Spin-Orbit Coupled Insulators and Metals on the Verge of Kitaev Spin Liquids in
Ilmenite Heterostructures
Yi-Feng Zhao,1, ∗ Seong-Hoon Jang,2 and Yukitoshi Motome1, †
1
Department of Applied Physics, University of Tokyo, Bunkyo, Tokyo 113-8656, Japan
Institute for Materials Research, Tohoku University, Aoba, Sendai, 980-8577, Japan
arXiv:2403.09112v1 [cond-mat.str-el] 14 Mar 2024
2
Competition and cooperation between electron correlation and relativistic spin-orbit coupling give
rise to diverse exotic quantum phenomena in solids. An illustrative example is spin-orbit entangled quantum liquids, which exhibit remarkable features such as topological orders and fractional
excitations. The Kitaev honeycomb model realizes such interesting states, called the Kitaev spin
liquids, but its experimental feasibility is still challenging. Here we theoretically investigate hexagonal heterostructures including a candidate for the Kitaev magnets, an ilmenite oxide MgIrO3 , to
actively manipulate the electronic and magnetic properties toward the realization of the Kitaev spin
liquids. For three different structure types of ilmenite bilayers MgIrO3 /ATiO3 with A = Mn, Fe,
Co, and Ni, we obtain the optimized lattice structures, the electronic band structures, the stable
magnetic orders, and the effective magnetic couplings, by combining ab initio calculations and the
effective model approaches. We find that the spin-orbital coupled bands characterized by the pseudospin jeff = 1/2, crucially important for the Kitaev-type interactions, are retained in the MgIrO3
layer for all the heterostructures, but the magnetic state and the band gap depend on the types of
heterostructures as well as the A atoms. In particular, one type becomes metallic irrespective of
A, while the other two are mostly insulating. We show that the insulating cases provide spin-orbit
coupled Mott insulating states with dominant Kitaev-type interactions, accompanied by different
combinations of subdominant interactions depending on the heterostructural type and A, while the
metallic cases realize spin-orbit coupled metals with various doping rates. Our results indicate that
these hexagonal heterostructures are a good platform for engineering electronic and magnetic properties of the spin-orbital coupled correlated materials, including the possibility of Majorana Fermi
surfaces and topological superconductivity.
I.
INTRODUCTION
Strong electron correlations, represented as Coulomb
repulsion U , play a pivotal role in 3d transition metal
compounds and lead to a plethora of intriguing phenomena, such as the Mott transition and high-temperature
superconductivity [1, 2]. The other key concept of quantum materials, the spin-orbit coupling (SOC), represented as λ, is a relativistic effect entangling the spin
degree of freedom and the orbital motion of electrons,
which is an essential ingredient in the topological insulators [3, 4]. Beyond their independent effects, synergy
between U and λ has attracted increasing attention recently due to the emergence of new states of matter, such
as axion insulators [5, 6] and topological semimetals [7–
9]. In general, it is difficult for the SOC to dramatically
influence the electronic properties in 3d transition metal
compounds since λ is much smaller than U . However,
when proceeding to 4d and 5d systems, the d orbitals
are spatially more spread out, which reduces U , and at
the same time, the relativistic effect becomes larger for
heavier atoms, enhancing λ. Hence, in these systems,
the competition and cooperation between U and λ play
a decisive role in their electronic states and allow us to
access the intriguing regime that yields the exotic correlated states of matter [10].
∗
†
zyf@g.ecc.u-tokyo.ac.jp
motome@ap.t.u-tokyo.ac.jp
One of the striking examples is the spin-orbit coupled
Mott insulator, typically realized in the iridium oxides
with Ir4+ valence, e.g., Sr2 IrO4 [11, 12]. In each Ir ion
located in the center of the IrO6 octahedron, the crystal
field energy, which is significantly larger than U and λ,
splits the d orbital manifold into low-energy t2g and highenergy eg ones. For Sr2 IrO4 , five electrons occupy the t2g
orbitals and make the system yield the t52g low-spin state.
Usually, the partially-filled orbital causes a metallic state
according to the conventional band theory, but the insulating state was observed in experiments [13]. Considering the large SOC, the t2g manifold continues to split into
high-energy doublet characterized with the pesudospin
jeff = 1/2 and low-energy quartet with jeff = 3/2; the
latter is fully occupied and the former is half filled. Finally, a Mott gap is opened in the half-filled jeff = 1/2
band by U . This accounts for the insulating nature of
the system, and the Mott insulating state realized in the
spin-orbital coupled bands is called the spin-orbit coupled Mott insulator.
The quantum spin liquid (QSL), one of the most exotic
quantum states in the spin-orbit coupled Mott insulators,
has received increasing attention due to the emergence
of remarkable properties, e.g., fractional excitations [14]
and topological orders [15]. In the QSL, long-range magnetic ordering is suppressed down to zero temperature
due to strong quantum fluctuations, though the localized
magnetic moments are quantum entangled [16–19]. The
presence of fractional quasiparticles that obey the nonabelian statistics is not only of great fundamental phys-
2
ical research, but also promising toward quantum computation [20]. In general, one route to realizing the QSL
depends on geometrical frustration. Indeed, experiments
have evidenced several candidates of QSL in antiferromagnets with lattice structures including triangular unit,
where magnetic frustration is the common feature [21–
23]. The other route to the QSL is the so-called exchange
frustration caused by the conflicting constraints between
anisotrpic exchange interactions [24]. The strong spinorbital entanglement in the spin-orbit coupled Mott insulators, in general, gives rise to spin anisotropy, offering
a good playground for the exchange frustration, even on
the lattices without geometrical frustration.
The Kitaev model is a distinctive quantum spin model
realizing the exchange frustration [25]. The model is defined for S = 21 local magnetic moments on the twodimensional (2D) honeycomb lattice with the Ising-type
bond-dependent anisotropic interactions, whose Hamiltonian is given by
X X
H=
Kα Siα Sjα ,
(1)
α ⟨i,j⟩α
where α = x, y, z denote the three bonds of the honeycomb lattice, and Kα is the exchange coupling constant
on the α bond; the sum of ⟨i, j⟩α is taken for nearestneighbor sites of i and j on the α bonds. In this model,
the orthogonal anisotropies on the x, y, z bonds provide
the exchange frustration. Importantly, the model is exactly solvable, and the ground state is a QSL with fractional excitations, itinerant Majorana fermions and localized Z2 fluxes [25]. Moreover, the anyonic excitations in
this model hold promise for applications in quantum computing [25, 26]; especially, non-Abelian anyons, which follow braiding rules similar to those of conformal blocks for
the Ising model, appear under an external magnetic field.
The exchange frustration in the Kitaev-type interactions can be realized in real materials when two conditions are met [27]. First, at each magnetic ion,
the spin-orbit coupled Mott insulating state with pseudospin jeff = 1/2 should be realized. Second, the pseudospins need to interact with each other through the ligands shared by neighboring octahedra which forms edgesharing network. Over the past decade, enormous efforts
have been devoted to exploring the candidate materials
for the Kitaev QSL that meet these conditions [28–31].
Fortunately, dominant Kitaev-type interactions were indeed discovered in several materials, such as A2 IrO3 with
A = Li and Na [32–38] and α-RuCl3 [39–46]. Not only the
5d and 4d candidates, 3d transition metal compounds like
Co oxides have also been investigated [47, 48]. In addition to these examples with ferromagnetic (FM) Kitaev
interactions, the antiferromagnetic (AFM) Kitaev QSL
candidates were also predicted by ab initio calculations,
e.g., f -electron based magnets [49, 50] and polar spinorbit coupled Mott insulators α-RuH3/2 X3/2 with X =
Cl and Br in the Janus structure [51].
Although a plethora of Kitaev QSL candidates have
been investigated, those realizing the Kitaev QSL in the
ground state are still missing, since a long-range magnetic
order due to parasitic interactions such as the Heisenberg
interaction hinders the Kitaev QSL. Considerable efforts
have been dedicated to suppressing the parasitic interactions and/or enhancing the Kitaev-type interaction.
One way is to utilize heterostructures that incorporate
the Kitaev candidates. For example, the Kitaev interaction is promoted more than 50% for the heterostructure
composed of 2D monolayers of α-RuCl3 and graphene
compared to the pristine α-RuCl3 , predicted by ab initio
calculations [52]. The heterostructures between a 2D αRuCl3 and three-dimensional (3D) topological insulator
BiSbTe1.5 Se1.5 evidenced the charge transfer phenomena,
albeit the magnetic properties were not reported [53].
Within the realm of Kitaev heterostructures, remarkably
few studies have been designed for the composite 3D/3D
superlattices due to the fabrication challenge [54]. To
date, few attempts [55] have been made to investigate
the development of the electronic band structure and the
magnetic properties, particularly whether the Kitaev interaction is still dominant when constructing the 3D/3D
heterostructures using Kitaev QSL candidates.
In this paper, we theoretically study the electronic
and magnetic properties in bilayer heterostructures as
an interface of 3D/3D superlattices using a recentlysynthesized iridium ilmenite MgIrO3 [56] and other ilmenite magnets ATiO3 with A = Mn, Fe, Co, and Ni as
the substrate. This material choice is motivated by two
key considerations: (i) All of these materials have been
successfully synthesized in experiments, which is helpful
for the epitaxial growth of multilayer heterostructures,
and (ii) the ilmenite MgIrO3 is identified as a good candidate for Kitaev magnets [57, 58]. We consider three
configurations of heterostructures, classified by type-I, II,
and III, which are all chemically allowed due to the characteristics of the alternative layer stacking in ilmenites,
as shown in Fig. 1. The electronic band structures, magnetic ground states, and the effective exchange interactions are systematically investigated by employing the
combinatorial of ab initio calculations, construction of
the effective tight-binding model, and perturbation expansions. We find that (i) the spin-orbit coupled bands
characterized by the effective pseudospin jeff = 1/2, a
key demand for Kitaev-type interactions, are still preserved in the MgIrO3 layer for all types of the heterostructures, (ii) type-I and III heterostructures realize
spin-orbit coupled Mott insulators excluding Mn typeIII, whereas type-II ones are spin-orbit coupled metals
with doped jeff = 1/2 bands with various carrier concentrations, and (iii) in almost all of the insulating cases,
the Kitaev-type interactions are predominant, whereas
the forms and magnitudes of the other parasitic interactions depend on the specific types of the heterostructures
and the A atoms.
The structure of the remaining article is as follows.
In Sec. II, we provide a detailed description of the optimized lattice structures of MgIrO3 /ATiO3 heterostructures with A = Mn, Fe, Co, and Ni. In Sec. III, we
3
introduce the methods employed in this work, including
the means for structural optimization and the ab initio
calculations with LDA+SOC+U scheme (Sec. III A), the
estimates of the effective transfer integral and construction of the multiorbital Hubbard model (Sec. III B),
and the second-order perturbation that is used in the
estimation of exchange interactions (Sec. III C). In
Sec. IV, we systematically display the results of the electronic band structures for three types of heterostructure MgIrO3 /ATiO3 . In Sec. IV A, we present the electronic band structures for the paramagnetic state obtained by LDA+SOC, together with the projected density of states (PDOS) derived by the maximally-localized
Wannier function (MLWF). In Sec. IV B, we discuss the
stable magnetic states within LDA+SOC+U and show
their band structures and PDOS. In Sec. V, we derive
the effective exchange coupling constants for the heterostructures for which the LDA+SOC+U calculations
suggest spin-orbit coupled Mott insulating nature, and
show their location in the phase diagram for the K-J-Γ
model. In Sec. VI, we discuss the possibility of the realization of Majorana Fermi surfaces (Sec. VI A) and exotic
superconducting phases (Sec. VI B) in the heterostructures, and the feasibility of these heterostructures in experiments (Sec. VI C). Section VII is devoted to the summary and prospects. In Appendix A, we present the details of the energy difference of the magnetic orders and
the effective exchange couplings between the A ions. We
present additional information on orbital projected band
structures for different specific types of heterostructures
of A atoms in Appendix B and the band structures of
monolayer MgIrO3 in Appendix C.
II.
HETEROSTRUCTURES
MgIrO3 and ATiO3 both belong to ilmenite oxides
ABO3 with R3̄ space group. The lattice structure consists of alternative stacking of honeycomb layers with
edge-sharing AO6 octahedra and those with BO6 octahedra. The common stacking layer structures reduce the
lattice mismatch to form the heterostructures and also
make them feasible to fabricate in experiments. In this
study, we consider heterostructures composed of monolayer of MgIrO3 and ATiO3 with the balance chemical
formula, to clarify the interface effect on the electronic
properties of 3D/3D superlattices. Specifically, we construct three types of heterostructures, distinguished by
the intersurface atoms and pertinent octahedra in the
middle layer, labeled as type-I, II, and III and shown
in Fig. 1. For type-I, the top and bottom layers are
made of honeycomb networks of IrO6 and TiO6 octahedra, respectively, whereas the sandwiching honeycomb
layer is formed of alternating MgO6 and AO6 octahedra.
In the type-II, the bottom layer is replaced by AO6 honeycomb layer, resulting in a mixture of MgO6 and TiO6
in the middle layer. The type-III has a similar constitution of top and bottom layers to type-I, while the middle
(a) type-I
Ir
Ir
Mg
A
Mg/A
Ti
c
b
(b) type-II
a
Ti
c
b
a
Ir
Mg/Ti
A
(c) type-III
Ir
A
Ti
FIG. 1. Schematic pictures of crystal structures for three
types of the heterostructures MgIrO3 /ATiO3 : (a) type-I, (b)
type-II, and (c) type-III with A = Mn, Fe, Co, or Ni. The
left and right panels show the side views and the bird’seye views, respectively. The type-I is composed of the top
honeycomb layer with edge-sharing IrO6 octahedra and the
bottom honeycomb layer of TiO6 , sandwiching a honeycomb
layer of alternating MgO6 and AO6 octahedra. In the typeII, the bottom is replaced by the AO6 honeycomb layer,
leaving a mixture of MgO6 and TiO6 in the middle, and
in the type-III, the middle is replaced by the AO6 honeycomb layer. In type-I and II, the chemical formula is commonly given by Mg2 Ir2 O6 /A2 Ti2 O6 , but that for type-III is
MgAIr2 O6 /A2 Ti2 O6 . The crystal structures are embodied by
VESTA [59].
layer is fully composed of AO6 octahedra. We intentionally design these structures to balance their chemical
valences and prevent the presence of redundant charges.
This can be derived from the chemical formula for each
type of the heterostructure, such as Mg2 Ir2 O6 /A2 Ti2 O6
for type-I and II, and MgAIr2 O6 /A2 Ti2 O6 for type-III,
respectively.
We optimize the lattice structures of the heterostructures by the optimization scheme in Sec. III A. The information of the stable lattice structures, including the
in-plane lattice constant, the bond distance between adjacent Ir atoms and O atoms, and the angle between the
neighboring Ir, O, and Ir atoms, are listed in Table I
for three types of the heterostructures with different A
atoms. For comparison, the experimental structures of
the bulk MgIrO3 are also listed. We find all the in-plane
constants are close to the bulk value of 5.158 Å, in which
4
the maximum and minimum lattice mismatch is 1.2% and
0.1% respectively of type-II for the Fe atom and type-III
for the Mn atom. See also the discussion in Sec. VI C.
Meanwhile, not only the in-plane constants but also the
bond distances of Ir atoms are both enlarged as the increase of ionic radii of A atoms. The heterostructural
type can significantly influence the bond distance and angle as well. For example, the angle between neighboring
Ir atoms and the intermediate O atom θIr−O−Ir = 96.69◦
of type-II for the Ni case largely increases from that of
94.03◦ of the bulk case. In terms of the Ir-Ir bond length
(dIr−Ir ), the length of 2.986 Å for the bulk [56] is substantially decreased to 2.930 Å of type-II for the Fe case.
Meanwhile, the Ir-O bond length dIr−O of all cases are enlarged compared with that of the bulk system of 1.942 Å,
in which type-III with Co atoms is maximally influenced.
TABLE I. Structural information of optimized heterostructures for MgIrO3 /ATiO3 (A = Mn, Fe, Co, and Ni): a denotes the in-plane lattice constant, and d and θ represent the
bond distance and the angle between neighboring ions, respectively. The experimental information on the bulk MgIrO3 is
also shown for comparison.
A
Mn
Fe
Co
Ni
type
I
II
III
I
II
III
I
II
III
I
II
III
bulk [56]
a(Å)
5.167
5.127
5.152
5.104
5.068
5.083
5.116
5.113
5.115
5.148
5.181
5.173
5.158
III.
A.
dIr−Ir (Å)
2.986
2.962
2.977
2.951
2.930
2.940
2.961
2.955
2.960
2.977
2.994
2.994
2.986
dIr−O (Å)
1.997
2.009
1.985
2.012
2.004
2.008
1.999
1.990
2.019
2.006
1.997
1.995
1.942
θIr−O−Ir (◦ )
95.92
95.57
95.96
94.32
94.00
93.98
94.76
95.26
94.31
95.03
96.69
94.18
94.03
METHODS
Ab initio calculations
In the ab initio calculations, we use the QUANTUM
ESPRESSO [60] based on the density functional theory [61]. The exchange-correlation potential is treated
as Perdew-Zunger functional by using the projectoraugmented-wave method [62, 63]. Under the consideration of the SOC effect, the fully relativistic functional is
utilized for all the atoms except oxygens [64]. To obtain
stable structures for heterostructures, we initially construct a bilayer MgIrO3 structure using the experimental
structure for the bulk material. Subsequently, we replace
the lower half with ATiO3 layer to create three different
types of heterostructures in Fig. 1. Then, we perform
full optimization for both lattice parameters and the position of each ion until the residual force becomes less
than 0.0001 Ry/Bohr. During the optimization procedure, the structural symmetry is retained as R3̄ space
group. The 20 Å thick vacuum is adopted to eliminate
the interaction between adjacent layers. The 6×6×1 and
12×12×1 Monkhorst-Pack k-points meshes are utilized
for the structural optimization and self-consistent calculations, respectively [65]. The self-consistent convergence is set to 10−8 Ry and the kinetic energy is chosen
to 80 Ry for all the structural configurations, which are
respectively small and large enough to guarantee accurate results. To simulate the electron correlation effects
for 3d electrons of A atoms and 5d electrons of Ir atom,
we adopt the LDA+SOC+U calculations [66] with the
Coulomb repulsions UA = 5.0 eV, 5.3 eV, 4.5 eV, and
6.45 eV with A = Mn, Fe, Co, and Ni atoms, respectively, and UIr = 3.0 eV, accompanying with the Hund’srule coupling with JH /U = 0.1 according to previous
works [67, 68].
Based on the ab initio results, we also obtain the MLWFs by using the k points increased to 18×18×1 within
the Momkhorst-Pack scheme [65]. We select the t2g , 2p,
and 3d orbitals respectively of Ir, O, and A atoms to
construct the MLWFs by employing the Wannier90 [69].
Herein, we include O 2p and A 3d orbitals due to their
significant contribution near the Fermi level, as detailed
in Figs. 2-5. By utilizing the MLWFs, we construct the
tight-binding models and calculate their band structures
for comparison. We also calculate the PDOS of each
atomic orbital, including the effective angular momentum of Ir atoms jeff , from the tight-binding models. We
consider the non-relativistic ab initio calculations and relative MLWFs for the estimation of transfer integrals (see
Sec. III B).
B.
Multiorbital Hubbard model
To estimate the effective exchange interactions between the magnetic Ir ions, we need the effective transfer
integrals between neighboring Ir t2g orbitals with the association of O 2p orbitals by constructing MLWFs with
LDA calculation in the paramagnetic state. It is noticeable that the effects of relativistic SOC and electron correlation are not taken into account in this calculation
to circumvent the doublecounting in constructing the effective spin models. Specifically, the effective transfer
integral t is estimated as [57]
tiu,jv +
X tiu,p t∗jv,p
p
∆p−uv
.
(2)
The first term denotes the direct hopping between two
adjacent Ir atoms, where tiu,jv represents the transfer
integral between orbital u at site i and orbital v at site j.
The second term denotes the indirect hopping between
the two Ir atoms via the shared O 2p orbitals, where
tiu,p represents the transfer integral between Ir atom u
orbital at site i and ligand atom p orbital, and ∆p−uv
5
is the harmonic mean of the energy of u and v orbitals
measured from that of p orbitals. Herein, we consider
only hopping processes between the nearest-neighbor Ir
atoms.
Using the effective transfer integrals, we construct a
multiorbital Hubbard model with one hole occupying the
t2g orbitals, whose Hamiltonian is given by
C.
Second-order perturbation
(3)
For Ir5+ ions, the t2g manifold splits into a doublet and
a quartet under the SOC, which are respectively characterized by the pseudospin jeff = 1/2 and 3/2. In the
ground state, the latter is fully occupied and the former
is half filled, which is described by the Kramers doublet
|jeff = 1/2, +⟩ and |jeff = 1/2, −⟩ [27, 74]:
The first term denotes the kinetic energy of the t2g electrons as
X † γ
Hhop = −
ci (T̂ij ⊗ σ0 )cj ,
(4)
1
|jeff = 1/2, +⟩ = √ (|dyz ↓⟩ + i|dzx ↓⟩ + |dxy ↑⟩) , (9)
3
1
|jeff = 1/2, −⟩ = √ (|dyz ↑⟩ − i|dzx ↑⟩ − |dxy ↓⟩) . (10)
3
H = Hhop + Htri + Hsoc + HU .
i,j
where the matrix T̂ijγ includes the effective transfer integrals estimated by Eq. (2), γ is the x, y, and z bond
connected by neighboring sites i and j which belong to
different honeycomb sublattices, and σ0 denotes the 2×2
identity matrix; c†i = (c†i,yz,↑ , c†i,yz,↓ , c†i,zx,↑ , c†i,zx,↓ , c†i,xy,↑ ,
c†i,xy,↓ ) denote the creation of one hole in the t2g orbitals
(yz, zx, and xy) carrying spin up (↑) or down (↓) at site
i. The second term in Eq. (3) denotes the trigonal crystal
splitting as
X †
ci (T̂tri ⊗ σ0 )ci ,
(5)
Htri = −
i
0 ∆tri ∆tri
T̂tri = ∆tri 0 ∆tri .
∆tri ∆tri 0
The third term denotes the SOC as
iσz
λ X † 0
0
ci −iσz
Hsoc = −
2 i
iσ −iσ
y
x
−iσy
iσx ci ,
0
(6)
(7)
where σ {x,y,z} are Pauli matrices, and λ is the SOC coefficient; for instance, λ of Ir atom is estimated at about
0.4 eV [70, 71]. The last term denotes the onsite Coulomb
interactions as [72, 73]
X
U niu↑ niu↓
HU =
i
X
i,u<v,σ
+
X
(2)
Eσ′ ,σ′ ;σi ,σj =
i
with T̂tri in the form of
+
When the system is in the spin-orbit coupled Mott
insulating state with the low-spin d5 configuration, the
low-energy physics can be described by the pseudospin
jeff = 1/2 degree of freedom. In this case, the effective
exchange interactions between the pseudospins can be
estimated by using the second-order perturbation theory
in the atomic limit, where the three terms in Eq. (3),
Htri + Hsoc + HU , are regarded as unperturbed Hamiltonian, and Hhop is treated as perturbation. The energy correction for a neighboring pseudospin pair in the
second-order perturbation is given by
[U ′ niuσ nivσ̄ + (U ′ − JH )niuσ nivσ ]
JH (c†iu↑ c†iv↓ ciu↓ civ↑ + c†iu↑ c†iu↓ civ↓ civ↑ ),
(8)
i,u̸=v
with niuσ = c†iuσ ciuσ ; σ̄ =↓ (↑) for σ =↑ (↓). In Eq. (8),
the first, second, and third summations represent the intraorbital Coulomb interaction in the same orbital with
opposite spins, the interorbital Coulomb interactions between orbital u and orbital v, and the spin-flip and pairhopping processes, respectively.
j
X ⟨σi′ σj′ |Hhop |n⟩⟨n|Hhop |σi σj ⟩
E 0 − En
n
,
(11)
where σi and σi′ denote the pseudospin + or − at site
i, |σi σj ⟩ and ⟨σi′ σj′ | is the initial and final states during the perturbation process, respectively, and |n⟩ is the
intermediate state with 5d4 -5d6 or 5d6 -5d4 electron configuration; E0 is the ground state energy for the 5d5 5d5 electron configuration, and En is the energy eigenvalue for the intermediate state |n⟩. Here, |n⟩ and En are
obtained by diagonalizing the unperturbed Hamiltonian
Htri + Hsoc + HU .
The effective pseudospin Hamiltonian is written in the
form of
X X
γ
H=
SiT Jij
Sj ,
(12)
γ=x,y,z ⟨i,j⟩
where i, j denote the neighboring sites, and γ denotes the
three types of Ir-Ir bonds on the MgIrO6 honeycomb layer
that are related by C3 rotation. The coupling constant
γ
Jij
is explicitly given, e.g., for the z bond as
J Γ Γ′
z
Jij
= Γ J Γ′ ,
Γ′ Γ′ K
(13)
where J, K, Γ, and Γ′ represent the coupling constants for the isotropic Heisenberg interaction, the bonddependent Ising-like Kitaev interaction, and two types of
the symmetric off-diagonal interactions. Using the per(2)
turbation energy Eσ′ ,σ′ ,σi ,σj obtained by Eq. (11), the
i
j
6
coupling constants are calculated as
(2)
J = 2E+,−;−,+ ,
(2)
(2)
K = 2 E+,+;+,+ − E+,−;+,− ,
o
n
(2)
Γ = 2Im E−,−;+,+ ,
o
n
(2)
Γ′ = 4Re E+,+;+,− .
IV.
A.
(14)
(15)
(16)
(17)
ELECTRONIC BAND STRUCTURE
LDA+SOC results for paramagnetic states
Let us begin with the electronic band structures from
LDA+SOC calculations. The results for MgIrO3 /ATiO3
with A = Mn, Fe, Co, and Ni are shown in Figs. 2(a),
3(a), 4(a), and 5(a), respectively. Here we display the
band structures in the paramagnetic state obtained by
the ab initio calculations (black solid lines) and the
MLWF analysis (blue dashed lines), together with the
atomic orbitals PDOS including 5d of Ir atoms, 3d of A
atoms, and 2p of O atoms related to IrO6 and AO6 octahedra. It is obvious that the systems are metallic for
all the types of heterostructures, regardless of the choice
of A atoms. The strong SOC splits the t2g bands of Ir
atoms into jeff = 1/2 and jeff = 3/2 bands, as depicted
in the PDOS. Specifically, the jeff = 1/2 bands are predominated to form the metallic bands in the proximity of
the Fermi level, covering the energy region almost from
−1.0 eV to 0.2 (0.4) eV for A = Mn with type-II (type-I
and III), from −0.8 eV to 0.2 eV for A = Fe with all
types, from −0.6 (−1.0) eV to 0.2 eV for A = Co with
type-II (type-I and III), and from −0.4 eV to 0.4 eV for
A = Ni with type-I and II, and −0.8 eV to 0.2 eV with
type-III. On the other hand, the jeff = 3/2 bands primarily occupy the energy region below the jeff = 1/2
bands.
From the PDOS in right panels of Figs. 2(a), 3(a),
4(a), and 5(a), the 3d bands of A atoms and the O 2p
bands of AO6 octahedra simultaneously across the Fermi
level, with hybridization with the Ir 5d bands. Notably,
the energy range of the A 3d bands closely overlaps with
that of the Ir 5d jeff = 1/2 bands for A = Mn and Fe, but
it overlaps with both jeff = 1/2 and jeff = 3/2 manifold
for A = Co and Ni. As to the O 2p bands, the energy
range of the PDOS overlaps with that for corresponding
Ir 5d or A 3d encapsulated in the octahedra, suggesting
Ir-O and A-O hybridization.
B.
LDA+SOC+U results for magnetic states
1.
Magnetic ground states
The bulk counterpart of each constituent of the heterostructures exhibits some magnetic long-range orders
in the ground state. In the bulk MgIrO3 , Ir ions show a
zigzag-type AFM order with the magnetic moments lying almost within the honeycomb plane [58]. In the bulk
ATiO3 , the A = Mn and Fe ions show Néel-type AFM
orders with out-of-plane magnetic moments [75], while
the A = Co and Ni ions support Néel orders with inplane magnetic moments [75, 76]. It is intriguing to examine how these magnetic orders in the bulk are affected
by making heterostructures. We determine the stable
magnetic ground states for each heterostructure through
ab initio calculations by including the effect of electron
correlations based on the LDA+SOC+U method. To
determine the potential magnetic ground state for each
heterostructure, we compare the energy across a total of
16 magnetic configurations among all combinations of following types of the magnetic orders: FM and Néel orders
with in-plane and out-of-plane magnetic moments for A
layer, and Néel and zigzag orders with in-plane magnetic
moments, as well as FM with in-plane and out-of-plane
magnetic moments for Ir layer, within a 2×2×1 supercell
setup.
TABLE II. Stable magnetic orders obtained by the
LDA+SOC+U calculations: FM, Néel, and zigzag denotes
the ferromagnetic, Néel-type antiferromagnetic, and zigzagtype antiferromagnetic orders, respectively. While the directions of the magnetic moments are all in-plane for the Ir layers, those for A can be in-plane (“in”) or out-of-plane (“out”)
depending on A and type of the heterostructure.
A
Mn
Fe
Co
Ni
layer
Ir
Mn
Ir
Fe
Ir
Co
Ir
Ni
type-I
in-zigzag
in-Néel
in-Néel
out-Néel
out-FM
in-Néel
in-Néel
out-Néel
II
in-zigzag
out-FM
in-Néel
in-FM
in-FM
in-Néel
in-zigzag
in-FM
III
in-zigzag
in-Néel
in-FM
in-FM
in-Néel
in-Néel
in-zigzag
in-Néel
The results of the most stable magnetic state are listed
in Table II. The details of the energy comparison are
shown in Appendix A. In most cases, the A ions show
Néel orders as in the bulk cases, but the direction of magnetic moments is changed from the bulk in some cases.
For instance, type-I and III with A = Mn and type-III
with A = Fe switch the moment direction from out-ofplane to in-plane. While all the types with A = Co retain
the in-plane Néel states, type-I with A = Ni is changed
into the out-of-plane Néel state. The results indicate that
the direction of magnetic moments are sensitively altered
by making the heterostructures with MgIrO3 . Meanwhile, the other cases, type-II with A = Mn, Fe, and Ni
as well as type-III with A = Fe, are stabilized in the FM
state. These results are in good accordance with the effective magnetic couplings between the A ions estimated
by a similar perturbation theory in Sec. III C [77, 78],
attesting to the reliability of magnetic properties in heterostructures (see Appendix A).
7
(a)
type-I
1
type-II
Ir OIr Mn OMn
jeff =1/2
jeff =3/2
1
Ir
3d
type-III
OIr Mn OMn
jeff =1/2
jeff =3/2
1
Ir
OIr Mn OMn
jeff =1/2
jeff =3/2
3d
2p
-2
M
K
-1
-2
!
M
K
!
Energy (eV)
-1
-2
1!
!
0
0
M
K
0
-1
-2
!
M
K
!
2p
2p
0
-1
-2
1!
!
Energy (eV)
-1
(b) 1!
Energy (eV)
Energy (eV)
0
2p 3d 2p
Energy (eV)
Energy (eV)
2p
M
K
!
M
K
!
0
-1
-2
!
FIG. 2. The band structures of MgIrO3 /MnTiO3 for type-I, II, and III with (a) the LDA+SOC calculations for the paramagnetic
state and (b) the LDA+SOC+U calculations for the stable magnetic orders (see Sec. IV B 2). The black lines represent the
electronic structure obtained by the ab initio calculations, and the light-blue dashed curves represent the electronic dispersions
obtained by tight-binding parameters using the MLWFs. The right panels in each figure denote the PDOS for different orbitals
on specific atoms: The red and blue lines represent the jeff manifolds of Ir atoms, the cyan and orange lines represent the 2p
orbitals of O atoms in IrO6 octahedra (OIr ) and MnO6 octahedra (OMn ), respectively, and the green line represents the 3d
orbitals of Mn atoms. The Fermi energy is set to zero.
The magnetic states in the Ir layer are more complex
due to the possibility of the zigzag state. For A = Mn, the
magnetic ground states of the Ir layer in all three types
prefer the in-plane zigzag state as in the bulk of MgIrO3 .
In contrast, for A = Fe, type-I and II are stable in the
in-plane Néel state, but type-III prefers the in-plane FM
state. For A = Co, only type-III stabilizes the in-plane
Néel state, while others exhibit the out-of-plane FM state
for type-I and the in-plane FM state for type-II. Lastly,
for A = Ni, both type-II and type-III prefer the in-plane
zigzag state, while it changes into the in-plane Néel state
in type-I. These results indicate that the magnetic state
in the Ir honeycomb layer is susceptible to both A ions
and the heterostructure type. We will discuss this point
from the viewpoint of the effective magnetic couplings in
Sec. V.
2.
Band structures
We present the band structures obtained by the
LDA+SOC+U calculations in Figs. 2(b), 3(b), 4(b), and
5(b) for A = Mn, Fe, Co, and Ni, respectively. In these
calculations, we adopt the stable magnetic states in Table II, except for the cases with in-plane zigzag order in
the Ir layer. For the zigzag cases, for simplicity, we replace them by the in-plane Néel solutions, keeping the
A layer the same as the stable one. This reduces significantly the computational cost of the MLWF analysis for
the zigzag state with a larger supercell. We confirm that
the band structures for the Néel state are similar to those
for the zigzag state, and the energy differences between
the two states are not large as shown in Appendix A.
When we turn on Coulomb repulsions for both Ir and
A atoms, most of the type-I and III heterostructures become insulating, except for Mn type-III. The band gaps,
obtained by Eg = Ec − Ev , are shown in Fig. 6, where Ec
denotes the energy of conduction band minimum and Ev
is that of valence band maximum. In all cases, except for
type-I with A = Mn and Ni and type-III with A = Co,
the gap is defined by the jeff = 1/2 bands of Ir ions, that
is, both conduction and valence bands are jeff = 1/2, and
the jeff = 1/2 bands is half filled. It is worth highlighting that there are four jeff = 1/2 bands, which originate
from different sites of Ir atoms with opposite magnetic
moments; in the bulk and monolayer cases they are degenerate in pair [57], but the degeneracy is lifted in the
heterostructures and two out of four are occupied in the
half-filled insulating state. Meanwhile, in the cases of
type-I with A = Mn and Ni and type-III with A = Co,
8
(a)
type-I
1
Ir
type-II
OIr Fe OFe
jeff =1/2
jeff =3/2
1
Ir
type-III
OIr Fe OFe
jeff =1/2
jeff =3/2
1
Ir
OIr Fe OFe
jeff =1/2
jeff =3/2
2p
2p 3d 2p
2p 3d 2p
-2
M
K
-1
M
K
M
K
-1
M
K
0
-1
-2
1!
!
0
-2
!
!
Energy (eV)
-1
-2
1!
!
0
-2
!
0
Energy (eV)
-1
(b) 1!
Energy (eV)
Energy (eV)
0
Energy (eV)
Energy (eV)
2p 3d
K
!
M
K
!
0
-1
-2
!
!
M
FIG. 3. The band structures of MgIrO3 /FeTiO3 for type-I, II, and III obtained by (a) the LDA+SOC calculations for the
paramagnetic state and (b) the LDA+SOC+U calculations for the stable magnetic orders (see Sec. IV B 2). The notations are
common to Fig. 2.
(a)
type-I
1
Ir
type-II
OIr Co OCo
jeff =1/2
jeff =3/2
1
Ir
type-III
OIr Co OCo
1
Ir
jeff =3/2
M
K
0
-1
-2
!
M
K
!
Energy (eV)
-1
-2
1!
!
2p 3d 2p
0
M
K
0
-1
-2
!
M
K
!
0
-1
-2
1!
!
Energy (eV)
-2
(b) 1!
Energy (eV)
Energy (eV)
-1
Energy (eV)
Energy (eV)
2p 3d 2p
0
OIr Co OCo
jeff =1/2
jeff =1/2
jeff =3/2
2p 3d 2p
M
K
!
M
K
!
0
-1
-2
!
FIG. 4. The band structures of MgIrO3 /CoTiO3 for type-I, II, and III obtained by (a) the LDA+SOC calculations for the
paramagnetic state and (b) the LDA+SOC+U calculations for the stable magnetic orders (see Sec. IV B 2). The notations are
common to Fig. 2.
9
(a)
type-I
1
Ir
type-II
OIr Ni ONi
1
Ir
jeff =1/2
jeff =3/2
2p 3d 2p
type-III
OIr Ni ONi
1
jeff =1/2
jeff =3/2
Ir
jeff =3/2
3d
2p
2p 3d 2p
M
K
-1
-2
!
M
K
!
Energy (eV)
-1
-2
1!
!
0
0
M
K
0
-1
-2
!
M
K
!
0
-1
-2
1!
!
Energy (eV)
-2
(b) 1!
Energy (eV)
Energy (eV)
-1
Energy (eV)
Energy (eV)
2p
0
OIr Ni ONi
jeff =1/2
M
K
!
M
K
!
0
-1
-2
!
FIG. 5. The band structures of MgIrO3 /NiTiO3 for type-I, II, and III obtained by (a) the LDA+SOC calculations for the
paramagnetic state and (b) the LDA+SOC+U calculations for the stable magnetic orders (see Sec. IV B 2). The notations are
common to Fig. 2.
the 3d bands of A ions hybridized with O 2p orbitals
intervene near the Fermi level, and the gap is defined
between the jeff = 1/2 and 3d bands. In these cases,
however, a larger gap is well preserved in the jeff = 1/2
bands, as shown in Figs. 2(b), 4(b), and 5(b). We note
that the Co type-III is a further exception since the gap
opens between the highest-energy jeff = 1/2 band and
the Co 3d band; the jeff = 1/2 bands are not half filled
but 3/4 filled (see Appendix B). We plot the band gap
defined by the jeff = 1/2 bands by red asterisks in Fig. 6,
including the 3/4-filled case for the Co type-III.
These results clearly indicate that the inclusion of both
SOC and U effects results in the opening of a band gap
in the jeff = 1/2 bands at half filling in type-I and III
heterostructures excluding Mn type-III and Co type-III.
This suggests the formation of spin-orbit coupled Mott
insulators in the Ir honeycomb layers, which are cornerstone of the Kitaev candidate materials [27], motivating
us to further investigate the effective exchange interaction in Sec. V. The Co type-III is in an interesting state
with 3/4 filling of jeff = 1/2 bands, but we exclude it
from the following analysis of the effective exchange interactions in Sec. V.
Distinct from the emergence of spin-orbit coupled
Mott insulator, the LDA+SOC+U band structures show
metallic states for type-II heterostructures. The jeff =
1/2 bands do not show a clear gap and cross the Fermi
level, resulting in the spin-orbit coupled metals. Notably,
in all cases, the upper jeff = 1/2 bands are partially
TABLE III. Electronic states of each heterostructure obtained
by the LDA+SOC+U calculations. SOCI and SOCM denote
spin-orbit coupled insulator and metal, respectively. e and h
in the parentheses represent the carriers in the SOCM doped
to the mother SOCI. The asterisk for the Co type-III indicates
that the system is in the 3/4-filled insulating state of the
jeff = 1/2 bands.
A
Mn
Fe
Co
Ni
type-I
SOCI
SOCI
SOCI
SOCI
II
SOCM(e)
SOCM(e)
SOCM(e)
SOCM(e)
III
SOCM(h)
SOCI
SOCI*
SOCI
doped, realizing electron-doped Mott insulators. The
doping rate varies with A atoms. We note that the typeIII heterostructure of Mn also exhibits a metallic state,
but in this case, holes are doped to the lower jeff = 1/2
band. See Appendix B for the orbital projected band
structures.
We summarize the electronic states in Table III. The
type-I and III heterosuructures are all spin-orbit coupled Mott insulators (SOCI) except for the type-III Mn
case, while the type-II are all spin-orbit coupled metals (SOCM). For the SOCM, we also indicate the nature
of carriers, electrons or holes; the type-II heterostructures are all electron doped, while the type-III Mn is
hole doped.
10
0.7
type-I
type-III
type-I: jeff=1/2
Band gap (eV)
0.6
type-III: jeff=1/2
0.5
0.4
0.3
0.2
0.1
0
Mn
Fe
Atoms
Co
Ni
FIG. 6. The band gap in the insulating states for type-I and
III obtained by the LDA+SOC+U calculations. The open
circles represent the gaps opening in the jeff = 1/2 bands for
Mn and Ni of type-I and Co of type-III. Note that the Co
type-III is exceptional since the jeff = 1/2 bands are at 3/4
filling, rather than half filling in the other cases; see the text
for details.
V.
EXCHANGE INTERACTIONS
The electronic band structure analysis reveals the
emergence of the spin-orbit coupled Mott insulating state
in the MgIrO6 layer of type-I and III heterostructures,
except for the Mn and Co type-III. In these cases, the
low-energy physics is expected to be described by effective pseudospin models with dominant Kitaev-type interactions [27]. The effective exchange interactions can be
derived by means of the second-order perturbation for the
multiorbital Hubbard model (Secs. III B and III C). We
set UIr = 3.0 eV, JH /UIr = 0.1, and λ = 0.4 eV in the
perturbation calculations. The results are summarized
in Fig. 7. For comparison, we also plot the estimates for
monolayer and bulk MgIrO3 . For the bulk case, its potential for hosting Kitaev spin liquids was demonstrated
in the previous study [57]. Regarding the monolayer,
we obtain the results from the band structures shown
in Appendix C, which illustrate the preservation of the
jeff = 1/2 manifold and spin-orbit coupled insulating nature.
In type-I heterostructures, the dominant interaction
is the FM Kitaev interaction K < 0 for almost all A
atoms, except for Mn. Particularly for A = Ni, the absolute value of K is significantly larger than the others,
even considerable when compared with the monolayer
and bulk MgIrO3 . The subdominant interaction is the
off-diagonal symmetric interaction Γ > 0. The other offdiagonal symmetric interaction Γ′ as well as the Heisenberg interaction J is weaker than them. In the Mn case,
all the interactions are exceptionally weak, presumably
because of the intervening Mn 3d band and its hybridiza-
tion with the Ir jeff = 1/2 bands. Meanwhile, for the
type-III heterostructures, since the Mn and Co cases exhibit a metallic state and 3/4 occupation of jeff = 1/2
bands, respectively, we only calculate the effective magnetic constants for Fe and Ni. In these cases also, the
dominant interaction is the FM K, accompanied by the
subdominant Γ interaction, as shown in Fig. 7(a).
Thus, in all cases except the Mn type-I heterostructure,
the dominant magnetic interaction in the spin-orbit coupled Mott insulating state in the Ir honeycomb layer is
effectively described by the FM Kitaev interaction. Since
Γ′ is smaller than the other exchange constants, the lowenergy magnetic properties can be well described by the
generic K-J-Γ model [79, 80], which has been widely and
successfully applied to study the Kitaev QSLs. We summarize the obtained effective exchange interactions of K,
J, and Γ by using the parametrization
(K, J, Γ) = N (sinθsinφ, sinθcosφ, cosθ),
(18)
where N = (K 2 + J 2 + Γ2 )−1/2 is the normalization factor. Figure 7(b) presents the results except for Mn type-I.
Our heterostructures distribute in the region near the FM
K only case (θ = π/2 and φ = 3π/2). We find a general
trend that larger A atoms make the systems closer to the
FM K only case; the best is found for Ni type-I and III. In
the previous studies for the K-J-Γ model [79, 80], a keen
competition between different magnetic phases was found
in this region, which does not allow one to conclude the
stable ground state in the thermodynamic limit. Given
that this region appears to be connected to the solvable
point for the FM Kitaev QSL, our heterostructures provide a promising platform for investigating the Kitaev
QSL physics and related phase competition by finely tuning the magnetic interactions via the proximity effect in
the heterostructures.
VI.
DISCUSSION
Our systematic study of ilmenite heterostructures
MgIrO3 /ATiO3 with A = Mn, Fe, Co, and Ni reveals
their fascinating electronic and magnetic properties. The
heterostructures in the paramagnetic state are metallic
in terms of band structures obtained by LDA+SOC, regardless of types and A atoms. When incorporating the
effect of electron correlation by the LDA+SOC+U calculations, type-II heterostructures remain metallic across
entire A atoms, whereas type-I and III heterostrcutures
turn into insulating states, except for Mn type-III. As
a consequence, the electronic states of heterostructures
are classified into the spin-orbit coupled insulators and
metals, each holding unique properties. The insulating
cases possess the jeff = 1/2 pseudospin degree of freedom,
and furnish a fertile playground to investigate the Kitaev
QSL. In these cases, however, due to the magnetic proximity effects from the A layer, we may expect interesting
modification of the QSL state, as discussed in Sec. VI A
below. Meanwhile, the metallic cases open avenues for
11
Coupling const. (meV)
(a) 50
Γ
J
0
Γ′
-50
K
-100
-150
Mn
Fe
Co
Ni
monolayer
bulk
Atom
(b)
AFM K only
𝜙 = 𝜋/2
𝜃
=
=
2
𝜋/
𝜃
=
/8
3𝜋
𝜃
=
4
𝜋/
𝜃
𝜙=𝜋
8
𝜋/
FM J only
Γ only
𝜙=0
AFM J only
Co-I
★
◆
monolayer ♡ Fe-III
◆ Fe-I
Ni-III ▲♡ ▲
Ni-I
bulk
𝜙 = 3𝜋/2
FM K only
FIG. 7. The effective magnetic constants of heterostructures
for different A atoms (A = Mn, Fe, Co, and Ni) of (a) type-I
(solid line with pentagram) and type-III (dashed line with hollow pentagram). For comparison, we also show the results for
monolayer and bulk. In (b), we summarize the results of K,
J, and Γ in (a) except for Mn type-I by using the parametrization in Eq. (18). The parameters of the intraorbital Coulomb
interaction, Hund’s coupling, and spin-orbit coupling are set
to UIr = 3.0 eV, JH /UIr = 0.1, and λ = 0.4 eV, respectively,
in the perturbation calculations.
exploring spin-orbit coupled metals, relatively scarce in
strongly correlated systems [81–85]. In Sec. VI B, we discuss the possibility of exotic superconductivity in our selfdoped heterostructures. In addition, we discuss the feasibility of fabrication of these heterostructures and identification of the Kitaev QSL nature in experiments in
Sec. VI C.
A.
Majorana Fermi surface by magnetic proximity
effect
In the pure Kitaev model, the spins are fractionalized
into itinerant Majorana fermions and localized Z2 gauge
fluxes [25]. The former has gapless excitations at the
nodal points of the Dirac-like dispersions at the K and
K’ points on the Brillouin zone edges, while the latter is
gapped with no dispersion. When an external magnetic
field is applied, the Dirac-like nodes of Majorana fermions
are gapped out, resulting in the emergence of quasiparticles obeying non-Abelian statistics [25]. Beyond the
uniform magnetic field, the Majorana dispersions are further modulated by an electric field and a staggered magnetic field [86, 87]. For instance, with the existence of
the staggered magnetic field, the Dirac-like nodes at the
K and K’ points are shifted in the opposite directions
in energy to each other, leading to the formation of the
Majorana Fermi surfaces. Moreover, the introduction of
both uniform and staggered magnetic fields can lead to
further distinct modulations of the Majorana Fermi surfaces around the K and K’ points, which are manifested
by nonreciprocal thermal transport carried by the Majorana fermions [87].
In our heterostructures of type-I and III, the A layer
supports a Néel order in most cases (Table II). It can
generate an internal staggered magnetic field applied to
the Ir layer through the magnetic proximity effect. This
mimics the situations discussed above, and hence, it may
result in the Majorana Fermi surfaces in the possible Kitaev QSL in the Ir layer. The combination of the uniform
and staggered magnetic fields could also be realized by
applying an external magnetic field to these heterostructures. Thus, the ilmenite heterostructures in proximity
to the Kitaev QSL in the Ir layer hold promise for the
formation of Majorana Fermi surfaces and resultant exotic thermal transport phenomena, providing a unique
platform for identifying the fractional excitations in the
Kitaev QSL.
B.
Exotic superconductivity by carrier doping
QSLs have long been discussed as mother states of exotic superconductivity [19, 88, 89]. There, the introduction of mobile carriers to insulating QSLs possibly induces superconductivity in which the Cooper pairs are
mediated by strong spin entanglement in the QSLs. A
representative example discussed for a long time is highTc cuprates; here, the d-wave superconductivity is induced by carrier doping to the undoped antiferromagnetic state that is close to a QSL of so-called resonating valence bond (RVB) type [89–91]. A similar exotic superconducting state was also discussed for an iridium oxide Sr2 IrO4 with spin-orbital entangled jeff = 1/2
bands [92, 93]. Carrier doped Kitaev QSLs have also garnered extensive attention due to its potential accessibility to unconventional superconductivity that may possess
more intricate paring from the unique QSL properties.
It was reported that doping into the Kitaev model with
additional Heisenberg interactions (K-J model) led to a
spin-triplet topological superconducting state [94], where
the pairing nature is contingent upon the doping concentration. Furthermore, the competition between K and
12
J also significantly impacts the superconducting state;
for example, K prefers a p-wave superconducting state,
whereas J tends to favor a d-wave one [95, 96]. Even
topological superconductivity is observed in an extended
K-J-Γ model [97].
In the present work, we found metallic states in the
spin-orbital coupled jeff = 1/2 bands in the Ir layer for all
type-II heterostructures (electron doping) and the typeIII Mn heterostructure (hole doping) (see Table III). Besides, in the type-III Co heterostructure, electron doping
occurs in the Ir layer, resulting in the 3/4-filled insulating state in the jeff = 1/2 bands. These appealing results
suggest that our ilmenite heterostructures offer a platform for studying exotic metallic and superconducting
(even topological) properties with great flexibility by various choices of materials combination, which have been
scarcely realized in the bulk systems.
C.
and experiments on, for instance, dynamical spin structure factors [44, 114–119] and the thermal Hall effect and
its half quantization [45, 120–122], have been developed
to identify the fractional excitations in Kitaev QSL, directly applying them on the heterostructures is still a
great challenge. A promising experimental tool would be
the Raman spectroscopy, given its successful application
to not only bulk [41, 123, 124] but also atomically thin
layers [125, 126]. The signals might be enhanced by piling up the heterostructures. Besides, many proposals for
probing the Kitaev QSL in thin films and heterostructures have been recently made, such as local probes like
scanning tunneling microscopy (STM) and atomic force
microscopy (AFM) [127–131] as well as the spin Seebeck
effect [132]. Additionally, as mentioned in Sec. VI A, the
observation of the Majorana Fermi surfaces by thermal
transport measurements in some particular heterostructures is also interesting.
Experimental feasibility
VII.
The bulk compounds of ilmenite ATiO3 with A = Mn,
Fe, Co, and Ni have been successfully synthesized and
investigated for over half a century due to its fruitful
magnetic and novel electronic properties [75, 76, 98–100].
Technically, the Fe case, however, is more challenging
compared to the others, as its synthesis needs very high
pressure and high temperature conditions [101, 102]. Besides, the iridium ilmenite MgIrO3 has also been synthesized as a power sample, where a magnetic phase
transition was observed at 31.8 K [56]. The experimental lattice parameters are 5.14 Å for ATiO3 with A =
Mn [75, 103–105], 5.09 Å for A = Fe [101, 106, 107],
5.06 Å for A = Co [76, 108, 109], and 5.03 Å for A =
Ni [75, 107, 110, 111], respectively, as well as that is
5.16 Å for MgIrO3 . The relatively small lattice mismatch
between these materials also ensure the possibility of
combining them to create heterostructure with different
compounds. Indeed, we demonstrated this in Sec. II; see
Table I. More excitingly, the IrO6 honeycomb lattice has
been successfully incorporated into the ilmenite MnTiO3
with the formation of several Mn-Ir-O layers [54]. This
development lightens the fabrication of a supercell between MgIrO3 and ATiO3 .
The verification of Kitaev QSL poses a significant challenge even though the successful synthesis of aforementioned heterostructures. First of all, it is crucial to identify the spin-orbital entangled electronic states with the
formation of the jeff = 1/2 bands in these heterostructures, as they are essential for the Kitaev interactions
between the pseudospins. Several detectable spectroscopic techniques are useful for this purpose, applicable
to both bulk and heterostructures [11, 34, 35, 39, 42,
43, 46, 112, 113]. Even the Kitaev exchange interaction
can be directly uncovered in experiment [36, 37]. However, the key challenge lies in probing the intrinsic properties of Kitaev QSL, such as fractional spin excitations.
Thus far, despite cooperative studies between theories
SUMMARY
To summarize, we have conducted a systematic investigation of the electronic and magnetic properties of the
bilayer structures composed by the ilmenites ATiO3 with
A = Mn, Fe, Co, and Ni, in combination with the candidate for Kitaev magnets MgIrO3 . We have designed
and labeled three types of heterostructure, denoted as
type-I, II, and III, distinguished by the atomic configurations at the interface. Our analysis of the electronic
band structures based on the ab initio calculations has revealed that the spin-orbital coupled bands characterized
by the pseudospin jeff = 1/2, one of the fundamental
component for the Kitaev interactions, is retained in the
MgIrO3 layer for all the types of heterostructures. We
found that the MgIrO3 /ATiO3 heterostructures of typeI and III are mostly spin-orbit coupled insulators, while
those of type-II are spin-orbit coupled metals, irrespective of the A atoms. In the insulating heterostructures of
type-I and III, based on the construction of the multiorbital Hubbard models and the second-order perturbation
theory, we further found that the low-energy magnetic
properties can be described by the jeff = 1/2 pseudospin
models in which the estimated exchange interactions are
dominated by the Kitaev-type interaction. We showed
that the parasitic subdominant interactions depend on
the type of the heterostructure as well as the A atoms,
offering the playground for systematic studies of the Kitaev spin liquid behaviors. Moreover, the stable Néel order in the ATiO3 layer acts as a staggered magnetic field
through the magnetic proximity effect, leading to the
potential realization of Majorana Fermi surfaces in the
MgIrO3 layer. Meanwhile, in the metallic heterostructures of type-II as well as type-I Mn, we found that the
nature of carriers and the doping rates vary depending
on the heterostructures. This provides the possibility of
systematically studying the spin-orbit coupled metals, including exploration of unconventional superconductivity
13
due to the unique spin-orbital entanglement.
In recent decades, significant progress has been made
in the study of QSLs, primarily focusing on the discovery and expansion of new members in bulk materials.
However, there has been limited exploration of creating
and manipulating the QSLs in heterostructures despite
the importance for device applications. Our study has
demonstrated that the Kitaev-type QSL could be surveyed in ilmenite oxide heterostructures, displaying remarkable properties distinct from the bulk counterpart,
such as flexible tuning of the Kitaev-type interactions
and other parasitic interactions, and carrier doping to
the Kitaev QSL. Besides the van der Waals heterostructures such as the combination of α-RuCl3 and graphene,
our finding would enlighten an additional route to explore the Kitaev QSL physics including the utilization of
Majorana and anyonic excitations for future topological
computing devices.
TABLE IV. Energy differences between different magnetic ordered states obtained by the LDA+SOC+U calculations for
MgIrO3 /MnTiO3 : FM, Néel, and zigzag denotes the ferromagnetic, Néel-type antiferromagnetic, and zigzag-type antiferromagnetic orders, respectively. While the directions of the
magnetic moments are all in-plane for the Ir layers, those for
A can be in-plane (“in”) or out-of-plane (“out”). The bold
numbers denote the low-energy states used for calculating the
band structures in Sec. IV B 1.
Ir
magnetic state
Mn
in
in-FM
out
in
out-FM
out
in
ACKNOWLEDGMENTS
We thank Y. Kato, M. Negishi, S. Okumura, A.
Tsukazaki, and L. Zh. Zhang, for fruitful discussions.
This work was supported by JST CREST Grant (No. JPMJCR18T2). Parts of the numerical calculations were
performed in the supercomputing systems of the Institute for Solid State Physics, the University of Tokyo.
Appendix A: Detailed ab initio data for energy and
magnetic coupling
In this Appendix, we present the details of ab initio
results for various types of heterostructures. Tables IVVII list the energy differences between different magnetic
states for MgIrO3 /ATiO3 heterostructures with A = Mn,
Fe, Co, and Ni. The bold elements in these tables are the
lowest-energy state in each type, utilized for the calculations of band structures in Sec. IV B 1. We also show
in Table VIII the effective magnetic coupling constants
between A atoms, in which negative and positive value
indicates the FM and AFM coupling, respectively. Note
that the A atoms comprise a triangular lattice at the interface in type I, a honeycomb lattice at the ATiO3 layer,
and a honeycomb lattice at the interface, as depicted in
Fig. 1.
Néel
out
in
zigzag
out
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
I
323.5
1.492
18.13
3.695
4.266
0.773
35.71
76.55
27.18
26.98
20.45
2.953
0.307
0.000
20.05
4.893
energy/Ir (meV)
II
III
4.868
975.4
46.52
1002
4.268
1065
44.554
978.2
7.343
990.8
43.68
993.2
1.584
1014
40.34
879.6
8.127
78.52
42.83
48.51
4.474
121.0
39.39
22.45
2.923
78.80
21.55
0.000
0.000
120.49
39.62
22.95
TABLE V. Energy differences between different magnetic ordered states for MgIrO3 /FeTiO3 . The notations are common
to Table IV.
Ir
magnetic state
Fe
in
in-FM
out
in
out-FM
out
in
Néel
out
in
zigzag
out
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
I
9.090
17.00
15.71
1.170
10.68
12.12
55.58
8.115
24.64
11.80
14.48
0.000
15.58
4.376
14.35
4.743
energy/Ir (meV)
II
III
1.437
0.000
15.75
13.14
21.80
2.631
27.02
14.25
0.973
0.092
0.948
13.01
21.13
1.739
26.29
8.833
0.000
0.056
0.721
12.97
20.21
1.244
25.37
8.596
1.233
0.056
13.60
4.222
21.42
2.244
26.59
9.608
Appendix B: Orbital projected band structures
In this Appendix, we show the projection of the band
structure to the Ir 5d orbitals for type-II heterostructures
in Fig. 8 and type-III of Mn and Co in Fig. 9. The green
shaded bands include high-energy four jeff = 1/2 bands
and low-energy eight jeff = 3/2 bands. The results in
Fig. 8 indicate that electrons are doped to the half-filled
jeff = 1/2 bands, realizing the spin-orbit coupled metallic
states for all A atoms. The doping rates are large (small)
for A = Mn and Co (Fe and Ni). Meanwhile, Fig. 9(a)
shows that the jeff = 1/2 bands are slightly hole doped in
the type-III with A = Mn. Figure 9(b) indicates that the
type-III with A = Co achieves an insulating state with
3/4-filled jeff = 1/2 bands.
14
magnetic state
Co
in
in-FM
out
in
out-FM
out
in
Néel
out
in
zigzag
out
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
I
188.2
191.3
40.23
1.201
0.174
0.000
295.3
47.55
189.5
184.3
17.53
0.617
191.8
189.6
40.81
1.476
energy/Ir (meV)
II
III
20.02
0.795
0.000
0.253
25.63
72.39
235.7
87.28
20.06
0.800
0.019
0.071
25.85
260.4
0.044
49.64
19.56
0.749
19.36
0.000
24.82
33.16
234.9
31.16
19.88
0.748
19.39
1.969
25.45
34.02
130.0
32.03
TABLE VII. Energy differences between different magnetic
ordered states for MgIrO3 /NiTiO3 . The notations are common to Table IV.
Ir
magnetic state
Ni
in
in-FM
out
in
out-FM
out
in
Néel
out
in
zigzag
out
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
FM
Néel
I
2.990
4.998
3.536
0.156
6.901
7.311
20.94
6.220
14.06
13.00
4.941
0.000
4.971
6.275
3.451
3.876
energy/Ir (meV)
II
III
0.097
37.80
70.93
35.99
1.255
26.76
69.45
35.74
2.039
37.48
70.74
35.98
2.385
24.79
69.61
61.76
1.678
48.98
18.68
54.35
0.294
26.51
18.631
37.36
0.000
36.97
33.08
0.000
0.042
26.20
68.36
35.45
TABLE VIII. Effective magnetic coupling constants between
the A atoms for three types of heterostructures. The unit is
in meV.
A
Mn
Fe
Co
Ni
type-I
0.667
0.017
0.065
0.088
II
-0.712
-0.607
0.262
-0.126
1.0
(b) Fe
0.5
0.5
0.0
0.0
-0.5
-0.5
-1.0
-1.0
-1.5
-1.5
-2.0
1.0
Γ
M
K
Γ
-2.0
1.0
Γ
(c) Co
0.5
0.0
0.0
-0.5
-0.5
-1.0
-1.0
-1.5
-1.5
Γ
M
K
Γ
M
K
Γ
(d) Ni
0.5
-2.0
III
2.417
-0.149
6.458
0.405
1.0
(a) Mn
Energy (eV)
Ir
lations. In the LDA+SOC result, the system behaves
as an insulating state with a tiny band gap of approximately ∼0.096 eV. However, the introduction of U in
the LDA+SOC+U calculation results in a larger band
gap, characteristic of the spin-orbit coupled insulator.
We also calculate the PDOS of the jeff = 1/2 and 3/2
Energy (eV)
TABLE VI. Energy differences between different magnetic ordered states for MgIrO3 /CoTiO3 . The notations are common
to Table IV.
M
K
Γ
-2.0
Γ
FIG. 8. Projection to the Ir 5d orbitals of the band structure
for the type-II MgIrO3 /ATiO3 heterostructures with (a) A =
Mn, (b) Fe, (c) Co, and (d) Ni. The gray lines depict the band
structures shown in the middle panels of Figs. 2(b)-5(b), and
the green shade represents the weight of Ir 5d orbitals. The
Fermi level is set to zero.
Appendix C: Band structure of monolayer MgIrO3
In this Appendix, we show the electronic band structures of monolayer MgIrO3 obtained through ab initio calculations with the LDA+SOC [Fig. 10(a)] and
LDA+SOC+U scheme [Fig. 10(b)]. We set UIr =
3.0 eV and JH /UIr = 0.1 in the LDA+SOC+U calcu-
manifolds for Ir atoms, as shown in the right panels of
Figs. 10(a) and 10(b). The PDOS of Ir atoms certifies
that the jeff = 1/2 and jeff = 3/2 manifold are retained
to support the spin-orbit coupled Mott insulating state
in the monolayer, as in the bulk case [57].
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1.0
(a) Mn
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Γ
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Γ
-2.0
(a) 1
(b) Co
jeff = 1/2
Co 3d
jeff = 1/2
jeff = 1/2
jeff = 1/2
Γ
M
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Γ
Energy (eV)
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0
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