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Aquaculture Research, 1999, 30, 123±133
Impact of culture intensity and monsoon season on
water quality in Thai commercial shrimp ponds
V J Cowan
Marine Resources Assessment Group Ltd, 47 Prince's Gate, London SW7 2QA, UK
K Lorenzen
T H Huxley School of Environment, Earth Sciences and Engineering, Imperial College, University of London, London,
UK
S J Funge-Smith
Institute of Aquaculture, University of Stirling, Stirling, UK
Correspondence: V J Cowan, MRAG Ltd, 47 Prince's Gate, London SW7 2QA, UK
Abstract
The present authors investigated the impact of
farming intensity and the prevailing season on
water quality in intensive tropical shrimp farms.
The weekly water quality samples from the inlets
and production ponds of two commercial shrimp
farms operating partial water exchange schedules
and representing low and high farming intensities
in Thailand (with Penaeus monodon Fabricius
production rates of 4 and 9 t ha±1 cycle±1, respectively) were analysed over two consecutive production cycles, covering the wet (monsoon) and dry
seasons. Signi®cant differences in inlet water quality
between farms occurred only in salinity, temperature and suspended solids. The present authors
assessed impacts of farming intensity and season on
production pond water quality parameters using:
(1) an analysis of variance (ANOVA) of measurements in replicate ponds during the ®nal month of
the production cycle; and (2) a trend analysis which
classi®ed trends in parameters over the cycle as
externally or internally determined. The prevailing
season was found to have a strong impact on
salinity, temperature, pH, nitrate, dissolved reactive
phosphorus, total phosphorus and dissolved oxygen
in the ®nal month of the cycle. The trends in these
parameters were largely externally determined or
absent. Nitrite and chlorophyll a were affected by
production intensity in interaction with season and
# 1999 Blackwell Science Ltd
showed mainly internally determined trends. This
indicates that nitrogen transformation processes
responded to input levels as well as seasonal
in¯uences. Ammonia was highly variable and no
signi®cant intensity or season effects were detected,
but trends were internally determined only at high
intensity and more pronounced in the dry rather
than the wet season. The results indicate strong
seasonal effects on water quality in tropical shrimp
ponds, direct in some parameters and indirect in
others, including those linked to nitrogen transformations. The mechanisms of seasonal variation and
the implications of these changes for water quality
management call for further investigation.
Introduction
Shrimp pond culture is one of the fastest growing
sectors of aquaculture. World production of cultured shrimp in 1995 was estimated at over
700 000 t, of which more than 80% was farmed
in Asia (Primavera 1997). The single largest
producer is Thailand with over 220 000 t in 1995.
The Thai shrimp industry is characterized by
intensive production in relatively small farms, with
high stocking densities and inputs of formulated
feeds, intensive aeration, and relatively low rates of
water exchange (Kongkeo 1997). The main species
cultured in Thailand is the black tiger shrimp,
Penaeus monodon Fabricius.
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Water quality in shrimp ponds V J Cowan et al.
Environmental problems ± both within and
beyond the farm environment ± are considered the
major constraint to sustainable growth of the shrimp
industry and have been implicated in recent
production crashes in Taiwan (1987), the
Philippines (1989), Indonesia (1991±1992) and
China (1993) (Macintosh & Phillips 1992;
Primavera 1997). Water quality is at the core of
the environmental problems experienced on farms
since shrimp are strongly affected by the conditions
in the water and on the pond bottom (Boyd & Fast
1992; Chen 1992). The stress induced by poor water
quality may result in reduced growth rates,
weakened resistance to disease or direct mortality.
Problems with water quality are often linked to
culture intensity (Wang & Fast 1992).
Thai intensive shrimp culture systems are
characterized by low rates of water exchange
and the long retention time means that processes
occurring within the pond will have a major
effect on water quality. Intensive culture of single
cohorts is characterized by rapidly increasing
levels of inputs added to the ponds as the cycle
proceeds. Pond processes may be expected to
respond to these increasing inputs, resulting in
changes in many water quality parameters,
which may have important implications for
management. Of particular interest in this respect
are critical levels of inputs beyond which the
capacity of the pond to maintain suitable water
quality conditions is exceeded, and the impacts of
natural and management factors in these critical
levels.
Various management measures are used to
maintain water quality in ponds, but the effectiveness of many common measures is disputed (Boyd
1995). Giovannini & Piedrahita (1994) observed
that management of aquaculture ponds occurs on
an intuitive and qualitative basis. The above
authors attributed this to the dif®culty and expense
of regular measurement, and also to the lack of
quantitative procedures for using the data to bene®t
farm management. Thus, there is an identi®ed need
for empirical analyses and the development of
models which address the link between water
quality and management. Many quantitative investigations have focused on short-term variation in
key parameters, such as diurnal changes in oxygen,
and appropriate short-term or `tactical' management responses (Madenjian, Rogers & Fast 1988;
Piedrahita 1991). Quantitative studies with a
longer time horizon, which would yield insights
124
Aquaculture Research, 1999, 30, 123±133
into strategic aspects of water quality management
(such as sustainable levels of farming intensity or
seasonal effects on pond dynamics), are rare. Some
exceptions are the empirical studies by Tucker &
van der Ploeg (1993) and Seok, Leonard, Boyd, &
Schwartz (1995), and the modelling study by
Lorenzen, Struve & Cowan (1997).
The aim of the present study was to assess the
impacts of production intensity and prevailing
season on water quality parameters and pond
dynamic processes in tropical shrimp ponds on the
time-scale of a full production cycle. The present
authors conducted an empirical analysis of water
quality in two Thai shrimp farms of different
production intensity over two consecutive production cycles, covering the wet and dry seasons.
Materials and methods
Data
The present study is based on the analysis of water
quality data originally collected to calculate nutrient budgets. Details of the farms and sampling
regime are described in Briggs & Funge-Smith
(1994), and therefore, only a summary of the main
aspects will be provided below. Water quality data
were collected from two commercial shrimp farms
representative of low and high farming intensities,
with stocking densities of 50 and 100 postlarvae
m±2, and yields of 3919 and 8891 kg ha±1 cycle±1,
respectively. Both farms were located in the Ranod
district of South-eastern Thailand. Table 1 summarizes the main features of both the physical
nature and the management of the low- (L) and
high-intensity (H) farms. The previous land use of
both farms was as rice paddies, and the ponds were
built on clay soil and were in the ®rst year of
cultivation. The grow-out ponds at farm H were
smaller than those at farm L: 0.31 ha compared to
0.77 ha. Farm L was situated further from the coast
and made use of inlet reservoirs, while farm H was
closer to the coast and abstracted water directly
from the sea. The feeding schedules on both farms
followed the advice of the feed manufacturer: feed
was added to trays four to ®ve times each day, with
minor adjustments being made according to the
amount consumed in the previous feeding. Both
farms followed partial water exchange schedules,
exchanging on average 0.4%, 4%, 6% and 8% day±1
in the ®rst, second, third and fourth month of the
cycle, respectively. All ponds were harvested by
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Aquaculture Research, 1999, 30, 123±133
Water quality in shrimp ponds V J Cowan et al.
Table 1 Physical characteristics of the two sites and the differences in management which distinguish the two farms
Farm
Characteristic
Lower intensity (L)
Higher intensity (H)
Soil type
Distance from coast (m)
Previous land use
Year of cultivation
Source of inlet water
Aeration:
time (h day±1)
paddlewheel type
power (kW ha±1)
Pond size (ha)
Stocking density (n m±2)
Survival (%)
Culture period (weeks)
Production (kg ha±1 cycle±1 wet weight)
Farmer experience
Clay
500
Paddy
First
Inlet reservoir (10 000 m2)
Clay
100
Paddy
First
Abstracted directly from the sea
19±20
Short arm
0.62
0.62
» 50
45
20
3919
Some previous
19±20
Long arm
0/31
0.31
» 100
42
17
8891
Little previous
draining; the accumulated sediment was scraped
out and the ponds were left to dry for a period of
5±10 weeks between production cycles. Both farms
stocked post larval (PL15±20) P. monodon. The
culture period was, on average, 20 weeks for ponds
on farm L and 17 weeks on farm H.
In the present study, the authors analysed data
for two consecutive production cycles, sampled
between August 1992 and August 1993. The main
monsoon months for the South-eastern region of
Thailand are from October to December; less
intensive rains fall in May. The timing of the
production cycles with respect to the main monsoon
allowed the present authors to assign a wet or dry
classi®cation to individual cycles, according to the
dominant season.
Water samples were taken weekly from inlets
and grow-out ponds. Only morning (0900±
1000 h) samples were analysed in the present
study. Two replicate ponds were monitored at the
farm L, while four replicate ponds were monitored at farm H. The following water quality
parameters were determined: temperature, pH,
salinity, turbidity as measured by Secchi depth
(Secchi), total nitrogen (TN), nitrate (NO3-N),
total ammonia nitrogen (TAN), nitrite (NO2-N),
total phosphorus (TP), dissolved reactive phosphorus (DRP), chlorophyll a (CHL), biochemical
oxygen demand (BOD), dissolved oxygen (DO)
and total suspended solids (TSS). Details of the
# 1999 Blackwell Science Ltd, Aquaculture Research, 30, 123±133
water analysis procedures can be found in Briggs
& Funge-Smith (1994). Detailed rainfall and
water exchange data were not included in the
sampling programme.
Analysis
The analysis was carried out in four steps:
1 In order to ascertain that differences in pond
water quality were attributable to management
intensity rather than inlet water quality, inlet data
were tested for systematic differences between
farms. A two-way analysis of variance (ANOVA) with
the factors `intensity' (L and H) and `season' (wet
and dry) was carried out using the inlet data for the
®nal month of each production cycle (four measurements in consecutive weeks).
2 Management and seasonal effects on production
pond water quality in the ®nal month of the
production cycle were assessed using a two-way
ANOVA using individual ponds within the different
farms as treatment replicates.
3 Trends in water quality parameters over the
production cycle were analysed using linear regression, and trends in production pond parameters
classi®ed as internally or externally determined on
the basis of a comparison with trends in inlet
parameters. There were two stages to this analysis:
®rstly each water quality parameter was tested for
trends in both inlet and grow-out ponds, and
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Water quality in shrimp ponds V J Cowan et al.
Aquaculture Research, 1999, 30, 123±133
Table 2 Impacts of intensity and season on water quality parameters during the ®nal month of the production cycle:
means and analysis of variance (ANOVA)
Mean values
Source of variance (%)
Lower intensity (L)
Higher intensity (H)
Parameter
Wet
Dry
Wet
Dry
Intensity
Season
Interaction
Salinity
Temperature (°C)
Secchi (cm)
pH
TAN (mg L±1)
NO2 (mg L±1)
NO3 (mg L±1)
TN (mg L±1)
DRP (mg L±1)
TP (mg L±1)
CHL (mg L±1)
DO (mg L±1)
TSS (mg L±1)
BOD (mg L±1)
21
28
37
7.7
0.45
0.05
0.35
3.3
0.06
0.39
0.08
0.01
115
8.4
30
31
43
7.2
0.68
0.01
0.01
3.67
0.01
0.28
0.11
0.01
144
10.5
24
28
22
7.7
0.14
0.07
0.55
4.95
0.12
1.03
0.42
0.01
240
11.1
31
30
27
6.9
2.74
0.09
0.09
5.58
0.01
0.28
0.11
0.01
153
6.5
7
±
61
±
±
51
15
±
±
19
30
±
43
±
86
89
±
83
±
17
67
±
79
50
±
40
±
±
±
±
±
±
±
32
±
±
±
19
33
±
31
±
secondly, trends in inlet water and grow-out ponds
were compared for signi®cant differences. The water
quality parameters were classi®ed as showing no
trend, an externally determined trend or an
internally determined trend.
4 In a ®nal synthesis, results from the statistical
analyses were combined with a graphic interpretation of raw data on key water quality parameters.
The logarithmic transformation ln(x + 1) was
performed on all water quality data to meet
assumptions of normality and homoscedasticity.
Where average values are presented in the text,
these were calculated using the transformed data
and then reconverted to the linear scale. Plots of
various parameters presented in the `Results'
were drawn from raw data. The level of
signi®cance used in all analyses was 95%, i.e.
P < 0.05.
Results
Site and seasonal differences in inlet water
quality
Signi®cant site effects on inlet water quality were
detected in only three parameters. Farm H was
characterized by slightly higher salinity (31
126
versus 28), lower temperature (28 versus 30 °C)
and a higher concentrations of TSS (223 versus
87 mg L±1) than farm L.
With the exception of CHL, DO and BOD, all
parameters showed signi®cant seasonal variation.
Compared to the dry season, inlet water quality in
the wet season was characterized by: lower salinity
(26 versus 31), temperature (27 versus 31 °C),
Secchi (41 versus 100 cm), pH (7.6 versus 7.3),
TAN (< 0.001 versus 0.06 mg L±1) and TN (0.23
versus 1.23 mg L±1); and higher NO2-N (0.03 versus
0.002 mg L±1), NO3-N (0.32 versus 0.06 mg L±1),
DRP (0.07 versus 0.001 mg L±1), TP (0.25 versus
0.03 mg L±1) and TSS (223 versus 88 mg L±1).
Impact of intensity and season on production
pond water quality
Table 2 summarizes the impact of farming intensity and season on production pond water
quality in the ®nal month of the cycle. Table 2
shows the mean values for each parameter and
combination of factors, and the percentage
variation (i.e. sum of squares/total sum of
squares) explained by each of the statistically
signi®cant factors. Overall, season was more
important than production intensity in determin-
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Water quality in shrimp ponds V J Cowan et al.
Figure 1 Categorization of the trends in water quality parameters. The schematic graphs illustrate the categories
de®ned in the text: the bold line represent trends in parameters in the inlets, while the ®ne line represents parameter
trends in the grow-out ponds.
ing water quality. Variation in salinity, temperature, pH, NO3-N, DRP, TP and DO was
attributable primarily to season. Variation in
NO2-N, CHL and TSS was explained by production intensity in interaction with season, and
only Secchi was determined by farming intensity
alone; TAN, TN and BOD did not show signi®cant variation with either season or intensity.
Trends in water quality parameters
Figure 1 summarizes the categorization of trends
in water quality parameters over the production
cycle: the results are presented by production
intensity (low and high) and season (wet and
dry). The schematic graphs illustrate the de®ned
categories of trend (externally determined, internally determined and no trend). Only NO2-N, CHL
and BOD showed internally determined trends in
most conditions. The TAN showed internally
determined trends only at high intensity, regardless of season. Trends in Secchi were internally
determined in the dry season and externally
determined in the wet season, while TN showed
the reverse pattern. Trends were primarily
positive, i.e. concentrations increased as the cycle
advanced. Secchi showed negative trends as it is
inversely related to turbidity. Other parameters
with negative trends were: salinity, which
declined in the wet season cycles because of
monsoon rains; temperature, which also declined
over the wet season cycles; and pH, which
decreased with time in the dry season cycles.
# 1999 Blackwell Science Ltd, Aquaculture Research, 30, 123±133
Description of key parameters
Total ammonia nitrogen
The ANOVA detected no signi®cant `intensity' or
`season' effects on TAN in the production ponds,
while trend analysis indicated internally determined trends at high farming intensity only.
Inspection of the raw data (Fig. 2) indicates a
great deal of variation over time and between
ponds which obscures intensity and season
effects. However, it is interesting to note that
the high intensity farm in the dry season displays
a highly conspicuous trend and ®nal month
concentrations are higher than in all other cases.
In the wet season, TAN levels in both farms
appeared more variable than in the dry season,
but not systematically different between farms.
This hints at the presence of a complex seasonal
effect on TAN levels, with TAN removal processes
being more variable, but overall, more ef®cient in
the wet season.
Nitrite
End-of-cycle NO2-N in the production ponds was
signi®cantly in¯uenced by farming intensity, season
and the interaction of these factors, and trends were
mostly internally determined. The highest NO2-N
levels occurred at high intensity in the dry season
(Table 2; Fig. 3), probably in response to high TAN
(Fig. 2). At low intensity, NO2-N levels were higher
and substantially more variable in the wet than in
the dry season, a pattern that was not related to
inlet nitrate levels.
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Water quality in shrimp ponds V J Cowan et al.
Aquaculture Research, 1999, 30, 123±133
Figure 2 Total ammonia nitrogen (TAN) concentrations in inlets (bold lines) and production ponds (®ne lines) of both
(a) the less intensive farm and (b) the higher-intensity farm. The timing of the monsoon with respect to the two
production cycles is indicated.
Nitrate
Levels of NO3-N in the production ponds were
in¯uenced primarily by seasonality, and to a
lesser extent, by farming intensity. This is
strongly evident in Fig. 4, which shows much
higher and more variable NO3-N levels in the wet
season than in the dry season. The strong
apparent trends in the wet season were externally
determined. A slight internally determined trend
was evident only at high intensity in the dry
season. The predominance of external processes
in NO3-N levels contrasts with the results for
NO2-N, the intermediate product of nitri®cation,
where internal processes were dominant.
Dissolved reactive phosphorus
Levels of DRP were in¯uenced exclusively by
season and not production intensity. Average
128
pond concentrations in the ®nal month of wet
season production were 0.08 mg L±1 compared to
0.01 mg L±1 during dry season production. Conspicuous trends occurred in the wet season
(Fig. 5), classi®ed as externally determined at
low intensity and internally determined at high
intensity, while there were no trends during the
dry season.
Chlorophyll a
Chlorophyll a concentrations were in¯uenced by
intensity in interaction with season and trends
were largely internally determined. An inspection
of Fig. 6 shows that only the wet season
concentrations at farm H were visibly different
from the others, while dry season levels were not
noticeably different between farms (intensities).
The absence of seasonality in the inlet data
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Water quality in shrimp ponds V J Cowan et al.
Figure 3 Nitrite (NO2-N) concentrations in inlets (bold lines) and production ponds (®ne lines) of both (a) the less
intensive farm and (b) the higher-intensity farm. The timing of the monsoon with respect to the two production cycles
is indicated.
combined with an intensity±season interaction in
the grow-out ponds indicates an indirect seasonal
in¯uence: the prevailing season affected conditions in the ponds which, in turn, affected the
growth of the phytoplankton bloom.
Discussion
The present study aimed to assess differences in
water quality parameters caused by farming intensity levels and seasons through the analysis of
data originally collected for the purpose of calculating an average nutrient budget. As a result, the
present study suffered from certain design limitations, i.e. low numbers of replicate ponds, an
unbalanced design, and a lack of speci®c data on
water exchange and precipitation. It would also be
desirable to replicate the study over several wet and
# 1999 Blackwell Science Ltd, Aquaculture Research, 30, 123±133
dry seasons, and across several farms of comparable
production intensity, in order to eliminate potentially confounding effects of long-term variability or
site-speci®c conditions. Nevertheless, the data set
used is among the most extensive data available
from commercial shrimp farms, and while accepting
the limitations outlined, the analysis provides
signi®cant new information in particular on seasonal effects.
Seasonality has been identi®ed as a major
in¯uence on water quality in inlets and production
ponds. While seasonality affected most water
quality parameters in the inlets, site differences
occurred only in salinity, temperature and TSS, and
were most likely related to the use of an inlet
reservoir in one of the farms. The lack of site
differences in most inlet parameters implies that the
site differences detected in production pond water
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Water quality in shrimp ponds V J Cowan et al.
Aquaculture Research, 1999, 30, 123±133
Figure 4 Nitrate (NO3-N) concentrations in inlets (bold lines) and production ponds (®ne lines) of both (a) the less
intensive farm and (b) the higher-intensity farm. The timing of the monsoon with respect to the two production cycles
is indicated.
quality are attributable primarily to production
intensity rather than inlet water quality. In the
production ponds, substantial differences in farming
intensity impacted signi®cantly only on NO2-N,
CHL, TSS and Secchi, and in all of these (except for
Secchi), there was a signi®cant interaction with
season.
The long retention time of water in shrimp
ponds means that water quality is the net result
of pond management, processes occurring within
the pond and external in¯uences. The occurrence
of internally determined trends in NO2-N and
CHL, parameters related to the removal of TAN
through nitri®cation and phytoplankton uptake,
highlights the importance of pond processes in
the maintenance of water quality throughout the
cycle. Increases in the transformation of nitrogen
130
were suf®cient to offset the increasing inputs
throughout the production cycle at low intensity,
and consequently, TAN itself did not show a
trend. At high intensity, increasing inputs eventually exceeded the assimilation capacity of the
pond and gave rise to a positive trend in TAN.
The relationship between farming intensity and
nitrogen dynamics has been explored in more
detail by Lorenzen et al. (1997), who used a
water quality model calibrated for the dry season
cycles on the same two farms as analysed here.
The present study shows that seasonality may
also have a strong in¯uence on water quality,
including nitrogen dynamics. The external in¯uences on water quality during the monsoon
imply that water quality dynamics may be
inherently less predictable during this period than
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Aquaculture Research, 1999, 30, 123±133
Water quality in shrimp ponds V J Cowan et al.
Figure 5 Dissolved reactive phosphorus (DRP) concentrations in inlets (bold lines) and production ponds (®ne lines) of
both (a) the less intensive farm and (b) the higher-intensity farm. The timing of the monsoon with respect to the two
production cycles is indicated.
in the dry season. Seasonal effects on water
quality are direct in some parameters and
indirect in others. Direct in¯uences were detected
in salinity, temperature, DRP and NO3±N, which
showed externally determined trends in the wet
season. Both DRP and NO3±N levels can be
expected to have an impact on the dynamics of
phytoplankton, which is considered to be the key
determinant of water quality in ponds (Piedrahita
1990; Lorenzen et al. 1997).
The impact of seasons on water quality has been
described for the culture of cat®sh in temperate
climates: the most important differences between
seasons (winter and summer) were considered to be
day length, temperature and the increased level of
feed added to ponds during the summer months
(Tucker & van der Ploeg 1993). In contrast, the
difference between seasons in tropical systems is
# 1999 Blackwell Science Ltd, Aquaculture Research, 30, 123±133
related more to increased precipitation, winds and
reduced irradiance associated with the monsoon.
During the monsoon, the sea is more turbulent,
which re-suspends the sediments, and rainfall
increases the degree of runoff. Although excessive
precipitation has been recognized as a problem
linked to the monsoon in tropical brackish water
aquaculture (e.g. Hopkins, Sandifer & Browdy
1995), the extent of seasonal in¯uences on water
quality parameters in such systems has not been
fully appreciated.
The ®ndings of the present study have two key
management implications. Firstly, seasonality has a
major impact on water quality in dynamics in
tropical (as well as temperate) systems. This impact
may have to be accounted for in the management of
intensive culture systems, particularly those operating near the carrying capacity of the pond for
131
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Water quality in shrimp ponds V J Cowan et al.
Aquaculture Research, 1999, 30, 123±133
Figure 6 Chlorophyll a (CHL) concentrations in inlets (bold lines) and production ponds (®ne lines) of both (a) the less
intensive farm and (b) the higher intensity farm. The timing of the monsoon with respect to the two production cycles
is indicated.
assimilation of wastes. Secondly, a better understanding of the mechanisms involved in these
seasonal effects may lead to the identi®cation of
management measures which may increase the
pond carrying capacity. For example, there is some
indication that ammonia transformations were
more ef®cient in the monsoon than in the dry
season and identi®cation of the mechanisms involved may allow these to be utilized in a controlled
way.
Acknowledgments
This research was supported by the Department for
International Development of the British Government (DFID), through the Aquaculture Research
Programme (Project R6011). The data were col-
132
lected under an earlier DFID project (Project
R4751).
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