TREE 2520 No. of Pages 14
Review
The Impact of Mutualisms on Species
Richness
Guillaume Chomicki,1,2,* Marjorie Weber,3 Alexandre Antonelli,4,5,6 Jordi Bascompte,7 and
E. Toby Kiers8
Mutualisms – cooperative interactions among different species – are known to
influence global biodiversity. Nevertheless, theoretical and empirical work has
led to divergent hypotheses about how mutualisms modulate diversity. We ask
here when and how mutualisms influence species richness. Our synthesis
suggests that mutualisms can promote or restrict species richness depending
on mutualist function, the level of partner dependence, and the specificity of the
partnership. These characteristics, which themselves are influenced by environmental and geographic variables, regulate species richness at different
scales by modulating speciation, extinction, and community coexistence.
Understanding the relative impact of these mechanisms on species richness
will require the integration of new phylogenetic comparative models as well as
the manipulation and monitoring of experimental communities and their resulting interaction networks.
Mutualisms and Species Richness: An Ecological and Evolutionary
Conundrum
Mutualisms – cooperative interactions among different species – are ubiquitous, have shaped
much of global biodiversity, and have allowed organisms to access or outsource crucial functions
such as transport, nutrition, cleaning, and defense. A large body of research has suggested strong
links between mutualisms and the generation and maintenance of species diversity on Earth.
However, this suite of hypotheses is complex, spans multiple scales, and can at times be
contradictory. For example, at the ecological scale, May [1] argued that mutualisms have no
effects on species diversity within communities. He argued that, because negative densitydependence (see Glossary) favors the coexistence of multiple species, mutualisms – which are
associated with positive density-dependence – should do the opposite. This was later contrasted
by newer empirical and theoretical studies highlighting asymmetry in the effects of mutualisms and
suggesting that the formation of mutualistic networks plays a key role in promoting coexistence
among multiple species [2–4]. The debate continues, with some researchers suggesting that
species interactions including mutualisms play little role in shaping evolution [5], and that partnerships tend to stabilize species rather than promoting their diversification [6]. By contrast, a growing
body of work claims the opposite, namely that mutualistic partnerships are an integral driver of
morphological and evolutionary diversification [7–9].
In this review we ask when and how mutualisms influence diversity. Instead of including other
metrics of diversity, we specifically focus on species richness to simplify our approach. Because
this topic is so broad, we focus on two major areas of research. In the first we address how
mutualisms impact lineage diversification rates, and in the second we examine how mutualisms
impact on community coexistence, focusing on the modulation of competition dynamics.
Trends in Ecology & Evolution, Month Year, Vol. xx, No. yy
Highlights
There are contrasting hypotheses
about the influence of mutualisms on
species richness.
We provide a synthetic framework for
how mutualisms influence species
richness at the ecological and evolutionary scales.
Mutualisms can promote or restrict
species richness depending on their
function, level of dependence, and
specificity.
Because the outcomes of mutualisms
are highly dependent on environmental
variables, we forecast that the effects
of mutualisms on species richness
are also strongly influenced by biotic,
abiotic, and geographic variables
across ecological and evolutionary
timescales.
Although our review depicts the complex and multifaceted impact of mutualisms on species richness, it also
highlights a key gap: our understanding of the relative importance of the
mechanisms through which mutualisms affect biodiversity. We suggest
new methodological approaches to fill
this gap.
1
Department of Plant Sciences,
University of Oxford, South Parks
Road, Oxford OX1 3RB, UK
2
The Queen’s College, University of
Oxford, High Street, Oxford OX1 4AW,
UK
3
Department of Plant Biology,
Michigan State University, East
Lansing, MI 48824, USA
4
Royal Botanic Gardens, Kew,
Richmond, Surrey TW9 3AE, UK
5
Department of Biological and
Environmental Sciences, University of
https://doi.org/10.1016/j.tree.2019.03.003
© 2019 Elsevier Ltd. All rights reserved.
1
TREE 2520 No. of Pages 14
Mutualisms Modulate the Regional Species Pool through Speciation and
Extinction Dynamics
Five Ways through Which Mutualisms Drive Species Diversification
Mutualisms may promote diversification by either increasing the rate of speciation, decreasing
the rate of extinction, or both (Figure 1 and Table 1). These effects could take place over whole
clades, with mutualisms increasing the overall net diversification rate of a clade, thereby leading
to mutualistic lineages with higher diversification rates than nonmutualist clades. Alternatively,
mutualisms could affect diversification dynamics within a mutualistic clade, such as through the
establishment of new partners or changes in the specificity or dependence of interactions.
Here, we unpack five mechanisms by which mutualisms are hypothesized to impact on lineage
diversification.
First, a key mechanism by which mutualisms can enhance speciation is through partner shifts.
Partner shifts, especially when the new mutualistic partner differs in key functional traits, can
drive divergent selection that can directly mediate speciation. This has been especially well
established in plant–pollinator mutualisms, where acquiring a new partner differing in key traits
affecting pollen transfer (e.g., bees vs birds or hawkmoths) leads to divergent selection in flower
structure. In this case, the host shift then promotes speciation by interrupting gene flow [10,11].
Acquiring the new partner can directly impact on reproductive isolation via divergent selection,
leading to increased rates of speciation. However, in pollination mutualisms, several mechanisms other than pollinator shift influence divergence (reviewed in [12]), implying the need to
integrate ecological data into phylogenetic models of partner-shift speciation.
Second, acquiring a new mutualistic partner, either via a partner shift or de novo mutualism
evolution, can also increase ecological opportunity, which can indirectly promote speciation.
Ecological opportunity is thought to promote speciation by allowing a species to access
previously inaccessible resources via enlarging its realized niche, with the potential to lead
to adaptive radiation. Examples are found in primates: upon the evolution of frugivory, primates
expanded their niche, and this fueled their diversification [9]. Similarly, mussel and sponge hosts
exploit extreme marine environments owing to their ability to access energy from
(A)
(B)
(C)
Figure 1. Mutualisms Affect Diversification. (A) The leaf beetle Cassida rubiginosa can only feed on leaves and
degrade pectin because of its Stammera symbionts (inset) [17]. Such symbionts increase the ecological opportunities for
the host, and the genus Cassida has radiated to >400 species. (B) Extrafloral nectaries (EFNs) increase plant survival when
herbivore pressure is high, and species with EFNs have consistently higher diversification rates [8]. The ant here is
Odontomachus hastatus, visiting an Inga EFN in Tambopata, Peru. (C) Clermontia hawaiiensis (Campanulaceae) is a plant
endemic to Hawaii. Extinction of its honeycreeper pollinator led to population decline because the plant has a highly
specialized corolla [44]. Photo credits: (A), Wikipedia (inset, Hassan Salem); (B), Aaron Pomerantz; (C), Karl Magnacca.
2
Trends in Ecology & Evolution, Month Year, Vol. xx, No. yy
Gothenburg, Gothenburg, Sweden
6
Gothenburg Global Biodiversity
Centre, Gothenburg, Sweden
7
Department of Evolutionary Biology
and Environmental Studies, University
of Zurich, Winterthurerstrasse 190,
CH-8057 Zurich, Switzerland
8
Department of Ecological Science,
Vrije Universiteit Amsterdam (VU
University), De Boelelaan, 1081 HV,
Amsterdam, The Netherlands
*Correspondence:
guillaume.chomicki@gmail.com (G.
Chomicki).
TREE 2520 No. of Pages 14
chemosymbionts (e.g., [13]), and gall-inducing midges form symbioses with fungi – wherein the
midge creates a gall on a leaf, depositing fungal symbionts that feed and defend larvae – both of
which expand niche space and fuel diversification [14]. Increases in ecological opportunity
could also result from partner shifts, for instance in the case of plants shifting to a new pollinator
group [15]. However, it is not always clear whether it is the mutualism itself that drives
diversification via ecological opportunity. Confounding factors, including shifts in morphological
traits and life history, are often correlated with mutualism evolution. For instance, predatory
clownfish that form mutualistic partnerships with anemones that provide defense have higher
diversification than their nonmutualistic relatives, but it is unclear whether the apparent ecological radiation is due to confounded life-history traits of the clownfish – including speciesspecific communication which reinforces reproductive isolation – or to the mutualism with sea
anemones itself [16]. These confounding factors call for the development of new phylogenetic
tools wherein multiple factors can be accounted for (Box 1).
Insect–microbe symbioses provide some of the most dramatic examples of increased
diversification. Well-documented cases include herbivorous insects feeding on complex,
recalcitrant plant material with the aid of pectin-degrading symbionts [17], and mealybugs
surviving on a nutrient-limited diet supplemented by partnerships with nutrient-provisioning
bacterial endosymbionts [18]. This positive effect of mutualistic symbioses on diversification is
illustrated by several independent radiations of sap-sucking insects, totaling tens of thousands of species, which can only obtain nutrients from their hosts through their obligate
endosymbionts [19,20].
Third, although radiations are likely driven by partner shifts, another important mechanism is
probably host–symbiont incompatibility, namely a deleterious or selfish symbiont mutation that
is not compensated by a host mutation, leading to hosts that cannot survive with a particular
symbiont. In some insect–bacteria endosymbioses, host–symbiont incompatibility evolves
because of deleterious allele fixation in bacterial symbionts that become fixed owing to clonality
and small effective population sizes, as well as to within-host selection [18]. Insect hosts
respond by compensating for these mutations, which in turn drives lineage-specific incompatibility, potentially accelerating speciation [20]. This mechanism is analogous to antagonistic
arms-race coevolution where host and antagonists adapt and counter-adapt to one another.
Fourth, mutualisms can promote diversification by increasing range sizes, thereby decreasing
extinction rates. Range sizes are strong predictors of extinction risk [21]. This is illustrated in
numerous biotic seed-dispersal mutualisms, where proficient dispersers promote larger geographic ranges, potentially decreasing extinction and increasing the probability of speciation.
For example, the repeated evolution of ant-dispersed plant clades led to more speciose
lineages [22]. Similarly, in the plant order Fagales, which includes oaks and chestnuts, the
evolution of biotic dispersal is associated with larger range sizes and higher diversification rates
compared with species with abiotic dispersal [23].
Fifth, an additional mechanism leading to species diversification involves mutualisms that can
decrease extinction risk by increasing the survival of individuals, for example in the face of high
antagonist pressure or abiotic stress. For instance, defense mutualisms protect their partners
against antagonists and thus decrease mortality associated with consumption or damage. One
example is the formation of extrafloral nectaries (EFNs) in plants, nectar glands outside the
flowers that promote arthropod defense. These glands attract predacious ants, which actively
deter herbivores. Plants with EFNs have evolved hundreds of times independently and are
associated with increased diversification rates relative to their non-EFN-bearing close relatives
Glossary
Cospeciation: concurrent speciation
events in interacting lineages.
Typically, cospeciation requires oneto-one partner specificity and parent
to offspring (vertical) transmission.
Density-dependence: dependence
of population growth of a species on
the abundance (density) or another
species. Density-dependence can be
negative if the abundance of a
species inhibits the population
growth of another species, or
positive, if it facilitates it.
Divergent selection: selection that
drives the accumulation of changes
in distinct populations of a species,
typically leading to speciation.
Diversity-dependence:
dependence of the diversification rate
of a lineage on the species richness
of another lineage, interacting directly
or indirectly. For example, competing
lineages are thought to exhibit
negative diversity-dependence on
each other.
Ecological opportunity: the wealth
of evolutionary accessible resources
that are available to a particular
lineage.
Equalizing effects: a species
coexistence mechanism which acts
by reducing fitness differences
among species.
Geographic mosaic of
coevolution: the integration of the
spatial dimension of coevolution
(reciprocal trait change between
interacting taxa driven by natural
selection), highlighting that
coevolution is uneven across the
geographic landscape, with hotspots
of tight coevolution and ‘coldspots’
where selection operates only on one
species or on neither species.
Higher-order network: a group of
network approaches that take into
consideration more dynamic data to
represent networks than do
conventional approaches, for
instance by differently stratifying the
network according to different timelayers where the interactions were
recorded.
Host sanction: a mechanism by
which a host can punish lesseffective symbionts. The concept
does not account for evolutionary
origin (i.e., host sanctions can derive
from ecological fitting or/and
selection from cheating).
Trends in Ecology & Evolution, Month Year, Vol. xx, No. yy
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[8]. However, a link between increased individual survival and altered extinction or speciation
rates has not been empirically documented in this system, and deserves further attention more
generally. Experimental evolutionary approaches in short-cycling species can help to fill the gap
between individual survival and speciation and extinction. Promising systems include mussel–
cordgrass mutualism in salt marshes [24] – where mussels transfer nitrogen to the marsh
sediments, stimulating cordgrass growth, in return for an environment with reduced heat and
predator stress for the mussels – or the grass–fungal endophyte symbioses [25], where fungal
endophytes provide protection to the host grass against abiotic and biotic stresses. Using
systems such as these, we can begin to ask specific questions about how increased survival
and resistance to abiotic stress (e.g., drought) drives changes in diversification rates.
Finally, one often-cited mechanism linking mutualism to diversification dynamics is cospeciation (reviewed in [26]). However, although cospeciation matches the timing of speciation
events in host and symbiont lineages, there is no strong evidence so far that it affects
diversification rates per se. Thus, we do not consider it as a potential mechanism through
which mutualisms influence species richness at the geological scale.
Four Mechanisms by Which Mutualisms Can Slow Down Species Diversification
We have so far argued that mutualisms can enhance diversification directly [via (i) partner shifts
or (ii) host–symbiont genetic incompatibility] or indirectly [via (iii) increasing ecological opportunity, or decreasing extinction by (iv) enlarging range size or (v) enhancing individual survival;
Table 1]. However, mutualisms are also hypothesized to have the opposite effect, reducing
lineage diversification rates, thereby decreasing the richness of the regional species pool. We
identify below four mechanisms by which mutualisms are hypothesized to decrease lineage
diversification rates, thus reducing clade species richness.
First, mutualistic partnerships may restrict diversification via ‘stabilizing coevolution’ processes.
Theory suggests that partners can exert stabilizing selection on various traits involved in
mutualisms [6,27–29]. In highly specialized and dependent mutualisms, where a species
depends on a single or very few partner species, there is the potential for greater trait matching.
Trait matching, such as the shape of a flower corolla perfectly fitting the shape of a bird’s beak,
can limit speciation because the match increases partner fitness [6]. Although trait matching
has been shown to reduce the pace of morphological evolution in both pollination [30] and
epiphytic ant–plant [31] mutualisms, more empirical data will be necessary to link trait matching
to decreased diversification rates. New classes of diversification models that explicitly account
for interacting partners and mutualistic traits (Box 1) can help to verify theoretical predictions.
Although the link between diversification and ‘stabilizing coevolution’ is an exciting area, more
research is needed.
Second, in many specialized symbioses, hosts restrict symbiont genetic diversity, and this
could lead to decreased rates of lineage diversification. For example, when hosts control the
reproductive fate of their symbionts, this can drive the degradation of genetic diversity in the
symbionts. Although such a reduction in symbiont diversity can decrease conflict among
competing symbiont lineages [32], it can also impose vulnerabilities. For example, in endosymbioses that are transmitted vertically from parents to offspring, extensive symbiont
genome decay has led to some of the smallest known genomes to date [17,20,33]. Although
symbiotic replacement processes can rescue hosts from degrading partners, there is a
substantial risk of hosts becoming trapped in a ‘rabbit hole’ whereby irreversible codependence entails higher risks, including the accumulation of deleterious mutations, reduced
environmental tolerance, and so forth [20]. This has been well documented in insect–microbe
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Trends in Ecology & Evolution, Month Year, Vol. xx, No. yy
Island biogeography theory: the
seminal conceptual framework
published in 1967 by Robert
MacArthur and Edward O. Wilson
that provided the foundation for
island biogeography and in particular
provided a series of predictions
linked to area–diversity patterns,
colonization, and dispersion.
Lottery model: a competition model
wherein randomness plays an
important part in success, for
instance where many seedlings
compete for a tree gap, and one is
randomly ‘chosen’ to be recruited. It
also relates to the priority effects,
wherein the time of arrival has an
important consequence for
competition, and randomness across
species can thus promote
coexistence.
Mutualistic networks: a
representation of the communitywide interactions between plants and
their animal mutualists that result
from the application of network
theory. These bipartite networks are
based on observations of real
communities and can be analyzed in
terms of their topological properties.
Nestedness: a pattern identified in
mutualistic networks wherein
specialized mutualists interact with
the most generalist mutualists.
Stabilizing effects: a species
coexistence mechanism that tends to
increase intraspecific versus
interspecific competition by making
species more different from one
another. Stabilizing mechanisms are
viewed as being more important in
promoting stable species
coexistence.
Storage effect: a mechanism that
stabilizes species coexistence and
implies that, in a changing
environment (spatially or temporally),
not all species can be best in all
conditions, which affects recruitment
probabilities with some species
doing well in some locations but not
in others, thus promoting species
coexistence.
Taxon cycle: a hypothesis for
biogeographic dynamics in space
and time where particular traits and
ecological attributes favor range
expansion, but that such large
ranges are unstable, ultimately
leading to the evolution of species
fragments that are specialized to
particular habitats.
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Table 1. Mechanisms through Which Mutualisms Can Impact on Species Richness
a
Effect on
species richness
Scale
Mode of action
Direct or indirect
Description of the mechanism
Type of
evidencea
Positive
Macroevolutionary
Speciation
Direct
Partner shift promotes divergent
selection and interrupts gene flow
D, P
Positive
Macroevolutionary
Speciation
Indirect
Ecological opportunity: niche
broadening
D, P
Positive
Macroevolutionary
Speciation
Direct
Host–symbiont incompatibility
P
Positive
Macroevolutionary
Extinction
Indirect
Decreasing extinction by increasing
range size
D, P
Positive
Macroevolutionary
Extinction
Direct
Decreasing extinction by increasing
survival
D, P
Negative
Macroevolutionary
Speciation
Direct
'Stabilizing coevolution' limits trait
variation via stabilizing selection
P, T
Negative
Macroevolutionary
Speciation
Direct
Host restricts symbiont genetic diversity
P
Negative
Macroevolutionary
Extinction
Indirect
Extinction via ecological niche restriction
P
Negative
Macroevolutionary
Extinction
Direct
High mutualistic dependence can lead
to coextinction cascades
P
Positive
Community
Stabilizing effect
Direct
Negative density-dependence driven by
asymmetry
E
Positive
Community
Stabilizing effect
Direct
Niche differentiation driven by mutualism
in space, time, or along ontogeny
P, E
Positive
Community
Stabilizing effect
Direct
Priority effects randomize the success of
alternative mutualists
P, E
Positive
Community
Stabilizing effect
Direct
Storage effects support a diversity of
mutualists in a changing environment
P, E
Positive
Community
Equalizing effect
Direct
Natural genetic variation in the ability to
sanction uncooperative partners
P, E, T
Positive
Community
Equalizing effect
Direct
Partner mismatch: mutualists can be
very effective on some partners but
ineffective on others
P, E
Positive
Community
Equalizing effect
Direct
Context-dependence supports a
diversity of mutualists across a
heterogeneous landscape
P, E, T
Negative
Community
‘Destabilizing’ effect
Direct
Positive density-dependence, favoring a
specialized partner, which can become
competitively superior within a
community
P, E, T
Negative
Community
‘De-equalizing’
mechanism
Direct
Population structure in one partner
(typically symbionts) reduces the
variation available to the hosts
P, T
For the types of evidence, D refers to lineage diversification rate analyses based on molecular phylogenies, P refers to an observed pattern or observation that is
consistent with the mechanism proposed, E to experimental demonstration, and T theoretical prediction.
symbioses [17,20,33]. The widespread asymmetry in species richness between host-rich and
symbiont-poor lineages suggests that host control of symbiont genetic diversity is an
important mechanism by which symbiotic mutualisms influence species richness. Testing
this hypothesis will require large-scale phylogenetic studies of symbiotic lineages and their
nonsymbiotic relatives.
Trends in Ecology & Evolution, Month Year, Vol. xx, No. yy
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Box 1. Developing New Phylogenetic Tools to Test for Patterns Consistent with a Role for
Mutualisms in Diversity Dynamics
Evaluating hypotheses about the mechanisms by which mutualisms drive lineage diversification (see Table 1 in main
text) will require the implementation of new phylogenetic tools that extend beyond state speciation and extinction
models (e.g., [70]). In particular, there is a need for methods that explicitly account for multiple interacting clades,
modeling partner shifts, diversification rate shifts, biotic traits (see below), and abiotic factors.
Recent developments in trait matching and coevolutionary models [71–73] are expanding our ability to analyze complex
evolutionary patterns. However, extending these models to account for multiple interacting clades and lineage
diversification rates is an exciting opportunity for development. Incorporating lineage diversification requires that the
degree of trait matching negatively influences the probability of speciation. As in Drury et al. [72], trait matching should be
parameterized to possible only if interacting species are sympatric by explicitly incorporating a spatial component in the
model.
Because species interactions are context-dependent in ecological and evolutionary time, future phylogenetic models
incorporating mutualisms will also need to account for variation in other factors that are known to impact on the
mechanisms discussed above. For example, incorporating environmental and/or trait variation will greatly enhance the
biological realism and utility of the models. Temporal variation in abiotic factors [74], as well as fluctuations of abiotic
variables such as temperature and precipitation, could be modeled as directly modulating the effect of mutualism on
diversification. This would allow us to test major hypotheses in mutualism evolution, such as the expectation that highly
specialized mutualisms put species at higher risk of extinction [42,43].
An additional development would be to extend phylogenetic diversity-dependent models to include positive diversitydependence, as is found in some mutualisms. This would allow tests of hypotheses such as whether the diversity of
pollinators positively influences the speciation of its plants, for instance by increasing the probability of partner shifts [75].
Because molecular phylogenies alone offer limited insights into extinction, there is great scope to focus on groups with
an extensive and informative fossil record. The marine realm offers several options [76]. Another approach is to use the
fossil record directly, such as under the probabilistic Bayesian framework implemented in the software PyRate ([77]; for
empirical examples applied to species interactions and methodology applicable to mutualisms refer to [78,79]).
Ultimately, an expanded phylogenetic comparative modeling toolkit will enhance our ability to test for patterns
consistent with mutualism-driven diversification dynamics.
Cases of host restriction of symbiont genetic diversity also occur in agricultural mutualisms. In ant–
plant farming symbioses, ant farmers cultivate sibling plants together, generating plant social
structure that likely reduces outbreeding [34]. In fungus-farming termites, termites directly promote low diversity of the fungal symbiont because fungal monocultures are key to stabilizing
cooperation despite horizontal (environmental) symbiont transmission [35]. The ultimate level of
host control is when symbiont reproduction is so tightly linked to host reproduction that it becomes
an organelle-like structure [36]. The frequency with which hosts decrease symbiont diversification
in this way is an open field of research, and comparative phylogenetic approaches will be
necessary to statistically test for this effect across interacting clades.
Third, mutualisms can also decrease diversification rates by increasing extinction risk, which can
take place in at least two different but often complementary, ways. For one, mutualisms can
increase extinction risk by decreasing the realized niche of a species, for example if one partner has
a narrower fundamental niche breath than the other. In insect–microbe endosymbionts, mutations
and losses of nutritional genes in both endosymbionts and hosts can restrict insects to specific
food plants [37–40], reducing niche breadth in ways that could increase extinction risk. In another
example, endosymbiontic Blochmannia bacteria have a higher temperature sensitivity than their
carpenter ant (Camponotus) hosts [41], potentially limiting the range size of their host.
Fourth, high extinction risk may exist when partner loss has high fitness costs, such as in
obligate and specialized mutualisms. This may be especially important when the specialized
partners are acquired anew each generation via horizontal transmission, and thus risk being
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TREE 2520 No. of Pages 14
lost, for instance owing to lack of partner availability during early developmental phases [42].
Extreme specialization and dependency can also increase extinction risk by binding partners
into a coextinction cascade [43]. This can happen when one partner becomes extinct or
undergoes substantial population decline. One example involves several bird-pollinated plant
species endemic to the Hawaiian islands in the plant family Campanulaceae, which are now
threatened as a consequence of the human-driven extinction of Hawaiian honeycreepers. In
this case, non-native pollinators cannot rescue the mutualist because of the specialization of
flower morphology [44]. Similarly, in the same way as host–symbiont genetic incompatibilities
can drive speciation by forcing host compensation and creating lineage-specific incompatibilities, such incompatibilities may also increase extinction risk because specialization prevents
outside options [20]. Finally, recent phylogenetic comparative analyses suggest that specialized and obligate mutualisms are often evolutionarily irreversible dead-ends because no
transition backwards can be inferred, whereas generalist and facultative mutualisms are often
evolutionary labile, as inferred by frequent evolutionary transitions back and forth [31,46]. These
studies further support the idea of increased extinction threats in obligate mutualisms.
Although a growing body of evidence links mutualisms to species richness via speciation and
extinction dynamics, more work will be necessary to connect larger macroevolutionary patterns
with ecological processes such as mutualistic function, level of partner dependence, and
partner specificity. Work that develops mutualism-based phylogenetic comparative methods
(Box 1) and integrates these models with microevolutionary (e.g., population and quantitative
genetic) studies and experimental manipulations (Box 2) will be particularly fruitful for linking
Box 2. Interaction Networks and Community Manipulations to Decipher the Role of Mutualisms in
Species Coexistence
Species coexistence within a community cannot be considered as only a sum of pairwise interactions [80]. Analysis of
the structure of mutualistic networks has led to major insights into the role of mutualisms in promoting community
coexistence. A key finding of such analyses is that mutualistic networks often have a nested architecture, meaning that
specialist species interact with subsets of generalist species [2]. Specialists tend to interact with generalists that show
less fluctuation in time and space, thus increasing network robustness and coexistence [2,81]. Such nestedness has
been predicted to enhance the number of coexisting species by reducing effective interspecific competition [4].
Moreover, it has been argued that, once mutualistic networks reach a minimum complexity, this allows other species
to ‘attach’ to the network, increasing network size [82], suggesting that network size positively feedbacks on species
coexistence.
The above effect of the structure of mutualistic networks on species diversity can be understood as the balance
between network contributions to both fitness and niche differences [83]. This study helps to relate the body of work on
mutualistic networks with empirical studies on species coexistence in competitive systems. It also suggests the need to
characterize the structure of competition within communities [80], which is often assumed to be similar across species
but may affect how mutualistic networks impact on biodiversity [84]. A recent study using different tropical islands where
animal dispersers were excluded revealed that seedling species richness was twice as large in the presence of animal
dispersers [85]. This echoes earlier work in Peruvian rainforests, showing that when large vertebrate dispersers are
depleted, tree sapling recruitment and species richness decline [86].
To test the hypothesized effects (see Table 1 in main text) of mutualism on species coexistence and their relative
importance in species ecological dynamics, we propose the integration of network-based approaches at multiple
scales. A promising approach is to manipulate experimental communities by adding and removing mutualists. Ideally,
experimental communities could be manipulated and species abundances, richness, and interactions monitored. The
key would be to (i) record all interactions, not only mutualistic, and (ii) use a network approach to analyze the
experimental results in addition to other parameters. These data could address the effects of mutualism as modulators
of species coexistence and explicitly quantify species niche differences (stabilizing) or fitness differences (equalizing)
effects. This approach could also incorporate abiotic environmental variables such as light level, temperature, and
precipitation. Manipulations of experimental communities across generations in fast-generation species could allow
researchers to bridge ecological and evolutionary scales. In this regard, microbial communities could be a useful
resource.
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species richness with the many mechanisms by which mutualisms could impact on speciation
and extinction. The development of ‘model clades’, wherein solid phylogenetic data are
available, concurrent with abundant ecological data for all species of the clade, can help to
test the generality of mechanisms and make links between ecological processes and diversification patterns.
Mutualisms Affect Species Coexistence by Modulating the Effects of
Competition
Ecological theory has long emphasized the role of some antagonistic interactions –
notably competition – in promoting species richness within communities via coexistence
(reviewed in [47]). Although this perspective started to shift two decades ago, the relative
importance of mutualisms in promoting species coexistence within different communities
remains poorly known. We identify below several mechanisms through which mutualisms
can promote or restrict species coexistence via stabilizing and equalizing effects, and
discuss the relative importance of mutualism in shaping species coexistence within communities (Box 2).
Stabilizing Effects of Mutualisms Can Promote Stable Species Coexistence by Altering the
Outcomes of Competition
Negative feedback on species abundances, known as negative density-dependence, is
thought to be the primary driver of species richness within communities, and is generally
attributed to competition, predation, and parasitism [46]. In a seminal paper, May [1] proposed
that, because mutualisms do not generate negative feedback in species abundances, they do
not contribute to species coexistence. It is now recognized that this view is limited. We describe
below four ways through which mutualisms contribute to coexistence via stabilizing mechanisms – either by increasing negative intraspecific interactions or by decreasing negative
interspecific interactions.
First, asymmetry in mutualisms can increase negative intraspecific density dependence,
thereby promoting coexistence. Asymmetry in the delivery of benefits can lead to mismatches
between mutualists, such that the preferred partner of a mutualist does not provide the highest
benefit compared with alternative partners. Such asymmetry, in turn, can directly drive negative
feedback on abundances of the mutualist, and hence promote species coexistence, contradicting May’s assumption. A textbook case occurs for mycorrhizal symbiosis wherein the
fungus that grows best with a particular plant host is a poor nutritional partner for the host plant
[48]. More generally, the asymmetry of control in mutualistic interactions often generates
negative density-dependence (e.g., [48]). This feature expands to another level of complexity:
mutualistic networks where asymmetry in species dependencies is rampant and is thought
to be essential for the robustness of the system (Box 2), and may also promote negative
density-dependence.
A second important stabilizing mechanism by which mutualisms can promote species coexistence is by increasing niche differentiation and partitioning, thereby decreasing negative
interspecific interactions. Both processes can occur in space, time, or along ontogeny.
One example is the divergent selection operating on arbuscular mycorrhizal fungal genes
which are linked to their evolutionary history on different soil types. A well-studied case revealed
niche differentiation leading to a fungus-driven habitat preference in two sympatric palm
species [50]. Niche differentiation driving coexistence can also arise as a result of nonlinear
competitive feedbacks between symbiont-bearing and symbiont-free hosts, as in the grass–
endophyte symbiosis [51]. An example of mutualisms partitioning niches in time would be, for
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instance, a plant associating with a range of pollinators with differing foraging times [52],
including diurnal and nocturnal pollinators [53]. Niche partitioning along ontogeny is found, for
example, in African ant–acacia symbiosis, where acacias favor successional changes in the
four main ant symbionts, depending on the growth stage of the acacia. This prevents the
competitive exclusion of the dominant ant partner within an acacia community [54]. This
ontogenetic niche partitioning is also thought to occur in the development of coral reefs
and their associated algal endosymbionts [55]. Similarly, an emerging theme in symbiotic
research is within-host symbiotic coexistence. Although it has long been predicted to harm
hosts [32], new research identified that multiple symbionts can coexist within a single host if
they provide different functions [45].
A third mechanism of mutualism-facilitated stabilization is competition–colonization trade-offs
among two or more potential partners, which can decrease interspecific negative interactions.
In this case, the competitively superior partner is the poorer colonizer, which allows species
coexistence across heterogeneous environments [56,57]. An example of this mechanism
occurs in a Neotropical ant–plant symbiotic mutualism. In this case, two alternative ant partners
coexist owing to a dispersal–fecundity tradeoff which favors the ant with higher dispersal ability
in areas of low plant host density and the poorer-dispersing (but more fecund) partner in highdensity areas, thus directly driving coexistence [58].
Finally, a fourth mechanism that stabilizes coexistence involves the order of arrival of mutualists
within a particular community, the so-called priority effect. The idea is that the order of arrival
determines the competitive hierarchy, and such order depends on randomness (lottery
model) linked to dispersal. A recent study experimentally showed that the competitive ability
of arbuscular mycorrhizal fungi (AMF) is time-dependent: well-established AMF can suppress
invading AMF [59]. Similarly, endosymbiontic gut communities of bees show strong priority
effects, and such functional differentiation may have important fitness consequences for the
hosts [60]. A related mechanism, known as the storage effect, implies that, in a changing
environment (spatially or temporally), not all species are equally good across all conditions. This,
in turn, affects recruitment probabilities. Evidence for storage-effect coexistence can be found
in ectomycorrhizal (ECM) symbioses, where fluctuating local conditions can shift recruitment
times of different ECM fungi [61]. Although these classic coexistence mechanisms function
within mutualistic systems, their weight in promoting community coexistence remains to be
determined.
Equalizing Effects of Mutualisms Enhance Species Coexistence by Promoting Variability
Equalizing effects – sensu Chesson [47] – are mechanisms that lead species to be more
equal in their competitive abilities. Although they are less well understood than stabilizing
effects, they could also be an important mechanism by which mutualisms impact on species
coexistence and thus on species richness in communities. We discuss three mechanisms by
which mutualisms promote coexistence via equalizing effects.
First, equalizing effects among hosts could drive a differential ability to discriminate among
competing symbiotic partners. A well-studied case occurs in legume–rhizobia mutualism,
where natural genetic variation in the ability of the host plant to sanction ineffective rhizobia
(host sanction) is thought to help to maintain the presence of poor partners in the symbiont
pool [62]. Studies on plant–mycorrhizal symbiosis have reached similar conclusions [63],
finding that hosts differing in their ability to discriminate among effective and ineffective fungal
partners can maintain a larger pool of symbionts [64]. Why plants do not discriminate equally
well is an open question.
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Box 3. Mutualisms Influence Species Biogeography
Biogeography links ecology and evolution: species richness in a geographically confined system depends on speciation, extinction, and immigration. Mutualism
influences these processes in several ways, and the study of biogeography can help to link mutualism to patterns of species richness.
First, mutualisms can influence range size, mediated in part by their degree of specialization and dependence. For example, species that depend obligately on one or
few specific partners are restricted by the occurrences of their partner, as documented in ant–plant symbioses [87] and legume–rhizobia symbioses [88]. However,
global tests of this idea are still lacking, but biogeographical approaches and large-scale datasets on mutualism specialization (and dependence) will allow this
question to be addressed.
Second, considering mutualisms within the taxon cycle concept (reviewed in [89]) may alter some phases of the cycle. For instance, generalist mutualists should be
much more likely to embark on the colonization of islands (expansion phase), as well as on range expansion and niche broadening (ecological release phase).
Third, mutualisms may affect the key predictions of MacArthur and Wilson’s [90] island biogeography theory, which determine the relation between immigration,
extinction rates, and species richness as a function of island size and distance from the continent. As pointed out by Bruno et al. [91], mutualisms, or facilitation more
generally, can invert the relationship between successful immigration and species richness if the native species cooperate with the immigrant instead of competing.
The same expectation holds for extinction rates. Mutualistic specialization should modulate the island area effect, with the more generalist species being less
vulnerable to diversity-dependent extinction (because they can cooperate with more species).
The above considerations build on the traditional approach of biogeography. In the past few years, however, several attempts have been made to extend
biogeography to species interaction networks. One conclusion of these studies is that if preserving species interactions – rather than merely species – were to be the
target, one would need to preserve an up to fivefold larger area [92]. Further, a biogeographical approach to mutualism may allow quantification of partner fidelity by
decomposing turnover on species co-occurrence from turnover on interaction given that the two partners co-occur [93,94].
An important step in further investigating the influence of mutualisms on spatial patterns of diversity would be to integrate species networks into so-called
bioregionalization analyses. This will require the computation of species relationships over space (Figure I), and the use of higher-order network approaches (e.g.,
[95]) using information theory as previously applied for bipartite, single-species networks [96,97]. The spatially explicit networks would facilitate the prediction of new
interactions of invasive species, especially when modeling true and false species absences under a Bayesian framework (e.g., [98]).
(B)
(A)
Hosts
y1
Grids
x 1y 1 x 1y 2 x 1y 3 x 2y 2 x 2y 3 x 3y 3
Symbionts
y2
(C)
y3
X1
X2
X3
Figure I. Spatial Visualization and Bioregionalization of Mutualistic Interactions. (A) The presence of host species (hexagons) and their symbiotic taxa (filled
circles) is depicted in each grid cell. (B) Higher-level networks are created that contain the links (documented or predicted occurrence) of each host and each
symbiont per cell. In (A) and (B) the red dashed line represents a natural break that separates two major clusters (bioregions), calculated using information theory. (C) A
visualization of how many (number of connecting lines) and how often (line thickness, proportional to the frequency of occurrence in grids) hosts interact with the total
available pool of symbionts. Such analyses can facilitate the identification of areas with high overall biological diversity, those particularly susceptible to the
introduction of invasive species with specific interactions, and areas where particular symbionts can be expected to occur but have not yet been documented.
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A second mechanism that could promote species coexistence by equalizing partner fitness is
partner mismatch. Under the partner-mismatch hypothesis, some symbionts are ineffective on
one host but beneficial on others [62]. This mechanism has been shown to also operate in
legume–rhizobia symbioses, whereby the same rhizobial partner can have profoundly different
fitness consequences for related host plant species [65].
Thirdly, similarly to partner mismatch, context-dependency can promote species coexistence
by locally altering competitive hierarchies across different environmental contexts. This mechanism is especially relevant in mutualisms that span environmental gradients [66] because both
the sign and the strength of the mutualistic interaction can change as a function of biotic and
abiotic variables (e.g., light, nutrient, abundance of a particular species). As a result, an ideal
partner in one condition may be a poor partner in another, leading to species coexistence as
environmental conditions change through space or time [67].
Other Mechanisms by Which Mutualisms Restrict Species Coexistence
We have discussed how mutualisms can drive species coexistence by creating negative
feedbacks on partner abundance, but some mutualisms do indeed create positive feedbacks,
as May [1] predicted. Although those feedbacks can, in theory, support rare species and thus
stabilize diversity, they can also promote dominant species and thus negatively impact on
species coexistence. A good example is the mutualism between the common Amazonian tree
Duroia hirsuta and Myrmelachista schumanni ants, which kill all vegetation other than their host
plants in so-called devil’s gardens. An 18 year study revealed that ants significantly increase the
growth and survival of this common tree [68], thus negatively affecting species coexistence.
This acts as a ‘destabilizing’ mechanism by making the mutualist competitively superior.
A second potential mechanism through which mutualisms could restrict species coexistence is
by limiting dispersal and increasing relatedness in clustered populations of mutualists. In many
symbiotic mutualisms, population structure arises especially in symbionts owing to the limitation of sexual reproduction. Population structure thus has the potential to directly limit partner
diversity [69].
Clearly, both stabilizing and equalizing mechanisms link mutualisms to species coexistence at
the community scale. However, more work will be necessary to elucidate the relative importance and ubiquity of these processes. This can be done in both laboratory and field systems,
but a key criterion is that ecological manipulations and monitoring should be possible (Box 2).
This can allow us to reach the goal of better integrating mutualism into modern ecological
coexistence theory.
Concluding Remarks
We have outlined a suite of mechanisms by which mutualisms modulate species richness at
ecological and evolutionary scales – both positively and negatively (Table 1). Our review
reconciles seemingly contradictory hypotheses about the relationship between mutualism
and the generation of biodiversity. There is now overwhelming evidence that mutualisms play
an important role in modulating species richness across space and time. Nevertheless, the
relationship is complex, and likely involves strong positive and negative feedbacks with the
environment, notably with geography (Box 3) and abiotic variables (Box 4). Thus, one promising
avenue for future research will be to further understand how the interaction between mutualisms and environmental variables drives species richness. Conducting research on mutualism
along diversity and elevational gradients will be particularly useful in this regard. Moreover,
several of the plausible mechanisms we propose are only supported by observational evidence
Outstanding Questions
What are the relative contributions of
the different mechanisms identified
(Table 1) in mediating the relationship
between mutualism and species richness? Our review has identified a
series of putative mechanisms by
which mutualisms could influence species richness at the ecological and
evolutionary scales. However, the relative importance of these mechanisms
remains elusive, and this is a key
knowledge gap that needs to be
addressed.
How can we determine the overall contribution of mutualisms at a macroevolutionary scale given that they evolved
in a nested manner in which the emergence of some mutualisms led to key
innovations, and within which other
mutualisms later arose and impacted
on diversification? An example is the
origin of mycorrhizal mutualisms,
which dates back to the conquest of
the land by plants, key fossils being
found in the Rhynie chert of Scotland
(407 Ma). Mycorrhizal symbiosis was a
prerequisite, for instance, for the evolution of root endosymbioses with bacteria such as in legume–rhizobia
symbiosis. How can we evaluate the
impact on diversity of mutualisms with
a nested origin?
What is the impact of different mutualistic interactions on coexistence of the
same species? Mycorrhiza, for
instance, positively influence pollination. However, other mutualistic interactions could annihilate each other, for
example if a plant simultaneously
attracts pollinators and ant-defenders.
Because the majority of species are
involved in multiple mutualisms, this
could have consequences in terms
of coexistence. For instance, additive
positive effects could give some species higher competitive ability, thereby
potentially decreasing coexistence
within communities, but negative
effects could either – at least in theory
– promote coexistence further or
reduce the coexistence-promoting
effects of the respective mutualisms.
Are mutualisms more specialized in the
tropics, and is this driving coexistence
via niche partitioning? This long-held
assumption remains unvalidated.
However, the largest analysis to date
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Box 4. Abiotic Mediation of the Relationship between Mutualisms and Species Richness
Because species interactions, including some mutualisms, are more prevalent in the tropics than in other zones, it has
been hypothesized that such interactions play an active role in generating the latitudinal diversity gradient on land and in
the sea [99,100]. Indeed, several mutualisms are restricted to low latitudes, such as ant–plant or coral–zooxanthelae
symbioses ([100] for an exhaustive list). This raises the question as to what extent the intricate relationship between
mutualism and species richness is mediated by abiotic factors. Some climatic factors, such as stable high temperature
and precipitation, are simply more suitable for many species-forming mutualisms. The abiotic limitations for mutualism
establishment have three major implications.
First, at the local scale, environmental variation will lead to a mosaic of interactions that favor different partners in distinct
local environments. Such context-dependence directly promotes species coexistence (see Table 1 in main text). Thus,
more variable environments (within which the mutualism can establish) will maximize the coexistence effect of contextdependency. Abiotic mediation of the abundance of a mutualist has been clearly shown in an ant–aphid mutualism
[101]. In this case, aphid abundance varies with the light environment because tending ants are more abundant in full
sunlight [101].
Second, the effect of mutualism on species coexistence across a heterogeneous landscape will lead to ‘hotspots’ and
‘coldspots’ of mutualism-driven coexistence. This idea is analogous to the geographic mosaic of coevolution, but is
applied to the effect of mutualism on coexistence rather than intrinsic species traits. Along an environmental gradient,
mutualism could thus promote a gradient of species coexistence. Thus, the interaction between mutualism and abiotic
factors could enhance diversity gradients.
Third, abiotic limitation of mutualisms could also feedback on biodiversity in time. Do periods of extreme unstable
climatic conditions differentially affect mutualistic versus nonmutualistic lineages? Strong support for this hypothesis is
found among scleractinian corals, where the extinction rate of symbiotic corals was nearly fourfold higher than in
asymbiotic corals at the Cretaceous–Tertiary mass extinction [102].
Thus, the mechanisms identified through which mutualisms could influence species richness at the evolutionary or
ecological scale (see Table 1 in main text) operate only where environmental conditions are suitable for the mutualism to
function fully. Because such conditions vary through time (e.g., climatic cycles of the Earth) and space (e.g., latitude), the
impact of mutualisms on species richness is likely modulated by abiotic factors. This highlights how the contextdependence of mutualisms can link their effects on species richness across ecological and evolutionary scales.
or mere correlation. Future work should aim to formally quantify these links between mutualism
and species richness. Furthermore, many outstanding issues remain, notably regarding quantitative evaluation of the extent to which each of the identified mechanisms affects species
richness (see Outstanding Questions). This will require new innovative and integrative
approaches, the generation of standardized and geo-referenced data on mutualistic interactions, and the development of new comparative phylogenetic tools (Box 1) and experimental
approaches (Box 2). Ultimately, an integrated approach will bring us closer to fully appreciating
the role of mutualism in shaping biodiversity on Earth.
Acknowledgments
G.C. is supported by a Glasstone research fellowship and a Junior Research Fellowship at Queen’s College, both at the
University of Oxford, UK. M.G.W. is funded by the National Science Foundation (DIB1831164). A.A. is funded by the
Swedish Research Council (B0569601), the Swedish Foundation for Strategic Research, and the Knut and Alice
Wallenberg Foundation. J.B. is supported by the Swiss National Science Foundation (31003A_169671). E.T.K. is
supported by the European Research Council(ERC 335542). We thank D. Edler for discussions on biogeographic
networks.
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