Official journal of the
Pacific Rim College of Psychiatrists
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Asia-Pacific Psychiatry ISSN 1758-5864
ORIGINAL ARTICLE
Major depressive disorder in hemodialysis patients in China
Aimin Hu1,2 MSc, Zhimin Xue1 MD PhD, Tumbwene E Mwansisya1,3 MSc, An Zhou4 MD, Weidan Pu1 PhD,
Xudong Chen1 MD, Meng Sun1 MD, Peng Wang1 MD, Hua Fan1 MD, Zheng Wang1 MD,
Xuan Ouyang1 MD PhD, Zhening Liu1 MD PhD & Robert Rosenheck5 MD PhD
1 Institute of Mental Health, The Second Xiangya Hospital of Central South University, Changsha, China
2 Department of Medicine, Jishou University, Jishou, China
3 College of Health Sciences, University of Dodoma, Dodoma, Tanzania
4 Blood Purification Center, The Second Xiangya Hospital of Central South University, Changsha, China
5 Department of Psychiatry, Yale University, New Haven, CT, USA
Keywords
China, comorbidity, hemodialysis, major
depressive disorder, prevalence
Correspondence
Zhimin Xue, MD PhD, Institute of Mental Health,
The Second Xiangya Hospital of Central South
University, Changsha 410011, China.
Tel: +86 731 85292136
Fax: +86 731 85292470
Email: x.zhimin@163.com
Received 16 April 2013
Accepted 29 September 2013
DOI:10.1111/appy.12110
Abstract
Introduction: Major depressive disorder (MDD) has been regarded as the
most common psychiatric disorder among hemodialysis (HD) patients.
However, few studies have investigated MDD in HD patients in Mainland
China. This study sought to investigate the prevalence and treatment of
MDD, as well as the sociodemographic and clinical characteristics in this
population.
Methods: Two hundred sixty HD patients were screened with the nineitem Patient Health Questionnaire, and the formal diagnosis of MDD was
further assessed using the Diagnostic and Statistical Manual of Mental
Disorders, 4th edition. Severity of depressive symptoms was assessed with
Hamilton Rating Scale for Depression. Finally, patients meeting diagnostic
criteria were compared with those who did not on demographic and
clinical characteristics.
Results: Among the 260 subjects, 26.2% screened positively and 10%
were confirmed to have a diagnosis of MDD. Among HD patients with
MDD, 69.2% had severe or very severe depressive symptoms. There was
no evidence of a clinical diagnosis or of treatment for MDD in any of the
patients’ medical records. Those with shorter duration of HD, lower
monthly income, and lower levels of blood urea nitrogen were significantly more likely to have a diagnosis of MDD.
Discussion: MDD is frequent in HD patients. Regular screening and professional diagnosis should be undertaken to increase the detection and
treatment of MDD in HD patients. The effectiveness of interventions for
MDD in HD patients deserves further research.
Introduction
Depression in hemodialysis (HD) patients has been
found to be related to disturbances of quality of life,
functional impairment, increased hospitalization,
medical costs, withdrawal from dialysis, and mortality
(Kurella et al., 2005; Szeifert et al., 2010), and is
regarded as the most common psychiatric abnormality
in HD patients (Kimmel & Peterson, 2005). Using the
Diagnostic and Statistical Manual of Mental Disorders
(DSM) criteria, Craven et al. (1987) found major
depressive disorder (MDD) in 8.1% of HD patients in
78
Canada, and Hinrichsen et al. (1989) found 6.5% in
the US. Hedayati et al. (2006) found a prevalence of
17.3%, while Cukor et al. (2007) documented a 20%
rate with the Structured Clinical Interview for Diagnosis (SCID). A more recent study in Taiwan observed
a 23.5% prevalence of MDD with the M.I.N.I.International Neuropsychiatric Interview (Chen et al.,
2010). Although the reported rates of MDD have thus
varied in different HD population, all studies have
found rates to be higher than those in the general
population. However, we are unaware of any similar
reports using DSM criteria from Mainland China.
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A. Hu et al.
Although a growing body of empirical evidence
points to the adverse consequence and the high prevalence of MDD in HD patients, MDD remains underdiagnosed and undertreated (Chilcot et al., 2010). A
study of 70 HD patients found 20% with MDD and
9% with dysthymia, but only 12% of these patients
were currently receiving treatment (Cukor et al.,
2007). In a survey of depressive disorder in HD population across 12 countries, Lopes et al. (2004) reported
the highest rate of clinical diagnosis by physicians of
21.4% in the US and the highest rate of treatment
among those diagnosed was 52.8% in Sweden. The
data, thus, show consistently low rates of diagnosis
and treatment of depressive disorder in HD patients.
In Mainland China, there are few studies using
formal psychiatric diagnostic criteria to evaluate the
prevalence rate of MDD in HD patients, and the rates
of treatment of MDD in HD patients are unknown. We
conducted a cross-sectional study to explore the
prevalence and treatment of MDD in HD patients in
Changsha, China, and sought to identify correlated
sociodemographic and clinical characteristics of MDD.
These data may be of use in the management of MDD
in HD patients and form a background for much
needed, well-designed interventions for MDD in HD
patients.
MDD in hemodialysis patients
Data collection and measurements
Demographic characteristics were collected from a
general information questionnaire, and clinical characteristics were supplemented by electronic medical
records of the hospital and patients’ charts.
All subjects underwent the assessment of the
nine-item Patient Health Questionnaire (PHQ-9),
which documents the nine criteria for depression from
DSM-IV (Spitzer et al., 1999). PHQ-9 is a self-report
instrument and is effective for detecting depressive
disorders in various ethno-cultural groups (Huang
et al., 2006). It is brief and can be administered by
non-professionals. To improve the efficiency of assessment, we used the PHQ-9 to screen patients by study
psychiatrists before conducting SCID assessments.
Patients with PHQ-9 scores of ≥10 were, thus,
further assessed by an experienced psychiatrist with
the SCID interview (First, 2007). Among those who
met diagnostic criteria, the severity of MDD symptoms
was assessed using the Hamilton Rating Scale for
Depression (HRSD) (17 items) (Hamilton, 1960;
Zheng et al., 1988). Standard severity levels for the
HRSD with none (0–7), mild (8–13), moderate (14–
18), severe (19–22), and very severe (≥23) (Pincus
et al., 2000) were used.
Data analysis
Methods
Subjects
Patients were recruited from February to March 2012
from a list of patients in HD treatment at a blood
purification center of Second Xiangya Hospital. All
subjects were aged 18 years or older and had attended
at least two weeks of HD treatments. Patients were
excluded if they refused to participate, or suffered
from other concurrent severe physical diseases (e.g.
active neoplasm, hearing disorder) or concurrent
mental illnesses (e.g. delirium, dementia) that could
inhibit their participation and response to study
measurements.
HD patients (n = 306) who were listed at the
center on February 20, 2012 were screened for the
study. Among them, three patients were younger than
18 years of age, nine could not hear or speak clearly,
and 34 could not finish the questionnaires. The final
sample included 260 HD patients. Ethical approval
for the study was obtained from the Ethical and Publication Committee of Second Xiangya Hospital. All
participants provided written informed consent for
participation in the study.
Asia-Pacific Psychiatry 7 (2015) 78–84
© 2013 Wiley Publishing Asia Pty Ltd
Descriptive statistics were calculated for the sample
population. Categorical variables were analyzed using
chi-square test, and continuous variables were analyzed using Mann–Whitney U-test to compare the
sociodemographic and clinical characteristics between
patients with and without MDD. Variables that
showed significant associations were further entered
into logistic regression model to identify independent
correlates of MDD. To improve the quality of our
analyses, missing values were included with estimated
values using regression-based imputation available
through SPSS for Windows (Version 16.0., SPSS Inc.,
Chicago, IL, USA). All analyses were two-tailed, and
the level of significance was P < 0.05.
Results
Among the 260 subjects, 26.2% (68/260) screened
positive on the PHQ-9, and 38.2% (26/68) of the
positive screening people were diagnosed with MDD
using DSM-IV criteria, which account for 10% (26/
260) of all subjects. In MDD patients, 30.8%, 50.0%,
and 19.2% were in the range of moderate, severe, and
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MDD in hemodialysis patients
A. Hu et al.
very severe depression, respectively, based on HSRD
scores. There was no evidence of any clinical diagnosis
or treatment of MDD in any of the patients’ medical
records.
Mean age of this study population was 56.9
(± 15.8) years and 66.2% were men. The average
duration of HD treatment was 54.63 (± 55.49)
months. The average blood urea nitrogen and
creatinine levels were 24.97 (± 7.78) mmol/L and
950.90 (± 312.52) μmol/L, respectively. The clinical
and sociodemographic characteristics of HD patients
were compared between patients with MDD and those
without MDD, as shown in Table 1. In the analyses of
chi-square test and Mann–Whitney U, MDD was significantly associated with greater age, less education
and lower monthly incomes, less than one year of HD
treatment, greater likelihood of cardiac comorbidity,
and with lower levels of blood urea nitrogen. In
further multivariate analysis, those patients with
lower levels of blood urea nitrogen (20.85 ± 6.79),
duration of HD treatment ≤12 months, and lower
monthly incomes (<2000 yuan) were significantly
associated with an increased risk for MDD (Table 2).
Discussion
This study explored the prevalence and treatment of
MDD among HD patients in clinical practice in Mainland China. MDD was noted to be seriously underdiagnosed and undertreated as none of the identified
cases had document diagnosis or treatment of MDD.
Some psychosocial and clinical factors, such as low
blood urea nitrogen, short duration of HD treatment,
and low monthly incomes, were significantly correlated with MDD in HD patients. MDD in HD patients
has strongly associated with poorer health-related
quality of life and higher mortality risk (Hedayati et al.,
2008).
In the current study, 26.2% of the HD patients
were screened positively for depressive disorder using
the PHQ-9. These findings indicate depressive disorder
to be common in HD patients. These findings are
similar with other studies that have screened depression in HD patients using PHQ-9. For instance, one
study from Korea found prevalence of 25.34% (Son
et al., 2009), and another study from America found
28% prevalence of depression on HD patients (Drayer
Table 1. Characteristics of hemodialysis patients by MDD status
Characteristic
Age (years)
18–39
40–54
55–87
Gender
Male
Female
Marital status
Married/common-law
Single/separated/widowed
Education level
≤Primary education
>High school
Monthly income
<2000 yuan
2000–4000 yuan
>4000 yuan
Diabetes
Cardiac disease
Hypertension
Duration (months)
0–12
≥13
Blood urea nitrogen (mmol/L)
Creatinine (μmol/L)
MDD
(n = 26)
NMDD
(n = 234)
61.19 ± 13.74
2 (7.7)
3 (11.5)
21 (80.8)
56.42 ± 15.98
40 (17.1)
62 (26.5)
132 (56.4)
χ2 or Z
P-value
6.263
0.044*
16 (61.5)
10 (38.5)
156 (66.7)
78 (33.3)
0.275
0.600
20 (76.9)
6 (23.1)
194 (82.9)
40 (17.1)
0.238
0.626
5.650
0.017*
(29.1)
(45.7)
(25.2)
(21.6)
(10.8)
(53.9)
14.393
0.001**
1.439
4.663
1.820
0.230
0.031*
0.177
(17.1)
(82.9)
(± 6.78)
(± 291.13)
12.350
<0.001**
–3.092
–1.932
0.002**
0.053
17 (65.4)
9 (34.6)
17
7
2
8
7
17
12
14
20.85
844.17
(65.4)
(26.9)
(7.7)
(32.0)
(28.0)
(68.0)
(46.2)
(53.8)
(± 6.79)
(± 321.16)
96 (41.0)
138 (59.0)
68
107
59
50
25
125
40
194
25.42
964.05
*P < 0.05; **P < 0.01.
Values expressed as no. (%) or mean (±standard deviation).
MDD, major depressive disorder; NMDD, without major depressive disorder.
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A. Hu et al.
MDD in hemodialysis patients
Table 2. Logistic regression analysis showing the risk factors associated with MDD
Wald χ2
Variables
Beta
SE
(df = 1)
P-value
OR (95% CI)
Age
Monthly income
Duration
Cardiac disease
Education level
Blood urea nitrogen
Constant
1.070
–1.805
–1.144
1.272
–0.267
–0.083
1.678
0.649
0.506
0.557
0.686
0.558
0.041
1.801
2.716
12.713
4.224
3.435
0.228
4.145
0.869
0.099
<0.001**
0.040*
0.064
0.633
0.042*
0.351
2.914(0.817-10.397)
0.164(0.061-0.444)
0.318(0.107-0.948)
3.568(0.929-13.693)
0.766(0.257-2.286)
0.921(0.850-0.997)
5.357
*P < 0.05; **P < 0.01.
CI, confidence interval; MDD, major depressive disorder; OR, odds ratio.
et al. 2006). The consistency of the current study findings with other studies suggests the PHQ-9 to be an
efficient measurement tool for screening depressive
disorders in HD patients. Moreover, Watnick et al.
(2005) indicated a score of ≥10 on the PHQ-9 to be
associated with 92% sensitivity and 92% specificity
for depressive disorder in dialysis patients when compared with DSM-IV, which is the gold standard. Thus,
with limited resources and psychiatrists, PHQ-9
instrument is feasible for screening depressive disorder
in HD patients because it has acceptable brevity and
validity.
We found a 10% rate of MDD in HD patients, in
which 5%, 4.8%, and 15.9% were reported to be
prevalent in HD patients aged 18–39, 40–54, and older
than 54 years, respectively. This finding though was
consistent with other previous studies, but is substantially higher than the reported rate of 1.15%, 2.72%,
and 3.82% of the same age strata in general population in Mainland China (Phillips et al., 2009). High
prevalence of MDD might be associated with increased
mortality and poor prognosis in HD patients (Lopes
et al., 2002). Therefore, the routine screening of MDD
should be supported in order to achieve a better therapeutic regimen for HD patients with MDD.
Although MDD was frequent in HD patients, and
69.2% of MDD patients were in the range of severe
and very severe depression based on HSRD scores,
MDD was seriously underdiagnosed and undertreated
in this sample. Similar results have been seen in the
US and Europe, where only 17% and 6% of depression patients were treated, respectively (Lopes et al.,
2004), but undertreatment was more extreme in our
sample in which no HD patients with MDD received
any kind of formal diagnosis or treatment of MDD.
The observed findings in this study may reflect the
high level of stigma attached to mental illness in
Chinese culture. Compared with other parts of the
world, in Mainland China many depressed Chinese
Asia-Pacific Psychiatry 7 (2015) 78–84
© 2013 Wiley Publishing Asia Pty Ltd
tend to express their psychological distress through
somatic symptoms, such as boredom, discomfort, feelings of inner pressure, pain, dizziness, or fatigue, but
often with no expression of sad mood (Kleinman,
2004). Since there is a strong overlap between uremic
somatic symptoms and depressive symptoms, there
could be confusion in diagnosing MDD in the HD
population (Cukor et al., 2007), and clinicians may
assume that depressive symptoms are just a temporary
consequence of HD or HD medications, thus ignoring
the MDD interventions (Koenig et al., 1997).
Moreover, it is well known that individuals with
mental illness are stigmatized in China (Yang, 2007).
Neurasthenia has been the culturally acceptable way
of presenting depressive symptoms in Mainland China
(Kleinman, 1982). It is possible that psychologically
distressed individuals present with somatization to
conceal their illness and to avoid the burden of stigma
(Goldberg and Bridges, 1988). Thus, HD patients may
have denied expression of their psychological symptoms and presented with more somatic symptoms that
are socially more acceptable in Mainland China, and
consequently confound the scores in the used rating
scales. Measuring depressive symptoms or psychological well-being in China may require a specific set of
methods that would be less stigmatizing in the
Chinese cultural contextual.
Levels of blood urea nitrogen and creatinine in
HD patients were distinctly abnormal, but were lower
in HD patients with MDD than in those without MDD.
One possible explanation for this phenomenon is that
depression symptoms were usually related to poor
appetite and poor nutrition in HD patients with MDD
(Kalantar-Zadeh et al., 2005; Huang et al., 2008; Çelik
et al., 2011). Interestingly, the present study showed
that lower blood urea nitrogen levels were significantly associated with MDD, while elevated creatinine
was not. This might be associated with the culture of
Chinese diet. In comparison with the Western diets,
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MDD in hemodialysis patients
the Chinese diet is generally lower in fat and higher in
fiber content (Lee, 1991), which might influence the
associations between these biochemical parameters
and MDD. The potential biochemical mechanism
linking blood urea nitrogen, creatinine, and MDD
warrants further investigation.
This study also found that monthly income was
inversely related to MDD in HD patients, a finding
consistent with other studies (Kao et al., 2009;
Kessler et al., 2003; Sesso et al., 2003). Due to the high
cost of HD treatment, financial burden is prominent in
many HD patients. Moreover, when patients just
began to receive HD treatment, this urgent life-saving
treatment no doubt provokes considerable stress.
Shorter duration of HD treatment was associated with
increased risk of MDD, perhaps reflecting this stress.
Early diagnosis and interventions to MDD in patients
just beginning HD treatment may be especially helpful
in preventing MDD.
It is noteworthy that although female patients
have been believed to have higher rates of depression
than men (Weisbord et al., 2005; Cukor et al., 2006),
the present study found no statistical differences
between genders in relation to MDD among HD
patients. We found that female patients had higher
monthly incomes than males, and that gender was
significantly associated with monthly income. Thus,
differences in socioeconomic status seemed to be more
important factor in determining MDD risk in HD
patients than gender differences, at least in this
sample.
The present study finding of 10% MDD in HD
patients means that 90% HD patients were still
without MDD. We speculate that this may be related
to an individual’s resilience in facing serious medical
disease. It has been reported that resilience plays an
important role in mediating patient responses to stress
from biological, psychological, and social sources. Biologically, genetic factors, developmental factors, and
neurobiological factors have been reported to regulate
resilience to stress and trauma (Southwick and
Charney, 2012). Psychologically, resilience has been
associated with positive emotions and optimism,
having loving caretakers and sturdy role models, along
with a history of mastering challenges and cognitive
flexibility that might impact positively on patient
health outcomes (Southwick et al., 2005). Socially,
strong social skills and diverse social networks could
be positively influential factors on individuals’
responses to stressful situations, such as depression
(Segrin and Flora, 2000). Thus, it is possible that resilience gave some HD patients the strength to exhibit
positive behavioral adaptation and overcome the
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A. Hu et al.
adversity of depressive symptoms. However, future
studies are warranted to explore the impact of resilience on coping with MDD in HD patients.
Limitations
Several limitations to this study deserve comment.
First, the samples were from a single general hospital
in Hunan, Mainland China. The results, therefore, do
not necessarily represent the whole of Mainland
China, let alone other countries in Asia. Second, the
patients may have had other mental health problems
in addition to MDD, which was the sole focus of this
study. Third, our investigation was cross-sectional in
design, which precludes proof of causal relationships.
Fourth, we did not identify underlying biochemical
and physiological mechanisms of MDD, which should
be a focus for further research.
Conclusion
This study found a high prevalence of MDD among
HD patients in Mainland China, and appeared to be
seriously underdiagnosed and undertreated. To the
best of our knowledge, there has been little or no
research on treatment of MDD in HD patients, and
there is a great need for such research so that clinicians and policy makers can establish evidence-based
protocols for the management and effective treatments of MDD in such patients. Routine screening of
MDD in HD patients should be undertaken, and comprehensive care should be identified and made available. Our data on factors associated with MDD in HD
patients may be of some help in recognizing at-risk HD
patients. Considerable further research is needed to
better understand the biochemical and physiological
mechanisms linking blood urea nitrogen and
creatinine with MDD.
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