360 360 364 364 365 365 367 368 viii Contents 9.4 9.5 9.6 9.7 9.3.6 Test of Normality 9.3.7 Point and Interval Estimation Tests of Significance Between Two Samples 9.4.1 Independent Samples Tests 9.4.2 Paired Samples Tests 9.4.3 Case Studies on Statistical Tests Between Two Samples Statistical Tests Among Many Samples 9.5.1 The Multiple Comparisons Problem 9.5.2 Independent Samples: One-Way Analysis of Variance 9.5.3 Independent Samples: KruskaleWallis Test 9.5.4 Dependent Samples: Repeated-Measures ANOVA 9.5.5 Dependent Samples: Friedman Test 9.5.6 Case Studies on the Comparison of Many Samples Tests for Categorical Data 9.6.1 Chi-Square and Fisher’s Exact Tests 9.6.2 Correspondence Analysis 9.6.3 Case Studies on Categorical Data Analysis Data Modeling 9.7.1 Models Adopted in the Least-Squares Method 9.7.2 Number of Adjustable Parameters 9.7.3 General Linear Models (Analysis of Covariance) 9.7.4 Generalized Linear Models (GLM) and Generalized Estimating Equations (GEE) 368 369 369 369 370 370 374 374 374 375 375 375 375 386 386 386 387 389 390 390 391 391 9.7.5 Logistic Regression 9.7.6 Reduced Major Axis Regression 9.7.7 Case Studies on Data Modeling and Applications 9.8 Correlation 9.8.1 Bivariate Correlation 9.8.2 Partial Correlation 9.8.3 Correlation of Symmetrical Matrices 9.8.4 Case Studies on Correlations 9.9 Multivariate Analysis 9.9.1 Multivariate Normality Test and Outliers 9.9.2 Principal Component Analysis 9.9.3 Multiple Correspondence Analysis 9.9.4 Linear Discriminant Analysis 9.9.5 Multivariate Analysis of Variance 9.9.6 Hierarchical Cluster Analysis 9.9.7 Metric and Nonmetric Multidimensional Scaling 9.9.8 Case Studies on Multivariate Analyses References Suggested Readings Appendices Appendix 9.I: IBM SPSS Interface Appendix 9.II: Excel 2010e2016 Configuration for Data Analysis and Macros Index 392 392 392 413 413 414 414 414 418 418 418 421 421 421 422 423 423 436 436 436 436 441 443