A DARWINIAN INTERPRETATION OF INDIVIDUAL DIFFERENCES IN MALE PROPENSITY FOR
SEXUAL AGGRESSION
Author(s): Martin L. Lalumière and Vernon L. Quinsey
Source: Jurimetrics, Vol. 39, No. 2 (WINTER 1999), pp. 201-216
Published by: American Bar Association
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A DARWINIAN INTERPRETATION
OF INDIVIDUAL DIFFERENCES
INMALE PROPENSITY
FOR SEXUAL AGGRESSION
Martin L. Lalumiere
Vernon
ABSTRACT:
for sexual
Darwinian
L. Quinsey*
This article reviews studiesof individualdifferencesinmale propensity
for the formulation
the implications
of the findings
of
examines
aggression,
and discusses
for law and policy.
theories of sexual aggression,
implications
A Darwinian view of sexual aggression is likelyto have practical implicationsthrough
betterunderstandingof itsetiology.
Martin
CITATION:
L. Lalumiere
and Vernon
L. Quinsey,
A Darwinian
Interpretation
of IndividualDifferences inMale Propensity for Sexual Aggression, 39 Jurimetrics
J.
201-216(1999).
I. INDIVIDUAL DIFFERENCES
Any theory aimed at explaining male sexual aggression must incorporate
what is known about individual differences inmale propensity for sexually
aggressive behavior. These individual differences can be grouped, for themost
part, according to threemajor factors: deviant sexual preferences, mating effort,
and antisociality. In this article we define these terms, review the empirical
*Martin L.
isAssistant Professor of Psychiatry and Criminology,
Lalumiere, Ph.D., C.Psych.,
University of Toronto, and Research Psychologist, Forensic Division, Center for Addiction and
Mental Health. Vernon L. Quinsey, Ph.D., C.Psych.,
is Professor of Psychology and Psychiatry,
Queen's University atKingston. Dr. Michael Seto provided very useful suggestions on an earlier draft
of this article.
WINTER
1999 201
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Lalumiere and Quinsey
We then discuss implications for
evidence, and offerDarwinian interpretations.
on
men
We
focus
who are sexually aggressive against
law and public policy.
men
to
refer
who
women, but also occasionally
sexually offend against children.
We discuss both acquaintance and stranger rape, but due to space limitationwe
will not discuss marital rape or rape thatoccurs in the context ofwar and social
upheaval.1
A. Deviant
Sexual
Preferences
Sexual preferences are usually considered deviant when they are both (1)
statistically unusual and (2) likely to inflictunwanted harm on self or others if
acted upon. The deviant sexual preferencesmost often studied includepedophilia
(a preference for prepubescent males or females) and preferential rape (a
preference for violent, nonconsenting sexual activities with postpubescent
individuals, most often females). Child molesters and rapists are the most
commonly studied groups of sex offenders.
From a Darwinian perspective, anomalous sexual preferences are those that
lower one's inclusive fitness inmost circumstances (especially in the environ?
ment inwhich our species evolved). Anomalous preferences encompass most, if
not all, sexual deviancies, most major paraphilias as usually defined inpsychiatry
or sexology, and other sexual preferences, such as homosexuality, that are not
usually considered deviant or paraphilic. Anomalous sexual preferences aremuch
more common inmen than inwomen. They have rarely been documented in
nonhuman species, and, because they reduce rather than enhance reproductive
success, they are relatively rare.
Male sexual preferences can be measured ina number ofways.2 Phallometry,
themeasurement of penile erection during the presentation of sexual stimuli in
the laboratory, offers themost objective measure, even when men aremotivated
to conceal their true preferences.3 The phallometric study of male sexual
aggressors has produced very consistent findings. Men apprehended for rape,
defined here as a sexual assault against a postpubescent female, show greater
relative penile arousal to audiotaped stories depicting nonconsenting, coercive
sex thanmen who have never been apprehended for a sexual offense.4One study
homicide
wilson,
(1988); richard wrangham
(1996) (offering a Darwinian view on these topics).
2. See Vernon L. Quinsey etal., The Phylogenetic and Ontogenetic Development of Sexual Age
sex offender
and Measurement
inMales:
Issues, in the juvenile
Conceptual
Preferences
143-63 (Howard e. Barbaree et al. eds.,1993).
of sexual
L. lalumiere,
assessment
& martin
L. quinsey
3. See generally vernon
& Dale
1. See generally martin
Demonic
Peterson,
daly
& margo
Males
Children
Against
(1996).
4. See Martin L. Lalumiere & Vernon L. Quinsey, The Discriminability ofRapistsfrom Non-Sex
150 (1994);
21 crim. just. & Behav.
A Meta-Analysis,
Offenders Using Phallometric Measures:
with Rapists,
Martin L. Lalumiere & Vernon L. Quinsey, The Sensitivity of Phallometric Measures
Offenders
6 Annals
Sex Res.
123 (1993)
(providing quantitative
reviews).
202
39 JURIMETRICS
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A Darwinian
Interpretation of Individual Differences
on self-reported sexual aggression (mostly acquaintance rape) among young
males recruited from the community produced similar results.5Larger differences
between phallometric measurements of rapists and othermen are foundwhen the
audio stimuli include very graphic and brutal descriptions of rape scenarios.6
Child molesters' phallometrically measured sexual preferences differ from
those of othermen (in thiscase, they exhibit preference for children over adults).7
Phallometrically measured sexual preferences have higher discriminant validity
than any othermethod when the appropriate procedures are used.8 Phallometric
measures are also good predictors of sexual recidivism among both rapists and
childmolesters.9
of Individual
Causes
Differences
in Sexual Preferences
The male sexual preference system appears to directmen's sexual behaviors
toward fertilewomen. Judgments of physical and sexual attractiveness, covertly
measured viewing time, and phallometry indicate thatmost men, regardless of
theirown age, prefer healthy, average weight, young adult females with specific
waist-to-hip ratios as sexual partners.10 There is striking agreement across
sexual
cultures on the sexual attractiveness of individual women.11 Male
success
with
female
for
characteristics
associated
reproductive
preference
appears to be an adaptation. Most men's
sexual preferences are, similar to other
5. See Neil M. Malamuth, Predictors ofNaturalistic Sexual Aggression, 50 J. personality
psych. 953 (1986). But see Martin L. Lalumiere & Vernon L. Quinsey, Sexual Deviance,
&
Antisociality, Mating Effort, and the Use of Sexually Coercive Behaviors, 21 personality
& soc.
33 (1996) (failing to replicate findings).
et al., Empathy for the Victim and Sexual Assault Among Rapists
435 (1994).
violence
Nonrapists, 9 J. interpersonal
7. Quinsey & Lalumiere,
supra note 3.
Individual
Differences
6. See Mamie
e. Rice
and
the Use of
L. Lalumiere & Grant T. Harris, Common Questions Regarding
J.res. & treatment
227 (1998).
Testing with Sexual Offenders, 10 sexual abuse:
and
et al., violent
appraising
L. quinsey
offenders:
9. See generally vernon
in their
Risk (1998). Follow-up studies indicate that child molesters are more specialized
Managing
offending than rapists in the sense that they are more likely to commit a new sexual offense and less
8. See Martin
Phallometric
in a particular type of
likely to commit a subsequent nonsexual offense than rapists. Specialization
offense, however, can be used in different senses. Rapists, with the exception of those who have
already committed a number of rapes, are unspecial ized in the sense that their next crime ismore
in the sense that they are more
likely to be nonsexual than sexual. However, rapists are specialized
likely to commit a new sex offense than offenders who have never committed one.
10. See generally Vernon L. Quinsey et al., Viewing Time as a Measure
of Sexual Interest, 17
341 (1996); Douglas T. Kenrick & Richard C. Keefe, Age Preferences
& sociobiology
ethology
inHuman Reproductive Strategies, 15 behav. & brain sci. 75
inMates Reflect Sex Differences
(1992).
11. See generally Michael R. Cunningham et al., Their Ideas ofBeauty Are, on theWhole, the
Same as Ours: Consistency and Variability inCross-Cultural Perception ofFemale Attractiveness,
261 (1995).
& Soc. Psychol.
68 J.Personality
WINTER
1999 203
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Lalumiere and Quinsey
aesthetic experiences, "unconsciously realized avenues to high fitness inhuman
evolutionary history."12
Like other emotional, motivational, and perceptual systems, the sexual
preference system is probably modularly organized, each "module" designed to
guide behavior and to solve a particular problem of partner selection and
Many of themodules, for example, those related to gender, age, body
courtship.13
and
partner variety, are sexually dimorphic in that themodules ofmales
shape,
and females differ on average.14
From a Darwinian point of view, anomalous sexual preferences that reduce
fitness are likely to be caused by pathological processes.15We have hypothesized
that different anomalous sexual preferences, such as homosexuality and
pedophilia, are themanifestation of differentmalfunctioning modules, likely
caused during the sexual differentiation of the male brain in utero. Male
homosexuality would involve a malfunction of one of the "gender" modules,
while themodules (preference foryouth, partner variety, and so on) remain intact.
Male pedophilia would involve amalfunction of the"body shape" module, while
the other modules, such as preference for youth, would remain intact.Other
malfunctions of various modules associated with phases ofmale courtship could
lead to exhibitionism, voyeurism, toucheurism, or preferential rape.16
One possible cause ofmodule malfunction is a maternal immune response
tomale-specific features of the fetus, such as circulating testosterone or other
androgens, H-Y or othermale-specific antigens, or other paternal antigens.17This
immune response may lead to incomplete or disrupted masculinization of what
of evolutionary
psychology
12. Randy Thornhill, Darwinian Aesthetics, inhandbook
(Charles Crawford & Dennis L. Krebs eds., 1998).
on
13. See generally Vernon L. Quinsey & Martin L. Lalumiere, Evolutionary Perspectives
J.Res. & treatment
301 (1995); Martin L. Lalumiere et al.,
Abuse:
Sexual Offending, 7 Sexual
J.RES.
Sexual Deviance and Number ofOlder Brothers AmongSexual Offenders, 10 sexual abuse:
543-72
(offering more on themodular view of sexual preferences); John Tooby &
&
Evolutionary Psychology and theGeneration of Culture, Part 1, 10 ethology
29 (1989) (offering more on themodular view of the human psyche).
14. There is also strong evidence that one proximal cause of male sexual preferences involves
the organizational effects of testosterone on themale fetal brain. See generally Lee Ellis & M. Ashley
& Treatment
Leda Cosmides,
Sociobiology
5 (1998)
A Theory of Homosexuality
and Sexual Orientation:
Ames, Neurohormonal
Functioning
bull.
101 psychol.
233 (1987); Arthur P. Arnold, Sexual Differentiation on the
Heterosexuality,
Zebra Finch Song System: Positive Evidence, Negative Evidence, Null Hypotheses, and a Paradigm
L. Collaer &
572 (1997) (exploring sexual differentiation); Marcia
Shift, 33 J.neurobiology
Hines, Human Behavioral Sex Differences: A Role for Gonadal Hormones During Early
bull.
118 psychol.
55 (1995).
Development?,
is defined as a failure of a mechanism to perform its evolved function.
15. Pathology
16. See generally Kurt Freund, Courtship Disorder: Is This Hypothesis Valid?, 528 ANNALS
N.Y. ACAD. SCI. 172(1988).
inMen,
17. See generally Ray Blanchard & Philip Klassen, H-Y Antigen and Homosexuality
Melissa
185 J. Theoretical
Biology
373 (1997)
(presenting H-Y
as themost
204
likely candidate).
39 JURIMETRICS
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A Darwinian
Interpretation of Individual Differences
is originally a female brain.18One possible cause of amaternal immune response
inuteromay be successive pregnancies with male fetuses.19
Much remains to be learned about the pathological causes of anomalous
sexual preferences. A cross-fostering design is needed to determine whether
anomalous preferences are developed prenatally or otherwise.20Although current
postnatal theories of the development of sexual preferences do not predict the
observed sibship composition of homosexual men and paraphilic sex offenders,
thepossibility that the "older brother effect" reflectspostnatal influences cannot
be totally excluded. Assuming that a prenatal maternal immunoreactivity
is shown, the operative maternal antibodies and their genetic
mechanism
have to be identified.One clue may be that homosexuality is
will
templates
heritable.21 It is possible that the genetic marker on the long arm of the X
chromosome associated with male (but not female) homosexuality22 is related to
genes involved in immunoreactivity. Finally, the evolutionary mechanism
that
are more
in brain
the "default"
because
18. Males
likely to experience malfunctions
is female. See sources cited supra note 14.
development
19. See generally Thomas Gualtieri & Robert E. Hicks, An Immunoreactive Theory ofSelective
Male Affliction, 8 behav. & brain Sei. 427 (1985). The idea that a maternal immune response can
disrupt the development of themale sexual preference system is supported by the following evidence:
(1) homosexual males, paraphilic rapists, and paraphilic child molesters tend to be born late among
their brothers but not among their sisters; and (2) homosexual males show female-like or less
masculinized
hypothalamic and commissural brain structures, body development (weight and onset
abilities, fingerprint patterns (which are determined in utero), and auditory
interhemispheric laterality. See generally Ray Blanchard, Birth Order and Sibling Sex Ratio in
8 Ann. Rev. Sex Res. 27 (1997) (reviewing
Homosexual
Versus Heterosexual Males and Females,
the extensive evidence concerning birth order and male homosexuality). See Karine Cote et al., Birth
of puberty), spatial
Sexual Preferences Among Sexual Offenders (Nov. 1998)
Birth Interval, and Deviant
(unpublished manuscript); Lalumiere et al., supra note 13 (reviewing evidence regarding the birth
order of paraphilic sex offenders). For more findings on subgroups of sex offenders, see Anthony F.
psychol.
331
Bogaert et al., Pedophilia, Sexual Orientation, and Birth Order, 106 J.abnormal
(1997); JiriRaboch & Jan Raboch, Number of Siblings and Birth Order of Sexually Dysfunctional
12 J. SEX & marital
73 (1986); Ray Blanchard &
therapy
Males
and Sexual Delinquents,
Order,
Sex Offenders Against
Versus Heterosexual
Anthony F. Bogaert, Birth Order inHomosexual
behav.
595-603 (1998); Lalumiere etal.,
sexual
Children, Pubescents, and Adults, 27 archives
supra note 13. One would expect that pedophilic child molesters, who do not have themale-typical
preference for small waist-to-hip ratios, would show similar "feminized" characteristics. Whether
preferential rapists,who seem to have a hyper-male desire for dominance and aggression, would show
is unclear. To date, no one has been able to identify naturally
the same feminized characteristics
occurring psychosocial, postnatal sources of variation in sexual preferences.
20. See Martin L. Lalumiere & Vernon L. Quinsey, Pavlovian Conditioning of Sexual Interests
241 (1998) (reviewing classical conditioning). Of
inHuman Males,
behav.
27 archives
sexual
course, this does not mean that carefully engineered environments could not alter the development
of sexual preferences. See generally Blanchard, supra (reviewing postnatal theories of birth order
effects on the development of sexual preferences).
21. See Richard C. Pillard & J.Michael Bailey, Human
Sexual Orientation Has
a Heritable
347 (1998).
Component, 70 hum. biology
22. Dean H. Hamer et al., A Linkage Between DNA Markers on theX Chromosome and Male
261 science
321-27 (1993); Stella Hu et al., Linkage Between Sexual
Sexual Orientation,
248-56
11nature
inMales
genetics
but Not inFemales,
Orientation andXq28
(1995).
WINTER
1999 205
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Lalumiere and Quinsey
maintains anomalous sexual preferences in thepopulation despite theirnegative
effects on Darwinian fitnesswill have to be specified.23
Defining anomalous sexual preferences as fitness reducing and viewing the
sexual preference system as modular and designed to solve particular problems
of partner selection and courtship offer strong theoretical guidance to research on
the causes of variation inmale sexual preferences. This research is important
because anomalous sexual preferences are known to be crucial factors in
predatory rape and childmolestation. Of course, not all sex offenders are sexually
deviant; some acts of rape seem to be part of a sexual strategy requiring a high
amount ofmating effort.
B. Mating
Effort
Men exhibit more interest thanwomen in partner novelty, casual sex, and
physical attractiveness.24This may be part of a male-preferred courtship-mating
strategy associated with male preference for physical signs of female reproduc?
tive capability. Differences in thepreferred dating and mating strategies ofmen
and women are expected from differences between the sexes in theminimum
amount of parental investment required for successful reproduction. In ancestral
environments, number of sexual partnerswas likely to have been an important
factor limiting reproductive success among men, while the amount of paternal
investmentwas an important limiting factor among women.
A Darwinian view of heterosexual relationships suggests thatmen and
women both compete and compromise with each otherbecause theirreproductive
interestsare not identical. One way inwhich the divergent reproductive interests
ofmen and women are manifested ismale sexual coercion. Such coercion, by
definition, circumvents female choice.
There are a number of conditions inwhich men might be expected to be
sexually coercive: when the costs of such coercion are low (as, for example, in
wartime25), when women are perceived as political or ideological adversaries,26
when men are unable to calculate or perceive possible costs (because of alcohol
23. We
suspect that this process
is a byproduct of health benefits derived from having highly
responsive immune systems.
24. See generally David M. Buss, Sex Differences
Tested in 37 Cultures, 12 behav. & brain
Hypotheses
inHuman Mate
Preferences: Evolutionary
1 (1989); David M. Buss & David p.
100 psychol.
Schmitt, Sexual Strategies Theory: An Evolutionary Perspective on Human Mating,
REV. 204 (1993); Russell D. Clark III, The Impact of AIDS on Gender Differences inWillingness to
inCasual Sex, 20 J.applied
771 (1990); Russell D. Clark III & e. Hatfield,
soc. psychol.
Engage
sci.
39 (1989);
inReceptivity to Sexual Offers, 2 J. psychol.
& HUM. sexuality
Variations inHuman Mating Tactics: An
et al., Sex Differences andIntra-Sex
3 (1995).
& sociobiology
16 ethology
Evolutionary Approach,
II
of World War
The Forgotten
Holocaust
25. See Iris Chang, The Rape of Nanking:
Gender Differences
a. Landolt
Monica
(1997).
26. See William
& soc.
psychol.
D. Walker
et al., Authoritarianism
and Sexual Aggression,
65 j. personality
1036 (1993).
206
39 JURIMETRICS
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A Darwinian
Interpretation of Individual Differences
in dating situations,27 or because they exhibit antisocial
induced myopia
men can attractmany partners and are unconcerned about
and
when
tendencies,28
their future relationship with a particular woman.29
Mating effortisdefined as energy directed to locating, courting, and sexually
interactingwith members of the preferred sex and age. It can be contrasted with
parenting effort,inwhich energy is directed to protecting and investing in one's
mate and offspring.Mating and parenting effortcan be seen as opposite ends of
a continuum of energy distribution in a given time period. Some kind ofmating
effortmust precede parenting effort,butmating effort isnot always followed by
parenting effort.Men expend more mating effort than women, but there are
notable male intrasexvariations.30These variations are associated with personal
characteristics and behaviors, such as antisociality and a history of sexually
coercive behavior in dating contexts.
Mating effortcan be measured ina number ofways. In our researchwe have
used two self-reportmeasures: the Sociosexuality Inventory31(SOI), a seven-item
questionnaire that combines both interestand success inmating effort,and the
PartnerVariety and Casual Sex scale32 (PVCS), an eleven-item questionnaire that
measures
interest in attracting and acquiring short-term sexual partners.
Questions about sexual history (for example, age at first intercourse,number of
lifetime sex partners, number of one-night stands in the lastyear) have also been
used to assess male intrasex variation inmating effort.
Two recent studies on thedating interestsand behaviors ofmen showed that
men who are interested inand successful inpursuing a highmating effortstrategy
tend to reporthaving been sexually coercive in the past. Men who score high on
measures
of mating effort also report higher sensation seeking, higher anti
sociality, and more adversarial sexual beliefs (e.g., "In a dating relationship a
woman is largely out to take advantage of a man"), compared tomen who score
Other researchers have found that sexually coercive men
low on mating effort.33
an
extensive history of uncommitted sexual relationships, a preference for
have
27. See generally Mary p. Koss & John A. Gaines, The Prediction of Sexual Aggression
violence
Use, Athletic Participation, and Fraternity Affiliation, 8 j. interpersonal
in Sexual Aggression,
C. Seto & Howard e. Barbaree, The Role of Alcohol
(1993); Michael
Rev. 545 (1995).
Psychol.
Clinical
Alcohol
by
94
15
28. See infra text accompanying notes 46-49.
29. Lalumiere & Quinsey, supra note 5.
30. See generally David C Rowe et al., Mating
or
A Conditional
Effort in Adolescence:
differences
105 (1997).
& individual
Alternative Strategy, 23 personality
in
Individual Differences
31. See generally JeffreyA. Simpson & Steven W. Gangestad,
& soc.
Evidence for Convergent and Discriminant
Validity, 60 j. personality
Sociosexuality:
psychol.
870 (1991).
32. Lalumiere & Quinsey, supra note 5.
33. See generally Martin L. Lalumiere et al., A Test of theMate Deprivation Hypothesis of
299 (1996); Lalumiere & Quinsey, supra note 5.
17 ethology
& sociobiology
Sexual Coercion,
WINTER
1999 207
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Lalumiere and Quinsey
partner variety and uncommitted sex, and hostile and antisocial tendencies.34
Although this research was conducted mainly with students or other individuals
who have predominantly reported engaging in acquaintance rape, preliminary
findings from our research using adjudicated rapists (who typically have
committed stranger rapes) suggest that thesemen also score high on measures of
mating effort.
Causes
of Variation
inMating-Parenting
Effort
Elsewhere we have argued that the male sexual psychology has been
designed tomaximize reproductive success by varying the ratio of mating to
parenting effort according to the following circumstances:35 one's own mate
value, which is itselfdetermined by factors such as attractiveness, personality,
social status, access to resources; the target'smate value, which is related to the
probability of successful interactionwith a particular person; the local sex ratio
(that is, availability of potential partners relative to the number of competitors);
and current social conditions and norms.We have found that students' choice of
mating tactics are related to theirperception of theirmating success and to the
physical attractiveness of the target person. Men who perceive themselves as
more successful inattractingpartners tend to adopt a short-term
mating approach,
and physically attractive female targets tend to elicit a long-termmating approach
inmen. Almost all men who perceived themselves as less successful chose long
termmating tacticswhen exposed to a very attractive female.36
Ethnographic evidence suggests thatmen who succeed in competition for
resources or status tend to increase their number of mates and have greater
reproductive success.37 Cross-cultural research shows thatwomen prefermates
who have such characteristics as good financial prospects, ambition, and
industriousness.38 In a recent study, Perusse found that unmarried males who
scored high on measures of income, prestige, and power also scored high on a
measure
combining number of sexual partners and frequency of intercourse.39
Success in competition for resources or status, or both, is likely an important
variable affecting mating success and, consequently, an important variable
affectingmales' position along themating-parenting effortcontinuum.
et al., Predicting Men's Antisocial Behavior Against Women: The
34. E.g., Neil M. Malamuth
issues inetiology,
Interaction Model ofSexual Aggression, insexual aggression:
assessment,
and treatment
63 (G.C.N. Hall et al. eds., 1993); David B. Sarwer et al., Sexual Aggression and
behav.
sexual
265 (1993).
Love Styles: An Exploratory Study, 22 archives
Sexual Strategy,
35. See generally Michael C. Seto et al., Sensation Seeking and Males'
Differences
669 (1995); Quinsey & Lalumiere, supra note 13.
Personality
& Individual
36. Landolt et al., supra note 24.
19
in Industrial Societies:
inDaniel Perusse, Cultural and Reproductive Success
37. Reviewed
Testing theRelationship at theProximate and Ultimate Levels, 16 behav. & brain sci. 267 (1993).
38. Buss, supra note 24.
39. Perusse,
supra note 37.
208
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A Darwinian
Interpretation of Individual Differences
The relationships between competition for resources and status,mating
effort,mating success, and the use of sexually coercive tactics have been
discussed as part of the resource deprivation hypothesis. This hypothesis states
that (a) men compete more thanwomen for status and resources, (b) men who
gain more resources and status enjoy reproductive benefits because women prefer
tomate with successful men, (c) men who are less successful at gaining resources
and statushave reduced access to desirable women and turnto alternativemating
strategies such as sexual coercion. According to this hypothesis, rape is part of
the evolved mating strategybut is not a predominant mating tactic.40
The idea that rape may be part of an evolved, adaptive mating strategyhas
received some support. Unlike other criminals, rapists tend to select victims of
reproductive age,41 and men who repeatedly commit sexual offenses are
increasingly likely tohave intercoursewith theirvictims.42 In turn,rapemay have
exerted selection pressure on women's psychology and behavior. For example,
married rape victims of reproductive age have more profound emotional and
behavioral responses to rape than other females,43 and fertile (ovulating) females
are more likely to avoid situations where a threat of rape may exist than other
females.44
As predicted by the resource deprivation hypothesis, convicted rapists tend
to come from lower social strata. However, studies assessing the direct
relationship between mating success and theuse of sexually coercive tactics have
not supported the hypothesis. As mentioned above, young males who perceive
themselves as less successful tend to adopt a long-termmating strategy (showing
a compromise with females' preferences) and do not reporthaving used sexually
coercive tactics, whereas young males who perceive themselves as more
successful tend to adopt a short-termmating strategy (high mating effort) and
more frequently reporthaving used sexually coercive tactics.Also, men who have
good earning potential have been shown to use sexually coercive tactics and high
mating effort strategies, butmore research is needed on this issue.
40. See generally Lalumiere et al., supra note 33; Randy Thornhill & Nancy W. Thornhill,
137 (1983); Randy
& sociobiology
Analysis, 4 ethology
Rape: An Evolutionary
Thornhill & Nancy W. Thornhill, The Evolutionary Psychology ofMen's Coercive Sexuality, 15
Behav. & Brain Sci. 363 (1992).
41. See generally Richard B. Felson & Marvin Krohn, Motives for Rape, 27 J.Res. Crime &
222 (1990); other evidence reviewed inThornhill & Thornhill, supra note 40.
Delinquency
Human
42. See generally W.D. Walker, Patterns in Sexual Offending (1997) (unpublished doctoral
dissertation on file with Queen's University, Kingston).
in Victims
inNancy W. Thornhill, Psychological Adaptation toSexual Coercion
43. Reviewed
and Feminist Perspectives
Evolutionary
and Offenders, in Sex, Power, and Conflict:
(David
M. Buss & Neil M. Malamuth
eds., 1996).
44. See generally Tara J. Chavanne & Gordon G. Gallup, Variation inRisk Taking Behavior
& Hum.
Among Female College Students as a Function of theMenstrual Cycle, 19 evolution
27 (1998). That male sexual coercion may have been a strong selection pressure on females
Behav.
in Animal
in T.H. Clutton-Brock & G.A. Parker, Sexual Coercion
inmany species is discussed
Societies,
49 animal
WINTER
behav.
1345 (1995).
1999209
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Lalumiere and Quinsey
In summary, high mating effortand high mating success are characteristics
of young, unadjudicated, sexually coercive men. Studies of adjudicated rapists
(who typically have committed predatory rapes), ofmen of low socio-economic
statusand poor prospects, and of older men are needed to furthertest the resource
deprivation hypothesis. The idea that sexually coercive tactics are part of an
evolved mating strategy (whether universal or not) is likely to be correct, but the
actual parameters of the strategy, including the identificationof the contexts that
aremore likely to elicit theuse of coercive sex, need to be elucidated. It is clear,
however, thata preference forhighmating effortand theuse of sexually coercive
tactics are closely linked. Furthermore, both mating effortand coercive sex are
closely linked to antisociality.
C. Antisociality
Antisociality is a construct describing behaviors, attitudes, beliefs,
personality features, and interpersonal styles thatare generally harmful to others.
Antisocial individuals have early, varied, and chronic conduct "problems." They
are usually aggressive, hostile, impulsive,manipulative, and callous. Psychopathy
is the extreme manifestation of antisociality.45
Sexually coercive men have antisocial personality characteristics such as lack
of empathy, domineeringness, hypermasculinity, and hostility.46Sex offenders,
particularly rapists, tend to engage in other antisocial acts and tend to have a
history of juvenile delinquency.47 Adjudicated rapists and child molesters do not
differ from other offenders on antisocial characteristics,48but antisociality is one
indicators are highly heritable. E.g., Donna R. Miles & Gregory Carey, Genetic
45. Antisociality
207
& Soc. psychol.
and Environmental Architecture ofHuman Aggression, 72 J. personality
(1997) (discussing twin and adoption studies on aggression, psychopathy, and socialization).
46. See generally M.p. Koss & T.E. Dinero, Predictors ofSexual Aggression Among a National
sci. 133 (1988); David S. Kosson et al.,
N. Y. acad.
Sample ofMale College Students, 528 annals
12 J.
Traits Predict Self-Reported Sexual Aggression Among College Men,
Psychopathy-Related
et al., Rape: The Roles of Outcome
Violence
241 (1997); William O'Donohue
Interpersonal
8 sexual
abuse:
and Hypermasculinity,
Expectancies
et al., Sexual Coercion and Sexual Assault: Male
Mahoney
coercion
J.res.
& treatment
Socialization
and Female
133 (1996); E.R.
Risk, 1 sexual
2 (1986); Neil M. Malamuth & Nancy W. Thornhill, Hostile Masculinity,
& assault
behav.
inConversations, 20 aggressive
Sexual Aggression, and Gender-Biased Domineeringness
185 (1994); Marnie E. Rice et al., Empathy for the Victim and Sexual Assaults Among Rapists and
Violence
435 (1994); Michael C. Seto & H.E. Barbaree, Victim
10 J. Interpersonal
Nonrapists,
167
sex res.
Blame and Sexual Arousal to Rape Cues in Rapists and Nonoffenders, 6 annals
(1993).
47. See generally K.S. Calhoun et al., Sexual Coercion and Attraction to Sexual Aggression
violence
392 (1997); Neil M.
12 J. interpersonal
in a Community Sample of Young Men,
a
a National
et al., Characteristics
Malamuth
of Aggressors Against Women: Testing Model Using
psychol.
670 (1991); Delbert S. Elliott,
& Clinical
Sample ofCollege Students, 59 J.consulting
Serious Violent Offenders: Onset, Developmental
Course, and Termination-The American Society
1 (1994).
criminology
32
Presidential
1993
Address,
Criminology
of
48. E.g., Vernon L. Quinsey et al.,MMPI Profiles ofMen Referredfor a Pretrial Psychiatric
psychol.
410 (1980).
Assessment as a Function of Offense Type, 35 J.clinical
210
39 JURIMETRICS
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A Darwinian
Interpretation of Individual Differences
of the best predictors of future sexual aggression
among
identified sex
offenders.49
Juvenile and adult delinquents tend tohave a sexual history characterized by
effort.50
Although more research is needed, mating effortand anti
mating
high
sociality appear to be intimately linked, and perhaps represent two aspects of the
same phenomenon.51 Antisocial characteristics are probably necessary to a high
mating effort strategy,because this strategy requires thatmales not compromise
with females' preferences and often results in harm to others. Conversely, an
with parental
antisocial strategy to achieve fitness-relevant goals likely interferes
effort.Thus, the search for the origin of individual differences in antisociality
will likelyprovide clues in the search for theorigins of variation inmating effort
and the use of sexually coercive tactics.
of Variations
Causes
inAntisociality
Mealey, Rowe, and Vila,52 among others, have offered cogent and testable
Darwinian hypotheses on the causes of variation inantisociality. Both conditional
and alternative strategy53models have been proposed, and thus far the latter
model has received greater empirical support.Here we focus on thevariations in
an extreme pattern of antisociality and mating effort,psychopathy.
Psychopathic offenders are impulsive, deceitful, selfish, and irresponsible
individuals who have very littleremorse or guilt for theirmisbehaviors and little
concern for thewelfare of others.54Compared to nonpsychopathic offenders,
psychopathic offenders have more extensive criminal histories, are more prone
to instrumental rather than emotionally laden reactive violence, are more likely
touse weapons, aremore likely to select strangers as victims, and aremore likely
to cause serious injury to theirvictims. They respond differently to institutional
& M.T. Bussiere, Predicting Relapse: A Meta-analysis
of Sexual Offender
348 (1998) (quantitative review).
& Clinical
psychol.
Studies, 66 J.consulting
and Drug Use As Risk
50. See generally Delbert S. Elliott & Barbara J.Morse, Delinquency
inTeenage Sexual Activity, 21 youth & Soc'y 32 (1989); Daniel J.Flannery et al., Impact
Factors
49. R.K. Hanson
Recidivism
8 J.
and Delinquency,
Status, Timing, and Age on Adolescent Sexual Experience
RES. 21 (1993); Rowe et al., supra note 30. See also Lee Ellis, Relationships
of
of Sub-Optimal
Criminality and Psychopathy with Eight Other Apparent Behavioral Manifestations
905 (1987).
differences
& individual
Arousal, 8 personality
A Sibling
51. See generally David C. Rowe et al., Sexual Behavior and Nonsexual Deviance:
of Pubertal
adolescent
61 (1989); Rowe et al., supra note 30.
Study of Their Relationship, 25 dev. psychol.
52. See generally Linda Mealey, The Sociobiology
ofSociopathy: An Integrated Evolutionary
& brain
sci. 523 (1995); D.C. Rowe, An Adaptive Theory of Crime and
18 behav.
Model,
268 (J.D. Hawkins ed., 1996); Rowe
and crime: current
indelinquency
theories
Delinquency,
et al., supra note 30; Bryan Vila, A General Paradigm for Understanding Criminal Behavior:
311, 328-30 (1994).
Theory, 32 criminology
Extending Evolutionary Ecological
53. In conditional strategies the development of antisocial itydepends on specific environmental
cues. In alternative strategies the development of antisociality depends on genetically based individual
differences.
54. Robert
WINTER
D. Hare,
The Revised
Psychopathy
Checklist
(1991).
1999 211
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Lalumiere and Quinsey
treatment,and aremuch more likely to violate theirparole or commit new crimes
once they are released from an institution.They are especially more likely to
commit new violent crimes.55
Psychopaths also differ fromnonpsychopaths on behavioral, physiological,
and neuropsychological measures. For example, psychopaths are less likely than
other offenders to delay gratification in computerized learning tasks and they are
more likely to persevere in a task despite punishment. Psychopaths process
emotional informationdifferentlythannonpsychopaths. They are less reactive to
cues of distress or fear, and to aversive stimuli like loud sounds.56
Recent research in our laboratory suggests thatpsychopathy may not be a
psychiatric disorder. Compared to nonpsychopathic offenders, psychopathic
offenders do not show the signs of developmental instabilitygenerally associated
with psychiatric (and other) disorders. For example, in one studywe found that
fewer difficulties occurred in the pregnancies and deliveries of children who
became psychopathic offenders than of children who became nonpsychopathic
offenders; in addition, psychopathic offenders scored lower on an index of
morphological fluctuating asymmetry (perhaps thebest indicatorof developmen?
tal instability) thannonpsychopathic offenders. Psychopathic offenderswere just
in Instrumental and Reactive Violent
55. See generally D.G. Cornell et al., Psychopathy
W. Jutai,
& clinical
Psychol.
388 (1996); Robert D. Hare & Jeffrey
Offenders, 64 J.consulting
inProspective
Studies of Crime and Delinquency
Criminal History of theMale Psychopath,
eds., 1983); Robert D. Hare &
225,228-29
({Catherine Teilmann Van Dusen & Sarnoff A. Mednick
7 Int'l J.L. &
Violent and Aggressive Behavior by Criminal Psychopaths,
Leslie M. McPherson,
15 L. &
35, 37 (1984); Grant T. Harris et al., Psychopathy and Violent Recidivism,
223 (1991); Marnie E. Rice et al., An Evaluation of a Maximum Security Therapeutic
399
Community for Psychopaths and Other Mentally Disordered Offenders, 16 L. & hum. behav.
207
inCriminal Psychopaths, 20 L. & hum. Behav.
(1992); Ralph C. Serin, Violent Recidivism
psychiatry
hum. behav.
in a Criminal
of Psychopathy and Release Outcome
(1996); Ralph C. Serin et al., Predictors
419 (1990); Michael C. Seto & H.E. Barbaree, Treatment
Assessment
2 J. psychol.
Population,
et al.,
Sherrie Williamson
and Sex Offender Recidivism
Behavior
(unpublished manuscript);
J.behav.
sci. 454 (1987).
Violence: Criminal Psychopaths and Their Victims, 19 canadian
56. See generally Robert D. Hare, Performance ofPsychopaths on Cognitive Tasks Related to
133 (1984); Stephen D. Hart et al., Performance
psychol.
psychol.
374
Tests, 99 J.abnormal
Neuropsychological
et al., Altering a Dominant Response: Performance of Psychopaths and
psychol.
Low-Socialization
College Students on a Cued Reaction Time Task, 102 J.abnormal
379 (1993); J. Intrator et al., A Brain Imaging (Single Photon Emission Computerized Tomography)
Frontal
Lobe Function,
of Criminal Psychopaths
(1990); Eric W. Howland
93 J.abnormal
on Selected
psychiatry
inPsychopaths, 42 biological
96 (1997);
Study ofSemantic and Affective Processing
inPsychopathic and Nonpsychopathic
et al., Delay of Gratification
Offenders,
Joseph P. Newman
and
630 (1992); James R.P. Ogloff & Stephen Wong, Electrodermal
psychol.
101 J.abnormal
17 crim. Just. & Behav.
in Psychopaths,
Evidence
Cardiovascular
231,
of Coping Response
241-43
J. Patrick et al., Emotion in the Criminal Psychopath: Fear Image
et al., Abnormal
psychol.
523, 528-29 (1994); Sherrie Williamson
res. 260 (1991).
of Affective Words by Psychopaths, 28 J.psychophysiology
(1990); Christopher
103 J.Abnormal
Processing,
Processing
212
39 JURIMETRICS
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A Darwinian
Interpretation of Individual Differences
as symmetrical as nonoffenders.57Thus, the causes of psychopathy are unlikely
to involve pathological neurodevelopmental processes.
Taxometric analyses suggest thatpsychopaths are not at the high end of a
continuum of antisocial characteristics but rather represent a naturally occurring
class of individuals.58We and others have suggested that psychopathy is an
adaptive life history strategy,59one that may have evolved by frequency
dependent selection. Theoretically, psychopathy can be considered a lifehistory
strategy consisting of high mating effort, an aggressive and risky ("warrior
hawk") approach to achieving social dominance, and frequentuse of nonrecipro
cating and duplicitous (cheating) tactics in social exchange.60 This approach leads
to a specific hypothesis regarding sexual aggression.
The high mating effortstrategy hypothesis states that (a) whereas somemen
adopt amixture ofmating and parenting efforttactics according to circumstances,
a small group of men adopt, as part of a generally antisocial lifestyle, a high
mating effort strategy that relies on acquiring a large number of partners and
invests very little inmates and offspring; (b) sexual coercion is only one of the
tactics (along with charm, false promises, and deception) used by psychopaths to
acquire multiple partners; (c) sexually coercive tactics are probably used when
less coercive tactics are not successful with a particularwoman, orwhenever the
costs of coercion are not too high. Thus, they use a high mating effort strategy
due not to an inability to compete inprosocial ways for resources and status,but
rather as part of an alternative strategy for social competition. We expect that
these men are not more likely to have anomalous sexual preferences, such as
sadism or preferential rape, thannonpsychopaths, butwe expect that theymight
be more sexually responsive to a variety of sexual cues (including less conven?
tional cues) and less inhibitedby women's cues of nonconsent.61
II. RAPE PREDICTION
Two variables may predict predatory sexual aggression: psychopathy, as
and a
defined by instruments such as the Psychopathy Checklist-Revised,
phallometrically measured preference for coercive and nonconsenting sex.
The Roles of Psychopathy,
57. See generally Grant T. Harris et al., Criminal Violence:
Insults, and Antisocial Parenting (unpublished manuscript); Martin L. Lalumiere
Neurodevelopmental
et al., Signs of Developmental
Instability Among Violent Psychopaths (unpublished manuscript).
58. See generally Grant T. Harris et al., Psychopathy As a Taxon: Evidence That Psychopaths
Are a Discrete
387 (1994).
& clinical
psychol.
Class, 62 J.consulting
8
generally Henry C. Harpending & Jay Sobus, Sociopathy As an Adaptation,
63S (1987); Mealey, supra note 52; Vernon L. Quinsey, The Prediction
& sociobiology
ethology
and Explanation
117, 124-26 (1995).
of Criminal Violence, 18 Int'l J.L. & psychiatry
59. See
60. See generally R.I.M. Dunbar et al., Conflict and Cooperation
Among the Vikings:
233 (1995); Lalumiere &
16 ethology
& sociobiology
Behavioral
Decisions,
and Sexual Strategy inPsychopathy, 22
Quinsey, supra note 5; Michael C. Seto et al., Deception
Contingent
Personality
61. We
WINTER
Differences
301 (1997).
& Individual
are currently researching these ideas.
1999 213
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Lalumiere and Quinsey
Rapists who are both psychopathic and sexually deviant are especially likely to
commit new sexual offenses.62 The discovery of variables related to sexual
offending and reoffending has allowed and guided the development of actuarial
methods topredict rape and other violent acts.63Psychopathy and sexual deviance
are part of a recently developed actuarial instrument for the prediction of
recidivism among sex offenders.64
The Sex Offender Risk Appraisal Guide (SORAG) contains 14 variables,65
selected according to theirrelationship toviolent or sexual recidivism among sex
offenders (both rapists and child molesters), and scored and combined to
maximize predictive accuracy in samples other than those used to develop the
instrument.Total scores, which can vary from -26 to+43, are linearly related to
the likelihood of violent or sexual recidivism.66 The accuracy of the instrument
is high enough that,with a very high cutoff, a small number of trulydangerous
offenders can be identifiedwhile wrongly identifyingvery few or no offenders
as dangerous. Unfortunately, minimizing the number of offenders incorrectly
identified as dangerous means that some trulydangerous offenders are missed.
However, the impressive predictive accuracy of theSORAG (and of theViolence
Risk Appraisal Guide, an instrument to predict violent or sexual recidivism
among offenders in general) has clear implications for law and policy.
III. IMPLICATIONS
FOR LAW AND POLICY
theoretical and empirical endeavors can have practical, explanatory, or
epistemological implications. Social and legal policies to enhance theprotection
of the community from highly recidivistic sexual predators can be substantially
aided by actuarial instrumentsthataccurately identifythe likelihood with which
New
62. Marnie E. Rice & Grant T. Harris, Cross Validation and Extension of the Violence Risk
231, 236-38
(1997).
Appraisal Guide for Child Molesters and Rapists, 21 L. & HUM. behav.
et al., supra note 9 (discussing actuarial methods
in the prediction of
63. See Quinsey
violence and reviewing the history of prediction of violence and the development of accurate
methods).
64. Hanson & Bussiere, supra note 49. In a recentmeta-analysis, variables pertaining to sexual
deviance and antisocial lifestyle were the best predictors of sexual reoffending. Variables pertaining
to psychological
distress did not predict sexual reoffending. The predictive validity of variables
indexing mating effort has not yet been investigated. Id.
et al., supra note
65. See Quinsey
scoring of the following variables, worded
having lived with both biological parents
of alcohol abuse, never married or never
(discussing the details on the definition and
according to their positive relationship to recidivism: not
to age sixteen, elementary school maladjustment, history
lived common law, criminal history score for violent and
9, at 241-45
nonviolent offenses based on the Cormier-Lang
system, number of previous convictions for sexual
offenses, history of sex offenses against people other than girls younger than fourteen, failure on prior
conditional release, young age at index offense, diagnosis of personality disorder, no diagnosis of
schizophrenia, and deviant results on phallometric tests).
66. For example, a score of -10 is associated with a 9% likelihood to reoffend violently over
10 years of opportunity; a score of+13 is associated with a 59% likelihood; and a score greater than
+31 with a 100%
likelihood.
214
39 JURIMETRICS
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A Darwinian
Interpretation of Individual Differences
an offender will commit a new sexual or violent offense. These instruments
permit thebalancing of community safety and offenders' civil liberties thatform
the basis of sensible legal and correctional strategies. Actuarial instruments
enable policymakers to concentrate expensive supervisory and treatment
resources on the highest risk offenders.67 Although theories may suggest
predictors tobe included inactuarial instruments,the construction and evaluation
of actuarial instruments are largely empirical engineering tasks rather than
scientific, theoretical ones.
Darwinian theories are likely to have longer range implications for social
policy to the extent that they lead to the identification and explanation of specific
etiological andmaintaining events. These may be environmental events thataffect
development or current behavior of all men, or genes that cause individual
differences among men. In either case, understanding proximal mechanisms is
more important than understanding ultimate causes for designing policy
interventions.
Primary and secondary prevention of deviant sexual preferences such as
pedophilia and preferential rapewill likelydepend onmodifying early etiological
events in utero. Here, as with a variety of neurodevelopmental problems, social
policies are needed to assist pregnantmothers. Prevention of antisocial behavior,
at least for nonpsychopathic children, depends on parental skills and resources
and on community and school-based programs,68 particularly for high risk
children. Intensive effortswill be required tomodify thedevelopmental trajectory
of psychopathic children.
Turning to mating effort, a Darwinian view suggests that policies that
facilitatemale parental investmentwill decrease sexual coercion. More generally,
policies that increase the immediate costs ofmating effortand sexual coercion or
decrease the opportunity to engage in them should result in a decrease in rape.
Perhaps ironically, a central recommendation for crime reduction derived from
sociological research69 is identical to that suggested by Darwinian thinking?
namely, a policy designed to promote two-parent families and an increase in the
number of caregivers relative to the number of children.70
The use of accurate factors to identifyhigh-risk individuals and the use of
effective interventionandmanagement strategies to lower riskcannot be divorced
of Criminal
Conduct
67. Cf. D.A. Andrews & J.Bonta, The Psychology
(1994).
Intervention
et al., The Effects of Early Educational
68. See, e.g., John R. Berrueta-Clement
of delinquent
inAdolescence and Early Adulthood, in prevention
on Crime and Delinquency
220 (J.D. Burchard & S.N. Burchard eds., 1987); Dale l. Johnson & Todd Walker,
Behavior
inMexican-American
Children, 15AM. J.community
Primary Prevention of Behavior Problems
Prevention As Cumulative
psychol.
375, 382-83
(1987), reviewed by Hirokazu Yoshikawa,
and Its Risks,
Protection: Effects of Early Family Support and Education on Chronic Delinquency
28 (1994).
Bull.
115 Psychol.
Theory of
& travis
R. gottfredson
69. See generally michael
HlRSCHI, A General
Crime
(1990).
70. Cf. E.E. Werner, Children
WINTER
of theGarden
Island, Sei. Am., Apr.
1989, at 111.
1999 215
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Lalumiere and Quinsey
from a number of legal and social policy issues, such as procedural fairness,
informed consent, and availability of services. Theoretical work will help to
identifypotential risk factors and interventions; legal and policy decisions will
determine theiruse; and empirical and technological work will determine their
efficacy.
The epistemological influence of Darwinian thinking on legal and social
policy is less direct but perhaps in the long runmore important.Dennett has
called the idea of natural selection the "universal solvent" and "Darwin's
dangerous idea" because it explains human nature in mechanistic terms.71
Although all causal scientific theories of human behavior are at least implicitly
deterministic in the same way, the determinism seems to be more obvious in
Darwinism. In a Darwinian context, organisms do not choose the characteristics
they have. All human behavior has proximate causes thatwork because of a
history of natural selection (the ultimate cause). In theDarwinian conceptual
scheme, a person no more freely chooses a behavior than a snail chooses tohave
no
legs.
a scientific determinist, then, the ideas of free will and criminal
responsibility are unintelligible. Itwould make no sense topunish people because
theywere "bad" or "deserve it,"although itmight make sense to punish them to
To
deter them fromdoing something similar again, deter others by example, prevent
vigilante justice, or prevent them from doing something similar. Deterministic
causal theories of crime encourage a utilitarian approach to legal and social
policy at the expense of a moralistic one.
71.
Meanings
generally DC.
of Life (1995).
See
dennett,
darwin's
dangerous
216
idea:
evolution
and
the
39 JURIMETRICS
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