What's New

Date Title Division/Office
SEC Adopts Tailored Registration Form for Offerings of Registered Index-Linked and Registered Market-Value Adjustment Annuities Investment Management
Money Market Fund Statistics- Supporting Data, May 2024 Investment Management
Money Market Fund Statistics, May 2024 Investment Management
Updated Voluntary Submission of Draft Registration Statements – FAQs Corporation Finance
The State of Disclosure Review Corporation Finance
Selective Disclosure of Information Regarding Cybersecurity Incidents Corporation Finance
Broker-Dealers: Staff Assessment of Risks, Scoping of Examinations, and Requesting of Documents Compliance Inspections and Examinations Division of Examinations
Money Market Fund Statistics- Supporting Data, April 2024 Investment Management
Money Market Fund Statistics, April 2024 Investment Management
Banco Bilbao Vizcaya Argentaria, S.A. Corporation Finance
IM No Action Letters (Permission Granted Pursuant Regulation S-X Rule 3-13 for Certain Non-Variable Insurance Products) Investment Management
Statement on the Application of IFRS 19, Subsidiaries Without Public Accountability: Disclosures, in Filings with the SEC Office of the Chief Accountant Corporation Finance
Statement on the Application of IFRS 19, Subsidiaries Without Public Accountability: Disclosures, in Filings with the SEC Office of the Chief Accountant Corporation Finance
Remarks Before the Conference on Emerging Trends in Asset Management Investment Management
Tina Diamantopoulos Named Regional Director of Chicago Office Division of Enforcement
SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information Investment Management
Fostering a Healthy “Tone at the Top” at Audit Firms Office of the Chief Accountant
Nuveen AMT-Free Quality Municipal Income Fund and Nuveen New York AMT-Free Quality Municipal Income Fund Investment Management
SEC Charges Pennsylvania Resident with Insider Trading in Dick’s Sporting Goods Securities Division of Enforcement
Staff Statement on Issuer Disclosure and Reporting Obligations in Light of Rule 102(e) Order against BF Borgers CPA PC Corporation Finance

Last Reviewed or Updated: June 28, 2024