CASE SERIES
Posterior Thoracic Echocardiography
for Assessment of Native and Prosthetic
Aortic Valves in the Presence of
Pleural Effusion
Ming-Sum Lee, MD, PhD, Tasneem Z. Naqvi, MD, FRCP(UK), MMM
Videos online at www.jultrasoundmed.org
Many patients with aortic stenosis have difficult imaging windows due to advanced age,
kyphosis, prior chest surgeries, radiation-induced skin changes, or hyperinflated lungs
from pulmonary disease. Here we describe 4 cases to illustrate that in a subset of patients
with pleural effusion, a posterior imaging approach can be used to obtain diagnostic
images for native and prosthetic aortic valves. In these cases, nondiagnostic transthoracic
echocardiographic images were obtained from conventional imaging windows, leading to inaccurate or incomplete assessment of the aortic valve. In all cases, images
obtained from a posterior thoracic approach provided important additional diagnostic
information.
Key Words—aortic stenosis; echocardiography; pleural effusion; prosthetic aortic valve;
vascular ultrasound
Received July 11, 2013, from the Division of
Cardiology, Department of Medicine, University
of Southern California, Los Angeles, California
USA (M.-S.L., T.Z.N.); and Mayo Clinic, Scottsdale,
Arizona USA (T.Z.N.). Revision requested
August 13, 2013. Revised manuscript accepted for
publication August 16, 2013.
Address correspondence to: Tasneem Z.
Naqvi, MD, FRCP(UK), MMM, Mayo Clinic,
13400 E Shea Blvd, Scottsdale, AZ 95259 USA.
E-mail: naqvi.tasneem@mayo.edu
Abbreviations
TEE, transesophageal echocardiography;
TTE, transthoracic echocardiography
doi:10.7863/ultra.33.4.721
T
ransthoracic echocardiography (TTE) is the primary imaging modality used for patient selection before transcutaneous aortic valve replacement or surgical aortic valve
replacement.1 After aortic valve replacement, TTE is also the main
imaging modality used to assess prosthetic valve function serially
during the follow-up period. Patients with severe aortic stenosis are
often elderly and may have age-related kyphosis, prior chest surgeries, and other comorbidities, including chronic pulmonary disease, that make them poor surgical candidates. These comorbidities
often make obtaining good TTE images difficult. In a considerable
number of aortic valve replacement cases, diagnostic information
cannot be obtained with regular transthoracic imaging.
Many patients being considered for aortic valve replacement
have congestive heart failure and bilateral pleural effusions. Here we
describe 4 cases in which TTE performed using traditional windows
was nondiagnostic, whereas clinically relevant information was
obtained by performing TTE from a left posterior thoracic window.
©2014 by the American Institute of Ultrasound in Medicine | J Ultrasound Med 2014; 33:721–727 | 0278-4297 | www.aium.org
Lee and Naqvi—Posterior Thoracic Echocardiography in the Presence of Pleural Effusion
Case Descriptions
Case 1
A 75-year-old male patient with a history of chronic
obstructive pulmonary disease presented with respiratory failure and was admitted to the intensive care unit.
Transthoracic echocardiography was performed to determine whether there was a cardiac etiology for his respiratory failure. It showed a calcified aortic valve. Continuous
wave Doppler imaging across the aortic valve from an apical
5-chamber view revealed a peak velocity of 3.2 m/s, suggesting moderate aortic stenosis (Figure 1A). There was
parallel alignment of the Doppler beam with the aortic valve,
but the Doppler signal was weak, and the Doppler envelopes
appeared incomplete. Additional Doppler gradients were
obtained from a left posterior thoracic view, taking advantage of the good acoustic characteristics of left-sided pleural
effusion. Using the same gain settings, the Doppler signal
was stronger, and Doppler envelopes were clearer, showing
that the peak velocity across the valve was 4.1 m/s, consistent with severe aortic stenosis (Figure 1B).
Case 2
A 75-year-old male patient with aortic stenosis was referred
for consideration of transcutaneous aortic valve replacement.
He had a history of a spinal arteriovenous fistula that was
treated with cobalt radiation. It unfortunately led to T4
compression and paraplegia. Because of severe bilateral
peripheral arterial disease and nonhealing wounds, he
underwent a bilateral above-the-knee amputation. His history was also notable for multivessel coronary disease and
ischemic cardiomyopathy. He had chronic congestive
heart failure symptoms refractory to medical therapy and
large chronic bilateral pleural effusion.
Transthoracic echocardiography was performed to
evaluate the degree of aortic stenosis. Baseline images were
technically challenging because the patient was unable to
lie flat, and chronic chest wall edema and prior radiation
made his entire anterior chest wall skin thickened and
leatherlike. An apical 5-chamber view from the standard
anterior approach showed poor endocardial definition and
a calcified aortic valve that was poorly visualized (Figure 2A).
Continuous wave Doppler imaging to evaluate gradients
across the aortic valve showed a weak Doppler signal with
incomplete jet envelopes (Figure 2C).
Images from a posterior thoracic approach were
obtained with the patient sitting upright in his wheelchair.
Visualization of the left ventricle was improved, showing
depressed left ventricular function (Figure 2B). Parallel
alignment of the Doppler beam with the aortic valve was
722
possible from this window (Figure 2D). Doppler signals
were improved, allowing assessment of aortic valve gradients and showing peak and mean aortic valve gradients of
57 and 34 mm Hg, respectively, and an estimated aortic
valve area of 0.8 cm2, consistent with low-flow, low-gradient
aortic stenosis (Figure 2D). Dobutamine infusion was performed with the patient sitting upright and by using the
posterior thoracic imaging approach. With dobutamine at
20-μg/kg/min, an increase in peak and mean aortic valve
gradients to 74 and 43 mm Hg was achieved, corresponding
to an estimated aortic valve area of 0.7 cm2 (Figure 2E).
The patient was deemed a reasonable candidate for transcutaneous aortic valve replacement and was scheduled to
undergo the procedure.
Figure 1. A, Continuous wave Doppler imaging across the aortic valve
from an apical 5-chamber view showed a peak velocity across the aortic
valve that was 3.2 m/s. B, The same patient was imaged from a left posterior thoracic window, where the ultrasound beam traveled through a
left-sided pleural effusion before reaching the heart. The Doppler signal
obtained from this window was more dense and showed a higher peak
velocity across the aortic valve, at 4.1 m/s.
A
B
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Lee and Naqvi—Posterior Thoracic Echocardiography in the Presence of Pleural Effusion
A
Figure 2. A, Transthoracic echocardiography was performed to evaluate the aortic valve. An apical 5-chamber view was obtained from the
standard approach. Endocardial definition was poor. A calcified aortic
valve was poorly visualized (see Video 1). B, Transthoracic echocardiography using a posterior window showed left posterior pleural effusion
(PE) and the adjacent left ventricle (LV). Left ventricular systolic function
was moderately reduced, with the ejection fraction calculated as 37%
(see Video 2). The aortic valve (arrowhead) position allowed parallel
alignment with the Doppler beam for obtaining transaortic gradients.
C, Continuous wave Doppler imaging across the aortic valve obtained
from the standard apical 5-chamber view showed weak Doppler
signals and incomplete jet envelopes. D, The same patient was imaged
from a posterior approach. Continuous wave Doppler imaging through
the aortic valve now showed an improved Doppler signal, with peak and
mean transaortic gradients of 57 and 34 mm Hg, respectively. E, Dobutamine echocardiography was performed with posterior imaging. With
dobutamine at 20 μg/kg/min, the peak and mean transaortic gradients
increased to 74 and 43 mm Hg, consistent with severe aortic stenosis.
Ventricular ectopy was present at baseline, and ventricular bigeminy
was present during dobutamine infusion.
B
D
C
E
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Lee and Naqvi—Posterior Thoracic Echocardiography in the Presence of Pleural Effusion
Case 3
In this case, TTE was performed to evaluate prosthetic
valve function in a patient who had undergone transcutaneous aortic valve replacement with a CoreValve
(Medtronic, Inc, Edgewater, MD). Images were initially
obtained from standard views. On the parasternal long-axis
view and the apical 5-chamber view, the CoreValve could
be seen in the aortic position. No perivalvular leaks were
detected from these views (Figure 3, A and B). Because
of the poor image quality, additional images were
obtained from a left posterior approach in this patient
with pleural effusion. The CoreValve, including details of
the nitinol stent, could be clearly visualized from this view
(Figure 3C). Color flow Doppler imaging using the posterior thoracic window revealed two jets of a trace paravalvular leak (Figure 3D). This leak was completely
missed in images obtained from the traditional approach
(Figure 3, A and B).
Case 4
A 16-year-old male patient with Marfan syndrome underwent aortic valve replacement and aortic root placement
(the Bentall procedure) for aortic regurgitation and an
ascending aortic aneurysm. The patient also had a history
of bioprosthetic mitral valve replacement. Transthoracic
echocardiography was performed to assess prosthetic valve
function. On an apical 5-chamber view, the color flow
Doppler signal in the aortic root was prematurely cut off
because of shadowing from the aortic root graft (Figure 4A).
Continuous wave Doppler imaging showed reasonable
signals of aortic regurgitation, but the Doppler envelope of
forward flow for evaluating gradients across the prosthetic
valve was incomplete (Figure 4C). Despite multiple attempts
to reangle the ultrasound probe, complete Doppler profiles could not be obtained because of a shadowing artifact
from the aortic root graft.
Taking advantage of the patient’s pleural effusion, a
posterior approach was attempted. This approach allowed
improved image quality and showed a well-seated aortic
valve bioprosthesis (Figure 4, B and D) with an intravalvular
leak (Figure 4E). It also allowed parallel alignment of the
ultrasound beam with the aortic valve such that complete
Doppler envelopes could be obtained to assess prosthetic
valve function (Figure 4D). The color flow Doppler signal
into the ascending aorta could now be seen (Figure 4F).
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Discussion
Obtaining good TTE images can be technically challenging in a number of patients. This problem is particularly
relevant to patients being evaluated for transcutaneous
aortic valve replacement, since these patients are often
older and have poor acoustic windows. Transesophageal
echocardiography (TEE) can be used for better assessment of the aortic valve. However, TEE generally requires
sedation and is associated with potential complications.
In patients with poor oxygenation, such as those with pulmonary edema from heart failure or those with severe lung
disease, intubation is often required with TEE. Another
challenge with TEE is the difficulty in aligning the ultrasound beam to obtain the highest transaortic Doppler gradients, and afterload reduction from sedation could affect
the hemodynamics, leading to gradients that are not truly
representative. Since TEE is an invasive procedure, it is not
possible to perform it repeatedly for follow-up after valve
replacement.
The favorable acoustic quality of pleural effusion
enables good ultrasound beam penetration. Here we show
that in patients with pleural effusion, a left posterior TTE
approach allows improved visualization of the aortic valve
prosthesis, allowing detection of intravalvular or perivalvular leaks that could not be detected with the standard
approach. The posterior approach also allows parallel
alignment of the Doppler beam with the aortic valve and
improved Doppler signals so that accurate measurements
of aortic valve gradients can be made.
The main limitation of this approach is that patients
need to have left pleural effusion. Also, this imaging window does not provide adequate assessment of the aortic
annulus for aortic valve sizing. For aortic annulus sizing,
computed tomography and TEE are still the preferred
modalities. The posterior TTE imaging approach is useful
before aortic valve replacement for determining the degree
of aortic stenosis. It is also particularly useful for follow-up
of prosthetic valve function after valve replacement.
In conclusion, in patients with pleural effusion in
whom conventional TTE is technically difficult and fails
to provide adequate assessment of a native or prosthetic
aortic valve, it is reasonable to attempt a posterior imaging
approach, as it may provide additional diagnostic information, as illustrated in the cases presented.
J Ultrasound Med 2014; 33:721–727
Lee and Naqvi—Posterior Thoracic Echocardiography in the Presence of Pleural Effusion
Figure 3. A, An apical 5-chamber view showed the CoreValve in the
aortic position (arrow) (see Video 3). B, Color flow interrogation of the
CoreValve from this view revealed no evidence of a perivalvular leak (see
Video 4). C, The same patient was imaged from a posterior thoracic
approach. The CoreValve (arrow), including details of the nitinol stent,
could be delineated (see Video 5). D, Color flow interrogation of the
CoreValve now showed two jets of a trace perivalvular leak (arrows) (see
video 6). The perivalvular leak was seen in images obtained from the
standard windows. Ao indicates aorta; LA, left atrium; LV, left ventricle;
and PE, pleural effusion.
C
A
D
B
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Lee and Naqvi—Posterior Thoracic Echocardiography in the Presence of Pleural Effusion
A
Figure 4. A, Color flow Doppler imaging of a patient who underwent
aortic root replacement and aortic valve replacement. Color flow was
cut off abruptly because of a shadowing artifact from the aortic root graft.
B, Imaging from a posterior thoracic approach showed an uninterrupted
color Doppler flow signal into the ascending aorta. C, A continuous
wave Doppler profile from a standard apical 5-chamber view showed
adequate signals of aortic regurgitation, but the Doppler envelope of
forward flow was incomplete. D, A continuous wave Doppler profile
obtained from a posterior window now showed complete Doppler
envelopes. E, (opposite page) Imaging from a posterior thoracic window showed a normally functioning bioprosthetic aortic valve, as well as
a normally functioning bioprosthetic mitral valve. F, Color flow Doppler
imaging showed an intravalvular leak and no perivalvular leak. Ao indicates ascending aorta; AV, bioprosthetic aortic prosthesis; LA, left
atrium; LV, left ventricle; MV, bioprosthetic mitral prosthesis; and PE,
pleural effusion.
C
B
D
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Lee and Naqvi—Posterior Thoracic Echocardiography in the Presence of Pleural Effusion
E
F
References
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Zamorano JL, Badano LP, Bruce C, et al. EAE/ASE recommendations for
the use of echocardiography in new transcatheter interventions for valvular heart disease. J Am Soc Echocardiogr 2011; 24:937–965.
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