Int J Colorectal Dis (2009) 24:1059–1068
DOI 10.1007/s00384-009-0702-6
ORIGINAL ARTICLE
ErbB family immunohistochemical expression in colorectal
cancer patients with higher risk of recurrence after
radical surgery
Glauco Baiocchi & Ademar Lopes & Renata A. Coudry & Benedito M. Rossi &
Fernando A. Soares & Samuel Aguiar & Gustavo C. Guimarães & Fabio O. Ferreira &
Wilson T. Nakagawa
Accepted: 1 April 2009 / Published online: 24 April 2009
# Springer-Verlag 2009
Abstract
Purpose Investigate ErbB family expression in colorectal
cancer patients with higher risk of recurrence after surgical
treatment.
Methods We studied 109 individuals with high risk stage II
and stage III patients submitted to radical surgery. ErbB
expression was assessed by tissue microarray technique.
Results The immunohistochemical expression was considered positive for EGFR, ErbB2, ErbB3, ErbB4 membrane,
and ErbB4 cytoplasmic in respectively 57.8%, 8.3%,
69.7%, 11%, and 19.3% of patients. ErbB3 negative
expression was associated with lymphovascular invasion.
EGFR, ErbB2, and cytoplasmic ErbB4 expression was not
associated with prognosis. Membranous positive ErbB4
expression was an independent prognostic factor for
recurrence. ErbB3 negative expression was an independent
prognostic factor for recurrence and survival in the
multivariate analysis.
G. Baiocchi
Department of Gynecologic Oncology,
Hospital do Cancer AC Camargo,
Sao Paulo, Brazil
A. Lopes : B. M. Rossi : S. Aguiar : G. C. Guimarães :
F. O. Ferreira : W. T. Nakagawa
Department of Pelvic Surgery, Hospital do Cancer AC Camargo,
Sao Paulo, Brazil
R. A. Coudry : F. A. Soares
Department of Pathology, Hospital do Cancer AC Camargo,
Sao Paulo, Brazil
G. Baiocchi (*)
Departamento de Ginecologia, Hospital do Câncer AC Camargo,
Rua Antonio Prudente, 211,
01509-010 Sao Paulo, Brazil
e-mail: glbaiocchi@yahoo.com.br
Conclusions The immunohistochemical expression of
ErbB3 and ErbB4 may identify a subgroup with stage II
and III colorectal cancer at higher risk of recurrence.
Keywords Colonic neoplasm . Rectal neoplasm .
Prognosis . ErbB . Microarray analysis .
Immunohistochemistry
Introduction
Colorectal cancer (CRC) is one of the most common types
of cancer in the world and is the third cause of death in the
United States and other Western countries [1]. Treatment of
CRC is based on curative surgery and followed by adjuvant
chemotherapy when adverse prognostic factors are found.
Patients with low rectal advanced tumors are better
submitted to neoadjuvant radiotherapy and chemotherapy
before surgery [2]. Until now, the best known prognostic
factor is the nodal status [3–5]. The use of adjuvant
chemotherapy is recommended in cases which lymph nodes
are affected (stage III) [6, 7] and there are also subpopulations of patients medically fit as stage II disease that could
be considered for adjuvant therapy. This includes patients
with inadequately sampled lymph nodes, T4 lesions,
perforation of the colon at tumor site, lymphovascular
involvement, and poor differentiated histology [8].
In spite of multidisciplinary treatment, survival after
5 years in these subgroups is under 60% and 70%. Some
patients probably have recurrence due to microscopic
residual disease resistant to the adjuvant treatment received.
However, other patients do not have recurrent disease even
without adjuvant treatment as they have already been cured
by surgery alone. Thus, there is a need to identify biological
1060
tumoral characteristics that may predict poor outcome and
guide the development of new adjuvant treatments.
The epidermal growth factor receptor (EGFR/ErbB1),
ErbB2/HER2, ErbB3/HER3, and ErbB4/HER4 are a group
of subtype I tyrosine kinases sharing structural homologies,
especially at the intracellular domain. Protein kinases are
enzymes that play a key regulation role in nearly every
aspect of cell biology [9–11]. They regulate apoptosis, cell
cycle progression, cytoskeleton rearrangement, differentiation, development, and transcription. The basic structure of
ErbB proteins consists of an extracellular domain, a
transmembrane domain, and an intracellular domain. A
fundamental aspect of signaling is the interaction of two
receptors. The dimerization of two ErbB family members
and the transphosphorylation of their intracellular domain
generate the initial signal leading to activation of numerous
downstream signaling pathways. The dimerization event is
regulated by extracellular ligands of the epidermal growth
factor and neuregulin families [12, 13].
ErbB2 and ErbB3 are functionally incomplete transmembrane receptors. They need interdependency. The
ErbB2 extracellular domain is unique. It is locked in a
conformation resembling the ligand-bound states of the
other ErbB extracellular domains. ErbB2 is not regulated by
ligands as it has no ligands. ErbB2 is always available for
dimerization with activated ErbB members. The ErbB3
intracellular kinase domain is also unique. It is inactive
catalytically. However, ErbB3 is an efficient dimerization
partner for all other ErbB members [14].
The signaling potency and selectivity of these pathways
are proscribed by the dimer pair. There is a hierarchical
relationship between the signaling potency and the ErbB
dimers. Heterodimers are more active than homodimers,
ErbB2 containing heterodimers are particularly active, and
the ErbB2–ErbB3 heterodimer is the most active dimer [15].
ErbB family signaling is deregulated in several subtypes
of human cancers. This has been recognized most commonly
in breast cancer, lung cancer, and glioblastomas. EGFR is
amplified and overexpressed in nearly half of all glioblastomas and is altered in kinase domain in 10% to 50% of nonsmall cell lung cancers [15]. ErbB2 protein overproduction
due to gene amplification is found in 25% to 30% of breast
cancers and is related to worst prognosis [16, 17].
ErbB3 is not characterized currently as a proto-oncogene
and significant alterations have not been found in tumors.
However, a significant data suggests that ErbB2 and ErbB3
are partners in signaling [18, 19]. ErbB4 is the least wellcharacterized member of ErbB family. There is some
evidence that does not implicate ErbB4 overactivity in
tumorigenesis and in fact it has been associated with
differentiation and cell death [20].
There have been only a few studies that explored the
expression of ErbB family in CRC. The present study was
Int J Colorectal Dis (2009) 24:1059–1068
designed to investigate the immunohistochemical expression of ErbB family in high risk CRC (high risk stage II and
stage III) submitted to radical surgery and their role as a
prognostic factor for recurrence and survival.
Materials and methods
Patients’ characteristics
A retrospective analysis was carried out in a series of 109
individuals admitted at the A.C. Camargo Cancer Hospital
from January 1990 to August 2004. Patients who received
previous treatment at other institution and patients who
received chemotherapy or radiation therapy before surgery
were excluded. We also excluded patients that had tumors
located at low and medium rectum. All patients had stage
III or stage II tumors with one or more bad prognostic
factors considered as: T4, presence of lymphatic, venous, or
perineural invasion, high degree of differentiation, or
preoperative carcinoembryonic antigen (CEA) >10 ng/ml
[21, 22]. Seventy seven (70.6%) patients had colon cancer
and 32 (29.4%) had high rectal cancer. All were submitted
to radical surgery (R0 resections).
The clinical and some pathological information were
derived from medical records. The patients were staged
using the TNM system [6]. There were 13 (11.9%) patients
with stage IIA, 33 (30.3%) stage IIB, seven (6.4%) stage
IIIA, 35 (32.1%) stage IIIB, and 21 (19.3%) stage IIIC.
The prognostic factors used to consider the stage IIA
patients as higher risk for recurrence were: three patients
had only CEA >10 ng/ml, four patients had tumors with
only perineural invasion, one patient had tumor with only
lymphatic invasion, one patient had tumor with only
perineural invasion, one patient had tumor with lymphatic
and perineural invasion, one patient had tumor with
lymphatic and vessel invasion, and two patients had tumors
with vessel and perineural invasion.
Regarding adjuvant treatment, 19 (41.3%) stage II
patients and 46 (73%) stage III patients were submitted to
chemotherapy based on 5-fluouracil (5-FU) and leucovorin.
At our institution, the routine use of adjuvant 5-FU-based
chemotherapy began in 1994.
The median follow-up time was 57.4 months (2–165.8).
Only three patients missed their follow-up. The preoperative CEA was higher than 10 ng/ml in 24 patients and the
value was missing in 37 (33.9%) patients.
Tissue microarray construction (TMA)
Hematoxylin- and eosin-stained (HE) sections of the
primary tumors were reviewed and areas of tumors were
marked on the slides. From each paraffin block, four tissue
Int J Colorectal Dis (2009) 24:1059–1068
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cores (0.6 mm in diameter) were sampled from each
marked area in the donor block and mounted into a
recipient paraffin block by a custom-made instrument
(Beecher Instruments, Silver Springs, MD, USA). In the
ensuing paraffin array block, the tissue cylinders were
aligned and marked for identification to a chart. Cores were
spaced at intervals of 1 mm.
Immunohistochemical staining
TMA 3-μm sections were transferred to an adhesive-coated
slide system (Instrumentics Inc., Hackensack, NJ, USA) and
the antigen detection was carried out by the streptavidine–
biotin–peroxidase technique (StreptABC, Dako®). Briefly,
the slides were first coated with a silano solution (APTSSigma® A3648) diluted to 4% in acetone. The formalinfixed, paraffin-embedded tissues were deparaffinized and
prepared by successive passages through xylol and ethanol
and submitted to antigenic recovery by pressure cooker heat,
using a citrate buffer. Once the cuts were prepared, blocking
of the peroxidase endogen with a 3% solution of hydrogen
peroxide in methanol was carried out, followed by overnight
incubation of the antibody. The reactions were always
accompanied by positive control in tissue known to be
positive for the tested antibody and two negative controls.
The first of these was carried out by the non-use of primary
antibody and the second by the removal of the secondary
antibody during the steps of the reaction. All the slides were
read by a single pathologist using a light microscopy, who
was intentionally not informed of clinical data.
The primary antibody used for EGFR was from Novocastra Laboratories Ltd., New Castle, UK (clone EGFR 113–
mouse monoclonal antibody NCL-EGFR). It produced a
granular or diffuse cytoplasmic staining. The primary
antibody used for ErbB2 was from Dako Corporation,
Carpinteria, USA (anti-human c-erbB-2 oncoprotein– polyclonal rabbit #A0485). It produced a membranous staining.
The primary antibody used for ErbB3 was from Lab Vision,
Fremont, USA (epitope specific rabbit antibody #RB-9211).
It produced a granular or diffuse cytoplasmic staining. The
primary antibody used for ErbB4 was from Lab Vision
(#RB-9045). It produced a granular or diffuse cytoplasmic
staining and/or a membranous staining (Figs. 1, 2, 3, and 4).
From 109 primary patient tumors, 93 patients had four
tumor tissue cores analyzed, 11 patients had three tumor
tissue cores, and five patients had two tumor tissue cores.
Fig. 1 Microphotograph of EGFR immunohistochemical staining
with “2+” cytoplasmic expression
“1+”, weak immunostaining in more than 10% of tumor
cells; “2+”, moderate immunostaining in more than 10% of
tumor cells; and “3+”, strong immunostaining in more than
10% of tumor cells [23].
The membranous staining was scored as “0” when there
was no staining at all or membrane staining less than 10%
of tumor cells; “1+”, defined as faint/barely perceptible
membrane staining in more than 10% tumor cells; “2+”,
defined as weak-to-moderate staining of the entire membrane in more than 10% tumor cells; “3+”, defined as
strong staining of the entire membrane in more than 10%
tumor cells [24].
The values obtained from each core were added together
and divided by the numbers of tumor cores evaluated. A
core tissue sample mean value was obtained. The mean
values between 0 and 0.25 were arbitrarily considered as
“negative”. The mean values between 0.26 and 1.4 were
Scoring system
Both membranous and cytoplasmic immunostaining was
evaluated semiquantitatively.
The cytoplasmic staining was scored as “0” when no
staining or weak staining in less than 10% of tumor cells;
Fig. 2 Microphotograph of ErbB2 immunohistochemical staining
with “3+” membranous expression
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Int J Colorectal Dis (2009) 24:1059–1068
association between immunostaining expression and other
variables was assessed by the chi-square test. The survival
curves were estimated by the Kaplan–Meier method and the
comparison between the curves was made by the log-rank
test. The multivariate analysis was made by Cox regression.
For all the tests made, an alpha error up to 5% (p<0.05)
was considered.
Results
Fig. 3 Microphotograph of ErbB3 immunohistochemical staining
with “1+” cytoplasmic expression
considered as “weak” immunostaining. The mean values
between 1.5 and 2.4 were considered as “moderate”
immunostaining. The mean values between 2.5 and 3 were
considered as “strong” immunostaining.
Finally, the immunostaining obtained were divided into
two categories. “Negative” and “weak” immunostaining
were categorized as “Negative Expression” (mean from 0 to
1.4). “Moderate” immunostaining and “strong” immunostaining were categorized as “Positive Expression” (mean
from 1.5 to 3).
Statistical analysis
The database was set up in the program “Statistical Package
for Social Sciences” version 15.0 (SPSS Inc., Chicago, IL,
USA). Follow-up time was considered to be from the date
of surgery up to the date of last information. The
Fig. 4 Microphotograph of ErbB4 immunohistochemical staining
with “3+” membranous and cytoplasmic expression
The demographic and tumor characteristics of the 109
patients are summarized in Table 1. Thirty seven patients
were males (33.9%) and 72 were females (66.1%). The
median age of the patients was 65 years (29–88 years).
During the follow-up, 32 patients (29.3%) relapsed (seven
Table 1 Clinico-pathological characteristics of the 109 colorectal
cancer patients
Variable
Age
<65 years
>65 years
Gender
Male
Female
Location
Colon
Rectum
Adjuvant chemotherapy
No
Yes
Lymphatic invasion
Absent
Present
Venous invasion
Absent
Present
Perineural invasion
Absent
Present
Histological grade
Low
High
Stage
IIA
IIB
IIIA
IIIB
IIIC
No. of patients
(%)
53
56
(48.6)
(51.4)
37
72
(33.9)
(66.1)
77
32
(70.6)
(29.4)
44
65
(40.4)
(59.6)
79
30
(72.5)
(27.5)
93
(85.3)
16
(14.7)
86
23
(78.9)
(21.1)
27
80
(25.2)
(74.8)
13
33
7
35
21
(11.9)
(30.3)
(6.4)
(32.1)
(19.3)
Int J Colorectal Dis (2009) 24:1059–1068
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Table 2 ErbB family expression for the 109 colorectal cancer patients
Variable
Expression
No. of patients
(%)
EGFR
Negative
Positive
Negative
Positive
Negative
Positive
Negative
Positive
46
63
100
9
33
76
97
12
(42.2)
(57.8)
(91.7)
(8.3)
(30.3)
(69.7)
(89.0)
(11.0)
Negative
Positive
88
21
(80.7)
(19.3)
ErbB2
ErbB3
ErbB4 (membrane)
ErbB4 (cytoplasmic)
local recurrence and 25 distant metastasis) and 27 (24.8%)
died from disease. The 5-year overall survival was 69.7%
and 5-year disease-free survival was 66.1%.
Immunohistochemical expression status
Forty six patients (42.2%) had tumors with negative
expression of EGFR and 63 (57.8%) had positive expression. One hundred (91.7%) patients had tumors with
negative expression of ErbB2 and only nine patients had
positive expression (8.3%). ErbB3 had negative expression
in 33 (30.3%) patients and positive expression in 76
(69.7%) patients. Regarding ErbB4, 97 (89%) had negative
membranous expression whereas 88 (80.7%) had negative
cytoplasmic expression (Table 2).
Association tests among variables
Regarding ErbB3 expression, it was positive in 78.5% of
tumors with absence of lymphovascular invasion and in
46.7% of tumors with presence of lymphovascular invasion
(p=0.001).
There was no statistical difference in the distribution of
EGFR, ErbB2, and ErbB4 expression among the variables.
Five-year recurrence
Analyzing the total sample, presence of lymphatic invasion
(p=0.008), presence of perineural invasion (p=0.048),
negative expression of ErbB3 (p=0.012) (Fig. 5), and
positive membranous expression of ErbB4 (p= 0.022)
(Fig. 6) were the only variables that influenced the risk of
recurrence in univariate analysis (Tables 3 and 4). Regarding multivariate analysis, negative expression of ErbB3
(HR 2.19; 95% CI=1.11–4.35) and positive membranous
expression of ErbB4 (HR 2.73; 95% CI = 1.17–6.37)
maintained as an independent risk of recurrence even when
adjusted to lymphatic invasion and perineural invasion in
the Cox regression model (Table 5).
Five-year overall survival
Analyzing the total sample, presence of lymphatic invasion (p=0.009) and negative expression of ErbB3 (p=
0.004) (Fig. 7) were the only variables that influenced the
risk of death in univariate analysis (Tables 6 and 7).
Disease free survival (%)
Fig. 5 Disease-free survival
Kaplan–Meier curves for
negative and positive expression
of ErbB3 (p=0.012)
Positive expression
Negative expression
p=0.012
months
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Int J Colorectal Dis (2009) 24:1059–1068
Fig. 6 Disease-free survival
Kaplan–Meier curves for negative and positive ErbB4
membranous expression
(p=0.022)
Disease free survival (%)
Negative expression
Positive expression
p=0.022
months
Regarding multivariate analysis, only negative expression
of ErbB3 (HR 2.46; 95% CI=1.19–5.08) maintained as an
independent risk of recurrence even when adjusted to
lymphatic invasion, perineural invasion and positive
membranous expression of ErbB4 in the Cox regression
model (Table 8).
Table 3 Univariate analysis related to clinico-pathological characteristics and disease-free survival
Variable
Localization
Colon
Rectum
Stage
II
III
Venous invasion
Absent
Present
Lymphatic invasion
Absent
Present
Perineural invasion
Absent
Present
Histological grade
Low
High
Adjuvant chemotherapy
No
Yes
5-year survival (%)
p value
68.8
59.4
0.48
71.7
61.9
0.30
68.8
50.0
0.11
73.4
46.7
0.008
70.9
47.8
0.048
59.3
67.5
0.34
65.9
66.2
0.84
Discussion
It is estimated that less than one third of the patients newly
diagnosed with colorectal cancer will have node positive
disease (stage III) and about one quarter will have node
negative disease (stage II) [8].
Although patients with stage II colon cancer are
generally considered to have a good prognosis after surgery
alone, approximately one quarter will experience recurrence
within 5 years [8]. Although there are markers for high risk
stage II colon cancer, it should be cautioned that the
identification of such markers may simply indicate a patient
at higher risk for recurrence or death, without necessarily
leading to the conclusion that adjuvant therapy will be of
significant clinical benefit.
Despite the significant improvement in traditional and
new chemotherapy regimens, the main efforts of recent
Table 4 Univariate analysis related to EGFR, ErbB2, ErbB3, and
ErbB4 expression and disease-free survival
Variable
Expression
EGFR
Negative
Positive
Negative
Positive
Negative
Positive
Negative
Positive
Negative
Positive
ErbB2
ErbB3
ErbB4 (membrane)
ErbB4 (cytoplasmic)
5-year survival (%)
p value
69.6
63.5
66.0
66.7
51.5
72.4
69.1
41.7
65.9
66.7
0.41
0.89
0.012
0.022
0.97
Int J Colorectal Dis (2009) 24:1059–1068
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Table 5 Association between ErbB3 expression, ErbB4 membranous
expression, and the risk of recurrence (multivariate analysis)
Table 6 Univariate analysis related to clinico-pathological characteristics and overall survival
Variable
HR
95% CI
Variable
Presence of lymphatic invasion
ErbB3 negative expression
ErbB4 positive membranous
expression
Presence of perineural invasion
1.77
2.19
2.73
0.90–3.49
1.11–4.35
1.17–6.37
0.98
0.020
0.024
1.79
0.87–3.70
0.11
p value
Estimated risk from Cox regression model with matching variables
lymphovascular invasion, ErbB3 expression, ErbB4 expression, and
perineural invasion
HR hazard ratio, CI confidence interval
researches are focused on the potential use of targeted
therapy.
Type I tyrosine kinase receptors and their signal transduction pathways have a crucial role in cancer biology, but
conflicting data still exist regarding the immunohistochemical expression of EGFR, ErbB2, ErbB3, and ErbB4 in
colorectal cancer and its role in risk of recurrence and death.
Some studies investigated the immunohistochemical
expression of EGFR in CRC. The incidence of EGFR
expression ranges from 26.6% to 80% [25, 26]. Yasui et al.
[25] first described EGFR expression in 26.6% in stage II
and III colon cancers. McKay et al. [27] evaluated EGFR
expression in 249 colorectal tumors and its correlation with
lymph node metastasis. They found positive expression in
72.7% of primary tumors (29.3% only membranous expression, 37.8% membranous and cytoplasmic expression, and
5.6% only cytoplasmic expression) and there was no
influence in survival. Only 40.5% samples showed equivalent expression in paired colorectal tumors and lymph node
Fig. 7 Overall survival Kaplan–
Meier curves for negative
and positive expression of
ErbB3 (p=0.004)
Localization
Colon
Rectum
Stage
II
III
Venous invasion
Absent
Present
Lymphatic invasion
Absent
Present
Perineural invasion
Absent
Present
Histological grade
Low
High
Adjuvant chemotherapy
No
Yes
5-year survival (%)
p value
70.1
68.8
0.94
71.7
8.3
0.34
71.0
62.5
0.51
77.2
50.0
0.009
73.3
56.5
0.15
66.7
71.3
0.68
59.1
76.9
0.15
metastasis. Scartozzi et al. [28] also did not find correlation
with EGFR expression in primary colorectal tumors and their
metastatic site (hepatic, pulmonary, central nervous system,
and bone metastasis). EGFR was evaluated in 99 patients
and considered positive in 53% primary tumors. In 36% of
primary tumors expressing EGFR, the corresponding metastatic site was found negative, whereas it was found positive
in 15% of patients from EGFR negative primary cancers.
Overall survival (%)
Positive expression
Negative expression
p=0.004
months
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Int J Colorectal Dis (2009) 24:1059–1068
Table 7 Univariate analysis related to EGFR, ErbB2, ErbB3, and
ErbB4 expression and overall survival
Variable
Expression
EGFR
Negative
Positive
Negative
Positive
Negative
Positive
Negative
Positive
Negative
Positive
ErbB2
ErbB3
ErbB4 (membrane)
ErbB4 (cytoplasmic)
5-year survival (%)
p value
76.1
65.1
71.0
55.6
51.5
77.6
70.1
66.7
68.2
76.2
0.24
0.36
0.004
0.31
0.55
Goldstein and Armin [29] reviewed 102 patients with
colorectal cancer and observed EGFR expression in 75.5%
of cases. They analyzed the hypothesis that EGFR expression may change during the process of cancer invasion and
found correlation with the risk of recurrence and death when
EGFR was expressed in the deep regions of colorectal
cancers. Other authors investigated the prognostic significance of EGFR expression in colorectal cancers. Spano et al.
[26] examined tumor samples from 150 patients and found
EGFR overexpression in 80% of cases and it was associated
with TNM stage T3, but with no survival correlation. In the
other hand, Steele et al. [30] observed in 50 patients
significant EGFR expression in stage III and poor differentiated tumors, with poor correlation to survival. This fact was
also seen in Galizia et al. [31] study of 126 colon cancer
patients, submitted to curative surgery. EGFR expression
were detected in 35.6% of patients and was correlated with
disease recurrence and worse survival in both univariate and
multivariate analysis.
In the current study, positive expression of EGFR was
found in 57.8% of patients and, as in most of the series,
there was no correlation with recurrence and overall
survival.
Table 8 Association between ErbB3 expression and the risk of death
(multivariate analysis)
Variable
HR
95% CI
p value
Presence of lymphatic invasion
ErbB3 negative expression
ErbB4 positive membranous
expression
Presence of perineural invasion
1.81
2.46
1.79
0.89–3.68
1.19–5.08
0.60–5.33
0.10
0.014
0.29
1.69
0.77–3.70
0.18
Estimated risk from Cox regression model with matching variables
lymphovascular invasion, ErbB3 expression, ErbB4 expression, and
perineural invasion
HR hazard ratio, CI confidence interval
The ErbB2 expression was evaluated by some series and
the majority could not find any correlation with its
expression and prognosis. Nathanson et al. [32] showed
correlation between gene amplification and immunohistochemical expression of ErbB2 in 139 patients with colon
cancer. Only 3.6% of tumors expressed ErbB2 and there
was no association either with stage or with survival.
Schuell et al. [33] and Ochs et al. [34] also found
membranous expression in a few primary colorectal tumors,
respectively 30% and 11% of 77 and 109 patients. McKay
et al. [35] evaluated ErbB2 expression in 249 primary
colorectal tumors and 42 lymph node metastasis. They
found positive expression in 81.8% of patients with
concordant staining with lymph node metastasis in only
52.4% of cases. Colon cancers were more likely to express
ErbB2 than rectal cancers. They also showed no association
with gene polymorphism and no correlation with survival.
The cytoplasmic expression of ErbB2 was evaluated by two
series, with conflicting results. Essapen et al. [36] noted in
170 colorectal tumors membranous expression in 41% and
cytoplasmic expression in 87% of the patients. The
cytoplasmic expression was related to better prognosis in
stage III patients. However, Osako et al. [37] reported in
146 colorectal tumors membranous expression in 3% and
cytoplasmic expression in 68.5% of the cases. The
cytoplasmic expression had correlation with worse overall
survival in stage II patients.
In the current study, we found ErbB2 membranous
positive expression in only 8.3% of cases. As in EGFR
expression, our series found no association between the
positive expression of ErbB2 and the increase risk of
recurrence and death. Other studies evaluated the coexpression of EGFR and ErbB2. Kluftinger et al. [38]
showed co-expression in 17% of 35 cases and Cunningham
et al. [39] in 75% of 87 patients. The latter found EGFR and
ErbB2 cytoplasmic expression in 63% and 75% of cases. In
our study, we found co-expression of EGFR and ErbB2 in
only 7.9% of the patients.
In CRC, only a few studies investigated the protein
expression of ErbB3 and ErbB4. Maurer et al. [40] revealed
an ErbB3 expression rate of 89% in colorectal tumors both
membranous and cytoplasmic, with co-expression with
ErbB2 in 77% of the cases. Kapitanovic et al. [41] demonstrated that ErbB3 is expressed in 78% of cases, and was
exclusively cytoplasmic. Until now, Lee at al. [42] published
the only article that had examined the expression of all ErbB
family proteins in patients with colorectal cancer. Only
membranous staining was considered positive. They evaluated 125 patients submitted to curative surgery and considered EGFR, ErbB2, ErbB3, and ErbB4 positive expression
respectively in 52%, 35%, 36%, and 22% of cases. A
significantly higher percentage of overexpressed ErbB3 was
observed in early stage carcinomas (stages I and II).
Int J Colorectal Dis (2009) 24:1059–1068
However, ErbB4 was more overexpressed in advanced stage
cancers (stages III and IV). The expression of EGFR, ErbB2,
ErbB3, and ErbB4 alone denoted no association with a
shortened survival, but patients with simultaneous overexpression of ErbB2 and ErbB4 had a shorter overall
survival time in only the univariate analysis, probably
because of correlation with more advanced stages. Kountourakis et al. [43] evaluated the ErbB3 and ErbB4
expression in 106 colorectal tumors. Both membranous and
cytoplasmic expression was identified. The rates of expression for ErbB3 and ErbB4 respectively were 17% and 18.9%
membranous; 28.3% and 30.2% cytoplasmic. ErbB3 positive
cytoplasmic expression was associated with moderate tumor
grade and ErbB4 membranous expression was associated
with lymph node involvement. There was no correlation
between the ErbB3 and ErbB4 expression and patient
prognosis.
In our series, negative expression of ErbB3 was significantly associated with the presence of lymphovascular
invasion. However, ErbB3 negative expression maintained
in multivariate analysis, the negative impact both in risk of
recurrence and death.
ErbB3 protein has low affinity to ligands when compared
to other receptors of ErbB family. The low expression may
indirectly increase or perpetuate other signaling pathways.
Another hypothesis is the possibility that the cytoplasmic
sequestering of ErbB3 receptors may alter the propensity to
form ErbB3-containing heterodimers at the level of plasma
membrane [44]. There is large evidence that ligand-induced
heterodimerization of ErbB family receptors is necessary to
diversify and specify biological responses. The role of ErbB3
protein to act as an efficient suppressor of ligand-induced
ErbB4 signaling was also described [45] and the overexpression of ErbB3 somehow may inhibit signaling
transcription induced by ErbB family receptors ligands.
As previously mentioned, positive membranous expression of ErbB4 influenced the risk of recurrence both in
univariate and multivariate analysis. There was no correlation to overall survival. The cytoplasmic expression of
ErbB4 had no prognostic correlation to relapse and death.
There are several possible reasons for discrepancies
between studies. The small sample size, the disparate
scoring systems used to classify family ErbB overexpression, the source of antibody used, and the immunohistochemical protocol make comparison between the studies
very challenging.
Scoring systems for tumor markers in CRC are usually
based on a measure of proportion of positive tumor cells
and combined with a degree of staining intensity [46]. It is
recognized that the interpretation of staining intensity is not
only highly subjective but may be affected by storage time,
variation in protocols, and fixation procedures. Despite
these concerns, staining intensity has become an integral
1067
component of many immunohistochemical scoring methods
for tumor markers in colorectal cancer.
Goethals et al. [47] has reported that four cores biopsies
are sufficient to account for tumor heterogeneity. Although it
is argued that a single core sample (0.6 mm) per tumor may
not be representative of the whole tumor, results even using
one sample tumor have shown well-established associations
between molecular features and clinico-pathological endpoints [48, 49]. TMA technology allowed us to analyze 415
tumor samples. Ninety three patients had four tumor
samples, 11 patients had three tumor samples, and five
patients had two tumor samples. We had no primary tumor
sampled with one core.
As far as we know, the current series is the first to suggest a
prognostic correlation between ErbB3 and ErbB4 immunostaining expression in only stage II and III colorectal primary
tumors after curative surgery using the tissue microarray
technique. Our study is easily reproducible and suggests a
possible role of ErbB3 and ErbB4 in CRC carcinogenesis.
More complete knowledge about prognostic and predictive
factors will allow clinicians to identify those patients at higher
risk of recurrence who are more likely to benefit from new
adjuvant treatments.
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